Common use of Account Suspension and Investigation Clause in Contracts

Account Suspension and Investigation. I acknowledge and agree that you have the right to immediately (i) cause my RHC Account or, to the extent permitted by the customer agreement with such Affiliate any other account I may now or in the future have with an Affiliate (such account, an “Affiliated Account”) to be suspended, (ii) cause the funds and assets in my RHC Account and any Affiliated Account to be frozen, and (iii) investigate my RHC Account, until a determination has been made, if (A) you suspect, in your sole discretion, any such accounts to be in violation of this Agreement, your Anti-Money Laundering (“AML”) program or that of any of your Affiliates, any applicable laws or regulations, or the RHC Code of Conduct; (B) you or any of your Affiliates are required to do so by a government or regulatory authority, court order, or facially valid subpoena; (C) my RHC Account or any Affiliated Account is subject to any pending litigation, investigation, or governmental proceeding; (D) my RHC Account or my RHF Account has a negative balance; (E) my ACH deposit was returned to my bank; (F) you believe that there is unusual activity in my RHC Account or any Affiliated Account or suspect that I am using RHC, RHF, my Login Credentials, or other account information in an unauthorized or inappropriate manner; or (G) I have not accessed my RHC Account in two (2) years of more. RHC will provide me with notice of any such suspension of my RHC Account if legally permitted to do so.

Account Suspension and Investigation. I acknowledge and agree that you have the right to immediately (i) cause my RHC Account or, to the extent permitted by the customer agreement with such Affiliate any other account I may now or in the future have with an Affiliate (such account, an “Affiliated Account”) to be suspended, (ii) cause the funds and assets in my RHC Account and any Affiliated Account to be frozen, and (iii) investigate my RHC Account, until a determination has been made, if (A) you suspect, in your sole discretion, any such accounts to be in violation of this Agreement, your Anti-Anti- Money Laundering (“AML”) program or that of any of your Affiliates, any applicable laws or regulations, or the RHC Code of Conduct; (B) you or any of your Affiliates are required to do so by a government or regulatory authority, court order, or facially valid subpoena; (C) my RHC Account or any Affiliated Account is subject to any pending litigation, investigation, or governmental proceeding; (D) my RHC Account or my RHF Account has a negative balance; (E) my ACH deposit was returned to my bank; (F) you believe that there is unusual activity in my RHC Account or any Affiliated Account or suspect that I am using RHC, RHF, my Login Credentials, or other account information in an unauthorized or inappropriate manner; or (G) I have not accessed my RHC Account in two (2) years of more. RHC will provide me with notice of any such suspension of my RHC Account if legally permitted to do so.

Account Suspension and Investigation. I acknowledge and agree that you have the right to immediately (i) cause my RHC My Account or, to the extent permitted by the customer agreement with such Affiliate an Alpaca Entity any other account I may now or in the future have with an Affiliate Alpaca Entity (such account, an “Affiliated Account”) to be suspended, (ii) cause the funds and assets in my RHC My Account and any Affiliated Account of my Alpaca Entity accounts to be frozen, and (iii) investigate my RHC My Account, until a determination has been made, if (A) you suspect, in your sole discretion, any such accounts to be in violation of this Agreement, your Antianti-Money Laundering (“AML”) money laundering program or that of any of your Affiliatesan Alpaca Entity, any applicable laws or regulations, or the RHC Code of Conductany Alpaca Entity terms and conditions to which I am subject; (B) you or any of your Affiliates Alpaca Entity are required to do so by a government or regulatory authority, court order, or facially valid subpoena; (C) my RHC My Account or any Affiliated Account of my Alpaca Entity accounts is subject to any pending litigation, investigation, or governmental proceeding; (D) my RHC My Account or any of my RHF Account Alpaca Entity accounts has a negative balance; (E) my ACH deposit was returned to my bank; (F) you believe that there is unusual activity in my RHC My Account or any Affiliated Account of my Alpaca Entity accounts or suspect that I am using RHCAlpaca Crypto, RHFanother Alpaca Entity, my Login CredentialsElectronic Access pursuant to Section 14 of this Agreement, or other account information in an unauthorized or inappropriate manner; or (G) I have not accessed my RHC My Account in two (2) years of more. RHC You will provide me with notice of any such suspension of my RHC My Account if legally permitted to do so.

Account Suspension and Investigation. I acknowledge and agree that you have the right to immediately (i) cause my RHC Account or, to the extent permitted by the customer agreement with such Affiliate Affiliate, any other account I may now or in the future have with an Affiliate (such account, an “Affiliated Account”) Account to be suspended, (ii) cause the funds and assets in my RHC Account and any Affiliated Account to be frozen, and (iii) investigate my RHC Account, until a determination has been made, if (A) you suspect, in your sole discretion, any such accounts to be in violation of this Agreement, your Anti-Money Laundering (“AML”) program or that of any of your Affiliates, any applicable laws or regulations, or the RHC Code of Conduct; (B) you or any of your Affiliates are required to do so by a government or regulatory authority, court order, or facially valid subpoena; (C) my RHC Account or any Affiliated Account is subject to any pending litigation, investigation, or governmental proceeding; (D) my RHC Account or my RHF any Affiliated Account has a negative balance; (E) my ACH deposit was returned to my bank; (F) you believe that there is unusual activity in my RHC Account or any Affiliated Account or suspect that I am using RHC, RHF, RHY, my Login Credentials, or other account information in an unauthorized or inappropriate manner; or (G) I have not accessed my RHC Account in two (2) years of more. RHC will provide me with notice of any such suspension of my RHC Account if legally permitted to do so.