Common use of ACCOUNT RESTRICTIONS Clause in Contracts

ACCOUNT RESTRICTIONS. If there is a restriction on the Client’s Account at Third-Party Broker, the Client’s use of the Third- Party Broker platform and trading functions will also be restricted with respect to such Accounts. Third-Party Broker reserves the right to require cash or equity deposits, and to determine the adequacy of such deposit, prior to the lifting of a restriction and the resumed use of the Third-Party Broker Platform. Neither TBCC, nor Third-Party Broker is responsible for any delay or failure to provide services to the Client’s Account while a restriction is in place, including the execution of any securities Order if the Client lacks sufficient funds in the Client’ Account or the Client delays or fails to make a required cash or equity deposit.