Account Transactions Sample Clauses

Account Transactions a. Client recognizes and agrees that in order for Adviser to discharge its responsibilities, it must engage in securities brokerage transactions described in Item 1 herein; b. Commissions and/or transaction fees are generally charged for effecting securities transactions; c. Adviser, in return for effecting securities brokerage transactions through certain broker-dealers, may receive from those broker-dealers certain investment research products and/or services which assist Adviser in its investment decision making process for the Client.

Account Transactions a. You agree that in order for Revolut Wealth to discharge its responsibilities, it must engage in securities brokerage transactions described in this Agreement. b. Commissions and/or transaction fees are generally charged for effecting securities transactions. c. Revolut Wealth, in return for effecting securities brokerage transactions through certain broker-dealers, may receive from those broker-dealers certain investment research products and/or services which assist Revolut Wealth in its investment decision-making process for your Account.

Account Transactions. (a) Commissions and/or transaction fees are generally charged for effecting securities transactions; and (b) The brokerage commissions and/or transaction fees charged to CLIENT for securities brokerage transactions are exclusive of, and in addition to, Adviser Compensation as defined in paragraph 2 hereof.

Account Transactions. (a) CLIENT recognizes and agrees that in order for ADVISER to discharge its responsibilities, it must engage in securities brokerage transactions described in paragraph 1 herein; (b) Commissions and/or transaction fees are generally charged for effecting securities transactions; (c) In return for effecting securities brokerage transactions through certain broker-dealers, ADVISER may receive from those broker-dealers certain investment research products and/or services which assist ADVISER in its investment decision making process for CLIENT, all of which transactions shall be in compliance with Section 28(e) of the Securities Exchange Act of 1934; and (d) The brokerage commissions and/or transaction fees charged to CLIENT for securities brokerage transactions are exclusive of, and in addition to, Adviser Compensation as defined in paragraph 2 hereof.

Account Transactions. Unless otherwise determined and/or permitted, all securities brokerage transactions directed by the designated Investment Manager(s) for the Program shall be effected through the applicable Account Custodian. Account commissions and/or transaction fees for securities transactions directed by the designated Independent Manager(s) under the Program are inclusive of the Program Fee as defined in paragraph 2 hereof.

Account Transactions. 9.1 You shall be responsible for ensuring that instructions from you or from a Cardholder to pay money into and out of the Account are correct and accurate. We will not check whether any of this information is correct. For example, we do not check the name of a Payee or account given to us with a payment instruction. 9.2 We may refuse to act on an instruction to pay money into or out of the Account if the instruction does not contain the correct BIC and/or IBAN, or sort code and account number, any other necessary unique identifier of the Payee. If we refuse to process a payment from the Account for such a reason, we will tell you. We have no liability to you, any Cardholder or any other party for any loss, cost or expense which arises from our refusal to act on a payment instruction under this Clause 9.2. We may also refuse to act on an instruction if correct Security Credentials are not supplied when required. 9.3 In respect of payments instructions, the date of receipt of such payment instructions (“D”) will, subject to any applicable Cut-Off Times, be that Banking Day where the payment instruction is received by the Bank. If the payment is in Euro, and the financial institution of the payee is located in the EEA, we will ensure that the financial institution of the payee will receive the payment within one banking day of D (D+1). If it is a cross border payment in Sterling, or other EEA Currency (non-euro), and the financial institution of the payee is located in the EEA, we will ensure that the financial institution of the payee will receive the payment within three banking days of D (D+3). Where the payment instruction is submitted on paper, the processing time may be an extra banking day ((D+2) and (D+4)). Any other payment instructions may take longer to process. 9.4 The financial institution where the Payee’s account is held controls payment into that account. We are not responsible for that. 9.5 In the event we suspect or detect any fraud or unauthorised activity on your Account, we may advise you or the relevant Cardholder via phone, SMS message or email as appropriate. If we deem it necessary we may block your Account or any Card and will advise you or the relevant Cardholder of the block and how it may be removed.

Account Transactions. 4.1 The Manager will place orders for the execution of transactions on behalf of the Trust Account on a best execution basis and in accordance with Part II of the Manager’s Form ADV, as may be amended from time to time. The Manager may, in its discretion, bunch and aggregate orders for the Account. The Manager is not required to aggregate orders. The Manager hereby notifies the Beneficiary that aggregation may work against as well as for the Account’s interest. 4.2 The Manager may not execute trades with or through itself or any of its affiliates acting as agent or as principal. The Manager may execute transactions in which the Manager, its affiliates and/or their personnel have interests as described in Sections 1.3 and 13 hereof. The Manager is authorized to effect cross transactions between the Account and other accounts managed by the Manager and its affiliates provided that remuneration paid by the Account for the execution of such transactions shall be paid to broker-dealers unaffiliated with the Manager and provided, further, that the terms of such cross transactions are, in the Manager’s reasonable view, fair and equitable to the Account. Such cross transactions enable the Manager to purchase or sell a block of securities for the Account at a set price and possibly avoid an unfavorable price movement that may be created through entrance into the market with such purchase or sell order. The Manager believes that such transactions can provide meaningful benefits for its clients. However, the Manager has a potentially conflicting division of loyalties and responsibilities regarding both parties to such transactions. 4.3 The Manager may cause the Trustee to advance cash on the Account’s behalf to facilitate execution and settlement of transactions in the Account.

Account Transactions. Instructions may be given by telephone, through the internet at ▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇/▇▇▇▇▇▇, using the self-service automated phone system, or in writing. We encourage You to make transfers or reallocations by logging into Your account at ▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇/▇▇▇▇▇▇ or by calling us for most efficient processing. We will send a confirmation of transactions to You within five Business Days from the date of the transaction. It is Your responsibility to verify the information shown and notify Us of any errors within 30 calendar days of the transaction. Generally, no one may give VALIC telephone instructions on Your behalf without Your written or recorded verbal consent. VALIC employees who have received a Participant’s or

Account Transactions. 4.1 The Manager will place orders for the execution of transactions for the Account on behalf of the Customer on a best execution basis and in accordance with Part II of the Manager’s Form ADV, as may be amended from time to time. The Customer authorizes the Manager and its affiliates to bunch and aggregate orders for the Account. The Manager is not required to aggregate orders. The Manager hereby notifies the Customer that aggregation affiliates may work against as well as for the Customer’s interest. 4.2 The Manager may not execute trades with or through itself or any of its affiliates acting as agent or as principal. The Manager may execute transactions in which the Manager, its affiliates and/or their personnel have interests as described in Sections 1.3 and 13 hereof. The Manager is authorized to effect cross transactions between the Account and other accounts managed by the Manager and its affiliates provided that remuneration paid by the Account for the execution of such transactions shall be paid to broker-dealers unaffiliated with the Manager and provided, further, that the terms of such cross transactions are, in the Manager’s reasonable view, fair and equitable to for the Customer. Such cross transactions enable the Manager to purchase or sell a block of securities for the Account at a set price and possibly avoid an unfavorable price movement that may be created through entrance into the market with such purchase or sell order. The Manager believes that such transactions can provide meaningful benefits for its clients. However, the Customer should note that the Manager has a potentially conflicting division of loyalties and responsibilities regarding both parties to such transactions. 4.3 The Manager may cause the Custodian to advance cash on the Customer’s behalf to facilitate execution and settlement of transactions in the Account.