Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC (the “Underwriter”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 22 contracts
Sources: Indemnification Agreement (Aquaron Acquisition Corp.), Indemnification Agreement (Aquaron Acquisition Corp.), Indemnification Agreement (Aquaron Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC (the “Underwriter”) or an affiliate thereofof East Sponsor, LLC, a Delaware limited liability company (“East Sponsor”), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 16 contracts
Sources: Indemnification Agreement (East Resources Acquisition Co), Indemnification Agreement (East Resources Acquisition Co), Indemnification & Liability (East Resources Acquisition Co)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC M3-Brigade Sponsor III LP (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 15 contracts
Sources: Indemnification Agreement (M3-Brigade Acquisition III Corp.), Indemnification Agreement (M3-Brigade Acquisition III Corp.), Indemnification Agreement (M3-Brigade Acquisition III Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC (the “Underwriter”) or an affiliate thereofof RMG Sponsor, LLC, a Delaware limited liability company (“RMG Sponsor”), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 12 contracts
Sources: Indemnity Agreement (RMG Acquisition Corp.), Indemnification Agreement (RMG Acquisition Corp.), Indemnification Agreement (RMG Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Marketsan affiliate or member of GigAcquisitions5, LLC (the “UnderwriterSponsor”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 11 contracts
Sources: Indemnity Agreement (Qt Imaging Holdings, Inc.), Indemnity Agreement (GigCapital5, Inc.), Indemnity Agreement (GigCapital5, Inc.)
Acquisition of Stock by Third Party. Other than Chardan an affiliate of either Bilcar FT, LP or Trasimene Capital MarketsFT, LLC LP (the “UnderwriterSponsors”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 10 contracts
Sources: Indemnification Agreement (Foley Trasimene Acquisition Corp.), Indemnity Agreement (Foley Trasimene Acquisition Corp.), Indemnification Agreement (Foley Trasimene Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Marketsan affiliate of ENNV Holdings, LLC LLC, a Delaware limited liability company (the “UnderwriterSponsor”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 9 contracts
Sources: Indemnity Agreement (ECP Environmental Growth Opportunities Corp.), Indemnity Agreement (ECP Environmental Growth Opportunities Corp.), Indemnification Agreement (ECP Environmental Growth Opportunities Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC (the “Underwriter”) or an affiliate thereofof BOC Yellowstone LLC, a Delaware limited liability company (“Yellowstone Sponsor”), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 7 contracts
Sources: Indemnification Agreement (Yellowstone Acquisition Co), Indemnity Agreement (Yellowstone Acquisition Co), Indemnification Agreement (Yellowstone Acquisition Co)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC (the “Underwriter”) or an affiliate thereof, The date on which any Person (as defined below) ), other than an affiliate of GigAcquisitions, LLC, a Delaware limited liability company (“Sponsor”), is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 7 contracts
Sources: Indemnity Agreement (GigCapital, Inc.), Indemnity Agreement (GigCapital, Inc.), Indemnity Agreement (GigCapital, Inc.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsdMY Sponsor VI, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 6 contracts
Sources: Indemnification Agreement (dMY Technology Group, Inc. VI), Indemnification Agreement (dMY Technology Group, Inc. VI), Indemnification Agreement (dMY Technology Group, Inc. VI)
Acquisition of Stock by Third Party. Other than Chardan Capital Marketsan affiliate of Mercato Partners Acquisition Group, LLC (the “UnderwriterMercato Partners”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1A) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2B) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 6 contracts
Sources: Indemnity Agreement (Mercato Partners Acquisition Corp), Indemnification Agreement (Mercato Partners Acquisition Corp), Indemnity Agreement (Mercato Partners Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan ▇▇▇▇ Capital MarketsPartners, LLC and ▇▇▇▇▇-▇▇▇▇▇▇ Capital Group LLC (the “UnderwriterUnderwriters”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 5 contracts
Sources: Indemnification Agreement (Roth CH Acquisition v Co.), Indemnification Agreement (Roth CH Acquisition III Co), Indemnification Agreement (Roth CH Acquisition III Co)
Acquisition of Stock by Third Party. Other than Chardan R▇▇▇ Capital MarketsPartners, LLC and C▇▇▇▇-▇▇▇▇▇▇ Capital Group LLC (the “UnderwriterUnderwriters”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 5 contracts
Sources: Indemnification Agreement (Roth CH Acquisition v Co.), Indemnity Agreement (Roth CH Acquisition IV Co.), Indemnity Agreement (Roth CH Acquisition IV Co.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsInvestments 2, LLC (the “UnderwriterSponsor”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 4 contracts
Sources: Indemnity Agreement (Chardan Nextech Acquisition Corp.), Indemnity Agreement (Chardan Nextech Acquisition Corp.), Indemnification Agreement (Chardan Healthcare Acquisition 2 Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC (the “Underwriter”) or an affiliate thereof, The date on which any Person (as defined below) ), other than an affiliate of GigAcquisitions2, LLC, a Delaware limited liability company (“Sponsor”), is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 3 contracts
Sources: Indemnity Agreement (UpHealth, Inc.), Indemnity Agreement (GigCapital3, Inc.), Indemnity Agreement (GigCapital2, Inc.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsNetwork 1 Financial Securities, LLC Inc. (the “Underwriter”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Mountain Crest Acquisition Corp. IV), Indemnification Agreement (Global Consumer Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan Level Field Capital MarketsII, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person (as defined below) results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (LF Capital Acquisition Corp. II), Indemnification Agreement (LF Capital Acquisition Corp. II)
Acquisition of Stock by Third Party. Other than Ventoux Acquisition Holdings LLC or Chardan Capital MarketsInternational Investments, LLC (the “UnderwriterCo-Sponsors”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Ventoux CCM Acquisition Corp.), Indemnity Agreement (Ventoux CCM Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsVBOC Holdings, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of their affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Viscogliosi Brothers Acquisition Corp), Indemnification Agreement (Viscogliosi Brothers Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsInscobee, LLC Inc. (the “UnderwriterInscobee”) or an affiliate thereofof the Inscobee, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Apimeds Pharmaceuticals US, Inc.), Indemnification Agreement (Apimeds Pharmaceuticals US, Inc.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets▇▇ ▇▇▇▇▇▇, LLC (the “Underwriter”) division of Benchmark Investments, LLC, or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Plutonian Acquisition Corp.), Indemnification & Liability (Plutonian Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Marketsan affiliate of CENAQ Sponsor LLC, LLC a Delaware limited liability company (the “UnderwriterSponsor”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (CENAQ Energy Corp.), Indemnification Agreement (CENAQ Energy Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, Investments 2 LLC (the “UnderwriterSponsor”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Chardan NexTech Acquisition 2 Corp.), Indemnity Agreement (Chardan NexTech Acquisition 2 Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, Golden Ventures Sponsors LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Golden Ventures Acquisition Corp), Indemnification Agreement (Golden Ventures Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, Atlas Crest Investment LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Atlas Crest Investment Corp.), Indemnity Agreement (Atlas Crest Investment Corp.)
Acquisition of Stock by Third Party. Other than an affiliate or member of Quantum Ventures LLC or Chardan Capital Markets, Quantum LLC (the “UnderwriterCo-Sponsors”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 2 contracts
Sources: Indemnification Agreement (Quantum FinTech Acquisition Corp), Indemnification Agreement (Quantum FinTech Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan an affiliate of Delphi Growth Capital MarketsSponsor, LLC L.P. (the “UnderwriterSponsor”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iiic) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Delphi Growth Capital Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsClarim Partners, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of their affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Clarim Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, CMLS Holdings III LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, Forest Road Acquisition Sponsor LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Forest Road Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, ▇▇▇▇▇▇▇ Park Sponsor LLC or its affiliates (the “Underwriter▇▇▇▇▇▇▇ Park”) or an affiliate thereof▇▇▇▇▇▇ Holding LLC or its affiliates (“▇▇▇▇▇▇”), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnity Agreement (Conyers Park Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, Z-Work Holdings LLC (the “UnderwriterSponsor”) or an affiliate thereofany of their affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Z-Work Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, CEA Space Holdings I LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (CEA Space Partners I Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, Dune Acquisition Holdings LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, CMLS Holdings II LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (CM Life Sciences II Inc.)
Acquisition of Stock by Third Party. Other than Chardan ▇▇▇▇▇▇▇ Capital Markets, Acquisition Holdings II LLC (the “UnderwriterSponsor”) or an affiliate thereofany of their affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Mudrick Capital Acquisition Corp. II)
Acquisition of Stock by Third Party. Other than Chardan HighCape Capital Markets, Acquisition LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (HighCape Capital Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, Canna-Equity LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnity Agreement (Canna-Global Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC Pendrell Holicity Holdings Corporation (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsDarkPulse, LLC Inc. (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Global System Dynamics, Inc.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, ShoulderUp Technology Sponsor LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (ShoulderUP Technology Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsKadem Management, LLC LLC, a Delaware limited liability company (the “UnderwriterSponsor”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person (as defined below) results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (21) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Kadem Sustainable Impact Corp)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsPriveterra Sponsor, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Priveterra Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsEarlyBirdCapital, LLC Inc. (the “Underwriter”) or an affiliate thereof, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Archimedes Tech Spac Partners Co)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, D and Z Media Holdings LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (D & Z Media Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsCascadia Acquisition Sponsor LLC, LLC (the “Underwriter”) a Delaware limited liability company, or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Cascadia Acquisition Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, an affiliate of Capitol Acquisition Management V LLC or Capitol Acquisition Founder V LLC (the each, a “UnderwriterSponsor”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) 20% or more of the combined voting power of the Company’s then then-outstanding securities entitled to vote generally in the election of directors, unless (1A) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2B) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Capitol Investment Corp. V)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, an affiliate of Capitol Acquisition Management VII LLC or Capitol Acquisition Founder VII LLC (the each, a “UnderwriterSponsor”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) 20% or more of the combined voting power of the Company’s then then-outstanding securities entitled to vote generally in the election of directors, unless (1A) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2B) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsMusic Acquisition Sponsor, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsB ▇▇▇▇▇ Principal 150 Sponsor Co., LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (B. Riley Principal 150 Merger Corp.)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsOcelot SPAC I, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Ocelot Acquisition Corp I)
Acquisition of Stock by Third Party. Other than Chardan Capital Markets, LLC CG Investments Inc. VI (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Environmental Impact Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsVistas Media Sponsor, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnification Agreement (Vistas Media Acquisition Co Inc.)
Acquisition of Stock by Third Party. Other than Chardan Capital Marketsan affiliate of Mu▇▇▇▇▇ ▇apital Acquisition Holdings, LLC (the “UnderwriterMu▇▇▇▇▇ ▇apital Holdings”) or an affiliate thereof), any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnity Agreement (Mudrick Capital Acquisition Corp)
Acquisition of Stock by Third Party. Other than Chardan Capital MarketsdMY Sponsor IV, LLC (the “UnderwriterSponsor”) or an affiliate thereofany of its affiliates, any Person (as defined below) is or becomes the Beneficial Owner, directly or indirectly, of securities of the Company representing fifteen percent (15%) or more of the combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of directors, unless (1) the change in the relative Beneficial Ownership of the Company’s securities by any Person results solely from a reduction in the aggregate number of outstanding shares of securities entitled to vote generally in the election of directors, or (2) such acquisition was approved in advance by the Continuing Directors (as defined below) and such acquisition would not constitute a Change in Control under part (iii) of this definition;
Appears in 1 contract
Sources: Indemnity Agreement (dMY Technology Group, Inc. IV)