Common use of Additional Defined Terms Clause in Contracts

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1

Appears in 1 contract

Sources: Merger Agreement (McAfee, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: . 280G Stockholder Approval 6.13 280G Waiver 7.2(c) 401(k) Plan 6.9(b6.13 Action of Divestiture 6.8(a) Actual Cash 2.10(c) Actual Company Debt 2.10(c) Actual Excess Fees 2.10(c) Actual Working Capital 2.10(c) Acquisition Proposal 5.3(a) Acquisition Transaction 9.3(a)(i) Additional Shares 2.11(a)(i) Affected Stockholders 6.25(a) Agent Indemnification Expenses 8.7(d)(vii) Agent Interpleader Expenses 8.7(d)(vi) Agreement Preamble Antitrust Restraint 6.6(eApplicable Expiration Date 8.1(a) Bylaws 3.1(a) Balance Sheet Date 3.7 Cancellation Fees 6.9(d) Cancellation Notices 6.9(d) Certificate of Designations 3.1(bIncorporation 3.1(a) Certificate of Merger 2.2 Certificates 2.8(c2.3(a) Change of Recommendation Notice 6.3(d)(iiControl Fees 6.9(d) Charter Documents 3.1(a) Claim Certificate 8.5(a) Closing 2.2 Closing Date 2.2 Code 2.8(dClosing Statement Memorandum 2.10(c)(i) Company Preamble Company Balance Sheet 3.4(b) Authorizations 3.18 Company Charter Documents 3.1(b) Board Recommendation 3.4 Company Disclosure Letter Schedule Article III Company Environmental Permits 3.13(cExpenses 9.3(b)(i) Company Financials 3.4(bIndemnified Parties 6.23(b) Company Material Contract 3.17(aIntellectual Property Contracts 3.14(e)(i) Company Purchase Plans 3.2(cPrivacy Policy 3.14(m)(i) Company SEC Reports 3.4(aReleased Party 6.25(b) Company Releasing Parties 6.25(b) Company Source Code 3.14(l) Company Stockholder Approval 3.3(aMeeting 6.3(a) Company Stockholders’ Meeting 6.2(aUser Data 3.14(m)(i) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(eCompany Voting Proposal 3.4 Conflict 3.5 Consent Fees 6.9(a) Continuing Employees 6.9(dEmployee Options 6.11(c) Cutoff Time 3.2(aContinuing Employee Restricted Stock Units 6.11(d) Delaware Law RECITALS Copyrights 1.1(ggg) Critical Person Retention Agreement Recitals Current Balance Sheet 3.7 Deferred Merger Consideration 2.11(a)(i) DGCL 2.1(a) D&O Policy 6.23(c) Director and Officer Resignation and Release Letter 6.10(b) Dissenting Share Payments 2.8(c) Dissenting Shares 2.7(a2.8(a) Dissenting Stockholder 2.7(aDOJ 6.8(b) Domain Names 1.1(hhh) Earned Employee Restricted Stock Units 6.11(e) EBITDA Shares 2.11(a)(ii) EBITDA Target 2.11(a)(iv) EBITDA Target Floor 2.11(a)(iv) Effective Time 2.2 End Date 8.1(b2.3(a) Engagement Letter 3.14 Escrow Agent Preamble Escrow Fund 8.7(a) Escrow Period 8.7(b) (a) Estimated Closing Statement 2.10(a) Estimated Company Debt 2.10(a) Estimated Excess Fees 2.10(a) Estimated Working Capital 2.10(a) Excess Amount 2.9(b)(iv) Excess Fees 6.14 Exchange Agent 2.8(a6.25(a) Exchange Fund 2.8(bAct 4.9(a) Fairness Opinion 3.20 GAAP 3.4(bExpiration Date 8.1(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aFCPA 3.24 Final Adjusted Cash Consideration 2.10(b) Hazardous Materials Activities 3.13(bFinal Surviving Entity 2.1(b) Financials 3.7 First Step Merger Recitals FTC 6.8(b) Indemnified Parties 6.10(a8.2(a) Key Employee NonIndemnified Party 8.2(a) Indemnifying Party 8.2(a) Interim Financials 3.7 Interim Surviving Corporation 2.1(a) In-Competition Licenses 3.14(e)(i) Issue Defect 6.25(a) Joint Instruction 8.7(c)(ii) Lease Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b3.13(b) Leased Real Property 3.7(a3.13(a) Medicare Part D 3.16(bLiabilities 3.9 Loss 8.2(a) Losses 8.2(a) Material Contract 3.16(a) Material Contracts 3.16(a) Maximum Aggregate Premium 6.23(c) Merger 2.1 Recitals Merger Subs Preamble Merger Sub One Preamble Necessary Consents 3.3(cMerger Sub Two Preamble Modification Fees 6.9(b) ▇▇▇▇▇’▇ 8.7(c)(ii) Non-U.S. Benefit Plan 3.22(e) Notice of Dispute 2.10(d) Objection Notice 8.5(b) Open Source Material 3.14(k) Option Consideration 2.9(b)(vi) Optionholder’s Portion of the Merger Consideration 2.9(b)(vi) Out-Licenses 3.14(e)(i) Parent Preamble Parent Board Recommendation 4.2 Parent Disclosure Schedule Article IV Parent Expenses 9.3(a)(iv) Parent Plans 6.9(d6.11(b) Representatives 6.3(aParent Principal Stockholders Recitals Parent Stockholder Meeting 6.2(a) Returns 3.6(b)(iParent Stockholder Voting Agreement Recitals Parent Voting Proposal 4.2 Patents 1.1(ggg) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Performance Period 2.11(a)(vi)

Appears in 1 contract

Sources: Merger Agreement (Limelight Networks, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(k10 Acquired Company Leased Real Property 3.8(b) Plan 6.9(bAcquired Company Real Property 3.8(a) Adjustment Calculation 2.7(a) Adjustment Notice 2.7(a) Agreement Preamble Allocation Statement 2.8(a) Alternative Transaction 5.14 Antitrust Restraint 6.6(eLaws 5.3(b) Certificate of Designations 3.1(bAssumed Benefit Plans 10.3 Assumed Liabilities 2.3 Balance Sheet 3.5(a) Certificate of Merger 2.2 Certificates 2.8(cBooks and Records 2.1(b) Change of Recommendation Business Information 5.6(b) Casualty Loss 5.11(b) China Formation Requirements 5.19 Claim Notice 6.3(d)(ii8.3(a) Closing 2.2 2.9 Closing Balance Sheet 2.7(a) Closing Date 2.9 Closing Net Cash Statement 2.7(a) Closing Net Working Capital Statement 2.7(a) Closing Receivables 5.15 Commitment Letter 4.7 Confidentiality Agreement 5.6(a) Covenant IP 5.3(a) Credit Support Obligations 5.16 Deductible 8.5(a) Dispute Notice 2.7(b) Economic Sanctions 3.16(c) Employee Matters Agreement 2.1(d) (a) Estimated Closing Net Cash 2.6 (a) Estimated Closing Net Working Capital 2.6(a) Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 Final Closing Net Cash 2.7(f) Company Preamble Company Final Closing Net Working Capital 2.7(f) Financial Statements 3.5(a) Fundamental Representations and Warranties 8.4(a) German Sale and Transfer Agreement 2.1(e) Governmental Antitrust Authority 5.3(b) 11 Guarantee 11.18(a) HSR Act 5.3(b) Included Contracts 2.1(b) Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.7(e) Insurance Policies 3.18 Interim Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b3.5(a) Leased Real Property 3.7(a2.1(b) Medicare Part D 3.16(bLender 4.7 Local Transfer Agreements 2.1(c) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cMaterial Contracts 3.10(a) Parent Preamble Parent Plans 6.9(dObligations 11.18(a) Representatives 6.3(aOFAC 3.16(c) Returns 3.6(b)(iOwned Real Property 2.1(b) RoHS 3.13(a) Section 262 Phase I Closing 2.9 Phase I Closing Balance Sheet 2.7(a) Significant Customer 3.22(aPhase I Closing Net Working Capital Statement 2.7(a) Significant Supplier 3.22(bPhase I Closing Date 2.9 Phase I Outside Date 7.1(c) SOX 3.4(aPhase II Closing 2.9 Phase II Closing Balance Sheet 2.7(a) Subsidiary Charter Documents 3.1(bPhase II Closing Date 2.9 Phase II Letter of Credit 2.10(b) Surviving Corporation 2.1 Tax 3.6(aPhase II Outside Date 7.2(c) Taxes 3.6(aPurchase Price 2.5 Purchase Price Reduction 2.13 Purchased Assets 2.1(b) Triggering Event 8.1Purchased Intellectual Property 2.1(b) Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Purchaser Supply Agreement 2.10(a) Restrictive Covenant Agreement 2.10(a) Resolution Period 2.7(e) Revised Deductible 8.5(a) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Signage 5.17 Seller Supply Agreement 2.10(a)

Appears in 1 contract

Sources: Share and Asset Purchase Agreement (Brady Corp)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(bBusiness Partners 3.17(a)(viii) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d6.9(e) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 Employee Termination Release 6.9(d)(iii) End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b3.14(a) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) 3.10 Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employee Severance Benefit Plan 6.9(d)(iii) Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Consideration 2.6(a) Merger Sub Preamble Necessary Consents 3.3(c) Offer Letter 6.9(d) Option Consideration 2.6(b)(i) Parent Preamble Parent Plans 6.9(d6.9(e) Paying Agent 2.8(a) Payment Fund 2.8(b) Offer Letter 6.9(d)(i) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(aRSU Consideration 2.6(b)(ii) Section 262 2.7(a) Severance Benefit Plan 6.9(d)(iii) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) (a) Surviving Corporation 2.1 Tax 3.6(aIncentive 3.6(l) Taxes 3.6(aTerminated Employee 6.9(d)(iii) Triggering Event 8.18.1 Voting Agreement RECITALS

Appears in 1 contract

Sources: Agreement and Plan of Merger (Nuance Communications, Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(bDefined Term Section ACT Section 6.1(a) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(dBardon Hill Preamble Board Section 3.2(c)(iv) Company Preamble Company Balance Sheet Covered Persons Section 4.6(a) Company Notice Section 5.1(b) Company ROFR Period Section 5.1(b) Disqualification Events Section 4.6(a) Effectiveness Period Section 3.4(b) Company Charter Documents 3.1(bFOD Capital Section 3.9 Founder Preamble Founder Nominees Section 4.2(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cGCM Preamble GIL SPE Preamble Halcyon Preamble HCN Preamble HDML Preamble Holder Violation Section 3.8(b) Company Financials 3.4(bInitiating Holders Section 3.2(a) Company Material Contract 3.17(aKLIM Preamble KLIM Nominee Section 4.2(b) Company Purchase Plans 3.2(cL1 Capital LSF Preamble L1 Global Master Fund Preamble L1 Holders Preamble L1 LSF Limited Preamble Major Investor Preamble Major Investors Preamble MWIG Preamble MWIG Nominees Section 4.2(c) Company SEC Reports Nominating Committee Section 4.2(d) Nominee Section 4.2(c) Overallotment Notice Section 5.1(e) Participating Stockholders Section 5.1(c) Participating Stockholders’ Overallotment Notice Section 5.1(e) Permitted Assignment Section 6.6 Prior Stockholders’ Agreement Recitals Proposed Transfer Notice Section 5.1(b) Prospective Transferee Section 5.1(a) Resale Shelf Registration Section 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Resale Shelf Registration Statement Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(bRight of First Refusal Section 5.1(a) Surviving Corporation 2.1 Tax Second Proposed Transfer Notice Section 5.1(c) Secondary Refusal Right Section 5.1(c) Secondary ROFR Notice Section 5.1(c) Shelf Offering Section 3.4(f) Stockholder ROFR Period Section 5.1(c) Stockholders Preamble Subsequent Holder Notice Section 3.4(e) Subsequent Shelf Registration Section 3.4(c) Suspension Period Section 3.6(a) Taxes 3.6(aTake-Down Notice Section 3.4(f) Triggering Event 8.1Transfer Shares Section 5.1(a) Violation Section 3.8(a)

Appears in 1 contract

Sources: Stockholders’ Agreement (F45 Training Holdings Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAdjustment Notice 2.4(a) Plan 6.9(bAdditional Consideration 2.3 Adverse Withholding Tax Consequence 2.4(b)(i) Agreement Preamble Antitrust Restraint 6.6(eBalance Sheet 3.5(a) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Claim Notice 6.3(d)(ii9.3(a) Closing 2.5 Closing Consideration 2.2 Closing Date 2.2 Code 2.8(d) 2.5 Company Preamble Company Balance Sheet 3.4(bIntellectual Property 3.13(a) Company Charter Documents 3.1(bReal Property 3.12(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aCompeting Activity 5.8(A)(a) Confidentiality Agreement 6.4(a5.7(a) Continuation Controlling Party 9.4(c) Disclosure Information 9.6(c) Dispute Notice 6.3(e2.4(a) Continuing Employees 6.9(dEarnout Payment 2.3(b) Cutoff Time 3.2(aEscrow Agreements 2.4(a) Delaware Law RECITALS Dissenting Shares 2.7(aExecutive Agreements 2.6(a) Dissenting Stockholder 2.7(aFavorable Ruling 2.4(b)(i) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bFinancial Statements 3.5 Included Acquisitions 2.3(b) Indemnified Parties 6.10(aParty 9.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 9.3(a) Indemnity Escrow Fund 2.4(c) Interim Balance Sheet 3.5(b) ***** ***** Leased Real Property 3.7(a3.12(a) Medicare Part D Liquidity Schemes 3.16(b) Merger 2.1 Merger Sub Noncontrolling Party 9.4(c) Objection Notice 9.3(b) Old Reserve Escrow Fund 2.4(b) Owned Real Property 3.12(a) Preliminary Working Capital Adjustment 2.4(a)(i) Purchaser Preamble Necessary Consents 3.3(cRestricted Persons 5.7(b) Parent Sellers-IV 2.4 Sellers Preamble Parent Plans 6.9(dSellers-IV Account 2.4(d) Representatives 6.3(aTrued Up Working Capital Adjustment 2.4(a)(ii) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Working Capital Escrow Fund 2.4(a)

Appears in 1 contract

Sources: Stock Purchase Agreement (Valeant Pharmaceuticals International, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(k338(g) Plan 6.9(bElection 8.13 Adjustment Calculation 2.4(a) Adjustment Notice 2.4(a) Agreement Preamble Antitrust Restraint 6.6(eAllocation Schedule 2.7(a) Certificate of Designations 3.1(bBalance Sheet 3.5(a) Certificate of Merger 2.2 Certificates 2.8(cBusiness Clients 5.11(c) Change of Recommendation Cap 9.6(b) Cash Sweep 5.2(b) Claim Notice 6.3(d)(ii9.3(a) Claims 5.12 Closing 2.5 Closing Date 2.5 Closing Balance Sheet 2.4(a) Closing 2.2 Date 2.5 Company Intellectual Property 3.12(a) Consolidated Returns 8.1(e) Controlling Party 9.4(c) Dispute Notice 2.4(b) Engagements 10.1 Escrow Release 2.6(a) Estimated Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b2.3(a) Company Charter Documents 3.1(bEstimated Closing Net Working Capital 2.3(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cFinal Closing Net Working Capital 2.4(a) Company Financials 3.4(bFinancial Statements 3.5(a) Company Material Contract 3.17(aFinancing 5.14(a) Company Purchase Plans 3.2(cFundamental Representations 9.6(a) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bHead of Terms 5.6(a) Indemnified Parties 6.10(aParty 9.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 9.3(a) Independent Accounting Firm 2.4(d) Initial Purchase Price 2.2 Insurance Policies 3.21(a) Interim Balance Sheet 3.5(a) KWS Preamble Leased Real Property 3.7(a3.11(b) Medicare Part D 3.16(bMultiemployer Plan 3.15(c) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cNoncontrolling Party 9.4(c) Objection Notice 9.3(b) Owned Intellectual Property 3.12(a) Parent Preamble Parent Plans 6.9(dPro Forma Financial Statements 3.5(a) Purchase Price 2.4(h) Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Guaranteed Obligations 10.18(a) Purchaser Indemnified Parties 9.1 Qualified Plan 3.15(b) Released Parties 5.12 Representatives 6.3(a5.1(a) Returns 3.6(b)(iRestricted Business 5.11(a) RoHS 3.13(aRestricted Period 5.11(a) Restricted Persons 5.6(b) Restricted Territory 5.11(a) Reorganization Documentation 2.6(a) Section 262 338(h)(10) Election 2.7(a) Significant Customer 3.22(aSecurities Act 3.4(c) Significant Supplier 3.22(bSelf-Insurance Programs 3.21(c) SOX 3.4(aSeller Preamble Seller Disclosure Schedule Article 3 Seller Guaranteed Obligations 10.17(a) Subsidiary Charter Documents 3.1(bSeller Indemnified Parties 9.2 Shares Recitals Special Claims 9.4(b) Surviving Corporation 2.1 Specified Name 5.13 Indirect Staffing Agreement 2.6(a) Tax 3.6(aClaim 8.7(a) Taxes 3.6(aTax Indemnified Person 8.7(a) Triggering Event 8.1Tax Indemnitor 8.7(a) Third Party Claim 9.4(a) Third Party Intellectual Property 3.12(c) Top Customers 5.10 Transition Services Agreement 2.6(a)

Appears in 1 contract

Sources: Stock Purchase Agreement (Volt Information Sciences, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(k) Plan 6.9(bAggregate Remaining Value 9.6(d) Agreement Preamble Antitrust Restraint 6.6(eAssignment and Assumption Agreement 2.9(a)(ii) Certificate Assumed Liabilities 2.3 Balance Sheet 3.5(a)(i) ▇▇▇▇ of Designations 3.1(bSale 2.9(a)(i) Certificate of Merger 2.2 Certificates 2.8(cBudget 8.16(c) Change of Recommendation Business Rules 3.8 Claim Notice 6.3(d)(ii9.3(a) Closing 2.2 2.8 Closing Date 2.8 Closing Statement 2.9(a)(xiv) COBRA 3.16 Confidentiality Agreement 8.4(a) Consumer Loans 3.8 Consumer Loans, Documents and Files 3.8 Controlling Party 9.4(c) Cornerstone Assignment 2.10(b) Customer Transaction Documents 3.8 Dispute Notice 2.6(g) DRE Seller 2.9(a)(ix) Effectiveness Period 2.5(b)(i) Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 EZCORP Preamble Financial Statements 3.5(a) Company First Budget 8.16(c) First Measurement Date 2.6(b) First Supplemental Earn-out Payment 2.6(b) Fourth Measurement Date 2.6(e) Fourth Supplemental Earn-out Payment 2.6(e) Freeware 3.13(p) Guaranteed Supplemental Payment 2.6(a) HIP Preamble Company Hire Date 8.13(a) Hired Employees 8.13(a) Holders 2.5(b) HSR Act 5.3(b) Improvements 3.12(d) Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Independent Accounting Firm 2.6(g) Interim Balance Sheet 3.4(b3.5(a)(ii) Company Charter Documents 3.1(bIP Assignments 2.9(a)(iv) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bAssignments 2.9(a)(iii) Leased Real Property 3.7(a2.1(f) Medicare Part D 3.16(bLoan Management System 3.13(e) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cNonassignable Assets 2.10(a) Parent Preamble Parent Plans 6.9(dNoncompetition Agreements 2.9(a)(v) Representatives 6.3(aNoncontrolling Party 9.4(e) Returns 3.6(b)(iObjection Notice 9.3(b)(ii) RoHS Online Advertisers 3.14(a)(xi) Online Business 8.16(a) Oral Contract 3.14(c) Owned Intellectual Property 3.13(a) Section 262 2.7(aPost-Closing Business Unit 8.16(a) Significant Customer 3.22(aPotential Employees 8.13(a) Significant Supplier 3.22(bPre-Action Notice 10.13(a) SOX 3.4(aPurchase Price 2.5(a) Purchased Assets 2.1 Purchased Intellectual Property 2.1(g) Purchaser Preamble Purchaser Indemnified Parties 9.1 Purchaser Material Adverse Effect 6.2(a) Regarded Entity Sellers 2.9(a)(vii) Registrable Shares 2.5(b) Registration Statement 2.5(b) Remaining Value 9.6(d) Restricted Persons 8.4(a) Returned Items 2.1(b) SEC Documents 4.8(a) Schedule Supplement 5.4 Second Measurement Date 2.6(c) Second Supplemental Earn-out Payment 2.6(c) Seller Indemnified Parties 9.2 Seller Prepaid Debit Card Assets 2.10(b) Seller Prepaid Debit Card Business 2.10(b) Sellers Preamble Sellers’ Representative 10.1(a) Subsidiary Charter Documents 3.1(bPreamble Supplemental Earn-out Payments 2.6(f) Surviving Corporation 2.1 Tax 3.6(aSupplemental Payments 2.6(f) Successor Company 8.16(g) Tangible Personal Property 2.1(e) Third Measurement Date 2.6(d) Third Party Intellectual Property 3.13(b) Third Supplemental Earn-out Payment 2.6(d) Transfer Taxes 3.6(a8.1(a) Triggering Event 8.1Transition Period 2.10(b) WKSI 2.5(b)(iii)

Appears in 1 contract

Sources: Asset Purchase Agreement (Ezcorp Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAdjustment Calculation 2.7(a) Plan 6.9(bAdjustment Notice 2.7(a) Agreement Preamble Antitrust Restraint 6.6(eAlcan Preamble Alcan Transaction Preamble Allocation Statement 2.8(a) Certificate Assignment and Assumption Agreement 2.10(a) Assumed Liabilities 2.3 Annual Financial Statement 3.4(a) ▇▇▇▇ of Designations 3.1(bSale 2.10(a) Certificate of Merger 2.2 Certificates 2.8(cBusiness Preamble Business Information 5.5(b) Change of Recommendation Claim Notice 6.3(d)(ii8.3(a) Closing 2.2 2.9 Closing Balance Sheet 2.7(a) Closing Date 2.9 Confidentiality Agreement 5.5(a) Consent Decree Preamble Core IP 2.1(f) Core IP Applications Schedule 2.1(f) Customer Loss Event 3.19(a) Customer Reduction 3.19(a) Customer Termination 3.19(a) Deductible 8.5(a) Dispute Notice 2.7(c) Employees 10.1(a) Environmental Deductible 8.5(f) Estimated Closing Net Working Capital 2.6(a) Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 Exclusive Grantback IP Schedule 2.1(f) Company Preamble Company Balance Sheet 3.4(bFinal Closing Net Working Capital 2.7(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports Financial Statements 3.4(a) Company Stockholder Approval 3.3(aHold Separate Order Preamble Included Contracts 2.1(b) Company Stockholders’ Meeting 6.2(aInitial Purchase Price 2.5 Indemnified Party 8.3(a) Confidentiality Agreement 6.4(aIndemnifying Party 8.3(a) Continuation Notice 6.3(eIndependent Accounting Firm 2.6(e) Continuing Employees 6.9(dInterim Financial Statement 3.4(a) Cutoff Time 3.2(aIP Assignments 2.10(a) Delaware Law RECITALS Dissenting Shares 2.7(aKnown Environmental Matters 8.5(e) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a2.1(e) Medicare Part D 3.16(bLicensed Intellectual Property Schedule 2.1(f) Merger Marked Assets 5.10(a) Material Contracts 3.9(a) Material Customer 3.19(a) Mixed IP 2.1(f) Mixed IP Applications Schedule 2.1(f) Phase I ESA 8.5(f) Phase II ESA 8.5(f) Pre-Existing Licensee Schedule 2.1(f) Proposal 5.13 Proposed Final Judgment Preamble Purchase Price 2.7(i) Purchased Assets 2.1 Merger Sub Purchased Intellectual Property 2.1(f) Purchaser Preamble Necessary Consents 3.3(cPurchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 REC 8.5(f) Parent Real Property 3.7 Residual Purchased IP Schedule 2.1(f) Rio Tinto Preamble Parent Savings Plans 6.9(d3.11(b) Representatives 6.3(aSeller Preamble Seller Disclosure Schedule Article 3 Seller Group Preamble Seller Indemnified Parties 8.2 Seller Information 5.10(f) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(bSeller Marks 5.10(a) Surviving Corporation 2.1 Tax 3.6(aRepresentation 8.4 Third Party Claim 8.3(b) Transfer Taxes 3.6(a9.1(a) Triggering Event 8.1Transferred Employees 10.1(a) Welfare Plans 10.3

Appears in 1 contract

Sources: Asset Purchase Agreement (Exopack Holding Corp)

Additional Defined Terms. The following capitalized In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k) Plan 6.9(b. Defined Term Section Agreed Claims 8.6(d) Agreement Preamble Antitrust Restraint 6.6(eAllocation 3.2(a) Anti-Corruption Laws 4.8(b) Assumed Liabilities 2.3 Canadian JV End Date 6.10(b) Claim Certificate of Designations 8.6(a) Closing 3.3(a) Closing Amount 3.1(a) Closing Date 3.3(a) Collateral Source 8.5(a) Controlled Registered IP 4.12 Effect 1.1 End Date 9.1(b)(ii) Escrow Account 6.10(c) Escrow Agreement 3.1(b) Certificate of Merger Excluded Assets 2.2 Certificates 2.8(cExcluded Liabilities 2.4 Final Reconciliation 2.7(a) Change of Recommendation Notice 6.3(d)(iiFundamental Representations 8.1 General Cap 8.4 Guarantor Recitals Icon NY Preamble Iconix Latin America Preamble Indemnified Party 8.6(a) Closing 2.2 Closing Date 2.2 Code 2.8(dIndemnifying Party 8.6(a) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents JV Asset Amount 3.1(b) Company JV Asset Closing 2.6(b) (a) JV Business 6.2(b) JV Liabilities 6.10(a) Knowledge of Parent 1.5 Knowledge of Purchaser 1.5 Knowledge of Sellers 1.5 Limited Guaranty Recitals Parent Preamble Post-Closing Acquisition 6.10(a) Post-Closing Acquisition End Date 6.10(b) Purchase Recitals Purchase Price 3.1 Purchased Assets 2.1 Purchaser Preamble Purchaser Disclosure Letter Article III Company Environmental Permits 3.13(cV Purchaser Indemnitees 8.2 Remaining JV Escrow Amount 6.10(b) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares Royalties 2.7(a) Dissenting Stockholder 2.7(aSeller Indemnitees 8.3 Sellers Preamble Sellers Disclosure Letter Article IV Sharper Image Holdings Preamble Synthetic Acquisition 6.10(b) Effective Time 2.2 End Date 8.1(bTop Licensees 4.13 Third-Party Claim 8.7(a) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.16.7(a)

Appears in 1 contract

Sources: Asset Purchase Agreement (Iconix Brand Group, Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k2014 EBITDA Target 2.6(a) Plan 6.9(b2015 EBITDA Target 2.6(b) Agreement Preamble Antitrust Restraint 6.6(eAllocation 2.6(f) Certificate of Designations 3.1(bBalance Sheet Date 3.4(a) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiBasket 7.2(b) Closing 2.2 Closing Consideration 2.3(b) Closing Date 2.2 Code 2.8(dClosing Statement 2.3(a) Company Preamble Company Balance Sheet 3.4(b3.4(a) Company Charter Expense Invoices 2.4(j) Company Governing Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIndemnified Parties 6.3(a) Company Financials 3.4(b) Interest Recitals Company Material Contract 3.17(a3.6(a) Company Purchase Plans 3.2(cPermits 3.9(c) Company SEC Reports 3.4(aPersonal Property 3.14 Company Schedule of Exceptions Article 3 Confidential Information 1.1(uu) Company Stockholder Approval 3.3(aDispute 8.12 Earn-Out Objection Notice 2.6(d) Company Stockholders’ Meeting 6.2(aEarn-Out Period 2.6(e) Confidentiality Earn-Out Shares 2.6(b) EBITDA Target, EBITDA Targets 2.6(b) Employment Agreement 6.4(aRecitals Environmental Laws 3.15 Escrow Agreement Recitals Escrow Fund 2.2(b) Continuation Financial Statements 3.4 First Earn-Out Notice 6.3(e2.6(a) Continuing Employees 6.9(dFirst Earn-Out Shares 2.6(a) Cutoff Time 3.2(aFundamental Representations 7.1 Governmental Entity 3.3(c) Delaware Law RECITALS Dissenting Shares 2.7(aHSR Act 3.3(c) Dissenting Stockholder 2.7(aIndemnifying Party 7.3(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Insurance Policies 3.17 Leased Real Property 3.7(a3.13(a) Medicare Part D 3.16(bLeases 3.13(a) Merger 2.1 Merger Sub Member, Members Preamble Necessary Consents 3.3(cObjection Notice 7.3(a) Officer’s Certificate 7.3(a) Parent Preamble Parent Plans 6.9(dAdministrative Services 2.6(e)(v) Representatives 6.3(aParent Protective Provisions 2.6(e)(x) Patent Rights 1.1(vv) Payoff Letters 2.4(i) Permits 3.9(c) Postal Service 3.22 Prior Company Counsel 8.11 Related Person 3.18 Scheduled Inbound Licenses 3.8(i)(ii) Scheduled Outbound Licenses 3.8(i)(i) SEC 5.9 Second Earn-Out Notice 2.6(b) Second Earn-Out Shares 2.6(b) Securities Act 5.8 Surviving Income Tax Representations 7.1 Tax Returns 3.6(b)(i3.7(b)(i) RoHS 3.13(aTax, Taxes 3.7(a) Section 262 2.7(aTrademarks 1.1(uu) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Transaction Costs 8.2 Transactional Privileged Communications 8.11 Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission.

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (STAMPS.COM Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAccounts Receivable 2.1(b)(ii) Plan 6.9(bAccrued Payroll and Benefits 2.4(e) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Acquired Company Preamble Intellectual Property 3.10 Acquired Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a3.9(b) Medicare Part D 3.16(bAcquired Company Real Property 3.9(a) Merger 2.1 Merger Sub Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Necessary Consents 3.3(cApproval Notification 11.4(f) Parent Preamble Parent Plans 6.9(dApproval Order 5.3(a) Representatives 6.3(aAssignment and Assumption Agreement 2.9(a)(ii) Returns 3.6(b)(iAssumed Liabilities 2.3 Bankruptcy Avoidance Actions 2.2(m) RoHS 3.13(aBidding Procedures Order 5.3(a) Section 262 ▇▇▇▇ of Sale 2.9(a)(i) Bonus Payments 10.1(e) Breakup Fee 7.2(b) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing 2.8 Closing Allocation Schedule 2.7(a) Significant Customer 3.22(aClosing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Significant Supplier 3.22(bContinuation Period 10.1(c) SOX 3.4(aControlling Party 8.3(d) Subsidiary Charter Documents 3.1(bControl Notice 11.4(b) Surviving Corporation 2.1 Tax 3.6(aDeposit Agent 2.5(b)(i) Deposit Agreement 2.5(b)(i) Deposit Amount 2.5(b)(i) Dispute Notice 2.6(c)(ii) Dispute Notification 11.4(f) Environmental Authorizations 3.15(a) Environmental Claim 11.4(a) Environmental Claim Notice 11.4(a) Environmental Response Action 11.4(b) Environmental Investigation 11.3(b) Environmental Losses 11.3(b) Environmental Response Action 11.4(b) Environmental Response Action Proposal 11.4(e) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schdule 2.7(a) Included Contracts 2.1(b)(iii) Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7(a) Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Known Environmental Liability Indemnity Period 11.2(b) Known Environmental Liability Losses 11.1(b) Known Losses Termination Date 11.2(b) Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts 3.11(a) New Defined Benefit Plan 10.2(a) Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price 2.5(a) Purchased Assets 2.1(b) Purchased Intellectual Property 2.1(b)(vi) Purchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Reimbursement 7.2(b) Sale Motion 5.3(a) Savings Plan 10.3(a) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Seller Marks 5.15(a) September ‘09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Shared Accounts Payable 2.4(d) SK Preamble TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim 8.3(b) Third Party Environmental Claim 11.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer Taxes 3.6(a9.1(e) Triggering Event 8.1Transferred Employee 10.1(b) Transferred Former Employee 10.1(c) Transition Services Agreement 2.9(a)(ix) (a) Unknown Environmental Liability Losses 11.1(a) Unknown Losses Termination Date 11.2(a) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21

Appears in 1 contract

Sources: Share and Asset Purchase Agreement (Chemtura CORP)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kAccounting Firm 3.4(b) Plan 6.9(b) Adjustment Event 3.6 Agreement Preamble Antitrust Restraint 6.6(eApplicable Fund GAAP 5.20(e) Certificate of Designations 3.1(bBarrack Privilege Parties 2.1(b)(vi) Certificate of Merger 2.2 Certificates 2.8(cBasket 10.4(a) Benchmark Cumulative FFO 3.5(a)(i) Business Intellectual Property 5.16(a) CAH License Agreement 4.2(a)(iv) Cap 10.4(a) CC Preamble CC Adviser 5.21(a) CC Assumed Liabilities 2.1(c) CC Consolidated Entities 5.12(a) CC Contributed Assets 2.1(a) CC Contribution Closing 2.1(a) CC Disclosure Letter 5 CC Holdings Preamble CC Pre-Closing Contribution 2.1(a) CC Retained Assets 2.1(b) CC Retained Liabilities 2.1(d) CC Transferred Books and Records 2.1(a)(iv) CCH Preamble CFI Preamble CFI Assumed Liabilities 2.2(c) CFI Board Recitals CFI Contributed Assets 2.2(a) CFI Contribution Closing 2.2(a) CFI Credit Agreement 2.2(c) CFI Disclosure Letter 6 CFI GP Investments 3.5(a)(iii) CFI Indemnified Parties 10.3 CFI Pre-Closing Contribution 2.2(a) CFI Privilege Parties 2.1(b)(vi) CFI Retained Assets 2.2(b) CFI Retained Liabilities 2.2(d) CFI Stockholders Meeting 7.8(b) Change of Recommendation Notice 6.3(d)(ii7.9(a) Claim 10.5(a) Closing 2.2 4.1 Closing Date 2.2 Code 2.8(d4.1 Colony ▇▇▇▇ Transfer Agreement Recitals Consideration 3.1 Contingent Consideration 3.1 Contingent Consideration Account 3.5(b) Company Contingent Consideration Dispute Period 3.5(f) Contingent Consideration Statement 3.5(e)(iii) Contingent Consideration Statements 3.5(e)(iii) Contribution 3.1 Contributor Preamble Company Balance Sheet Contributor Indemnified Parties 10.2 Contributors Preamble CRM Recitals CRM CRP Interests Recitals CRM Interests Recitals CRM Investment Management Agreement 4.2(a)(ii) CRP Recitals CRP Interests Recitals D&O Tail 7.11(b) Disbursement Schedule 3.2(a)(i) Dispute Notice 3.4(b) Company Charter Documents 3.1(bEstimated CC Closing Adjustment 3.2(a)(ii) Company Disclosure Letter Article III Company Environmental Permits 3.13(cEstimated CC Closing Cash Consideration 3.2(a)(ii) Company Financials Estimated CC Closing Date Cash 3.2(a)(ii) Estimated CC Closing Share Consideration 3.2(a)(ii) Estimated CC Closing Unit Consideration 3.2(a)(ii) Estimated CC Closing Unpaid Indebtedness 3.2(a)(ii) Estimated CC Working Capital 3.2(a)(ii) Estimated CCH Closing Unit Consideration 3.2(a)(ii) Estimated CFI Common Stock Count 3.2(a)(ii) Estimated CFI Series A Preferred Stock Count 3.2(a)(ii) Estimated CFI Series B Preferred Stock Count 3.2(a)(ii) Estimated Closing Consideration 3.2(a)(ii) Estimated Closing Statement 3.2(a)(ii) Estimated CRP Closing Adjustment 3.2(a)(ii) Estimated CRP Closing Date Cash 3.2(a)(ii) Estimated CRP Closing Unpaid Indebtedness 3.2(a)(ii) Estimated CRP Working Capital 3.2(a)(ii) Estimated FHB Closing Cash Consideration 3.2(a)(ii) Estimated FHB Closing Unit Consideration 3.2(a)(ii) Estimated ▇▇▇▇▇▇▇▇ Closing Cash Consideration 3.2(a)(ii) Estimated ▇▇▇▇▇▇▇▇ Closing Unit Consideration 3.2(a)(ii) FFO Additional Contingent Consideration Amount 3.5(a)(iv) FFO Additional Contingent Payment Units 3.5(a)(v) FFO Contingent Consideration Amount 3.5(a)(vi) FFO Contingent Consideration Statement 3.5(e)(ii) FFO Contingent Payment Units 3.5(a)(vii) FFO Lower Threshold 3.5(a)(viii) FFO Measurement Period 3.5(a)(x) FFO Target 3.5(a)(x) FHB Preamble Final CC Closing Adjustment 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP Final CC Closing Cash Consideration 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(aFinal CC Closing Date Cash 3.4(b) Hazardous Materials Activities 3.13(bFinal CC Closing Share Consideration 3.4(b) Indemnified Parties 6.10(aFinal CC Closing Unit Consideration 3.4(b) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bFinal CC Closing Unpaid Indebtedness 3.4(b) Final CC Working Capital 3.4(b) Final CCH Closing Unit Consideration 3.4(b) Final Closing CFI Common Stock Count 3.4(b) Final Closing Consideration 3.4(b) Final Closing Series A Preferred Stock Count 3.4(b) Final Closing Series B Preferred Stock Count 3.4(b) Final Closing Statement 3.4(b) Final CRP Closing Adjustment 3.4(b) Final CRP Closing Date Cash 3.4(b) Final CRP Closing Unpaid Indebtedness 3.4(b) Final CRP Working Capital 3.4(b) Final FHB Closing Cash Consideration 3.4(b) Final FHB Closing Unit Consideration 3.4(b) Final ▇▇▇▇▇▇▇▇ Closing Cash Consideration 3.4(b) Final ▇▇▇▇▇▇▇▇ Closing Unit Consideration 3.4(b) Financial Statements 5.12(a) Fund Financial Statement 5.20(e) Government Entity 5.22(b) Independent Directors 3.5(e)(i) Interests 6.5(c) Leased Real Property 3.7(a5.17(a) Medicare Part D 3.16(bMaterial Contracts 5.14(a) Merger 2.1 Merger Sub New Shares 3.3(b)(ii) New Units 3.3(b)(i) NewCo Preamble Necessary Consents 3.3(cNewCo Interests Recitals Non-RE Capital Raise Contingent Consideration Statement 3.5(e)(iii) Parent Non-RE Capital Raise Contingent Payment Units 3.5(c)(iii) Non-RE Capital Raise Target 3.5(a)(xi) Non-RE Cumulative Capital Raise 3.5(a)(xiii) Notice of Disagreement 3.5(f) OP Preamble Parent Plans 6.9(dOP LLC Agreement 4.2(a)(v) Representatives 6.3(aPayment Due Date 10.6(f) Returns 3.6(b)(iPer Claim Threshold 10.4(a) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX Personal Information 5.23 Post-Closing Statement 3.4(a) Subsidiary Privacy Policy 5.23 Proxy Statement 7.8(a) Qualified Third-Party Capital 3.5(a)(xiv) RE Capital Raise Additional Contingent Consideration Amount 3.5(a)(xv) RE Capital Raise Additional Contingent Payment Units 3.5(a)(xvi) RE Capital Raise Contingent Consideration Amount 3.5(a)(xvii) RE Capital Raise Contingent Consideration Statement 3.5(e)(i) RE Capital Raise Contingent Payment Units 3.5(a)(xviii) RE Capital Raise Lower Threshold 3.5(a)(xix) RE Capital Raise Measurement Period 3.5(a)(xx) RE Capital Raise Target 3.5(a)(xxi) RE Cumulative Capital Raise 3.5(a)(xxii) Real Property Leases 5.17(a) Recommendation 6.2(b) REIT 6.8 Requisite CFI Stockholder Approvals 6.2(a) Requisite Charter Documents 3.1(bAmendment Stockholder Approvals 6.2(a) Surviving Corporation 2.1 Tax 3.6(aRequisite Issuance Stockholder Approvals 6.2(a) Taxes 3.6(aReview Period 3.4(b) Triggering Event 8.1Routine Examination 5.9(a) ▇▇▇▇▇▇▇▇ Preamble Share Retention Notice 7.21(b) Shared Communications 2.1(b)(vi) Special Committee Recitals Third Party Claim 10.6(a)

Appears in 1 contract

Sources: Contribution and Implementation Agreement (Colony Financial, Inc.)

Additional Defined Terms. The In addition to the terms defined in Section 1 of this Appendix A, the following capitalized terms shall have the respective meanings set forth are defined in the respective Sections body of this the Agreement set forth opposite each such respective terms where indicated below: 401(kAccounting Referee 14.1(d) Plan 6.9(bAcquired Assets 2.2 Acquired Contracts 2.2(h) Acquired Data 2.2(j) Acquired Interests 2.2(a) Acquired Leases 2.2(a) Acquired Properties 2.2(c) Acquired Real Estate 2.2(i) Acquired Records 2.2(m) Acquired ▇▇▇▇▇ 2.2(c) AFEs 8.14 Agreement Preamble Antitrust Restraint 6.6(eAllocated Value 3.4 Asset 3.4 Assignment 13.2(a) Certificate of Designations 3.1(bBackground Materials 9.9(a) Certificate of Merger 2.2 Certificates 2.8(cBase Purchase Price 3.1 Branta 10.9(e) Change of Recommendation Claim Notice 6.3(d)(ii16.3(a) Closing 2.2 13.1 Closing Amount 3.3(b) Closing Date 2.2 Code 2.8(d13.1 Confidential Information 10.12(b) Company Defect Notice Deadline 5.5(b) Defects Escrow 5.6(d) Defects Escrow Agreement 5.6(d) Defensible Title 5.1 Disclosed Environmental Matters 8.5 Disputed Title Defect Escrow Amount 5.7(d) Due Diligence Review 4.1(a) Environmental Assessment 6.1(b) Environmental Defect 6.2 Environmental Defect Adjustment 6.5(c) Environmental Defect Escrow Amount 6.6(d) Environmental Defect Value 6.3 Environmental Disputed Matters 6.8 Environmental Matters 6.9 Environmental Resolved Amount 6.6(d) Escrow Agent 5.6(d) Exchange Transaction 15.5(a) Exchanging Party 15.5(a) Excluded Assets 2.3 Execution Date Preamble Company Balance Sheet 3.4(bFinal Determination Date 14.1(h) Company Charter Documents 3.1(bFinal Purchase Price 14.1(a) Company Disclosure Letter Article III Company Final Settlement Date 14.1(a) Final Settlement Disputes 14.1(d) Final Settlement Statement 14.1(a) Indemnified Party 16.3(a) Indemnifying Party 16.3(a) Information Request 10.12(c) Interest Addition 5.8(a) Interim Operation Approval Threshold 10.1(a) Intermediary 15.5(c) Lands 2.2(b) Leased Lands 2.2(a) Material Contracts 2.2(h) Negotiation Period 14.1(c) Net Aggregate Defect Value 5.6(c) Non-Exchanging Party 15.5(a) Notice of Environmental Permits 3.13(cDefects 6.4(b) Company Financials 3.4(bNotice of Title Defects 5.5(b) Company Material Contract 3.17(aObjection 10.12(c) Company Purchase Plans 3.2(cObjection Date 14.1(b) Company SEC Reports 3.4(aObjection Report 14.1(b) Company Stockholder Approval Open Environmental Defect 6.6(a) Open Title Defect 5.7(a) Party Preamble Parties Preamble Permitted Lien 5.2 Post-Closing Curable Title Defect 5.6(b) Preliminary Settlement Statement 3.3(a) Company Stockholders’ Meeting 6.2(aPurchase Price 3.1 Purchaser Preamble Purchaser Defect Termination Notice 6.7(a) Confidentiality Purchaser’s Title Defect Value 5.5(b) Replacement Lease 5.6(f) Seller Preamble Seller’s Warranties 17.14(b) Termination Dispute Notice 6.7(b) Termination Response Notice 6.7(b) Third-Party Claim 16.3(b) Title Defect 5.3 Title Defect Adjustment 5.6(c) Title Defect Value 5.4 Title Disputed Matter 5.9 Title/Environmental Termination Threshold 6.7(a) Transition Services Agreement 6.4(a13.2(c) Continuation Notice 6.3(eultimate parent entity 10.7(b) Continuing Employees 6.9(dUnagreed Termination Environmental Matters 6.7(b) Cutoff Time 3.2(aUnagreed Termination Title Matters 6.7(b) Delaware Law RECITALS Dissenting Shares 2.7(aUnwaived/Uncured Environmental Defect 6.5(b) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Unwaived/Uncured Title Defect 5.6(b)

Appears in 1 contract

Sources: Purchase and Sale Agreement (Harvest Natural Resources, Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kAbandonment Notice 2.7(b)(v) Accounting Firm 2.9(c) Acquired Business 5.15(a)(ii) Acquired Competing Business 5.15(a)(ii) Acquired Contracts Exhibit B Adjusted Net Transfer Amount 7.3(a)(ii) Agreed Assumptions 1.1 Assigned Intellectual Property Exhibit B Alternate Transaction 5.14 AndroGel Milestone Payments 2.6(a) AndroGel Net Sales Records 2.6(d) Arbitral Tribunal Schedule 12.10 Arbitration Schedule 12.10 Assets 7.2(e) (a) Audited Non-Consolidated Financial Statements 3.6(c) Business Intellectual Property 3.13(a) Buyer Parent Preamble Buyer Parent Field of Use 2.12(a) Buyers Preamble Buyers Indemnified Parties 11.1(a) Buyers Benefit Plan 6.9(b7.9(a) Agreement Preamble Antitrust Restraint 6.6(eBuyers Dedicated Employees 5.11(b) Certificate of Designations 3.1(bBuyers Non-Business Pension Indemnification Amount 7.2(f) Certificate of Merger 2.2 Certificates 2.8(cBuyers Pension Indemnification Amount 7.2(e) (a) Buyer’s U.K Pension Plan 7.4(a) Cap 11.1(b)(i) Certain Nations 3.21(c) Change of Recommendation Notice 6.3(d)(iiControl Payments 3.17(f) Closing 2.2 2.7(a) Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(aClosing Net Working Capital Statement 2.9(a) Effective Time 2.2 End Commercially Reasonable Efforts 2.6(c) Commonly Controlled Entity 3.18(a) Competing Business 5.15(a) Competition Law Filings 5.3(b) Confidential Information 12.3 Days 1.3 DC Transfer Amount 7.5(b) DC Employees 7.5(a) Deductible 11.1(b)(i) Deferred Local Business 2.7(b)(i)(A)(1) Deferred Local Closing 2.7(b)(ii) Deminimis Amount 11.1(b)(i) Dollars 1.3 Employee Procedures 5.11(a) Environmental Remediation Costs 11.1(b)(iv) Estimated Net Cash 2.5(c) European Bank Facility 5.6(a) Euros 1.3 Fair Market Value 7.2(e) Final Determination Date 8.1(b7.3(a) Engagement Letter 3.14 Exchange Agent 2.8(aFinal Statement of Closing Net Working Capital 2.9(d) Exchange Fund 2.8(bFinal Statement of Net Cash 2.9(e) Fairness Opinion 3.20 GAAP 3.4(bFinal Transfer Amount 7.3(a) Governmental Authorizations 3.9 Hazardous First Pension Transfer Amount 7.3(a) ▇▇▇▇▇▇▇▇ 5.21(a) Government Officials 3.21(a)(i) ICC Rules Schedule 12.10 India Mandatory Takeover Offer 5.20 Initial Purchase Price 2.5(a) Insurance Proceedings 5.17(d) Intercompany Loans 5.5(a) ▇▇▇▇▇▇▇▇ Indemnification 11.1(a)(iv) ▇▇▇▇▇▇▇▇ Release 5.29 Licensed Patents 3.13(a)(ii) Material 3.13(aContracts 3.14(a) Hazardous Materials Activities 3.13(bMilestone Due Date 2.6(b) Milestone Report 2.6(b) Mixed Account 5.19(b) (a) Net Cash Statement 2.9(a) Net Transfer Amount 7.3(a)(i) Non-Business Pension Liabilities 7.2(f) Non-Business Transferred Amounts 7.2(f) Non-Final Injunction 2.7(b)(i)(B)(1) Non-Pharma Loans 5.5(a) Non-U.S. Business Employee 7.1 Non-U.S. Buyer DC Plans 7.5(a) Non-U.S. Buyer Pension Plans 7.4(a) Non-U.S. Former Employee 1.1 Non-U.S. Seller DC Plans 7.5(a) Non-U.S. Transferred Employee 7.1 Objection 2.9(b) Owned Patents 3.13(a)(i) Party or Parties Preamble Pension Plan Employees 7.4(a) Pension Plan Former Employees 7.4(a) Pension Transfer Amounts 7.3(a) and 7.4(b) Pharma Health Field of Use 2.12(a) Post-Closing Straddle Period 11.10(c) Pre-Closing Straddle Period 11.10(a) Purchase Price 2.5(a) Related Party Contracts 3.19(a) Registered Trademarks 3.13(a)(iii) Response 2.9(c) Restricted Period 5.15(a) Section 75 Debt 7.4(h) Seller Non-U.S. Benefit Plans 3.18(a) Seller U.S. Benefit Plans 3.18(c) Seller Parent Preamble Seller Parent Share of AndroGel Litigation Costs 2.6(e) Seller Parent Representations Article 3 Seller Pension Plans 7.4(a) Sellers Preamble Sellers Dedicated Employees 5.11(b) Sellers Indemnified Parties 6.10(a11.2(a) Key Employee Sellers Non-Competition Agreements RECITALS Key Business Pension Indemnification Amount 7.2(f) Sellers Pension Indemnification Amount 7.2(e) Shares Recitals SIP 7.2(g) Sodufa Recitals Sodufa Shares Recitals Sold Company Pension Plan 7.4(a) Solvay Pharmaceuticals Belgium Recitals Solvay Pharmaceuticals Belgium Employees 7.1 Special Indemnification Matters 11.1(a)(iii) SPML Recitals SPML Shares Recitals Straddle Period 6.2 Takeover Documents 5.20 Tax Claim 11.11(a) Terlin Recitals Termination Date 10.1(b) Transferred U.S. Plans 3.18(d) Thai Business Restructuring 2.1(c) Third Party Claim 11.3(b) Third Party Financial Indebtedness 5.6(a) Trailing Benefit Payments 7.3(a)(iii) Transfer Credits 7.4(a) Transferred Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b7.1 Transferred Amounts 7.2(e) Leased Real Property 3.7(aTransition Services Agreement 5.16 Unconsolidated Sold Companies 3.6(c) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax Unaudited Financial Statements 3.6(a) Taxes 3.6(aU.S Business Employee 7.1 U.S. Buyer DC Plans 7.3(b) Triggering Event 8.1U.S. Former Employee 1.1 U.S. Transferred Employee 7.1 Voluntary Guidance 3.21(a)(ii) WARN Act 3.17(e)

Appears in 1 contract

Sources: Stock and Asset Purchase Agreement (Abbott Laboratories)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms sections indicated below: 401(kACA 4.18(d) Plan ADEA 6.9(b) Agreement Preamble Antitrust Restraint 6.6(eIntroduction Allocation 6.6(b) Certificate of Designations 3.1(bAuditor 6.15 Balance Sheet 4.6(a) Certificate of Merger Basket 8.1(b)(i) Benefit Plans 4.18(a) Breach 4.12(f) Buyer Introduction Buyer Documents 5.2 Buyer Indemnified Persons 8.1(a) Cap 8.1(b)(iii) Cash Payment 2.2 Certificates 2.8(cCash Payment Statement 2.5(b)(i) Change of Recommendation Claims 6.9(a) Claim Notice 6.3(d)(ii) 8.3 Closing 2.2 3.1 Closing Date 2.2 Code 2.8(d3.1 Company Introduction Company Leases 4.14(b) Company-Owned Software 4.17(f) Company Preamble Company Balance Sheet 3.4(bIndemnified Persons 8.2(a) Company Charter Documents 3.1(bCompeting Business 6.8(c) Company Disclosure Letter Article III Company Environmental Permits 3.13(cCovered Area 6.8(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(aDisclosing Party 6.3 DME Business 6.12 EEOC 6.9(e) Effective Time 2.2 3.1 End Date 8.1(b9.1(b) Engagement Letter 3.14 Exchange Agent 2.8(aERISA Affiliate 4.18(c) Exchange Fund 2.8(bEscrow Agreement 3.2(a)(ii) Fairness Opinion 3.20 GAAP 3.4(bEscrow Release Amount 2.4 Escrow Release Date 2.4 ESOP Introduction ESOP Trust Introduction Estimated Cash Payment 2.5(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aEstimated Cash Payment Statement 2.5(a) Hazardous Materials Activities 3.13(bExcluded Assets 2.6 Final Cash Payment Statement 2.5(b)(iv) Financial Statements 4.6(a) Fundamental Representations 8.1(b)(iv) Illustrative Allocation Schedule 6.6(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Party 8.3 Indemnifying Party 8.3 Independent ESOP Trustee Introduction Leased Real Property 3.7(a4.14(b) Medicare Part D 3.16(bLosses 8.1(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cMalicious Code 4.17(d) Parent Preamble Parent Plans 6.9(dMaterial Contracts 4.16(a) Representatives 6.3(aMaterial Suppliers 4.25(b) Returns 3.6(b)(iMerrell Trust Introduction Neutral Auditor 2.5(b)(iii) RoHS 3.13(aParty(ies) Section 262 2.7(aIntroduction Pay-off Letter 3.2(a)(iii) Significant Customer 3.22(aPrincipals Introduction Purchase Price 2.2 Released Parties 6.9(a) Significant Supplier 3.22(bReleasors 6.9(a) SOX 3.4(aRepresentation Letter 6.15 Resolution Period 2.5(b)(ii) Subsidiary Charter Restricted Period 6.8(a) S Corporation Election Date 4.9 Seller Documents 3.1(b4.2 Seller Indemnified Persons 8.2(a) Surviving Corporation 2.1 Tax 3.6(aShares Introduction StateServ Note 2.2(h) Taxes 3.6(aTail Insurance 6.10 Third Party Claim 8.5 Third Party Payor(s) Triggering Event 8.14.25(a) Unresolved Claim 2.4 WARN Act 4.20

Appears in 1 contract

Sources: Stock Purchase Agreement (Addus HomeCare Corp)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kDefined Term Section Accounting Principles 3.5(b) Plan 6.9(bAcquired Business 5.13(b) Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Acquired Business 5.13(b) Acquired Company Real Property 3.9(a) Acquired Company Leased Real Property 3.9(b) Acquired Competing Business 5.13(b) Adjustment Calculation 2.7(b) Adjustment Notice 2.7(b) Affiliate Indemnified Party 5.8(a) Agreement Preamble Aggregate Cap 8.5(a)(ii) Allocation Statement 2.8(a) Ancillary Services 3.7 Antitrust Restraint 6.6(eLaws 5.3(b) Certificate of Designations 3.1(bAssumed Liabilities 2.4 Balance Sheet Date 3.5(a) Certificate of Merger Bonuses 10.12 Business Information 5.5(b) Business Registered Intellectual Property 3.10(b) Business Transfer Agreements 2.2 Certificates 2.8(cCareFusion Name 5.21(a) Change of Recommendation CareFusion Name Period 5.21(a) Cash Purchase Price 2.6 CFN 2200 Preamble CFN 303 Preamble Claim Notice 6.3(d)(ii8.3(a) Claim Period 8.4(c) Closing 2.2 2.9 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a2.9 Commitment Letters 4.7 Confidential Information 3.10(g) Confidentiality Agreement 6.4(a5.5(a) Continuation Covered Products 5.21(a) Disclosure Schedule 11.7 Dispute Notice 6.3(e2.7(c)(ii) Continuing Employees 6.9(dERISA 3.13(e) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares Estimated Closing Indebtedness 2.7(a) Dissenting Stockholder Estimated Closing Net Working Capital 2.7(a) Effective Time 2.2 End Date 8.1(bEstimated Closing Net Working Capital Adjustment 2.7(a) Engagement Letter 3.14 Exchange Agent Estimated Closing Net Working Capital Surplus 2.7(a) Excluded Assets 2.3 Excluded Liabilities 2.5 (a) Final Allocation Statement 2.8(a) Exchange Fund 2.8(bFinal Closing Cash 2.7(b) Fairness Opinion 3.20 GAAP 3.4(bFinal Closing Indebtedness 2.7(b) Final Closing Net Working Capital 2.7(b) Financial Statements 3.5(a) Fundamental Representations 8.4(b) General Name Period 5.21(c) Governmental Authorizations 3.9 Hazardous Material 3.13(aAntitrust Authority 5.3(a) Hazardous Materials Activities 3.13(bIncluded Contracts 2.1(b)(ii) Indemnified Parties 6.10(aParty 8.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 8.3(a) Independent Accounting Firm 2.7(e) IP Assignment 2.10(a)(iv) IP Licenses 3.10(e) Leases 3.9(b) Leased Real Property 3.7(a2.1(b)(iv) Medicare Part D 3.16(bMaterial Contracts 3.11(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cMaterial Governmental Authorizations 3.16(a) Parent Preamble Parent Plans 6.9(dNon-Solicitation Period 5.14 Post-Closing Covenant 8.4(a) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 Pre-Closing Adjustment Notice 2.7(a) Significant Customer 3.22(aProtected Employee 5.14 Purchase Price 2.6 Purchased Assets 2.1(b) Significant Supplier 3.22(bPurchased Intellectual Property 2.1(b)(v) SOX 3.4(aPurchased Inventory 2.1(b)(i) Subsidiary Charter Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Purchaser’s Written Response 2.8(a) Reference Calculation 2.7(a) Required Systems Software 5.18 Relevant Jurisdiction 9.8(b)(i) Reorganization 5.11 Restricted Activities 5.13 Restricted Period 5.13 Section 338(h)(10) Election 9.6(a) Sellers Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Retained IP 5.19 Share Transfer 2.10(a)(xiii) Share Transfer Documents 3.1(b2.2 Software Licenses 3.10(f) Surviving Corporation 2.1 Tax 3.6(aSpecial Cap 8.5(b) Taxes 3.6(aThird Party Claim 8.3(b) Triggering Event 8.1Transferred Employee 10.3 Threshold 8.5(a)(i) WARN Act 10.4

Appears in 1 contract

Sources: Share and Asset Purchase Agreement (Natus Medical Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(k) Plan 6.9(bDefined Terms Section Adjustment Amount 2.7(g) Agreement Preamble Antitrust Restraint 6.6(eAmadeus Device Preamble Annual Sales Threshold 2.7(d) Certificate Anti-Bribery Laws 3.15(a) Assignment and Assumption Agreement 2.10(a) Assumed Liabilities 2.3 ▇▇▇▇ of Designations 3.1(bSale 2.10(a) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Claim Notice 6.3(d)(ii8.3(a) Closing 2.2 2.9 Closing Date 2.2 Code 2.8(d2.9 Closing Payment 2.5 Commercialization Payment 2.6(a) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aCommercialization Payment Date 2.6(a) Confidentiality Agreement 6.4(a5.11(a) Continuation Notice 6.3(eConvaTec Preamble CTI Preamble Deductible 8.5(a) Continuing Employees 6.9(dDefaulting Party 2.11 Equipment 2.1(c) Cutoff Time 3.2(aExcluded Assets 2.2 Excluded Liabilities 2.4 FDA 3.11 FDCA 3.11(a) Delaware Law RECITALS Dissenting Shares Financial Buyer 5.6(d) Included Contracts 2.1(b) Initial Sales Payment Period 2.7(a) Dissenting Stockholder Initial Sales Percentage Amount 2.7(a) Effective Time 2.2 End Date 8.1(bIndemnified Party 8.3(a) Engagement Letter 3.14 Exchange Agent 2.8(aIndemnifying Party 8.3(a) Exchange Fund 2.8(bIndependent Accounting Firm 2.7(f) Fairness Opinion 3.20 GAAP 3.4(bInsurance Policy 5.8 Inventory 2.1(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aLarge Acquisition 5.6(c) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bFinancial Buyer 5.6(d) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cNon-SMM Product Sales 2.7(a) Parent Preamble Parent Plans 6.9(dPatent Assignment 2.10(a) Representatives 6.3(aPayment Date 2.14(a) Returns 3.6(b)(iDefined Terms Section Percentage Payments Determination Report 2.7(e) RoHS 3.13(aPercentage Payments Period 2.7(c) Section 262 Permitted Acquisition 5.6(c) PPDR 2.7(e) Project Preamble Project Information 5.11(b) Purchase of a Restricted Business 5.6(c) Purchase Price 2.5 Purchased Assets 2.1 Purchased Intellectual Property 2.1(d) Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Purchaser Information 5.4(e) Restricted Period 5.6(a) Relevant Acquisition 5.6(c) Sales Payment Period 2.7(c) Sales Percentage Amount 2.7(c) Seller Preamble Seller Disclosure Schedule Article 3 Seller Facility 2.12 Seller Indemnified Parties 8.2 Seller Information 5.4(d) Seller Marks 5.4(a) Seller Sale 5.6(d) Sellers Preamble SMM Platform Preamble SMM Product Sales 2.7(a) Significant Customer 3.22(aSoftware Assignment 2.10(a) Significant Supplier 3.22(bSuccessor 5.9 Third Party Claim 8.3(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.15.15

Appears in 1 contract

Sources: Asset Sale and Purchase Agreement

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(bDefined Term Section ACT Section 7.1(a) Agreement Preamble Antitrust Restraint 6.6(eApproved Sale Section 6.3(a) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(dBoard Section 3.2(c)(iv) Company Preamble Company Balance Sheet Covered Persons Section 5.6(a) Company Notice Section 6.2(b) Company ROFR Period Section 6.2(b) Confidential Information Section 4.1(d) Convertible Credit Agreement Recitals Co-Sale Notice Section 6.4(a) Co-Sale Participant Section 6.4(b) Co-Sale Right Section 6.4(b) Disqualification Events Section 5.6(a) Effectiveness Period Section 3.4(b) Company Charter Documents 3.1(bEOD Assignment Section 7.6 FOD Capital Section 3.9 Foreclosure Assignment Section 7.6 Foreclosure Notice Section 7.6 Founder Preamble Founder Directors Section 5.2(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cFounder Shares Section 5.1(a) Company Financials 3.4(bGIL SPE Preamble GIL SPE Credit Agreement Section 7.6 Holder Violation Section 3.8(b) Company Material Contract 3.17(aInitiating Holders Section 3.2(a) Company Purchase Plans 3.2(cKLIM Preamble KLIM Director Section 5.2(c) Company SEC Reports KLIM Shares Section 5.1(c) L1 Capital LSF Preamble L1 Capital LSF Limited Preamble L1 Holders Preamble L1 Shares Section 5.1(d) Major Investor Preamble Major Investors Preamble MWIG Preamble MWIG Directors Section 5.2(b) MWIG Shares Section 5.1(b) Offer Notice Section 6.1(a) Overallotment Notice Section 6.2(e) Participating Stockholders Section 6.2(c) Participating Stockholders’ Overallotment Notice Section 6.2(e) Prior Stockholders’ Agreement Recitals Proposed Transfer Notice Section 6.2(b) Prospective Transferee Section 6.2(a) Public Offering Section 6.5 Resale Shelf Registration Section 3.4(a) Company Stockholder Approval 3.3(aResale Shelf Registration Statement Section 3.4(a) Company Stockholders’ Meeting Right of First Refusal Section 6.2(a) Confidentiality Agreement Second Proposed Transfer Notice Section 6.2(c) Secondary Refusal Right Section 6.2(c) Secondary ROFR Notice Section 6.2(c) Selling Stockholder Section 6.4(a) Continuation Shares Section 5.1(d) Shelf Offering Section 3.4(f) Stockholder Representative Section 6.3(a)(vii) Stockholder ROFR Period Section 6.2(c) Stockholders Preamble Subsequent Holder Notice 6.3(eSection 3.4(e) Continuing Employees 6.9(dSubsequent Shelf Registration Section 3.4(c) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Suspension Period Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(aTake-Down Notice Section 3.4(f) Triggering Event 8.1Transfer Shares Section 6.2(a) Violation Section 3.8(a)

Appears in 1 contract

Sources: Stockholders’ Agreement (F45 Training Holdings Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAccounts Receivable 2.1(b)(ii) Plan 6.9(bAccrued Payroll and Benefits 2.4(e) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Acquired Company Preamble Intellectual Property 3.10 Acquired Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a3.9(b) Medicare Part D 3.16(bAcquired Company Real Property 3.9(a) Merger 2.1 Merger Sub Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Necessary Consents 3.3(cApproval Notification 11.4(f) Parent Approval Order Approval Order 5.3(a) Artek Preamble Parent Plans 6.9(dAssignment and Assumption Agreement 2.9(a)(ii) Representatives 6.3(aAssumed Liabilities 2.3 Aterian Preamble Bankruptcy Avoidance Actions 2.2(m) Returns 3.6(b)(iBidding Procedures Order 5.3(a) RoHS 3.13(aBill of Sale 2.9(a)(i) Section 262 2.7(aBonus Payments 10.1(e) Significant Customer 3.22(aBusiness Information 5.9(b) Significant Supplier 3.22(bBusiness Intellectual Property Rights 3.10 Calculation Principles 2.6(a) SOX 3.4(aChosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Subsidiary Charter Documents 3.1(bClaim Notice 8.3(a) Surviving Corporation 2.1 Tax 3.6(aClosing 2.8 Closing Allocation Schedule 2.7 Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuation Period 10.1(c) Controlling Party 8.3(d) Control Notice 11.4(b) Deposit Agent 2.5(b)(i) Deposit Amount 2.5(b)(i) Dispute Notice 2.6(c)(ii) Environmental Authorizations 3.15(a) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schedule 2.7 Included Contracts 2.1(b)(iii) Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7 Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts 3.11(a) New Defined Benefit Plan 10.2(a) Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price 2.5(a) Purchased Assets 2.1(b) Purchased Intellectual Property 2.1(b)(vi) Purchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Sale Motion 5.3(a) Savings Plan 10.3(a) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Seller Marks 5.15(a) September ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Shared Accounts Payable 2.4(d) TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim 8.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer Taxes 3.6(a9.1(e) Triggering Event 8.1Transferred Employee 10.1(b) Transition Services Agreement 2.9(a)(ix) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21

Appears in 1 contract

Sources: Share and Asset Purchase Agreement

Additional Defined Terms. The Each of the following capitalized terms shall have the respective meanings set forth is defined in the respective Sections of this Agreement Section set forth opposite each such respective terms belowterm: 401(k2018 Interim Financial Statements Section 5.13 Adjustment Escrow Account Section 2.8(a)(iii) Plan 6.9(bAdjustment Escrow Amount Section 2.8(a)(iii) Adviser Subsidiary Section 3.19(d) Agreement Preamble Antitrust Restraint 6.6(eBD Sub Amendment Section 5.8(a) Certificate of Designations 3.1(bBD Sub Withdrawal and Liquidation Section 5.8(a) BD Subsidiary Section 5.8(a) Calculated Payout Section 2.15(c)(ii) Certificate of Merger Section 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiCharter Documents Section 3.1(c) Closing 2.2 Section 2.13 Closing Date 2.2 Code 2.8(dSection 2.13 Closing Statement Section 2.14(b) Closing Stockholder Payment Section 2.8(a)(vi) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Basic Representations Section 8.1 Company Disclosure Letter Schedule Article III Company Environmental Permits 3.13(cFundamental Representations Section 8.1 Company Indemnitees Section 5.5 Company Intellectual Property Section 3.13(a) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(aRevenue Section 2.15(c)(viii) Company Stockholder Approval 3.3(aSection 3.4(b) Company Stockholders’ Meeting 6.2(aDe Minimis Amount Section 8.3(a) Confidentiality Agreement 6.4(aDeductible Section 8.3(a) Continuation Notice 6.3(eDGCL Recitals Disputed Amounts Section 2.14(e)(iii) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(aSection 2.11 Earn-Out Payment Date Section 2.15(c)(iii) Dissenting Stockholder 2.7(aEarn-Out Payments Section 2.15(c)(ii) Earn-Out Periods Section 2.15(c)(i) Earn-Out Start Date Section 2.15(c)(i) Effective Time Section 2.2 End Dates Section 2.15(c)(i) ERISA Client Section 3.21(c) Escrow Agent Section 2.8(a)(iii) Escrow Agreement Section 2.8(a)(iii) Estimated Cash Definition of “Estimated Closing Statement” Estimated Closing Date 8.1(bIndebtedness Definition of “Estimated Closing Statement” Estimated Closing Working Capital Definition of “Estimated Closing Statement” Estimated Seller Expenses Definition of “Estimated Closing Statement” Expense Fund Section 2.8(a)(iv) Engagement Letter 3.14 Exchange Agent 2.8(aFinal Settlement Section 8.5 Financial Statements Section 3.5 First Earn-Out Payment Section 2.15(c)(ii) Exchange Fund 2.8(bFirst Earn-Out Period Section 2.15(c)(i) Fairness Opinion 3.20 GAAP 3.4(bFirst End Date Section 2.15(c)(i) Governmental Authorizations 3.9 Hazardous Material 3.13(aFirst Period Growth Rate Section 2.15(c)(iv) Hazardous Materials Activities 3.13(bGeneral Indemnity Cap Section 8.3(b)(i) Indemnified Parties 6.10(aGeneral Survival Expiration Date Section 8.1 Independent Accountants Section 2.14(e)(iii) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Information Statement Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.15.7

Appears in 1 contract

Sources: Merger Agreement (Focus Financial Partners Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAdjustment Calculation 2.7(a) Plan 6.9(bAdjustment Notice 2.7(a) Agreement Preamble Antitrust Restraint 6.6(eAlcan Preamble Alcan Transaction Preamble Allocation Statement 2.8(a) Certificate Assignment and Assumption Agreement 2.10(a) Assumed Liabilities 2.3 Annual Financial Statement 3.4(a) ▇▇▇▇ of Designations 3.1(bSale 2.10(a) Certificate of Merger 2.2 Certificates 2.8(cBusiness Preamble Business Information 5.5(b) Change of Recommendation Claim Notice 6.3(d)(ii8.3(a) Closing 2.2 2.9 Closing Balance Sheet 2.7(a) Closing Date 2.9 Commitment Letters 4.6 Confidentiality Agreement 5.5(a) Consent Decree Preamble Core IP 2.1(f) Core IP Applications Schedule 2.1(f) Customer Loss Event 3.19(a) Customer Reduction 3.19(a) Customer Termination 3.19(a) Deductible 8.5(a) Dispute Notice 2.7(c) (a) Environmental Deductible 8.5(f) Estimated Closing Net Working Capital 2.6(a) Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 Exclusive Grantback IP Schedule 2.1(f) Company Final Closing Net Working Capital 2.7(a) (a) Hold Separate Order Preamble Company Balance Sheet 3.4(bIncluded Contracts 2.1(b) Company Charter Documents 3.1(bInitial Purchase Price 2.5 Indemnified Party 8.3(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIndemnifying Party 8.3(a) Company Financials 3.4(bIndependent Accounting Firm 2.6(e) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports Interim Financial Statement 3.4(a) Company Stockholder Approval 3.3(aIP Assignments 2.10(a) Company Stockholders’ Meeting 6.2(aKnown Environmental Matters 8.5(e) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a2.1(e) Medicare Part D 3.16(bLicensed Intellectual Property Schedule 2.1(f) Merger Marked Assets 5.10(a) Material Contracts 3.9(a) (a) Mixed IP 2.1(f) Mixed IP Applications Schedule 2.1(f) Phase I ESA 8.5(f) Phase II ESA 8.5(f) Pre-Existing Licensee Schedule 2.1(f) Proposal 5.13 Proposed Final Judgment Preamble Purchase Price 2.7(i) Purchased Assets 2.1 Merger Sub Purchased Intellectual Property 2.1(f) Purchaser Preamble Necessary Consents 3.3(cPurchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 REC 8.5(f) Parent Real Property 3.7 Residual Purchased IP Schedule 2.1(f) Rio Tinto Preamble Parent Savings Plans 6.9(d3.11(b) Representatives 6.3(aSeller Preamble Seller Disclosure Schedule Article 3 Seller Group Preamble Seller Indemnified Parties 8.2 Seller Information 5.10(f) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(bSeller Marks 5.10(a) Surviving Corporation 2.1 Tax 3.6(aRepresentation 8.4 Third Party Claim 8.3(b) Transfer Taxes 3.6(a9.1(a) Triggering Event 8.1Transferred Employees 10.1(a) Welfare Plans 10.3

Appears in 1 contract

Sources: Asset Purchase Agreement (Exopack Holding Corp)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(bDefined Term Section ACT Section 6.1(a) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(dBoard Section 3.2(c)(iv) Company Preamble Company Balance Sheet Covered Persons Section 4.6(a) Company Notice Section 5.1(b) Company ROFR Period Section 5.1(b) Disqualification Events Section 4.6(a) Effectiveness Period Section 3.4(b) Company Charter Documents 3.1(bFOD Capital Section 3.9 Founder Preamble Founder Nominees Section 4.2(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cGIL SPE Preamble Holder Violation Section 3.8(b) Company Financials 3.4(bInitiating Holders Section 3.2(a) Company Material Contract 3.17(aKLIM Preamble KLIM Nominee Section 4.2(b) Company Purchase Plans 3.2(cL1 Capital LSF Preamble L1 Global Master Fund Preamble L1 Holders Preamble L1 LSF Limited Preamble Major Investor Preamble Major Investors Preamble MWIG Preamble MWIG Nominees Section 4.2(c) Company SEC Reports Nominating Committee Section 4.2(d) Nominee Section 4.2(c) Overallotment Notice Section 5.1(e) Participating Stockholders Section 5.1(c) Participating Stockholders’ Overallotment Notice Section 5.1(e) Permitted Assignment Section 6.6 Prior Stockholders’ Agreement Recitals Proposed Transfer Notice Section 5.1(b) Prospective Transferee Section 5.1(a) Resale Shelf Registration Section 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Resale Shelf Registration Statement Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(bRight of First Refusal Section 5.1(a) Surviving Corporation 2.1 Tax Second Proposed Transfer Notice Section 5.1(c) Secondary Refusal Right Section 5.1(c) Secondary ROFR Notice Section 5.1(c) Shelf Offering Section 3.4(f) Stockholder ROFR Period Section 5.1(c) Stockholders Preamble Subsequent Holder Notice Section 3.4(e) Subsequent Shelf Registration Section 3.4(c) Suspension Period Section 3.6(a) Taxes 3.6(aTake-Down Notice Section 3.4(f) Triggering Event 8.1Transfer Shares Section 5.1(a) Violation Section 3.8(a)

Appears in 1 contract

Sources: Stockholders' Agreement (F45 Training Holdings Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kAccounting Firm 3.2(d) Plan 6.9(bAdditional Due Diligence 7.1(a) Agreement Preamble Antitrust Restraint 6.6(eAmount of Accrued Leave Provision Entitlement 8.3(a) Certificate of Designations 3.1(bAnnual Installment Payments 3.1(b)(v) Certificate of Merger 2.2 Certificates 2.8(cAssumed Liabilities 2.3 Audited Financial Statements 5.4(a)(i) Change of Recommendation Balance Sheet 5.4(a)(i) Business Balance Sheet 5.4(a)(ii) Business Employees 5.17(a) Business Employee Plan 5.16(a) Business Financial Statements 7.11(b) Cap 11.7(a)(iii) Cash Consideration 3.1 Certain Nations 5.21(c) Claim Notice 6.3(d)(ii11.3(a) Closing 2.2 4.1 Closing Date 4.1 Closing Net Working Capital Statement 3.2(b) Competing Acquiring Person 10.6(b) Confidential Information 13.1 Controlling Party 11.4(d) Deductible 11.7(a)(ii) Deed 4.2(a)(iii)(A) De Minimis Claims 11.7(a)(i) Divested Competing Business 10.6(b) Estimated Net Working Capital 3.2(a) Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 Final Statement of Closing Net Working Capital 3.2(e) Company Financial Statements 5.4(a) First Annual Installment Payment 3.1(b)(ii) Fourth Annual Installment Payment 3.1(b)(v) Funds 8.4(b) Goodwill 2.1(c)(xxii) Government Officials 5.21(a)(i) Gratuity Fund 8.4(a)(iii) Guarantor Preamble Company Balance Sheet 3.4(bHedging Transaction 3.1(c) Company Charter Documents 3.1(bImprovements 5.10(f) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIndebtedness Contracts 5.14(a) Company Financials 3.4(bIndemnified Party 11.3(a) Company Material Indemnifying Party 11.3(a) Initial Cash Consideration 3.1(b)(i) In-License Agreements 2.1(c)(viii) Inventory 2.1(c)(i) IP Assignments 4.2(a)(xi) IP License Agreements 4.2(a)(xii) Lease Deeds 4.2(a)(v) Mixed Accounts 7.8(b) Mixed Contract 3.17(a7.8(a) Company Purchase Plans NOC 5.10(j) Non-controlling Party 11.4(d) Objection 3.2(c) Company SEC Reports 3.4(aObjection Notice 11.3(b)(ii) Company Stockholder Approval 3.3(aObligations 7.18(a) Company Stockholders’ Meeting 6.2(aOff-Set Amount 11.5(a) Confidentiality Agreement 6.4(aParty Preamble Product Return Threshold Level 10.9(a) Continuation Notice 6.3(ePromoter Group Preamble Provident Fund 8.4(a)(i) Continuing Employees 6.9(dPurchased Intellectual Property 2.1(c)(xii) Cutoff Time 3.2(aPurchased Software 2.1(c)(xiv) Delaware Law RECITALS Dissenting Shares 2.7(aPurchaser Preamble Purchaser Competing Activities 10.6(c) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Purchaser Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased 11.1 Real Property 3.7(aPermits 5.10(h) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(dRelease 9.1(i) Representatives 6.3(a13.1 Response 3.2(d) Retained Other Business Employees 10.6(f) Restricted Period 10.6(a) Returns 3.6(b)(i10.9(a) RoHS 3.13(aROC Form 9.1(i) Section 262 2.7(aSecond Annual Installment Payment 3.1(b)(iii) Significant Customer 3.22(aSeller Preamble Seller Indemnified Parties 11.2 Shareholder Approval 5.2 Special Claims 11.4(c) Significant Supplier 3.22(bSuperannuation Fund 8.4(a)(ii) SOX 3.4(aTermination Date 12.1(b)(v) Subsidiary Charter Third Annual Installment Payment 3.1(b)(iv) Third Party Claim 11.4(a) Third Party Intellectual Property 5.11(d) Transfer Taxes 10.1(a) Transferred Assets 2.1 Transferred Employee(s) 8.1(f) Transferred Employment Liabilities 8.5(c) TrueCare Transaction Documents 3.1(b7.17(c) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Unaudited Financial Statements 5.4(a)(ii)

Appears in 1 contract

Sources: Business Transfer Agreement (Abbott Laboratories)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Clause of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(b) Accounting Firm 3.2.4 Acquired Business 8.6.5 Acquired Competing Business 8.6.5 Additional Due Diligence 6.1.1 Agreement Preamble Antitrust Restraint 6.6(eAPI Exclusivity Period 8.20.1 [ * * * ] [***] [ * * * ] [***] [ * * * ] [***] Assumed Liabilities 2.3 Balance Sheet 9.4.1(a) Certificate Beta-Lactam API Business 8.20.1 Business Balance Sheet 9.4.1(c) CONFIDENTIAL TREATMENT [***] Indicates that text has been omitted which is the subject of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation a confidential treatment request. This text has been separately filed with the SEC. Business Employees 9.17.1 Business Employee Plan 9.16.1 Cash Consideration 3.1 Certain Nations 9.21.4 Claim Notice 6.3(d)(ii) Closing 2.2 11.3.1 Closing Date 7.1 Closing Net Working Capital Statement 3.2.2 Competing Acquiring Persons 8.6.1 Confidential Information 13.1 Controlling Party 11.4.3 Deductible 11.6.1 Deeds 7.2.1(c) Dispute 14.2.1 Dispute Notice 14.2.1 Escrow Amount 7.3 Estimated Net Working Capital 3.2.1 Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 Exclusivity Period 8.19.1 Field of Use 8.15.1 Final Statement of Closing Net Working Capital 3.2.5 Financial Statements 9.4.1 Goodwill 2.1.18 Gratuity Fund 4.4.1(c) Company Preamble Company Improvements 9.10.6 Indebtedness Contracts 9.14.1 Indemnified Party 11.3.1 Indemnifying Party 11.3.1 Interim Balance Sheet 3.4(b9.4.1(b) Company Charter Documents 3.1(bInterim Business Balance Sheet 9.4.1(d) Company Disclosure Letter Article III Company Environmental Permits 3.13(cInventory 2.1.1 IP Assignment 7.2.1(b) Company Financials 3.4(bKRR Preamble Lease Deeds 7.2.1(c) Company Material Contracts 9.13.1 Material Purchased Software 9.12.1 Mixed Account 6.8.2 Mixed Contract 3.17(a6.8.1 NOC 9.10.11 Non-controlling Party 11.4.3 Objection 3.2.3 Objection Notice 11.3.2(b) Company Owned Intellectual Property 9.11.1 Promoter Group Recital C Proposed Beta-Lactam API Transaction 8.20.1 Proposed Beta-Lactam API Purchase Plans 3.2(cConsideration 8.20.1 CONFIDENTIAL TREATMENT [***] Indicates that text has been omitted which is the subject of a confidential treatment request. This text has been separately filed with the SEC. Proposed Beta-Lactam API Transaction Notice 8.20.1 Proposed Transaction 8.19.1 Proposed Transaction Notice 8.19.1 Provident Fund 4.4.1(a) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Purchase Price 3.1 Purchased Intellectual Property 2.1.9 Purchased Software 2.1.11 Purchaser Preamble Purchaser Competing Activities 3.13(b) 8.6.2 Purchaser Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased 11.1 Purchaser Restricted Period 8.6.5 Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Permits 9.10.8 Registered Owned Intellectual Property 9.11.6 Release 5.1.10 Representatives 6.3(a) 13.1 Research and Development Employees 8.21 Response 3.2.4 Restricted Period 8.6.1 Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.18.10.1

Appears in 1 contract

Sources: Business Transfer Agreement (Hospira Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAccounting Principles 3.10(b) (a) Plan 6.9(bAcquired Intellectual Property 2.1(a)(iii) Additional Asset 2.8(b) Agreement Preamble Antitrust Restraint 6.6(eAgreement Date Preamble Allocation Statement 2.7(a) Certificate AMI Preamble AMI Name 5.15(a) AMI Name Period 5.15(a) Ancillary Agreements 3.1 Arbitrating Accountant 2.10(c)(ii) Assumed Contracts 2.1(a)(iv) Assumed Liabilities 2.1(c)(i) (b) Balance Sheet 3.10 (a) Balance Sheet Date 3.10(a) ▇▇▇▇ of Designations 3.1(bSale 2.5(a) Certificate of Merger Business Recitals Business Contractors 3.11 Business Employees 3.11 Business Net Working Capital 2.2 Certificates 2.8(cClaim 8.5(a) Change of Recommendation Notice 6.3(d)(iiClaims Period 8.5(b) Closing 2.2 2.3 Closing Date 2.3 Closing Payment 2.2 Code 2.8(dCommitment Letters 4.3 Confidentiality Agreement 5.12(a) Company Contested Claim 8.8(b) Continuing Employee 5.9(a) Contributor 3.8(d) Employee Liabilities 5.9(b) Environmental and Safety laws 3.13(a)(i) Escrow Agent 2.4 Escrow Cash 2.4 Escrow Fund 8.1 Excluded Liabilities 2.1(c)(ii) Facilities 3.13(a)(iii) FDA 3.26(c) (a) Fundamental Matters 8.4(a) Fundamental Representations 8.2 Grass Preamble Company Balance Sheet Hazardous Materials 3.14(a)(ii) Indemnifiable Damages 8.3 Indemnified Person 8.3 Indemnified Persons 8.3 Insurance Policy 3.19 Key Employee Recitals ▇▇▇▇ Assignment 2.5(f) Material Contracts 3.16 Non-Solicitation Period 5.6 Notice of Claim 8.5(a) Objection Deadline Date 2.10(a) Open Source Materials 3.8(i) Outside Date 7.1 Party Preamble Patent Assignment 2.5(g) Property 3.13(a)(iv) Purchase Price 2.2 Purchaser Preamble Restricted Area 5.5 Restricted Business 5.5 Restricted Period 5.5 Sellers Preamble Seller Authorizations 3.4(b) Company Charter Documents 3.1(b) Company Seller Disclosure Letter Article III Company Environmental Permits 3.13(cStraddle Periods 5.10(b) Company Financials 3.4(bPurchaser Disclosure Letter Article IV Third-Party Claim 8.5(a)(ii) Company Material Contract 3.17(aTransaction Recitals Transaction Taxes 5.10(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Unresolved Objections 2.10(c)(ii)

Appears in 1 contract

Sources: Asset Purchase Agreement (Astro Med Inc /New/)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kDefined Term Section Accounts Receivable 2.1(b)(ii) Plan 6.9(bAccrued Payroll and Benefits 2.4(e) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Acquired Company Preamble Intellectual Property 3.10 Acquired Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a3.9(b) Medicare Part D 3.16(bAcquired Company Real Property 3.9(a) Merger 2.1 Merger Sub Adjustment Calculation 2.6(a) Defined Term Section Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Necessary Consents 3.3(cApproval Notification 11.4(f) Parent Preamble Parent Plans 6.9(dApproval Order 5.3(a) Representatives 6.3(aAssignment and Assumption Agreement 2.9(a)(ii) Returns 3.6(b)(iAssumed Liabilities 2.3 Bankruptcy Avoidance Actions 2.2(m) RoHS 3.13(aBidding Procedures Order 5.3(a) Section 262 Bill of Sale 2.9(a)(i) Bonu▇ ▇▇yments 10.1(e) Breakup Fee 7.2(b) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing 2.8 Closing Allocation Schedule 2.7(a) Significant Customer 3.22(aClosing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Significant Supplier 3.22(bContinuation Period 10.1(c) SOX 3.4(aControlling Party 8.3(d) Subsidiary Charter Documents 3.1(bControl Notice 11.4(b) Surviving Corporation 2.1 Tax 3.6(aDeposit Agent 2.5(b)(i) Deposit Agreement 2.5(b)(i) Deposit Amount 2.5(b)(i) Dispute Notice 2.6(c)(ii) Dispute Notification 11.4(f) Environmental Authorizations 3.15(a) Environmental Claim 11.4(a) Environmental Claim Notice 11.4(a) Environmental Response Action 11.4(b) Environmental Investigation 11.3(b) Environmental Losses 11.3(b) Environmental Response Action 11.4(b) Environmental Response Action Proposal 11.4(e) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schdule 2.7(a) Included Contracts 2.1(b)(iii) Defined Term Section Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7(a) Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Known Environmental Liability Indemnity Period 11.2(b) Known Environmental Liability Losses 11.1(b) Known Losses Termination Date 11.2(b) Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts 3.11(a) New Defined Benefit Plan 10.2(a) Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price 2.5(a) Purchased Assets 2.1(b) Purchased Intellectual Property 2.1(b)(vi) Purchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Reimbursement 7.2(b) Sale Motion 5.3(a) Savings Plan 10.3(a) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Seller Marks 5.15(a) September ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Shared Accounts Payable 2.4(d) SK Preamble TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Defined Term Section Third Party Claim 8.3(b) Third Party Environmental Claim 11.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer Taxes 3.6(a9.1(e) Triggering Event 8.1Transferred Employee 10.1(b) Transferred Former Employee 10.1(c) Transition Services Agreement 2.9(a)(ix) (a) Unknown Environmental Liability Losses 11.1(a) Unknown Losses Termination Date 11.2(a) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21

Appears in 1 contract

Sources: Share and Asset Purchase Agreement (Chemtura CORP)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 280G Waiver 7.2(f) 280G Approval 6.9 401(k) Plan 6.9(b6.12 Action of Divestiture 6.6 Actual Closing Net Working Capital 2.9(b)(iii) Actual Closing Net Working Capital Statement 2.9(b)(i) Agent Indemnification Expenses 8.6(d)(vii) Agent Interpleader Expenses 8.6(d)(vi) Agreement Preamble Antitrust Restraint 6.6(eAnticorruption Laws 3.20(e) Audited Financials 3.6(a) (a) California Commissioner 6.1(a) California Permit 6.1(a) Cancelled Company Options 2.7(f)(i) Certificate of Designations 3.1(bIncorporation 3.1(a) Certificate Certificates 8.1(a) Certificates of Merger 2.2 Certificates 2.8(c2.3(b) Change of Recommendation Notice 6.3(d)(iiControl Fees 6.7 Charter Documents 3.1(a) Claim Certificate 8.4(a) Claim Date 8.4(a) Closing 2.2 Closing Date 2.2 Code 2.8(d) Recitals Company Preamble Company Auditors 3.6(a) Company Authorizations 3.14(a) Company Indemnitees 6.23(a) Company Stock Certificates 2.10(b)(ii) Company Treasury Stock 2.7(b) Compensation Schedule 3.18(a) Conflict 3.4(a) Consent and Modification Fees 6.7 Consultant Proprietary Information Agreement 3.11(k) Contaminants 3.11(s) Copyrights 1.1(iii) Core Representations 7.2(a)(ii) Current Balance Sheet 3.4(b3.6(a) Company Charter Documents 3.1(bDirector and Officer Resignation and Release Letter 6.10(c) Company Disclosure Letter Schedule Article III Company Environmental Permits 3.13(cDissenting Share Payments 2.8(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a2.8(a) Dissenting Stockholder 2.7(aDomain Name Rights 1.1(iii) DOJ 3.5 Earnout Notice 2.16(c)(ii) Earnout Payment 2.16(c)(ii) Effect 1.1(t) Effective Time 2.2 2.3 Election Notice 6.1(d) Electronic Delivery 10.2 Employee Proprietary Information Agreement 3.11(k) End Date 8.1(b9.1(b) Engagement Letter 3.14 Exchange Escrow Agent 2.8(aPreamble (a) Escrow Period 8.6(b)(i) (a) Estimated Closing Net Working Capital Statement 2.9(a) Excess Amount 2.10(c) Excess Expenses and Fees 6.8(a) Excess Losses 8.3(a) Exchange Act 7.2(m) Exchange Documents 2.10(b)(ii) Expense Fund 2.8(b8.7(c) Export Approvals 3.20(c)(i) Fairness Opinion 3.20 GAAP 3.4(bHearing Law 6.1(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aFinancials 3.6(a) Hazardous Materials Activities 3.13(bFIRPTA Compliance Certificate 6.16 First Earnout 2.16(b)(i) First Earnout Amount 2.16(b)(i) First Step Merger Recitals FTC 3.5 Fundamental Representations 7.2(a)(ii) Hearing 6.1(a) In-Licenses 3.11(g) Indemnifiable Matters 8.2(a) Indemnified Parties 6.10(a8.2(a) Indemnified Party 8.2(a) Indemnifying Party 8.2(a) Independent Accounting Firm 2.9(b)(iii)(B) Information Statement 6.1(b) Interim Financials 3.6(a) Joinder and Waiver Agreement Recitals Key Employee Non-Competition and Non-Solicitation Agreements RECITALS Recitals Key Employee Offer Letters RECITALS Key Employees RECITALS Recitals Lease Documents 3.7(bAgreements 3.10(b) Leased Real Property 3.7(a3.10(a) Medicare Part D 3.16(bLetter of Transmittal 2.10(b)(i) Loss 8.2(a) Losses 8.2(a) Management Representative 2.16(e)(ii) Material Contract 3.12(a) Merger 2.1 Recitals Merger Sub One Preamble Necessary Consents 3.3(cMerger Sub Two Preamble Merger Subs Preamble Moral Rights 1.1(iii) Notice 6.1(a) Notice of Dispute 2.9(b)(ii) Objection Deadline 8.4(b)(i) Objection Notice 8.4(b)(i) Offered Employees 6.11 Offered Terms 6.11 OMM 10.11 Operating Plan 2.16(e)(ii) Out-Licenses 3.11(g) Parent Preamble Parent SEC Reports 4.8 Parent Welfare Plans 6.9(d6.11 Patents 1.1(iii) PEO Arrangement 6.12(b) Permit Application 6.1(a) Permit Filing Date 6.1(a) PTO 3.11(b) Representatives 6.3(a5.4(a) Returns 3.6(b)(iRelated Party 3.12(a)(xx) RoHS 3.13(aRestrictive Contracts 3.12(a)(vi) Second Earnout 2.16(b)(ii) Second Earnout Amount 2.16(b)(ii) Second Step Merger Recitals Section 262 2.7(a280G Payments 6.9 Section 409A 3.9(d) Significant Customer 3.22(aSecurityholder Representative Preamble Securityholder Representative Expenses 8.7(b) Significant Supplier 3.22(bSecurities Act 3.2(f) SOX 3.4(aShortfall Amount 2.10(c) Subsidiary Charter Documents 3.1(bSoliciting Materials 6.1(g) Surviving Corporation 2.1 Specified Bonuses 3.18(a) Spreadsheet 6.14 Statement of Expenses 6.8(a) Survival Date 8.1(a) Tail Policy 6.23(b) Tax 3.6(aContest 6.17(e) Tax Forms 6.26(b) Tax Service Provider 6.17(e) Third Earnout 2.16(b)(iii) Third Earnout Amount 2.16(b)(iii) Third Party Claim 8.5 Third Party Expenses 6.8(a) Threshold 8.3(b) Trade Secrets 1.1(iii) Trademarks 1.1(iii) Transfer Taxes 3.6(a6.17(d) Triggering Event 8.1Vested Option Merger Consideration 2.7(f)(i) Unobjected Claim 8.4(b)(ii) Unresolved Claims 8.6(b)(ii) Unvested Option Merger Consideration 2.7(f)(ii) Voting Agreement Recitals Working Capital Memorandum 2.9(b)(iii)(A)

Appears in 1 contract

Sources: Merger Agreement (Solarcity Corp)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(eBusiness Plan and Budget 3.3 Business Sale 8 Business Sale Notice 8 Business Seller 8 Call Closing 4.2 Call Notice 4.2 Call Purchase Price 4.2 Call Right 4.2 Call Shares 4.2 Cash Consideration 4.1(b) Certificate Common Stock Preamble Competing Activity 9(a) Co-Sale Offeree 6.3 Co-Sale Notice 6.3 Covered Person 4.1(e) Dividend Policy 3.1 Ecolab Company Director 2.1(b) Ecolab Director 2.1(c) Ecolab Sub Director 2.1(c) Ecolab Supervisory Board Member 2.1(d) Ecolab Observer 2.4 Future Shares 5.1 Future Shares Exercise Period 5.1 Liens 4.1(d) Majority Holders 7 Notice of Designations 3.1(bPurchase 5.3 Offer Notice 6.2 Offered Shares 6.2 Offeree 6.2 Participating Seller 7 Prohibited Transfer 6.4 Proportionate Percentage 5.5 Proposed Buyer 7 Proposed Sellers 7 Proposal 5.1 Put Closing 4.1(d) (a) Certificate of Merger 2.2 Certificates 2.8(cPut Right 4.1(a) Change of Recommendation Put Shares 4.1(a) Put Window 4.1(a) Refused Future Shares 5.4 Relevant Assets 8 Remaining Future Shares 5.2 Remaining Future Shares Exercise Period 5.2 Sale 7 Sale Percentage 7 SEC 4.1(f)(1) Second Proposal 5.2 Stock Consideration Shares 4.1(b) Stock Purchase Agreement Preamble Sub-Board 2.4 Take-Along Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation 7.1 Transfer 6 Transferring Holder 6.2 Valuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.14.2 Valuer 4.2

Appears in 1 contract

Sources: Shareholder Agreement (Linkwell CORP)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 401(k280G Approval 6.9 280G Payments 6.9 280G Vote 6.9 280G Waiver 6.9 Action of Divestiture 6.6 Advisory Group 8.7(b) Plan 6.9(bAffordable Care Act 3.20(g) Agent Indemnification Expenses 8.6(d)(vii) Agent Indemnified Parties 8.6(d)(vii) Agent Interpleader Expenses 8.6(d)(vi) Agreement Preamble Antitrust Restraint 6.6(eAnticorruption Laws 3.24(e) Balance Sheet Date 3.7(a) Certificate of Designations 3.1(bIncorporation 3.1(a) Certificate of Merger 2.2 2.3 Certificates 2.8(c8.1(a) Change of Recommendation Notice 6.3(d)(iiControl Fees 6.7 Charter Documents 3.1(a) Claim Certificate 8.4(a) Claim Date 8.4(a) Closing 2.2 Closing Date 2.2 Code 2.8(dClosing Payment Amount 2.10(b)(ii) Company Preamble Company Authorizations 3.16(a) Company Indemnitees 6.18(a) Company Treasury Stock 2.7(b) Competing Transaction 5.4(a) Conflict 3.5(a) Contaminants 3.12(n) Cooley 10.11 Current Balance Sheet 3.4(b3.7(a) Company Charter Documents 3.1(bDeficiency Payment 2.9(b)(v) Company Director and Officer Resignation and Release Letter 6.10(b) Disclosure Letter Article III Company Environmental Permits 3.13(cDissenting Share Payments 2.8(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a2.8(a) Dissenting Stockholder 2.7(a) DOJ 3.6 Effective Time 2.2 2.3 Electronic Delivery 10.2 End Date 8.1(b9.1(b) Engagement Letter 3.14 Exchange Escrow Agent 2.8(aPreamble (a) Escrow Period 8.6(b)(i) (a) Estimated Closing Net Working Capital Statement 2.9(a) Excess Expenses and Fees 6.8(a) Exchange Documents 2.10(c)(ii) Expense Fund 2.8(bAmount 8.7(c) Fairness Opinion 3.20 GAAP 3.4(bExport Approvals 3.24(c)(ii) Governmental Authorizations 3.9 Hazardous Material 3.13(aFinancials 3.7(a) Hazardous Materials Activities 3.13(bFIRPTA Compliance Certificate 6.13 FTC 3.6 Full Time Service Providers 7.2(f)(iii) Fundamental Representations 7.2(f)(iii) Indemnifiable Matters 8.2(a) Indemnified Parties 6.10(aParty 8.2(a) Independent Accounting Firm 2.9(b)(iii)(B) Information Statement 6.1(a) Interim Financials 3.7(a) Joinder and Waiver Agreement Recitals Key Employee Non-Competition Agreements RECITALS and Non-Solicitation Agreement Recitals Key Employee Offer Letters RECITALS Key Employees RECITALS Letter Recitals Lease Documents 3.7(bAgreements 3.11(b) Leased Real Property 3.7(a3.11(a) Medicare Part D 3.16(bLoss 8.2(a) Management Incentive Plan 6.17 Material Contract 3.14(a) Merger 2.1 Recitals Merger Sub Preamble Necessary Consents 3.3(cNo Payment Exclusion 6.7 Notice of Dispute 2.9(b)(ii) Objection Deadline 8.4(b)(i) Objection Notice 8.4(b)(i) Parent Preamble Parent Plans 6.9(dParent’s Closing Net Working Capital Statement 2.9(b)(i) Real Property 3.11(a) Related Party 3.14(a)(xvii) Representatives 6.3(a5.4(a) Returns 3.6(b)(i) RoHS 3.13(aRestrictive Contracts 3.14(a)(v) Section 262 2.7(a409A 3.10(d) Significant Customer 3.22(aSecurities Act 3.2(d) Significant Supplier 3.22(bSecurityholder Representative Preamble Securityholder Representative Expenses 8.7(b) SOX 3.4(aSoliciting Materials 6.1(b) Subsidiary Charter Documents 3.1(bSpreadsheet 6.11 Statement of Expenses 6.8(a) Surviving Corporation 2.1 Survival Date 8.1(a) Tail Policy 6.18(b) Tax 3.6(aIncentive 3.10(a)(xiv) Taxes 3.6(aThird Party Claim 8.5 Third Party Expenses 6.8(a) Triggering Event 8.1Threshold 8.3(b) Unaudited Financials 3.7(a) Unobjected Claim 8.4(b)(ii) Unresolved Claims 8.6(b)(ii) Unresolved Claims Amount 8.6(b)(ii) Unvested Option Consideration 2.7(e)(ii) Unvested Share Consideration 2.7(d)(i)(C) Vested Option Consideration 2.7(e)(i) Working Capital Memorandum 2.9(b)(iii)(A)

Appears in 1 contract

Sources: Merger Agreement (Fossil Group, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Transaction Documents, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Algeria Cash Consideration 2.4 Asset Transfer Agreements 2.3 Balance Sheet 3.4(b3.6(a)(ii) Company Charter Documents 3.1(bBalance Sheet Date 3.6(a)(ii) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time Bankruptcy and Equity Exception 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Business Intellectual Property 3.10 Business Leased Real Property 3.7(a3.9(a) Medicare Part D 3.16(bCash Consideration 2.4 Claim Notice 8.3(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cClosing 2.7(a) Parent Preamble Parent Plans 6.9(d428928/HOUDMS Closing Date 2.7(a) Closing Time 2.7(a) Controlling Party 8.3(d) Deductible 8.5(a) Deposit 2.4(a) Dispute Notice 2.5(b) Dispute Representatives 6.3(a11.11(a) Returns 3.6(b)(i) RoHS Employees List 3.13(a) Section 262 2.7(aEscrow Agent 2.4(a) Significant Customer 3.22(aEscrow Agreement 2.4(a) Significant Supplier 3.22(bExcluded Liabilities 2.2 Final Allocation 2.6 Final Closing Net Cash 2.5(c) SOX 3.4(aFinal Closing Net Working Capital 2.5(c) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax Financial Statements 3.6(a) Taxes 3.6(aFinancing Commitments 4.7 ICC 11.11(b) Triggering Event 8.1Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.5(c) Independent Contractors List 3.13(a) Initial Closing 2.7(b) Initial Closing Date 2.7(b) Initial End Date 7.1(f) KOC 5.16 Kuwait Cash Consideration 2.4 Net Working Capital and Net Cash Calculation 2.5(a) Non-controlling Party 8.3(d) Party Preamble PD Cyprus/Joint Venture Indemnified Party Section 5.8 Purchase Price 2.4 Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Recipient 9.3(a) Relevant Amount Section 5.11 Restructuring 5.15 Restructuring Plan 5.15 Rig Capital Expenditure Program 5.2(b) Rules 11.11(b) Seller Preamble Seller Disclosure Schedule Article 3 Seller Guarantees Section 5.11 Seller Indemnified Parties 8.2 Subsequent Closing 2.7(b) Subsequent Closing Date 2.7(b) Subsequent End Date 7.1(i) Target Net Working Capital Amount 2.5(d) Team Source 3.13(a) Third Party Claim 8.3(b) Transfer Agreements 2.3 428928/HOUDMS

Appears in 1 contract

Sources: Sale and Purchase Agreement (Weatherford International PLC)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth are defined elsewhere in this Agreement in the respective Sections and on the pages indicated: Act 1.13 3 Affiliate 1.1 2 Applicable Subordinated Debt 1.2 2 Board 1.3 2 Board Meetings 5.1(g) 32 Call Option 2.2 9 Call Option Transfer 2.2 9 Class A Common Stock Recitations 1 Class B Common Stock Recitations 1 Class A Preferred Stock Recitations 2 Class B Preferred Stock Recitations 1 Commission 4.2(a) 22 Common Stock 1.6 2 Company 2.1 8 Compelled Sale 2.5(a) 13 Compelled Sale Notice 2.5(a) 13 Compelled Sale Purchaser 2.5(a) 13 Compelled Sale Transferor 2.5(a) 13 Competitor 2.7(a) 17 Control 1.7 2 Controlled by 1.7 2 Counter-Offer Terms 3.1(a)(ii) 18 Demanding Holders 4.2(a) 22 Demand Notice 4.2(a) 22 Demand Registration Period 4.3(a) 23 Demand Registration Statement 4.2(a) 22 Demand Securities 4.2(a) 22 Derivative Securities 1.8 2 Designees 5.1(d) 31 Exchange Act 4.3(d) 27 Exercise Price 1.9 2 Existing Stockholders’ Agreement Recitations 1 First Offer Election 2.3(b) 9 First Offer Notice 2.3(a) 9 First Offer Terms 2.3(b) 9 GAAP 6.2(a) 35 ▇▇▇▇▇▇▇▇ Introduction 1 ▇▇▇▇▇▇▇▇ Acceptance Notice 2.3(c) 9 ▇▇▇▇▇▇▇▇ Class B Preferred Shares Recitations 1 ▇▇▇▇▇▇▇▇ Common Shares Recitations 1 ▇▇▇▇▇▇▇▇ Designees 5.1(d) 31 ▇▇▇▇▇▇▇▇ Employment Agreement 1.10 2 ▇▇▇▇▇▇▇▇ Parties 2.3 9 ▇▇▇▇▇▇▇▇ Preemptive Parties 3.1(b)(ii) 19 ▇▇▇▇▇▇▇▇ Securities 1.29 4 ▇▇▇▇▇▇▇▇ Shares Recitations 1 Holdings Introduction 1 Holdings Response 3.1(a)(ii) 18 Immediate Family 1.11 2 in Control of this 2 Indemnification Shares 1.12 2 Indemnified Parties 4.3(d) 27 Indemnifying Party 4.3(f) 28 Independent Director 5.1(c)(iii) 31 Initial Parties Introduction 1 Initial Party Introduction 1 Initial Public Offering 1.13 3 Initiating Notice 2.5(a) 13 Investment Bank 2.5(b) 13 Joinder Agreement set forth opposite each such respective terms below: 401(k2.6(d) Plan 6.9(b16 ▇▇▇▇▇▇▇ 5.1(b)(iii) 31 Management Services Agreement Preamble Antitrust Restraint 6.6(e1.14 3 Minimum ▇▇▇▇▇▇▇▇ Ownership 1.15 3 Minimum Whitney Common Ownership 1.16 3 Minimum Whitney Ownership 1.17 3 Minimum Whitney Preferred Ownership 1.18 3 New Issue Notice 3.1(a) Certificate of Designations 18 New Issue Terms 3.1(a)(i) 18 New Securities 3.1 17 New Stock Purchase Agreement 1.19 3 Old Stock Purchase Agreement 1.20 3 Other Parties 2.5(a) 13 Outstanding Common Shares 1.21 4 Outstanding ▇▇▇▇▇▇▇▇ Common Shares 1.21 4 Outstanding Whitney Common Shares 1.21 4 Participation Right Recitations 19 Permitted Transfer 1.22 4 Permitted Transferee 1.23 4 Person 1.24 4 Piggyback Shares 4.1 21 Preemptive Issuance 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 19 Preemptive Parties 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c19 Public Sale 1.26 4 RBCA 1.27 4 Registered Securities 4.3(c)(ii)(D) Company Financials 3.4(b24 Registering Parties 4.1 21 Registration Statement 4.1 21 Required Holders 2.3(b) Company Material Contract 3.17(a9 Right of First Offer 3.1(a)(ii) Company 18 Sale of Business Transaction 1.28 4 Securities Recitations 4 Shares Recitations 1 Tag-Along Notice 2.4(c) 11 Tag-Along Notice Deadline 2.4(c) 11 Tag-Along Offer Notice 2.4(c) 11 Tag-Along Party 2.4(a) 10 Tag-Along Right 2.4(a) 10 Tag-Along Transferee 2.4(a) 10 Tag-Along Transferee Terms 2.4(c) 11 Tag-Along Transferor 2.4(a) 10 Third Party Securities 4.1 21 Third Stock Purchase Plans 3.2(cAgreement 1.30 5 Third Whitney Designee 5.1(a) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 31 Transfer 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.19 under common Control with 1.7 2 Underwriter’s Cutback 4.1 21

Appears in 1 contract

Sources: Stockholders’ Agreement (Roller Bearing Co of America Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k) Plan 6.9(bCutover Date Section 5.3(h) Agreement Preamble Antitrust Restraint 6.6(eApplicable Tenant Section 3.14(b) Certificate of Designations 3.1(bAsset Transfer Date Section 5.3(h) Certificate of Merger 2.2 Certificates 2.8(cAssigned Real Property Leases Section 3.14(c)(i) Change of Recommendation Assumed Liabilities Schedule II Assumed Retention Bonuses Section 5.3(g)(i) Business Employee Census Section 3.7(a) Buyer Preamble Buyer 401(k) Plan Section 5.3(h) Buyer Benefit Plan Section 5.3(f) Buyer Indemnitees Section 6.2(a) Buyer Retention Bonuses Section 5.3(g)(ii) Claim Amount Section 6.3(a) Claim Notice 6.3(d)(iiSection 6.3(a) Closing 2.2 Section 2.7 Closing Date 2.2 Code 2.8(dSection 2.7 Company Recitals Company Registered IP Section 3.10(a) Company Competing Business Section 5.6 Consultation Period Section 2.11(c) DC Employees Section 5.3(h) Deductible Section 6.2(c)(i) Delayed Transfer Employee Section 5.3(d) Disclosing Party Section 5.12(a) Equity Seller Preamble Company Estimated Closing Date Balance Sheet 3.4(bSection 2.9 Estimated Closing Statement Section 2.9 Estimated Purchase Price Section 2.9 Estimated Reinsurance Premium Section 2.9 Excluded Assets Schedule V Excluded Liabilities Schedule IV Final Allocation Section 2.10(b) Company Charter Documents 3.1(bFinal Closing Statement Section 2.11(g) Company Disclosure Letter Article III Company Environmental Permits 3.13(cFinal Purchase Price Section 2.11(g) Company Financials 3.4(bFinal Reinsurance Premium Section 2.11(g) Company Material Contract 3.17(aFinancial Statements Section 3.9(a) Company Purchase Plans 3.2(c▇▇▇ Preamble Improvements Section 3.14(c)(x) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bIndemnification Claim Section 6.3(a) Indemnified Parties 6.10(aParty Section 6.3(a) Key Employee Non-Competition Indemnifying Party Section 6.3(a) Intercompany Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bSection 5.7(a) Leased Real Property 3.7(aSection 3.14(a) Medicare Part D 3.16(bMaterial Contract Section 3.8(a) Merger 2.1 Merger Sub Material Contracts Section 3.8(a) Nonadmitted and Reinsurance Reform Act Section 3.5(a) Non-Recourse Persons Section 7.9(a) Parties Preamble Necessary Party Preamble Permits Section 3.19 Post-Closing Audit Section 5.11(a) Post-Closing Covenant Section 8.1(d) Post-Closing Statement Section 2.11(a) Preliminary Purchase Price Section 2.11(a) Preliminary Reinsurance Premium Section 2.11(a) Producer Section 3.22(a) Purchase Price Allocation Section 2.10(a) Real Property Lease Section 3.14(a) Receiving Party Section 5.12(a) Review Period Section 2.11(b) Scheduled Consents 3.3(cSection 3.4(b) Parent Seller Preamble Parent Plans 6.9(dSeller 401(k) Representatives Plan Section 5.3(h) Seller Indemnitees Section 6.2(b) Sellers Preamble Sellers Disclosure Schedule ARTICLE III Settlement Accountant Section 2.11(c) Statement of Objections Section 2.11(b) Survival Period Section 6.1(d) Tax Contest Section 5.15(e) Tax Purchase Price Section 2.10(a) Third Party Claim Section 6.3(a) Returns 3.6(b)(iThird Party Reinsurance Contracts Section 3.21(a) RoHS 3.13(aTransferred Asset Schedule III Transferred Employee Section 5.3(c) Trojan horses Section 262 2.7(a3.10(i) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Units Recitals Voting Debt Section 3.2(b)

Appears in 1 contract

Sources: Master Transaction Agreement (Hallmark Financial Services Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.18.1 Voting Agreements RECITALS

Appears in 1 contract

Sources: Merger Agreement (Secure Computing Corp)

Additional Defined Terms. The following capitalized In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k) Plan 6.9(b. Defined Term Section Accountants 3.2(b)(ii) Agreement Preamble Antitrust Restraint 6.6(eAllocation 3.5(a) Certificate of Designations 3.1(bAlternative Financing 6.10(b) Certificate of Merger 2.2 Certificates 2.8(cAlternative Financing Commitment Letter 6.10(b) Change of Recommendation Notice 6.3(d)(iiApplicable Parties 9.3 Balance Sheet Date 4.5(c) Basket 8.5(b) Business Accounts Receivable 4.18 Cap 8.5(c) Closing 2.2 2.2(a) Closing Date 2.2 Code 2.8(d2.2(a) Closing Date Statement 3.2(b)(i) Company Recitals Damages 8.1 Debt Commitment Letter 5.4(b) Debt Financing 5.4(b) Debt Financing Documents 6.10(a) Debt Financing Proceeds 5.4(b) Debt Financing Source 5.4(b) Designated Reps 8.4 DHX Preamble Company Balance Sheet 3.4(bEnd Date 9.1(b)(ii) Company Charter Documents 3.1(bEquity Issuance 6.10(a) Company ERISA 4.16 Estimated Working Capital 3.2(a)(i) Extension Condition 2.2(a) Financial Statements 4.5(a) Final Determination 8.7 Flow-Through Returns 6.7(b)(i) Fundamental Reps 8.4 Iconix Preamble Interests Recitals Interests Assignment 2.2(b)(i) Knowledge of the Purchaser 1.5 Knowledge of the Seller 1.5 Material Contract 4.11(a) Misdirected Payment 6.13 Non-Flow-Through Returns 6.7(b)(ii) Peanuts Adjustment 3.2(a)(ii) Purchase Recitals Purchaser Preamble *** Confidential treatment has been requested for redacted portions of this exhibit. This copy omits the information subject to the confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been provided separately to the Securities and Exchange Commission. Purchaser Disclosure Letter Article III Company Environmental Permits 3.13(cV Purchaser Indemnified Persons 8.1 Releasee 10.12 Releasor 10.12 Seller Preamble Seller Disclosure Letter Article IV Seller Indemnified Persons 8.3 Seller Software 4.13(j) Company Financials 3.4(bSeller Tax Matter 6.7(b)(iii) Company Material Contract 3.17(aTax Ruling 4.12(h) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.16.7(a)

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Iconix Brand Group, Inc.)

Additional Defined Terms. The In addition to the terms defined in Section 1.1, each of the following capitalized terms shall have the respective meanings set forth is defined in the respective Sections of this Agreement Section set forth opposite each such respective terms belowterm: 401(k) Plan 6.9(b) Term Section Acquisition Companies Preamble Agreement Preamble Antitrust Restraint 6.6(eAlternative Transaction 7.5(c) Certificate of Designations 3.1(bAmended and Restated Community Loan 8.1(j)(i) Certificate of Merger 2.2 Certificates 2.8(cAnnual ERC Financials 5.6(a)(i) Change of Recommendation Annual ERC Sub Financials 5.6(b)(i) (i) Annual NSC-Supported NFP Financials 5.6(c)(i) Annual Standalone NFP Financials 5.6(b)(iii) (e) Ashburn Owner Preamble Ashburn Retained Cash 2.1(e) Assumed Kansas Liabilities 2.3(a)(ii) Assumed Liabilities 2.3 Assumed Management Liabilities 2.3(a)(ii) Assumed Subsidiary Liabilities 2.3(a) Bankruptcy Case Recitals Bankruptcy Code Recitals Bankruptcy Court Recitals (a) Business Recitals Cash Collateral 2.1(c)(iii)(C) Claim Notice 6.3(d)(ii10.3 Closing 4.1 Closing Date 4.1 Closing Cash Payment 3.2(b)(iv) Closing 2.2 Closing Date 2.2 Code 2.8(dCash Amount 3.2(b)(i) Company Commitment Fee 3.1 (f) Concord Owner Preamble Company Balance Sheet 3.4(bConcord Retained Cash 2.1(f) Company Charter Documents 3.1(bConfidential Information 7.11 Construction Assets 2.1(l) Company Disclosure Letter Article III Company Environmental Permits 3.13(cConsulting and License Agreement 8.1(q)(ii) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Controlled Real Property 3.7(a5.16(d) Medicare Part D 3.16(bCovered Property and Operations 5.17(a)(i) Merger 2.1 Merger Sub Credit Facilities 5.15(a)(v) (g) Dallas Owner Preamble Necessary Consents 3.3(cDallas Retained Cash 2.1(g) Parent Determination Letter 5.11(a)(iii) DevCo Preamble Parent Development Contracts 5.15(a)(iv) DIP Financing 7.2(b)(i) Disclosure Statement 7.1 Distributable Cash on Hand 3.2(b)(iii)(B) Employee Plans 6.9(d5.20(a) Representatives 6.3(aERC Preamble ERC Assets 2.1(c)(iii) Returns 3.6(b)(iERC ▇▇▇▇ of Sale 4.2(a)(i)(G) RoHS 3.13(aERC Conveyance Documents 4.2(a)(i)(G) Section 262 2.7(aERC Subs 5.1(b) Significant Customer 3.22(a▇▇▇▇▇▇▇▇ Agreements 5.2 ▇▇▇▇▇▇▇▇ Construction Preamble ▇▇▇▇▇▇▇▇ Disclosure Schedule Preamble to Article V ▇▇▇▇▇▇▇▇ Financials 5.6(b)(iv) Significant Supplier 3.22(b▇▇▇▇▇▇▇▇ Indemnitees 10.2 ▇▇▇▇▇▇▇▇ Losses 10.2 ▇▇▇▇▇▇▇▇ Parties Preamble ERISA Affiliate 5.20(a) SOX 3.4(aExcluded Assets 2.2 Excluded Contracts 2.2(d) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Excluded Liabilities 2.4 Execution Date Preamble FECA 5.11(f)

Appears in 1 contract

Sources: Master Purchase and Sale Agreement

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections Section of this Agreement set forth opposite each such respective terms term below: 401(kAgreement Introduction Alternative Arrangements 9.3 (a) Plan 6.9(bAnnual Financial Statements 3.5 (a) Agreement Preamble Antitrust Restraint 6.6(eBasket Amount 9.3 (a) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiBooks and Records 3.20 Buyer Introduction Buyer Obligations 11.1 CBB Obligations 11.4 Closing 2.5 (a) Closing Cash Payment 2.2 (a) Closing Date 2.2 Code 2.8(d2.5 (a) Company Preamble Introduction Company Balance Sheet 3.4(b3.5 (a) Company Charter Documents 3.1(bBalance Sheet Date 3.5 (a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cForeign Employee 7.3 (b) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aCompeting Transaction 6.3 (a) Confidentiality Agreement 6.4(a7.13 (a) Continuation Notice 6.3(eConfidential Information 7.13 (c) Continuing Employees 6.9(d7.9 Converted Options 2.4 (a) Cutoff Time 3.2(aDeferred Share Agreement 2.4 (e) Deferred Shares 2.4 (e) Delaware Law RECITALS Dissenting Shares 2.7(aCourt 11.7 Director Resignation Letter 7.3 (a) Dissenting Stockholder 2.7(a) Disclosure Schedule Article III Effective Time 2.2 End Date 8.1(b2.4 (a) Engagement Letter 3.14 Exchange Escrow Agent 2.8(a2.5(b)(ii)(2) Exchange Escrow Agreement 2.5(b)(ii)(2) Escrow Fund 2.8(b2.5(b)(ii)(2) Fairness Opinion 3.20 GAAP 3.4(bExcess Third Party Expenses 2.3 Financial Statements 3.5 (a) Governmental Authorizations 3.9 Hazardous Material 3.13(aGenerally Available Commercial Code 3.12 (b) Hazardous Materials Activities 3.13(bGrootaers Guarantee 11.4 Holdback Amount 9.4 (c) Identified Sellers 7.14 (a) In-bound IP Agreements 3.12 (b) Indemnified Party or Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b9.2 (a) Leased Real Property 3.7(a3.10 Leases 3.10 Loss or Losses 9.2 Material Contracts 3.13 OEM Partners 3.21 (a) Medicare Part D 3.16(bOut-bound IP Agreements 3.12 (b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cOwned Depository Receipts 4.4 Owned Options 4.4 Parent Guarantee 11.1 Party or Parties Introduction Payment Notice 9.4 (b) Parent Preamble Parent Plans 6.9(dPermitted Transfer 6.4 Pre-Closing Tax Period 3.9 (c) Representatives 6.3(aReleased Claims 7.12 Released Parties 7.12 Releasor Parties 7.12 Remaining Escrow Amount 9.4 (c) Returns 3.6(b)(iResolved Claim 9.4 (c) RoHS 3.13(aSeller Approval 4.3 (a) Section 262 2.7(aSeller or Sellers Introduction Sellers’ Representative Introduction Sellers’ Representative Expenses 9.6 (c) Significant Customer 3.22(aShare Purchase Recitals Shares Recitals Specified Representations 9.3 (a) Significant Supplier 3.22(bTax Ruling 2.4 (d) SOX 3.4(aTax Rep Cutoff Date 9.1 (a) Subsidiary Charter Documents 3.1(bThird Party Claim Notice 9.4 (d) Surviving Corporation 2.1 Tax 3.6(aThird Party Expenses Statement 2.3 Top Distributors 3.21 (a) Transfer 6.4 Transfer Taxes 3.6(a7.10 Unaudited Financial Statements 3.5 (a) Triggering Event 8.1Withholding Certificate 2.6

Appears in 1 contract

Sources: Share Purchase Agreement (McAfee, Inc.)

Additional Defined Terms. The In addition to the terms defined in Section 1 of this Appendix A, the following capitalized terms are defined in the body of the Agreement where indicated below: Accounting Referee 14.1(d) Acquired Assets 2.2 Acquired Contracts 2.2(h) Acquired Data 2.2(j) Acquired Interests 2.2(a) Acquired Leases 2.2(a) Acquired Properties 2.2(c) Acquired Real Estate 2.2(i) Acquired Records 2.2(m) Acquired ▇▇▇▇▇ 2.2(c) Agreement Preamble Allocated Value 3.5 Asset 3.5 Assignment 13.2(a) Background Materials 9.9(a) Available Employees 10.19(c) Base Purchase Price 3.1 Claim Notice 16.3(a) Closing 13.1 Closing Amount 3.4(b) Closing Date 13.1 Closing Payment 3.4(b)(i) Confidential Information 10.12(b) Defect Notice Deadline 5.5(b) Defensible Title 5.1 Deposit 3.3 Deposit Escrow Account 3.3 Deposit Escrow Agreement 3.3 Disclosed Environmental Matters 8.5 DTPA 17.14 Due Diligence Review 4.1(a) Environmental Assessment 6.1(b) 6.1(b) Environmental Defect 6.2 Environmental Defect Adjustment 6.5(c) Environmental Defect Value 6.3 Environmental Disputed Matters 6.9 Environmental Matters 6.10 Escrow Agent 3.3 Exchange Transaction 15.6(a) Exchanging Party 15.6(a) Excluded Assets 2.3 Execution Date Preamble Final Determination Date 14.1(h) Final Purchase Price 14.1(a) Final Settlement Date 14.1(a) Final Settlement Disputes 14.1(d) Final Settlement Statement 14.1(a) Indemnified Environmental Defect 6.6(a) Indemnified Party 16.3(a) Indemnified Title Defect 5.7(a) Indemnifying Party 16.3(a) Information Request 10.12(c) Interest Addition 5.9(a) Interim Operation Approval Threshold 10.1(a) Intermediary 15.6(c) Lands 2.2(b) Leased Lands 2.2(a) Leave 10.19(a) Material Contracts 2.2(h) Negotiation Period 14.1(c) Net Aggregate Defect Value 5.6(c) Non-Exchanging Party 15.6(a) NORM 6.2 Notice of Environmental Defects 6.4(b) Notice of Title Defects 5.5(b) Objection 10.12(c) Objection Date 14.1(b) Objection Report 14.1(b) Open Environmental Defect 6.7(a) Open Title Defect 5.8(a) Party Preamble Parties Preamble Permitted Lien 5.2 Preliminary Settlement Statement 3.4(a) Purchase Price 3.1 Purchaser Preamble Purchaser Defect Termination Notice 6.8(a) Purchaser’s Title Defect Value 5.5(b) Receivable Amount 14.1(j) Seller Preamble Seller’s Warranties 17.14(b) Straddle Period 15.1(a) Surviving Environmental Defect 6.5(b) Surviving Title Defect 5.6(b) Termination Dispute Notice 6.8(b) Termination Response Notice 6.8(b) Third-Party Claim 16.3(b) Title Defect 5.3 Title Defect Adjustment 5.6(c) Title Defect Value 5.4 Title Disputed Matters 5.10 Title/Environmental Termination Threshold 6.8(a) Title LLC 15.6(d) Transferred Employees 10.19(b) Transition Services Agreement 13.2(d) Unagreed Termination Environmental Matters 6.8(b) Unagreed Termination Title Matters 6.8(b) Unwaived/Uncured Environmental Defect 6.5(b) Unwaived/Uncured Title Defect 5.6(b) Neither these Schedules nor any disclosure made in or by virtue of them constitutes or implies any representation, warranty, or covenant by Seller not expressly set out in the Agreement, and neither these Schedules nor any such disclosure has the effect of, or may be construed as, adding to, broadening, deleting from or revising the scope of any of the representations, warranties, or covenants of Seller in the Agreement. Any item or matter disclosed or listed on any particular Schedule is deemed to be disclosed or listed on any other Schedules to the extent it is reasonably apparent that such item relates or is applicable to, or is properly disclosed under, such other Schedule or the section of the Agreement to which such other Schedule corresponds, notwithstanding the fact that the Schedules are arranged to correspond to the sections of the Agreement, that a particular section of the Agreement makes reference to a particular Schedule, or that a particular representation, warranty or covenant in the Agreement may not make reference to a Schedule. Matters reflected in these Schedules are not necessarily limited to matters required by the Agreement to be reflected in these Schedules. The fact that any item of information is contained herein is not an admission of liability under any applicable law, and does not mean that such information is required to be disclosed in or by the Agreement, or that such information is material, but rather is intended only to qualify the representations, warranties and covenants in the Agreement and to set forth other information required by the Agreement. Neither the specification of any dollar amount in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such amount, or a higher or lower amount, or the item so included, or any other item, is or is not material, and no party shall use the setting forth of any such amount or the inclusion of any such item in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter not described herein or included in these Schedules is or is not material for purposes of the Agreement. The information set forth on the Schedules shall not be used as a basis for interpreting the terms “material,” “materially,” “materiality”, “Material Adverse Effect”, or any similar qualification in the Agreement. Neither the specification of any item or matter in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such item or matter, or another item or matter, is or is not in the ordinary course of business, and no party shall use the setting forth or the inclusion of any such item or matter in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter described or not described herein or included or not included in these Schedules is or is not in the ordinary course of business for purposes of the Agreement. Headings have been inserted in these Schedules for reference only and do not amend the respective meanings descriptions of the disclosed items set forth in the respective Sections Agreement. Where a reference is made to a section or exhibit, such reference shall be to a section of this or exhibit to the Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate unless otherwise indicated. Whenever the words “include,” “includes,” or “including” are used in these Schedules, they shall be deemed to be followed by the words “without limitation,” whether or not they are in fact followed by those words or words of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company like import. The following Schedules constitute Seller’s Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Schedules: Section 8.1 Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Required Consents

Appears in 1 contract

Sources: Purchase and Sale Agreement (Unit Corp)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAAP Assets 2.6(a) Plan 6.9(bAdjustment Calculation 2.4(a) Adjustment Notice 2.4(a) AGIP First Paragraph AGIP Sellers Preamble Agreement Preamble Antitrust Restraint 6.6(eFirst Paragraph Balance Sheet 3.5(a) Certificate of Designations 3.1(bCap 7.6(a) Certificate of Merger 2.2 Certificates 2.8(cCertain Nations 3.19(f) Change of Recommendation Claim Amount 7.6(a) Claim Notice 6.3(d)(ii7.3(a) Class A Shares 3.4(a) Class B Shares 3.4(a) Closing 2.2 2.5 Closing Balance Sheet 2.4(a) Closing Date 2.2 Code 2.8(d2.5 Company First Paragraph Company Intellectual Property 3.12(a) Company Preamble Company Balance Sheet 3.4(bCompeting Activity 5.3(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aConfidential Information 5.2(a) Confidentiality Agreement 6.4(a5.2(a) Continuation Controlling Party 7.4(f) Convertible Debt Assignment and Transfer Documents 2.6(a) Covered Claims Schedule G Disputed Amount 7.7(c) Dispute Notice 6.3(e2.4(b) Continuing Employees 6.9(d[***] = Confidential Treatment requested for redacted portion; redacted portion has been filed separately with the Commission. Earnout Amount Schedule C Earnout Participants Schedule C Employee IP Assignment and Release Agreements 2.6(a) Cutoff Time 3.2(aEmployment Agreements 2.6(a) Delaware Law RECITALS Dissenting Shares 2.7(aEquity Interests Preamble Equity Transfer Documents 2.6(a) Dissenting Stockholder 2.7(aEscrow Agent 2.6(a) Effective Time 2.2 End Date 8.1(bEscrow Agreement 2.6(a) Engagement Letter 3.14 Exchange Agent 2.8(aEscrow Amount 2.6(c) Exchange Escrow Fund 2.8(b2.7 Estimated Closing Balance Sheet 2.3 [***] 2.4(a) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bFinancial Statements 3.5(a) Indemnified Parties 6.10(aParty 7.3(a) Indemnifying Party 7.3(a) Indemnity Determination Date 7.3(h) Indemnity Final Determination 7.3(h) Indemnity Interest Amount 7.7(b) Independent Accounting Firm 2.4(d) Initial Purchase Price 2.2 Interim Balance Sheet 3.5(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b3.9(j) Leased Real Property 3.7(a3.11(b) Medicare Part D 3.16(bMembership Interests Preamble Non-Controlling Party 7.4(f) Merger 2.1 Merger Sub Objection Notice 7.3(b) Option Cancellation Agreements 2.6(a) Option Share Transfer Documents 2.6(a) (a) Parity Option Assignment and Transfer Documents 2.6(a) Performance Share Unit Agreements 2.6(a) Purchase Price 2.2 Priceline US First Paragraph Pro Rata Portion Schedule C Purchasers First Paragraph Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 7.1 Released Earnout Amount 7.7(c) Restricted Stock Unit Agreements 2.6(a) Scheduled Earnout Payment Date 7.7(c) Securities Act 3.4(c) Sellers First Paragraph Seller Disclosure Schedule Article 3 Seller Releases 2.6(a) Seller Representative 8.1(a) Shares Preamble Necessary Consents 3.3(cShare Purchaser First Paragraph Share Sellers Preamble Share Transfer Forms 2.6(a) Parent Preamble Parent Plans 6.9(dThird-Party Claim 7.4(a) Representatives 6.3(aThird-Party Claim Notice 7.4(a) Returns 3.6(b)(i[***] = Confidential Treatment requested for redacted portion; redacted portion has been filed separately with the Commission. Third Party Intellectual Property 3.12(c) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Threshold 7.6(a)

Appears in 1 contract

Sources: Equity Purchase Agreement (Priceline Com Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(bAgreed Portion 10.3(b) Agreement Preamble Antitrust Restraint 6.6(eApplicable D&O Claim 10.5(e) Applicable Escrow Final [Country] Tax Reimbursement Shortfall 10.3(g)(iii) Applicable Escrow/Setoff Final [Country] Tax Reimbursement Shortfall 10.3(g)(iii) Applicable Excess 10.3(g)(ii) Asserted Losses 10.3(a) Assumed Option 6.11 Assumed Option Exercise Price 6.11 Assumed Option Holder 6.11(a)(i) Assumed Option Spread Value Per Share 6.11(a)(ii) Balance Sheet 4.5(a)(i) Block Trade 3.9(c) Certificate of Designations 3.1(b3.3(a)(i) Certificate of Merger 2.2 Certificates 2.8(cCalifornia Commissioner 4.3 Change in Recommendation 6.9(b) Change of Recommendation Notice 6.3(d)(ii) Charter Amendment 6.19 Closing 2.2 Closing Date 2.2 Code 2.8(dClosing Date Net Working Capital Statement 3.6(c) Closing Disbursement 2.2(c)(ii) COBRA 4.16(c) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(bBoard Recommendation 6.9(a) Company Disclosure Letter Schedule Article III 4 Company Environmental Permits 3.13(cIndemnified Parties 10.2 Company Intellectual Property 4.13(a) Company Financials 3.4(bMateriality Qualified Provisions 10.1 Company Representatives 6.5(a) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aSpecified Representations 10.5(a) Confidentiality Agreement 6.4(a6.6(a) Continuation Notice 6.3(eContingent Assumed Option 6.11(a)(iii) Continuing Employees 6.9(dContingent Payment Amounts 6.11(b) Cutoff Time 3.2(aContractors 4.17(b) Delaware Law RECITALS Controlling Party 10.3(e) D&O Indemnified Parties 6.17(a) De Minimis Amount 10.5(c) Deposit 9.4(d) DGCL 2.1 Disputed Line Items 3.8(b) Dissenting Shares 2.7(a3.5 DOL 4.16(b) (a) Dissenting Stockholder 2.7(aEarn-Out Shares 3.1(c) Earn-Out Statement 3.7(a) Effective Time 2.2 2.2(a) Employment Agreement Preamble End Date 8.1(b) Engagement Letter 3.14 Escrow Account 2.2(c)(i) Escrow Agent 2.2(c)(i) Escrow Agreement 2.2(c)(i) Escrow Final [Country] Tax Reimbursement 10.3(g)(iii) Escrow Shares 2.2(c)(i) Estimated Amount 10.3(g)(ii) (a) Estimated Net Working Capital Statement 3.6(a) Exchange Agent 2.8(a2.2(c)(ii) Exchange Fund 2.8(bAgent Agreement 2.2(c)(ii) Expense Reimbursement 8.3(a)(ii) SAMPLE Fairness Approval 6.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Hearing 6.8(b)

Appears in 1 contract

Sources: Merger Agreement

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections (i) For purposes of this Agreement set forth opposite each such respective and the other Acquisition Documents, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAcquisition Recitals Adjustment Amount 1.8(b) Plan 6.9(bAdjustment Notice 1.9(a) Aggregate Navy Payment Amount 1.6(a) Agreement Preamble Antitrust Restraint 6.6(eAssets 1.1(c)(iii) Certificate Assignment and Novation Agreements 1.12(a)(viii) Assumed Contracts 1.1(b)(i) Assumed Contracts Liabilities 1.3(c) Assumed Liabilities 1.3 Assumed Tax Liabilities 1.3(d) Assumed WARN Act Liabilities 1.3(e) Basket 5.5(a) Beneficiary 1.13(b) Beneficial Rights 4.10(c) Benefit Programs 2.10(a) BHS Preamble ▇▇▇▇ of Designations 3.1(bSale 1.12(a)(ii) Certificate of Merger 2.2 Certificates 2.8(cBSL Preamble Business Employee 4.6(a) Change of Recommendation Business Goodwill 1.1(c)(iii) Business Permits 4.10(a) Cash Consideration 1.5 Claim Notice 6.3(d)(ii5.4(a) Closing 2.2 1.11 Closing Date 2.2 Code 2.8(d1.11 Dispute Notice 1.9(b)(ii) Company Disputed Items 1.9(d) EA Requests 4.11 Effective Date Preamble Company Balance Sheet 3.4(bEmployees 2.9(a) Company Charter Documents 3.1(bEstimated Closing Adjustment 1.8(a) Company Disclosure Letter Article III Company Excluded Assets 1.2 Excluded Environmental Permits 3.13(cLiabilities 1.4(j) Company Financials 3.4(bExcluded IP 1.1(c)(i) Company Material Contract 3.17(aExcluded Liabilities 1.4 Facilitating Transfer 1.6(a) Company Final Purchase Plans 3.2(cPrice 1.9(h) Company SEC Reports 3.4(aFundamental Representations 5.1 GI Preamble GIFI Preamble GIS Preamble GIS Assets 1.1(b) (a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b▇▇▇▇▇▇▇▇/NC/TX IP 1.1(c)(i) Indemnified Party 5.4(a) Indemnifying Party 5.4(a) Independent Accounting Firm 1.9(d) Independent Contractors 2.9(a) Intrusive Tests 5.5(d)(i) Lease Agreement 1.12(a)(vii) Lift Equipment 1.1(b)(iii) Navy Contract 1.1(b)(i) (a) Navy Overage Amount 1.6(b) OSU Contract 1.1(b)(i) Other Information 6.13(b) (a) Partial Navy Payment 1.6(a) Payee 1.13(b) Payor 1.13(b) Performance Bonds 1.12(b)(viii) Permitted Exceptions 4.7(b) Personal Property 1.1(b)(ii) Post-Closing Navy Payment 1.6(d) Post-Closing Purchased IP 4.14(a) Pre-Closing Collected Amount 1.6(c) Proration Items 1.13(a) Purchase Price 1.5 Purchased IP 1.1(c)(ii) Purchaser Indemnified Parties 6.10(a5.2 Purchasers Preamble Purchasers’ Navy Payment Amount 1.6(b) Key Employee NonQuitclaim Deed 1.12(a)(xi) Recipient 1.13(b) Restricted Area 4.7(d)(ii) Restricted Parties 4.3 Restricted Period 4.7(d)(i) Secondment 4.6(e) Secondment Expenses 4.6(e) Secondment Period 4.6(e) Sellers Preamble Seller Construction Contracts 1.1(b)(i) Sellers’ Additional Navy Payment Amount 1.5 Shared Permits 4.10(b) Shared Permits Agreement 1.12(a)(ix) Shipyard Business Recitals Specified Excluded Contracts 1.2(a) Title Insurance Policy 4.13 Third-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bParty Claim 5.4(a) Leased Real Property 3.7(aTransfer Taxes 4.2 Transferability Impediments 1.1(c)(i) Medicare Part D 3.16(bTSA 1.12(a)(vi) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Vacation Expenses 4.6(b)

Appears in 1 contract

Sources: Asset Purchase Agreement (Gulf Island Fabrication Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Clause of this Agreement set forth opposite each such respective terms belowAgreement: 401(kAccounting Firm 3.2.3 Agreed Form 1.3.4 Audit Capex Expenditure 3.4.6 Balance Sheet 10.4.1(a) Business Balance Sheet 10.4.1(b) Business Employee Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation 10.16.1 Business Employees 10.17.1 Capex Expenditure 3.4.1 Capex Nominee 3.4.2 Capex Report 3.4.1 Capex Report Objection 3.4.5 CE Response 3.4.6 Certain Nations 10.21.3 Claim Notice 6.3(d)(ii) Closing 2.2 13.2.1 Closing Date 7.1.2 Closing Net Working Capital Statement 3.2.1 Condition Precedent 5.1 Conditions Completion Notice 7.1.1 Confidential Information 15.1 Controlling Party 13.3.3 Corporate Head Office 2.2.4 Debt Statement 3.2.1 DGFT 5.3.2(a) Dispute 16.2.1 Dispute Notice 16.2.1 Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.3 Final Capex Expenditure 3.4.4 Final Capex Report 3.4.4 Final Statement of Closing Net Working Capital 3.2.4 Final Statement of Closing Debt-like Items 3.2.5 Financial Statements 10.4.1 Goodwill 2.1.17 Improvements 10.10.4 Indebtedness Contracts 10.14,1 Indemnified Party 13.2.1 Indemnifying Party 13.2.1 Inventory 2.1.2 IP Assignment 7.2.1(b) Company Preamble Company Balance Sheet 3.4(bLand Transfer Consent 5.1.11 Material Contracts 10.13.1 Material Software 10.12.1 Non-controlling Party 13.3.3 Objection 3.2.2 Objection Notice 13.2.2(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Payment Threshold 13.2.7 Purchased Software 2.1.9 Purchaser Competing Activities 3.13(b) 9.5.2 Purchaser Indemnified Parties 6.10(a) Key 13.1 Qualifying Loss 13.2.7 Registered Intellectual Property 10.11.6 Representatives 15.1 Response 3.2.3 Restricted Period 9.5.1 Return 9.9.1 SBI Rate 3.2.6 Seller Disclosure Schedule 10 Seller Indemnified Parties 12 SIAC 16.2.1 Special Claims 13.3.2 Third Party Claim 13.3.1 Transferred Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key / Transferred Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 4.1.4 Transferred Undertakings 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1▇▇▇▇ ▇ Consideration 3.1 Unit 2 Consideration 3.1 Unsold Inventory 9.13.4

Appears in 1 contract

Sources: Business Transfer Agreement (Akorn Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth defined for such terms in the respective Sections Section of this Agreement set forth opposite each such respective terms belowforth: 401(k“Accounting Firm” 1.6(d) Plan 6.9(b“Acquisition Transaction” 5.8(a) Agreement Preamble Antitrust Restraint 6.6(e“Act” 1.5 “Agreement” Recitals “Allocation Schedule” 1.8 “Alternative Financing” 5.2(a) “Assets” 3.12 “Audited Company Financials” 5.15(b) “Audited 2006 Company Financials” 5.15(b) “Audited 2007 Company Financials” 5.15(a) “Audited 2008 Stub Company Financials” 5.15(b) “Base Balance Sheet” 3.6(a) “Buyer Indemnified Parties” 9.2(a) “Buyer Indemnified Party” 9.2(a) “Buyer Warranty Claim” 9.2(a)(i) “Buyer Warranty Claims” 9.2(a)(i) “Buyer” Recitals “Canadian Assets” 5.14 “Canadian Sub” 5.14 “Cap” 9.3(b) “Certificate of Designations 3.1(b) Formation” 3.1 “Certificate of Merger 2.2 Certificates 2.8(cMerger” 1.5 “Change in Control Payments” 3.19(d) Change “Closing” 1.5 “Closing Cash Payment” 1.4(b)(i) “Closing Date” 1.5 “Closing Indebtedness” 1.4(b)(iii) “Closing Statement” 1.6(b) “Company” Recitals “Company Copyrights” 3.15(a) “Company Intellectual Property Assets” 3.15(b)(i) “Company Marks” 3.15(a) “Company Membership Interests” Recitals “Company Patents” 3.15(a) “Company Trade Secrets” 3.15(a)(xii) “Contemplated Transactions” 2.1 “Copyrights” 3.15(b)(ii)(C) “CPR” 11.6(a) “Customers” 3.23 “Debt Letters” 4.5 “Deductible” 9.3(a) “Defending Party” 9.4(d) “Dispute Notice” 1.6(c) “Distributors” 3.23 “Earnout Dispute Notice” 1.7(c) “Earnout Items of Recommendation Notice 6.3(d)(iiDispute” 1.7(c) Closing 2.2 Closing Date 2.2 Code 2.8(d“Earnout Payment” 1.7(a) Company Preamble Company Balance Sheet 3.4(b“Earnout Period” 1.7(a) Company Charter Documents 3.1(b“Earnout Statement” 1.7(c) Company Disclosure Letter Article III Company “Effective Time” 1.5 (a) “Environment” 3.22(i)(i) “Environmental Permits 3.13(cLaws” 3.22(i)(ii) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports “Equity Interests” 3.4(a) Company Stockholder Approval 3.3(a“ERISA” 3.19(a) Company Stockholders’ Meeting 6.2(a“Escrow Agent” 1.4(b)(ii) Confidentiality Agreement 6.4(a“Escrow Agreement” 1.4(b)(ii) Continuation Notice 6.3(e“Escrow Amount” 1.4(b)(ii) Continuing Employees 6.9(d“Estimated Closing Indebtedness” 1.6(a) Cutoff Time 3.2(a“Estimated Selling Expenses” 1.6(a) Delaware Law RECITALS Dissenting Shares 2.7(a“Estimated Working Capital” 1.6(a) Dissenting Stockholder 2.7(a“Excluded Claims” 9.1(b) Effective Time 2.2 End Date 8.1(b“Expiration Date” 9.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a“FCPA” 3.27 “Final Closing Indebtedness” 1.6(b) Exchange Fund 2.8(b“Final Selling Expenses” 1.6(b) Fairness Opinion 3.20 GAAP 3.4(b“Final Working Capital” 1.6(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax “Financial Statements” 3.6(a) Taxes 3.6(a“Hazardous Material” 3.22(i)(iii) Triggering Event 8.1“Indemnified Parties” 9.2(c) “Indemnified Party” 9.2(c) “Indemnifying Party” 9.4 “Indemnity Escrow Amount” 1.4(b)(ii) “Intellectual Property Assets” 3.15(b)(ii) “IP Claim” 9.3(h) “IRS” 3.13(k) “Items of Dispute” 1.6(c) “Key Employees” 3.8(g) “Loan Agreements” 1.7(e) “LLC Agreement” 3.1

Appears in 1 contract

Sources: Merger Agreement (Utstarcom Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAdjustment Calculation 2.7(a) Plan 6.9(bAdjustment Notice 2.7(a) Agreement Preamble Antitrust Restraint 6.6(eAnnual Earn-out Payment 2.8(d) Certificate Annual Earn-out Period 2.8(a) Arbitrating Accountant 2.9(a) Assignment and Assumption Agreement 2.12(a) Associate 3.26 Assumed Liabilities 2.3 Balance Sheet 3.5(a) B▇▇▇ of Designations 3.1(bSale 2.12(a) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Claim Notice 6.3(d)(ii9.3(a) Closing 2.2 Balance Sheet 2.7(a) Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a2.11 COBRA 8.13(d) Confidentiality Agreement 6.4(a8.4(a) Continuation Controlling Party 9.4(c) Dispute Notice 6.3(e2.7(b) Continuing Employees 6.9(dEarn-out Calculation 2.8(a) Cutoff Time 3.2(aEconomically Neutral 2.13(b) Delaware Law RECITALS Dissenting Shares Employment Agreements 2.12(a) Estimated Closing Balance Sheet 2.6(a) Estimated Closing Net Working Capital 2.6(a) Excluded Assets 2.2 Excluded Liabilities 2.4 Final Closing Net Working Capital 2.7(a) Dissenting Stockholder 2.7(aFinancial Statements 3.5(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bHired Employee 8.13(a) Indemnified Parties 6.10(aParty 9.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 9.3(a) Initial Purchase Price 2.5 Interim Balance Sheet 3.5(a) IP Assignments 2.12(a) Leased Real Property 3.7(a3.12(b) Medicare Part D 3.16(bNoncontrolling Party 9.4(c) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cObjection Notice 9.3(b) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS Owned Intellectual Property 3.13(a) Section 262 2.7(aPurchase Price 2.5 Purchased Assets 2.1 Purchased Intellectual Property 2.1 Purchaser Preamble Purchaser Indemnified Parties 9.1 Qualifying Gross Margin Dollars Schedule 2.8(g) Significant Customer 3.22(aQualified Plan 3.16(e) Significant Supplier 3.22(bRestrictive Period 8.8(d) SOX 3.4(aRestricted Persons 8.4(b) Subsidiary Charter Documents 3.1(bSeller Preamble Seller Disclosure Schedule Article 3 Selling Parties’ Representative 10.1 Shareholders Preamble Special Claim 9.4(b) Surviving Corporation 2.1 Tax 3.6(aThird Party Claim 9.4(a) Third Party Intellectual Property 3.13(c) Transfer Taxes 3.6(a) Triggering Event 8.18.1(a)

Appears in 1 contract

Sources: Asset Purchase Agreement (Fuel Tech, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: Capitalized Term Section 280G Approval 6.9 280G Waiver 7.2(g) 401(k) Plan 6.9(b6.12(a) Action of Divestiture 6.6 Actual Closing Net Working Capital 2.9(c)(iii) Actual Closing Net Working Capital Statement 2.9(c)(i) Agent Indemnification Expenses 8.7(f)(vii) Agent Interpleader Expenses 8.7(f)(vi) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate Agreement Date Preamble Agreement of Merger 2.2 2.3(a) Agreements of Mergers 2.3(b) Anticorruption Laws 3.21(c) Assumed Options 2.7(f)(i) Audited Financials 3.6(a) Base Merger Consideration 2.9(a)(i) California Commissioner 6.1(a) California Permit 6.1(a) Cancellation Notices 6.7 CCC Recitals Certificates 2.8(c8.1(a) Change of Recommendation Notice 6.3(d)(iiControl Fees 6.7 Capitalized Term Section Charter Amendment 6.25 Claim Certificate 8.5(a) Claim Date 8.5(a) Closing 2.2 Closing Date 2.2 Code 2.8(d) Communications Plan 6.5 Company Preamble Company Auditors 3.6(a) Company Authorizations 3.15(a) Company Copyrights 3.11(a)(i) Company Indemnitees 6.23(a) Company Intellectual Property Assets 3.11(a)(ii) Company Marks 3.11(a)(iii) Company Patents 3.11(a)(iv) Company Privacy Policy 3.11(a)(v) Company Registered IP 3.11(a)(vi) Company Representatives 5.3(a) Company Shareholders’ Meeting 6.1(h) Company Stock Certificates 2.10(c)(ii) Company Trade Secrets 3.11(a)(vii) Company Treasury Stock 2.7(b) Compensation Schedule 3.19(a) Conflict 3.4(a) Consent and Modification Fees 6.7 Convertible Notes 5.2(f) Copyrights 3.11(a)(x) Credit Line Advance Amount 6.22 Current Balance Sheet 3.4(b3.6(a) Company Charter Documents 3.1(bCustomer Information 3.11(a)(ix) Company Designated Securityholder Recitals Director and Officer Resignation Letter 6.10(b) Disclosure Letter Schedule Article III Company Environmental Permits 3.13(cDissenting Share Payments 2.8(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a2.8(a) Effective Time 2.2 2.3 Election Notice 6.1(d) End Date 8.1(b9.1(b) Engagement Letter 3.14 Exchange Escrow Agent 2.8(aPreamble Escrow Fund 8.7(a) Escrow Period 8.7(b)(i) Estimated Adjusted Merger Consideration 2.9(a)(iii) Estimated Closing Net Working Capital 2.9(b) Estimated Closing Net Working Capital Statement 2.9(b) Excess Expenses and Fees 6.8(a) Exchange Documents 2.10(c)(ii) Expense Escrow Fund 2.8(b8.8(b) Export Approvals 3.21(b)(i) Fairness Opinion 3.20 GAAP 3.4(bHearing Law 6.1(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aFinal Adjusted Merger Consideration 2.9(a)(iv) Hazardous Materials Activities 3.13(bFinal Surviving Entity 2.1(b) Financials 3.6(a) FIRPTA Compliance Certificate 6.15 Capitalized Term Section First Step Merger Recitals Fundamental Representations 7.2(a)(ii) Hearing 6.1(a) Indemnifiable Matters 8.2(a) Indemnified Parties 6.10(a8.2(a) Indemnified Party 8.2(a) Indemnifying Party 8.2(a) Independent Accounting Firm 2.9(c)(iii)(B) Information Statement 6.1(b) Intellectual Property Assets 3.11(a)(x) Interim Financials 3.6(a) Interim Surviving Entity 2.1(a) Key Employee Non-Competition and Non-Solicitation Agreements RECITALS Recitals Key Employee Offer Letters RECITALS Key Employees RECITALS Recitals Lease Documents 3.7(bAgreements 3.10(b) Leased Real Property 3.7(a3.10(a) Medicare Part D 3.16(bLetter of Transmittal 2.10(c)(i) Licenses In 3.11(a)(xi) Licenses Out 3.11(a)(xii) Loss 8.2(a) Losses 8.2(a) Marks 3.11(a)(x) Material Contract 3.13(a) Material Contracts 3.13(a) Merger 2.1 Recitals Merger Sub One Preamble Necessary Consents 3.3(cMerger Sub Two Preamble Merger Subs Preamble Minimum Permit Period 6.1(d) Notice 6.1(a) Notice of Dispute 2.9(c)(ii) Offered Employees 6.11 Objection Deadline 8.5(b)(i) Objection Notice 8.5(b)(i) Option Bonus Agreement 6.24 Option Bonus Agreement Amounts 6.7 Option Cancellation Agreement 2.7(f)(ii) Parent Preamble Parent Plans 6.9(dSEC Reports 4.8 Patents 3.11(a)(x) Representatives 6.3(aPEO Arrangement 6.12(b) Returns 3.6(b)(iPermit Application 6.1(a) RoHS 3.13(aPermit Filing Date 6.1(a) Personal Data 3.11(a)(xiv) Restrictive Contracts 3.11(h) Second Step Merger Recitals Section 262 2.7(a280G Payments 6.9 Section 409A 3.9(e) Significant Customer 3.22(aSecurities Act 3.2(g) Significant Supplier 3.22(bShareholder Notice 6.1(h) SOX 3.4(aShareholder Representative Preamble Shareholder Representative Certificate 8.8(b) Subsidiary Charter Documents 3.1(bCapitalized Term Section Shareholder Representative Expenses 8.8(b) Surviving Corporation 2.1 Shortfall Amount 2.10(d) Soliciting Materials 6.1(g) Specified Bonuses 3.19(a) Spreadsheet 6.14 Stand-down Period 8.6 Standard Sales Agreements 3.11(a)(xii) Standards Body 3.11(a)(xv) Statement of Expenses 6.8(a) Survival Date 8.1(a) Systems 3.11(a)(xvi) Tail Policy 6.23(b) Target Working Capital Amount 2.9(a)(v) Tax 3.6(a3.9(a) Tax Contest 6.16(d) Tax Incentive 3.9(b)(xv) Tax Service Provider 6.16(d) Taxes 3.6(a3.9(a) Triggering Event 8.1Terminated Agreements 6.7 Third Party Claim 8.6 Third Party Expenses 6.8(a) Third Party IP Assets 3.11(c)(v) Threshold 8.3(b) Trade Secrets 3.11(a)(xvii) Transfer Taxes 6.16(c) Treasury Regulations Recitals Unobjected Claim 8.5(b)(ii) Unresolved Claims 8.7(b)(iii) Unvested Option Cashout 2.7(f)(ii) User Data 3.11(a)(xviii) Voting Agreement or Voting Agreements Recitals Working Capital Memorandum 2.9(c)(iii)(A)

Appears in 1 contract

Sources: Merger Agreement (Solarcity Corp)

Additional Defined Terms. The following capitalized In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k. Acquisition Financials 6.24 Additional Pay 6.8(a) Plan 6.9(bAffected Assets 6.12 Agreed Claims 8.6(e) Agreement Preamble Antitrust Restraint 6.6(eAllocation 3.3 Appraisal Value 6.12(b)(iii) Arbitrator 3.2(c)(i) Assumed Liabilities 2.3 Bifurcated Purchase Price 2.7(b) Business Permits 2.1(e) Carved-Out Assets 2.7(b) Carved-Out Assets and Liabilities 2.7(b) Casualty Loss 6.12 CCCL 10.11(c) Claim Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii8.6(a) Closing 2.2 3.4(a) Closing Date 2.2 Code 2.8(d3.4(a) Company Preamble Company Balance Sheet 3.4(bClosing Statement 3.2(a) Company Charter COBRA 6.8(f) Collateral Source 8.5(a) Combined Historical Summary 4.17(b) Comparable Position 6.8(a) Consent Decree Modification 6.3(m) Conveyance Documents 3.1(b3.4(b)(iii) Company Disclosure Letter Article III Company Environmental Permits 3.13(cConveyed Entity Contracts 4.6 Covered Assets and Persons 6.13(a) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans Disputed Amounts 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice Divestiture 6.3(e) Continuing Employees 6.9(dEmployee Benefit Plans 4.9(a) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b9.1(b)(ii) Engagement Letter 3.14 Exchange Agent 2.8(aEnvironmental Losses 8.8(b) Exchange Fund 2.8(bEnvironmental Release 8.8(b) Fairness Opinion 3.20 GAAP 3.4(bERISA 4.9(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aEstimated Closing Purchased St. Lucia HydrocarbonInventory Value 3.1(a) Hazardous Materials Activities 3.13(bEstimated Closing St. Lucia Working Capital 3.1(a) Estimated Closing Statement 3.1(a) Excluded Assets 2.2 Excluded Liabilities 2.4 Field Inspector 6.21(a) Final Purchase Price 3.2(d) Final Purchase Price Adjustment 3.2(d) Hess Foundation Parcel 6.23(b) Indemnified Parties 6.10(aParty 8.6(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 8.6(a) Leased Knowledge of Purchaser 1.5 Knowledge of Seller 1.5 Leftover Product 6.21(c) Notice of Objection 3.2(b) Owned Real Property 3.7(a4.5(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Permits 4.15 Port Reading Decommissioning 6.19

Appears in 1 contract

Sources: Purchase and Sale Agreement

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 401(k) Plan 6.9(b) Acquisition Transactions Recitals Agreement Preamble Antitrust Restraint 6.6(eAllocation 1.7 Asset Purchase Recitals Assignment Instruments 5.2(j) Assumed Liabilities 1.4(a) Background License 4.6 Basket Amount 6.3(b) Books and Records 1.3(c) Business Authorizations 2.13 Buyer IP Preamble Buyer Parent Preamble Buyer Parties Preamble Buyer R&D Preamble Buyer Secretary Certificate of Designations 3.1(b5.3(e) Certificate of Merger 2.2 Certificates 2.8(c) Capital Stock 4.7 Change of Recommendation Notice 6.3(d)(ii) Control 4.7 Charter Documents 2.1 Closing 2.2 1.5 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a1.5 COBRA 2.17(a) Confidentiality Agreement 4.2 Conflict 2.5 Consultant Proprietary Information Agreement 2.10(x) Contract(s) 2.5 Copyright Co-Ownership Recitals Copyright Co-Ownership Agreement 5.2(d) Copyrights 1.1 Counsel 4.1(b) Disclosure Schedule Article II DOL 2.17(a) Employee Agreement 2.17(a) Employee Proprietary Information Agreement 2.10(x) ERISA 2.17(a) ERISA Affiliate 2.17(a) Escrow Agreement 6.4(a) Continuation Escrow Amount 6.4(a) Escrow Fund 6.4(a) Escrow Period 6.4(b) Exercise Notice 6.3(e4.7 Exercise Period 4.7 FMLA 2.17(a) Continuing Employees 6.9(dHIPAA 2.17(a) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bInbound-Licenses 2.10(o) Indemnified Parties 6.10(a6.2(a) Key Intercompany-Licenses 2.10(o) International Employee Non-Competition Plan 2.17(a) IP Contracts 2.10(p) (a) Lease Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b2.9(a) Leased Real Property 3.7(a2.9(a) Medicare Part D 3.16(bLicense Recitals License Agreement 5.2(c) Merger 2.1 Merger Sub Loss(es) 6.2(a) NDAs 2.10(o) Non-Paying Party 4.5(b)(iii) Offered Assets 4.7 Officer’s Certificate 6.4(a) Outbound-Licenses 2.10(o) P▇▇▇▇▇ Employment Agreement Recitals Patents 1.1 Paying Party 4.5(b)(iii) PBGC 2.17(a) Pension Plan 2.17(a) P▇▇▇▇▇▇ Employment Agreement Recitals PTO 1.1 Purchase Price 1.6(a) Purchased Assets 1.3 Referral Agreement 5.2(f) Referral Services Recitals Retained Liabilities 1.4(b) Returns 2.7(b)(i) Right of First Refusal 4.7 Rohm & H▇▇▇ Amendment 5.2(i) Seller Employee Plan 2.17(a) Seller IP Preamble Necessary Consents 3.3(c) Seller Parent Preamble Parent Plans 6.9(dSeller Parties Preamble Seller R&D Preamble Seller Secretary Certificate 5.2(h) Representatives 6.3(aStraddle Period Tax 4.5(b)(iii) Returns 3.6(b)(iSurvival Date 6.1 Tax(es) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(aThird Party Claim 6.4(c) Significant Supplier 3.22(bThird Party Expenses 4.3 Trade Secrets 1.1 Trademarks 1.1 Transfer Notice 4.7 Transfer Taxes 4.5(a) SOX 3.4(aTransferred Employees 1.4(c) Subsidiary Charter Documents 3.1(bTransition Services Recitals Transition Services Agreement 5.2(e) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Voting Stock 4.7

Appears in 1 contract

Sources: Asset Purchase Agreement (Rambus Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k1784 Claims Deadline 10.2(a) Plan 6.9(b338(g) Election 9.4(h) Adjustment Calculation 2.4(a) Adjustment Notice 2.4(a) Affiliate Indemnified Party 5.14 Agreement Preamble Allocation 9.4(c) Alternative Financing 5.5(b) Antitrust Restraint 6.6(eLaws 5.3(a) Certificate of Designations 3.1(bArbitrator 9.4(c) Certificate of Merger 2.2 Certificates 2.8(cAssumption Notice 8.3(b) Change of Recommendation Cinch Contractual Protections 10.5(a)(ii) Cinch Obligation 10.5(a)(ii) Cinch Sites 10.5(a)(ii) Claim Notice 6.3(d)(ii8.3(a) Closing 2.5 Closing Balance Sheet 2.4(a) Closing Date 2.5 Closing Date Payment 2.2 Closing Date 2.2 Code 2.8(dFailure Notice 7.1(f) Closing Net Cash Statement 2.4(a) Closing Net Working Capital Statement 2.4(a) COBRA 3.12(c) Commitment Lenders 4.6 Company Preamble Company Balance Sheet 3.4(b) CEO 5.12 Company Charter Documents 3.1(b) Incentive Payments 3.18 Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aInformation 5.6(b) Confidentiality Agreement 6.4(a5.6(a) Continuation Period 11.1(a) Current Sites Claim Deadline 10.2(c) Debt Commitment Letter 5.5(c) Debt Financing Agreements 5.5(a) Deductible 8.5(a)(ii) Deloitte 2.4(e) Dispute Notice 6.3(e2.4(c)(ii) Continuing Election 9.4(a) Environmental Claims Notice 10.4(a) Environmental Indemnity Control Assumption 10.5(c)(i) Environmental Indemnity Enforcement Costs 10.5(c)(ii) Environmental Permit 3.14(b)(ii) Environmental Site Relevant Employees 6.9(d10.9 Estimated Closing Net Cash 2.3(a) Cutoff Time 3.2(aEstimated Closing Net Working Capital 2.3(b) Delaware Law RECITALS Dissenting Shares 2.7(aExport Approvals 3.19(b)(i) Dissenting Stockholder 2.7(aFinal Closing Net Cash 2.4(f) Effective Time 2.2 End Final Closing Net Working Capital 2.4(f) Final Determination 9.4(f) Financial Statements 3.5 Financing 4.6 Financing Extension Date 8.1(b7.1(f) Engagement Letter 3.14 Exchange Agent 2.8(aFinancing Failure Fee 7.2(b)(i) Exchange Fund 2.8(bFormer Sites Aggregate Cap 10.3(a) Fairness Opinion 3.20 GAAP 3.4(bFormer Sites Claims Deadline 10.2(b) FSA Employees 11.2 Fundamental Reps 8.4 Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bAntitrust Authority 5.3(a) Indemnified Parties 6.10(aParty 8.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 8.3(a) Independent Accounting Firm 2.4(e) Initial Purchase Price 2.2 Interim Assumption Notice 8.3(b) Interim Balance Sheet 3.5(b) Interim Financial Statements 3.5(b) Leased Real Property(ies) 3.8(a) Lytton Indemnity Process Rights Assignment 10.6(c)(i) Lytton Indemnity Process Rights Assignment Agreement 10.6(c)(i) Lytton Indemnity Process Rights Control Assumption 10.6(c)(ii) Make Whole Payment 9.4(c) Material Contracts 3.10(a) Original Debt Commitment Letters 4.6 Other Former Sites Cap 10.3(a) Outside Date 8.5(a)(v) Owned Real Property(ies) 3.8(a) Party Preamble Parties Preamble Property 3.7(aInformation 10.8 Purchase Price 2.2 Purchaser Preamble Purchaser FSA 11.2 Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Purchaser Welfare Plans 11.2 Qualified Plan 3.12(b) Medicare Part D 3.16(bReal Property Leases 3.8(a) Merger 2.1 Merger Sub Related Persons 3.20(a) Released Parties 5.19 Remediation Notice 10.7 Rep and Warranty Claim 8.5(a) Resolution Period 2.4(e) SEC 5.20 Section 338 Forms 9.4(b) Seller Preamble Necessary Consents 3.3(cSeller Disclosure Schedule Article 3 Seller Environmental Assessments 3.14(a) Parent Seller FSA 11.2 Seller Indemnified Parties 8.2 Seller Name 5.8(a) Seller Policies 5.10 Seller Rep and Warranty Cap 8.5(a)(iii) Seller Representations Article 3 Seller Welfare Plans 11.2 Shares Preamble Parent Plans 6.9(dTermination Date 7.1(e) Representatives 6.3(aThird Party Claim 8.3(a) Returns 3.6(b)(iTransaction Taxes 9.5 TRW Obligation 10.5(a)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Written Response 9.4(c)

Appears in 1 contract

Sources: Stock Purchase Agreement (Allied Motion Technologies Inc)

Additional Defined Terms. The following capitalized In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(kAcquired Competitive Business Section 6.13(c) Plan 6.9(bAcquisition Proposal Section 6.17 Adjusted Purchase Price Section 2.1(b) Adjustment Amount Section 2.3(a) Affiliated Parties Section 8.1 Agreement Preamble Antitrust Restraint 6.6(eAllocation Section 3.2(d) Allocation Dispute Section 3.2(d) Approval Notice Section 2.3(d) Assigned Trademarks Schedule 6.20 Business Systems Section 4.22(d) Carve-Out Balance Sheet Section 4.5 Carve-Out Financial Statements Section 4.5 Casualty Event Section 6.14(a)(i) Casualty Notification Date Section 6.14(a)(i) Claim Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiSection 8.3(a) Closing 2.2 Section 3.3(a) Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval Section 3.3(a) Company Stockholders’ Meeting 6.2(aClosing Date Statement Section 2.3(b) Confidentiality Competitive Activities Section 6.13(b) Concessions Section 6.4(b) Condemnation Action Section 6.15(a) Contractor Section 4.18(b) Conversion Section 2.5 Credit Support Arrangements Section 6.11 Data Room Section 6.16 Delek US Recitals Delek US Guaranty Recitals Distributor Sales Agreement 6.4(aSection 3.4(d) Continuation Dispute Notice 6.3(eSection 2.3(d) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(aDispute Period Section 2.3(d) Effective Time Section 3.3(a) Employee Section 4.18(a) Estimated Acquired Companies Transaction Costs Section 2.1(c) Estimated Closing Indebtedness Section 2.1(c) Estimated Inventory Purchase Price Section 2.1(c) Estimated Purchase Price Section 2.1(c) Estimated Restoration Costs Section 6.14(a)(ii) Excluded Assets Section 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bFEMSA Recitals FEMSA Guaranty Recitals Final Allocation Section 3.2(d) Indemnified Parties 6.10(aParty Section 8.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party Section 8.3(a) Leased Real Property 3.7(aIndependent Accounting Firm Section 3.1(d) Medicare Part D 3.16(bIndependent Accounting Firm Determination Section 2.3(d) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cInside Physical Inventory Section 3.1(a) Parent Preamble Parent Plans 6.9(dInventories Section 2.1(b)(i) Representatives 6.3(aInventory Date Section 3.1(a) Returns 3.6(b)(iInventory Dispute Section 3.1(d) RoHS 3.13(a) Inventory Reconciliation Sheet Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(aInventory Review Section 3.1(d) Locations Recitals Location Group Section 3.1(a) Loss/Losses Section 8.1 Material Customer Section 4.26 Material Supplier Section 4.26 Nonparty Affiliate Section 10.13 Occurrence Policies Section 6.24 Outside Date Section 9.1(e) P&Ls Section 4.5 Partial Condemnation Action Section 6.15(c) Parties Preamble Pre-Closing Statement Section 2.1(c) Processing Section 4.23(a) Purchased Interests Recitals Purchaser Preamble Purchaser Competitive Location Section 6.13(b) Purchaser Offer Period Section 6.13(c) Registered Intellectual Property Section 4.22(a) Related Party Section 4.25 Related Party Financial Assurance Obligation Section 4.25 Remaining Disputes Section 2.3(d) Resolution Period Section 2.3(d) Retained Employees Section 6.6(a) Selected Locations Section 3.1(a) Seller Preamble Signing Date Preamble Subsidiary Shares Section 4.16 Tenant Leases Section 4.9(c) Third Party Section 8.5 Third Party Claim Section 8.5 Total Condemnation Action Section 6.15(b) Transfer Taxes 3.6(aSection 3.2(a) Triggering Event 8.1TSA Section 3.3(b)

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Delek US Holdings, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth meaning assigned to such terms in the respective Sections of this the Agreement set forth opposite each such respective terms below: 401(kAccounting Firm 2.6 Acquisition Transaction Recitals Aggregate Earnout Period 2.5(a) Plan 6.9(bAllowable Grace Period 5.15(a)(vi) Annual Earnout Period 2.5(a) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Introductory Paragraph Asset Purchase Agreement Recitals Balance Sheet 3.4(b3.5(a) Company Charter Documents 3.1(bBalance Sheet Date 3.5(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cBase Purchase Price 2.2(a)(i) Company Financials 3.4(bBasic Earnout 2.5(b) Company Material Contract 3.17(a) Company Purchase Benefit Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cBonus Earnout 2.5(b) Parent Preamble Parent Plans 6.9(dClearOne Introductory Paragraph Closing 2.7 Closing Adjustment Statement 2.5 Closing Payment Amount 2.2(b) Representatives 6.3(aDirect Claim 8.5(c) Returns 3.6(b)(i11 Earnout Payment Statement 2.5(b) RoHS 3.13(aEscrow Fund 2.3 Escrow Payment 2.5(a) Estimated Net Assets Statement 2.2(a)(ii) Effectiveness Deadline 5.15(a) Filing Deadline 5.15(a) Financial Statements 3.5(a) Foreign IP Transaction Recitals Fundamental Representations 8.1 HK Note Recitals HK Purchaser Recitals Inadvertent Termination Ruling 5.5(h) Inadvertent Termination Ruling Request 5.5(h) Indemnification Period 8.1 Indemnified Party 8.5 Indemnifying Party 8.5 Initial Net Asset Adjustment Amount 2.2(a)(ii) Lease Transaction Recitals Material Contracts 3.13 Material Customers 3.21(a) Material Suppliers 3.21(b) Net Asset Adjustment Amounts 2.2(a)(ii) Party or Parties Introductory Paragraph Pre-Closing Period 5.6 Purchase Price Adjustment 5.5(d) Purchase Price 2.2(a) Purchaser Introductory Paragraph Purchaser’s Agents 5.15(g)(ii) Purchaser Indemnitees 8.2 Quarterly Earnout Period 2.5(b) Real Estate Entity Recitals Registration Expenses 5.15(a)(iv) Registration Statement 5.15(a) Registration Termination Date 5.15(a) Registry Recitals Sabine Recitals Sabine Business Recitals Sabine Database 3.12(h) Sabine Net Revenue Schedule 2.4(d) Section 262 2.7(a338(h)(10) Significant Customer 3.22(aElection 5.5(d) Significant Supplier 3.22(bSeller Introductory Paragraph Seller’s Agents 5.15(g)(i) SOX 3.4(aSelling Expenses 5.15(a)(iv) Subsidiary Charter Documents 3.1(bShares Recitals Statement of Objections 2.6 Tax Adjustment 5.5(d) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Third Party Claim 8.5(a)

Appears in 1 contract

Sources: Stock Purchase Agreement (Clearone Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Clause of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(b) Accounting Firm 3.2.4 Agreed Form 1.3.4 Agreement Preamble Antitrust Restraint 6.6(eAssumed Liabilities 2.3 Aurangabad Deed 7.2.1(c) Certificate of Designations 3.1(bAurangabad Lease Deed 7.2.1(c) Certificate of Merger 2.2 Certificates 2.8(cBalance Sheet 9.4.1(a) Change of Recommendation Business Balance Sheet 9.4.1(c) Business Employee Plan 9.16.1 Business Employees 9.17.1 Cash Consideration 3.1 Cephalosporins API Business 8.19.1 Certain Nations 9.21.4 Claim 11.3.1 Claim Notice 6.3(d)(ii) Closing 2.2 11.3.1 Closing Date 7.1 Closing Date Schedule of Delinquent Payables 6.19 Closing Net Working Capital Statement 3.2.2 Competing Acquiring Persons 8.6.1 Confidential Information 13.1 Controlling Party 11.4.3 Deductible 11.6.1 Deeds 7.2.1(d) Dispute 14.2.1 Dispute Notice 14.2.1 Estimated Net Working Capital 3.2.1 Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 Holdback Amount 7.4 Field of Use 8.15.1 Final Statement of Closing Net Working Capital 3.2.5 Financial Statements 9.4.1 Goodwill 2.1.19 Gratuity Fund 4.4.1(c) Company Preamble Company [***] Indicates that text has been omitted which is the subject of a confidential treatment request. This text has been separately filed with the SEC. Improvements 9.10.6 Indebtedness Contract 9.14.1 Indemnified Party 11.3.1 Indemnifying Party 11.3.1 Injectables Field of Use 8.16.1 Interim Balance Sheet 3.4(b9.4.1(b) Company Charter Documents 3.1(bInterim Business Balance Sheet 9.4.1(d) Company Disclosure Letter Article III Company Environmental Permits 3.13(cInventory 2.1.1 IP Assignments 7.2.1(b) Company Financials 3.4(bKRR Preamble Liability Cap 11.6.2 Material Contracts 9.13.1 Material Purchased Software 9.12.1 Mixed Account 6.8.2 Mixed Contract 6.8.1 NOC 9.10.12 Non-controlling Party 11.4.3 Non-Injectable Field of Use 8.20.1 Objection 3.2.3 Objection Notice 11.3.2(b) Company Material Contract 3.17(aOwned Intellectual Property 9.11.1 Phase II Investigation 6.1.1 Promoter Group Preamble Proposed Retained *** Facility Consideration 8.21.1 Proposed Retained *** Facility Transaction 8.21.1 Proposed Retained *** Facility Transaction Notice 8.21.1 Proposed *** Facility Consideration 8.22.1 Proposed *** Facility Transaction 8.22.1 Proposed *** Facility Transaction Notice 8.22.1 Proposed Transaction 8.19.1 Provident Fund 4.4.1(a) Company Purchased Intellectual Property 2.1.9 Purchased Software 2.1.12 Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Price 3.1 Purchaser Preamble Purchaser Competing Activities 3.13(b) 8.6.2 Purchaser Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased 11.1 Purchaser Provident Fund 4.5.1 Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Permit 9.10.9 Registered Owned Intellectual Property 9.11.6 Release 5.1.10 Representative 13.1 Response 3.2.4 Retained *** Facility Exclusivity Period 8.21.1 Restricted Period 8.6.1 Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.18.10.1

Appears in 1 contract

Sources: Business Transfer Agreement (Hospira Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 280G Waiver Recitals 401(k) Plan 6.9(b7.13 Accountant 2.10(e)(ii) Affiliates Legend 2.16(b) Agent Indemnification Expenses 9.7(d)(vii) Agent Interpleader Expenses 9.7(d)(vi) Agreement Preamble Antitrust Restraint 6.6(eAlternate Transaction 6.4(a) Applicable Expiration Date 9.1(a) Appraiser 2.10(e)(ii) Balance Sheet Date 3.7 California Permit 7.12 Certificate of Designations 3.1(bIncorporation 3.1(a) Certificate of Merger 2.2 Certificates 2.8(c2.3 Charter Documents 3.1(a) Change of Recommendation Notice 6.3(d)(iiClaim Certificate 9.5(a) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Authorizations 3.21 Company Stock Certificates 2.9(b)(iii) Conflict 3.5 Consents 3.6 Current Balance Sheet 3.4(b3.7 Customer Information 3.14(f) Company Charter Documents 3.1(bDeferred Merger Consideration 2.10(a)(ii)(2) Company Deferred Merger Consideration Notice 2.10(e)(i) Delaware Law 2.1 Director and Officer Resignation Letter 7.8(b) Disclosure Letter Schedule Article III Company Environmental Permits 3.13(cDispute Notice 2.10(e)(i) Company Dissenting Share Payments 2.8(c) Dissenting Shares 2.8(a) Domain Names 1.1(bbb) Effective Time 2.3 Escrow Expenses 9.7(e) Escrow Fund 9.7(a) Escrow Period 9.7(b) Excess Third Party Expenses 7.14 Exchange Documents 2.9(b)(iii) Expiration Date 9.1(a) FCPA 3.29 Financials 3.4(b3.7 FIRPTA Compliance Certificate 7.17 First Milestone Amount 2.10(a)(i)(1) Company Form S-3 Registration Statement 7.11(c) Governmental Entity 3.6 Health Care Laws 3.18 Indemnified Parties 9.2(a) Indemnified Party 9.2(a) Information Statement 7.1(a) Intellectual Property Contracts 1(a)(iii) Interim Financials 3.7 Key Employee Offer Letters Recitals Lease Agreements 3.14(b) Leased Real Property 3.14(a) Letter of Transmittal 2.9(b)(i) Loss 9.2(a) Losses 9.2(a) Material Contract 3.17(a) Company Purchase Plans 3.2(cMaterial Contracts 3.17(a) Company SEC Reports 3.4(aMerger Recitals Milestone Payment Date 2.10(a)(i) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Recitals Objection Notice 9.5(b) Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cLetter 7.9(a) Parent Preamble Parent 10-K 4.6 Parent Balance Sheet 5.6(b) Parent Financials 5.6(b) Parent Preferred Stock 5.5(a) Parent SEC Reports 5.6(a) Parent Stock Plans 6.9(d5.5(a) Representatives 6.3(aPatents 1.1(bbb) Permit Application 7.12 Principal Stockholder Preamble Principal Stockholders Preamble Required Stockholder Approval Recitals Returns 3.6(b)(i3.12(b)(i) Right of Setoff 2.10(g) RoHS 3.13(aDirective 1.1(jj) Section 262 2.7(aSecond Milestone Amount 2.10(a)(ii)(1) Significant Customer 3.22(aSecond Milestone Period Incremental Sales 2.10(a)(ii)(1) Significant Supplier 3.22(bSpecified Representations 9.1(a) SOX 3.4(aSpreadsheet 7.15 Statement of Expenses 7.14 Stockholder Certificate 7.11(a) Subsidiary Charter Documents 3.1(bStockholder Written Consent Recitals Stockholder Written Consents Recitals Superior Transaction 6.4(d) Surviving Corporation 2.1 Tax 3.6(a3.12(a) Taxes 3.6(a3.12(a) Triggering Event 8.1Terminated Agreements 7.7(b) Third Party Claim 9.6(a) Third Party Expenses 7.14 Trademarks 1.1(bbb) Unresolved Claims 9.7(b) URLs 1.1(bbb) WEEE Directive 1.1(jj) Year-End Financials 3.7

Appears in 1 contract

Sources: Merger Agreement (Foxhollow Technologies, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAccounting Principles 3.10(b) Plan 6.9(bAccounts Payable 2.1(c) (a) Acquired Intellectual Property 2.1(a)(iv) Additional Asset 2.8(b) Agreement Preamble Antitrust Restraint 6.6(eAgreement Date Preamble Allocation Statement 2.7(a) Certificate Ancillary Agreements 3.1 Assignment of Designations 3.1(bIntellectual Property 2.6(e) Certificate Assumed Contracts 2.1(a)(v) Assumed Liabilities 2.1(c)(i) (b) Balance Sheet 3.10 (a) Balance Sheet Date 3.10(a) ▇▇▇▇ of Merger 2.2 Certificates 2.8(cSale 2.6(a) Change of Recommendation Notice 6.3(d)(iiBusiness Recitals Business Employees 3.11 Claim 8.5(a) Claims Period 8.5(b) Closing 2.2 2.4 Closing Date 2.4 Closing Net AR 2.3 Closing Net Inventory Value 2.3 Closing Payment 2.2 Code 2.8(dConfidentiality Agreement 5.12(a) Company Contested Claim 8.8(b) Contributor 3.8(d) Employee Liabilities 5.9(b) Environmental and Safety laws 3.13(a)(i) Escrow Agent 2.5 Escrow Agreement 2.5 Escrow Cash 2.5 Escrow Fund 8.1 Equipment 2.1(a)(iii) Excluded Liabilities 2.1(c)(ii) Facilities 3.13(a)(iii) (a) Fundamental Representations 8.2 Hazardous Materials 3.14(a)(ii) Indemnifiable Damages 8.3 Indemnified Person 8.3 Indemnified Persons 8.3 Insurance Policy 3.19 Material Contracts 3.16 Miltope Name 5.15(a) Miltope Name Period 5.15(a) Negative Adjustment 2.3(a) Negative Adjustment Threshold 2.3(a) Non-Solicitation Period 5.6 Notice of Claim 8.5(a) Open Source Materials 3.8(i) Outside Date 7.1 Party Preamble Company Balance Sheet Patent Assignment 2.6(f) Positive Adjustment 2.3(a) Property 3.13(a)(iv) Purchase Price 2.2 Purchase Price Adjustment 2.3(a) Purchaser Preamble Restricted Area 5.5 Restricted Business 5.5 Restricted Period 5.5 Seller Preamble Seller Authorizations 3.4(b) Company Charter Documents 3.1(b) Company Seller Disclosure Letter Article III Company Environmental Permits 3.13(cStraddle Periods 5.10(b) Company Financials 3.4(bPurchaser Disclosure Letter Article IV Third-Party Claim 8.5(a)(ii) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transaction Recitals Transaction Taxes 3.6(a) Triggering Event 8.15.10(a)

Appears in 1 contract

Sources: Asset Purchase Agreement (Astro Med Inc /New/)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(eAssumed Accounts Payable 1.5(a) Certificate Asset Purchase Recitals Assumed Liabilities 1.5(a) Assumed Warranty Claims 1.5(a) Basket Amount 7.2(b) ▇▇▇▇ of Designations 3.1(bSale 1.7(c)(2) Certificate of Merger 2.2 Certificates 2.8(cBusiness Authorizations 2.17 Buyer Parent Preamble Buyer Party(ies) Change of Recommendation Notice 6.3(d)(iiPreamble Buyer Preamble Cash Amount 1.7(a) Cap 7.3(c) Charter Documents 2.1 Closing 2.2 1.6 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) 1.6 Confidentiality Agreement 6.4(a5.2 Conflict 2.4 Consultant Proprietary Information Agreement 2.9(q) Continuation Notice 6.3(eContract(s) Continuing Employees 6.9(d2.4 Counsel 5.1(c) Cutoff Time 3.2(aDisclosure Schedule Article II Escrow Agreement 7.3(a) Delaware Law RECITALS Dissenting Shares 2.7(aEscrow Amount 7.3(a) Dissenting Stockholder 2.7(aEscrow Fund 7.3(a) Effective Time 2.2 End Date 8.1(bEscrow Period 7.3(b) Engagement Letter 3.14 Exchange Agent 2.8(aEmployee Proprietary Information Agreement 2.9(q) Exchange Fund 2.8(b) Fairness Opinion 3.20 Excluded Assets 1.4 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b2.11 Inbound-Licenses 2.9(j) Indemnified Parties 6.10(a7.2(a) Indemnifying Parties 7.2(a) IP Contracts 2.9(k) IP Recordation Agreements 1.7(c)(ii) Key Employee Non-Competition Employment Agreement 1.5(c) Lease Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b2.8(a) Leased Real Property 3.7(a2.8(a) Medicare Part D 3.16(bLoss(es) Merger 2.1 Merger 7.2(a) Material Contracts 2.10(a) Malware 2.9(w) Non-Assignable Asset 5.1(e) Non-Paying Party 5.5(b)(iii) Objection Notice 7.4(a) Officer’s Certificate 7.4(a) Open Source License 1.1 Other Tax Controversy 7.4(c) Outbound-Licenses 2.9(j) Paying Party 5.5(b)(iii) Parent Plan 5.7(e) Pre-Closing Tax Controversy 7.4(c) Projections 2.11 Purchase Price 1.7(a) Purchased Assets 1.3(h) Regular Quarterly Financial Information 2.11 Retained Liabilities 1.5(b) Returns 2.6(b) Seller Preamble Seller Parties Preamble Seller Secretary Certificate 6.2(f) Seller Sub Preamble Necessary Consents 3.3(cSpecial Representations 7.1 Straddle Period Tax 5.5(b)(iii) Parent Preamble Parent Plans 6.9(dSurvival Date 7.1 Tax(es) Representatives 6.3(a2.6(a) Returns 3.6(b)(iThird Party Claim 7.4(b) RoHS 3.13(aThird Party Expenses 5.3 Transferred Employees 5.7(a) Section 262 2.7(aTransfer Taxes 5.5(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1WARN 2.21(e)

Appears in 1 contract

Sources: Asset Purchase Agreement (Rambus Inc)

Additional Defined Terms. The Each of the following capitalized terms shall have the respective meanings set forth is defined in the respective Sections of this Agreement Section set forth opposite each such respective terms belowterm: 401(kAccounts Receivable 4.6(b) Plan 6.9(bAcquisition Proposal 7.1 Adjusted Purchase Price 2.2 Affiliated Persons 4.14(d) Agreement Preamble Antitrust Restraint 6.6(eAppraisal 12.5 Appraiser 12.5 Cap 11.3(b) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiCash Shortfall 2.4(g) Closing 2.2 2.3 Closing Date 2.2 Code 2.8(d2.3 Closing Date Balance Sheet 2.4(c) Closing Date Statement 2.4(c) Company Preamble Company Balance Sheet 3.4(bEmployee Plans 4.13(a) Company Charter Documents 3.1(bIndemnified Party 7.5(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIntellectual Property 4.12(b) Company Financials 3.4(bLeases 4.10(b) Company Material Contract 3.17(aContracts 4.14(a) Company Purchase Plans 3.2(c) Permits 4.19 Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Termination Right Notice 7.6 Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) 6.2 Continuing Employees 6.9(d7.7 Dispute 11.2(a) Cutoff Time 3.2(aEmployee Benefit Plan 4.13(a) Delaware Employees 4.13(j) Environmental Law RECITALS Dissenting Shares 2.7(a4.11(k) Dissenting Stockholder 2.7(aERISA 4.13(a) (a) Effective Time 2.2 End Estimated Closing Date 8.1(bBalance Sheet 4(a) Engagement Letter 3.14 Exchange Agent 2.8(aEstimated Cash 2.4(a) Exchange Fund 2.8(bEstimated Working Capital 2.4(a) Fairness Opinion 3.20 GAAP 3.4(bExcess Cash 2.4(g) Governmental Authorizations 3.9 Excess Working Capital 2.4(h) Expiration Date 11.3(a) Financial Statements 4.6(a) Firm 13.13 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bSubstance 4.11(l) Indemnified Person 11.2(a) Indemnifying Person 11.2(b) Initial Closing Date Certificate 2.4(a) Intellectual Property 4.12(a) Intended Uses 4.10(a)(i) IRS 4.13(b) Most Recent Balance Sheet 4.6 Noncompetition Agreements 2.5(c)(iii) Notice of Claim 11.2(a) Outside Date 9.1(b) Parties 6.10(aPreamble Party Preamble Pre-Closing Period 6.1 Proprietary Information 13.1(a) Key Purchase Price 2.2 Purchaser Preamble Purchaser Disclosure Schedule Article V Purchaser Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bPlan 7.7 Purchaser Indemnified Persons 11.1(a) Leased Real Property 3.7(aPurchaser Indemnification Claim 11.1(a) Medicare Part D 3.16(bRequisite Sellers 13.12(d) Merger 2.1 Merger Sub Seller Indemnified Persons 11.1(b) Seller Indemnification Claim 11.1(b) Seller Objections 2.4(e) Sellers Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(aSellers’ Representative 13.12(a) Subsidiary Charter Documents 3.1(b4.5(a) Surviving Corporation 2.1 Tax 3.6(aPurchase Price 12.5 Third Party Claim 11.2(b) Taxes 3.6(aThird Party Intellectual Property 4.12(b) Triggering Event 8.1Third Party Notice 11.2(b) Transaction Preamble Working Capital Shortfall 2.4(h)

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Casella Waste Systems Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(bDefined Term Section Agreed Portion 10.3(b) Agreement Preamble Antitrust Restraint 6.6(eApplicable D&O Claim 10.5(e) Applicable Escrow Final Indian Tax Reimbursement Shortfall 10.3(g)(iii) Applicable Escrow/Setoff Final Indian Tax Reimbursement Shortfall 10.3(g)(iii) Applicable Excess 10.3(g)(ii) Asserted Losses 10.3(a) Assumed Option 6.11 Assumed Option Exercise Price 6.11 Assumed Option Holder 6.11(a)(i) Assumed Option Spread Value Per Share 6.11(a)(ii) Balance Sheet 4.5(a)(i) Block Trade 3.9(c) Certificate of Designations 3.1(b3.3(a)(i) Certificate of Merger 2.2 Certificates 2.8(cCalifornia Commissioner 4.3 Change in Recommendation 6.9(b) Change of Recommendation Notice 6.3(d)(ii) Charter Amendment 6.19 Closing 2.2 Closing Date 2.2 Code 2.8(dClosing Date Net Working Capital Statement 3.6(c) Closing Disbursement 2.2(c)(ii) COBRA 4.16(c) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(bBoard Recommendation 6.9(a) Company Disclosure Letter Schedule Article III 4 Company Environmental Permits 3.13(cIndemnified Parties 10.2 Company Intellectual Property 4.13(a) Company Financials 3.4(bMateriality Qualified Provisions 10.1 Company Representatives 6.5(a) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aSpecified Representations 10.5(a) Confidentiality Agreement 6.4(a6.6(a) Continuation Notice 6.3(eContingent Assumed Option 6.11(a)(iii) Continuing Employees 6.9(dContingent Payment Amounts 6.11(b) Cutoff Time 3.2(aContractors 4.17(b) Delaware Law RECITALS Controlling Party 10.3(e) D&O Indemnified Parties 6.17(a) De Minimis Amount 10.5(c) Deposit 9.4(d) DGCL 2.1 Disputed Line Items 3.8(b) Dissenting Shares 2.7(a3.5 DOL 4.16(b) (a) Dissenting Stockholder 2.7(aEarn-Out Shares 3.1(c) Earn-Out Statement 3.7(a) Effective Time 2.2 2.2(a) Employment Agreement Preamble End Date 8.1(b) Engagement Letter 3.14 Escrow Account 2.2(c)(i) Escrow Agent 2.2(c)(i) Escrow Agreement 2.2(c)(i) Escrow Final Indian Tax Reimbursement 10.3(g)(iii) Escrow Shares 2.2(c)(i) Estimated Amount 10.3(g)(ii) (a) Estimated Net Working Capital Statement 3.6(a) Exchange Agent 2.8(a2.2(c)(ii) Exchange Fund 2.8(bAgent Agreement 2.2(c)(ii) Expense Reimbursement 8.3(a)(ii) Fairness Opinion 3.20 GAAP 3.4(bApproval 6.8(b) Governmental Authorizations 3.9 Hazardous Material 3.13(aFairness Hearing 6.8(b) Hazardous Materials Activities 3.13(bFinal Closing Net Working Capital 3.6(d) Final Indian Tax Amount 10.3(g)(ii) Final Net Working Capital Shortfall Reimbursement Amount 3.6(d)(ii) Final Working Capital Payment Amount 3.6(d)(i) Financial Statements 4.5(a) Firm 11.16 Holder Representative Preamble Holder Representative Agreement 11.5 HSR Act 4.3 Indemnification Demand 10.3(a) Indemnified Parties 6.10(aParty 10.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 10.3(a) Independent Accounting Firm 3.8(c) Indian Proceeding 10.3(g)(i) Indian Proceeding Amount 10.3(g)(i) Indian Proceeding Notice 10.3(g)(i) Information Statement 6.8(a) Interim Balance Sheet 4.5(a)(ii) Intervening Event 6.9(c)(ii) Leased Real Property 3.7(a4.12(a) Medicare Part D 3.16(bLock-Up Restriction 3.9(c) Majority Effective Time Holders 11.1(b) Malicious Code 4.13(j) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cMultiemployer Plan 4.16(c) Parent New Health Plans 6.18(b) New Plans 6.18(b) Non-Contingent Assumed Option 6.11(a)(iv) Non-Releasable Options 6.11(d) Notice of Disagreement 3.8(b) Old Health Plans 6.18(b) Original Vesting Requirements 6.11 Parties Preamble Parent Plans 6.9(dPension Plan 4.16(b) Representatives 6.3(aPermit Application 4.3 Presented Values 3.8(a) Returns 3.6(b)(iPrice Ratio 6.11(a)(v) RoHS 3.13(aPurchaser Preamble Purchaser Disclosure Schedule Article 5 Purchaser Indemnified Parties 10.1 Purchaser Materiality Qualified Provisions 10.2 Purchaser Specified Representations 10.5(b) Section 262 2.7(aQualified Plan 4.16(b) Significant Customer 3.22(aQualifying Royalty Revenue Period 3.7(a) Significant Supplier 3.22(bQualifying Royalty Revenues 3.7(a) SOX 3.4(aRegistration Statement 4.3 Reimbursed Indian Taxes 10.3(g)(iv) Subsidiary Charter Documents 3.1(bReleases 2.2(b)(i)(B) Representative Losses 11.1(d) Response 10.3(b) Retention Plan Participant List 6.22 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 5.6(a) Scheduled Release Date(s) 6.11(c) SEC Reports 5.6(a) Seller Group 11.16 Setoff Amount 10.3(g)(ii) Share Ratio 6.11(a)(vi) Stockholder Approval Requirements 6.13 Stockholder Vote 4.2 Subsequent Monthly Financial Statements 6.15 Surviving Corporation 2.1 Tax 3.6(aContest 9.4(a) Termination Fee 8.3(b) Third Party Claims 10.3(e) Third Party Intellectual Property 4.13(c) Threshold 10.5(c) Title IV Plan 4.16(c) Transfer 3.9(c) Transfer Taxes 3.6(a9.3 Transmittal Documentation 3.3(a)(i) Triggering Event 8.1Transmittal Letter 3.3(a)(i) Trillium Contracts 3.7(a) Unsatisfied Amount 10.3(g)(ii) Voting Agreements Preamble Withholding Agents 3.10(a)

Appears in 1 contract

Sources: Merger Agreement (Radisys Corp)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth ascribed to them in the respective Sections of this Agreement set forth opposite each such respective terms applicable sections referenced below: 401(k) Plan 6.9(b) . Acquisition Amount 2.1 Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(bArbitration Demand 8.7(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) 1.3 Closing 2.2 1.2 Closing Date 2.2 Code 2.8(d) 1.2 Common Stock Recitals Company Preamble Company Balance Sheet 3.4(bContracts 3.12(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(aRegulatory Agency 3.28(a) Company Stockholder Approval 3.3(aRecitals D&O Indemnified Parties 5.5(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation DGCL 1.1 Dispute Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a8.7(a) Effective Time 2.2 End 1.3 Enforceability Exceptions 3.2(b) Escrow Period 7.5(d) FCPA 3.25 FDA 3.28(a) Financial Statements 3.7 Fully-Diluted Shares Recitals Indebtedness Pay-off Amount 2.1 Indemnification Escrow Termination Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b2.3(a)(ii) Indemnified Party 7.3(a) Indemnifying Party 7.3(a) Insured Parties 6.10(a5.5(b) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bMajor Customers 3.23(a) Leased Real Property 3.7(a) Medicare Part D 3.16(bMajor Suppliers 3.23(a) Merger Recitals Merger Consideration 2.1 Merger Sub Preamble Necessary Consents 3.3(cMost Recent Balance Sheet 3.7 Option Holder Recitals Option Merger Consideration Payable at Closing 2.1(f) Outstanding Shares Recitals Parent Preamble Parent Plans 6.9(dBasket 7.4(a) Representatives 6.3(aParent De Minimis Threshold 7.4(a) Returns 3.6(b)(iParent Indemnified Parties 7.1(a) RoHS 3.13(aParent Losses 7.1(b) Section 262 2.7(aParties Preamble Party Preamble Per-Option Merger Consideration 2.1 Per-Share Merger Consideration 2.1 Preferred Stock Recitals Real Estate Leases 3.5(a) Significant Customer 3.22(aRelease Agreement 2.3(b) Significant Supplier 3.22(bShare Merger Consideration Payable at Closing 2.1(e) SOX 3.4(aSpecial Financial Statements 6.5 Stockholder Recitals Stockholder Indemnified Parties 7.2(a) Subsidiary Charter Documents 3.1(bStockholder Losses 7.2(b) Stockholder Notice 5.4 Stockholder Representative Preamble Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Company 1.1

Appears in 1 contract

Sources: Merger Agreement (Medical Action Industries Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth meaning assigned to such terms in the respective Sections of this the Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(bAccounting Firm 2.5 Acquired Assets 2.1(a) Agreement Preamble Antitrust Restraint 6.6(eAllocation Schedule 2.7 Assumed Contracts 2.1(a)(i)(D) Certificate Assignment and Assumption Agreement 2.8(b)(vi) Assumed Liabilities 2.1(c) Bank 2.8(b)(xii) Benefit Plans 3.16(b) ▇▇▇▇ of Designations 3.1(bSale 2.8(b)(iv) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiBusiness Recitals Closing 2.8(a) Closing 2.2 Date 2.8(a) Closing Date 2.2 Code 2.8(d) Statement 2.3 Closing Working Capital 2.3 Company Preamble Company Balance Sheet 3.4(bEmployment-Related Liabilities 5.2(d) Company Charter Documents 3.1(bOwned Software 3.12(a) Company Disclosure Letter Article Company’s Representations ARTICLE III Company Environmental Permits 3.13(cCourt Approval 2.8(a) Company Financials 3.4(bDomain Name 3.22(a) Company Equipment 2.1(a)(i)(B) Escrow Agent 2.4 Escrow Agreement 2.4 Escrow Amount 2.4 Excluded Assets 2.1(b) Excluded Liability 2.1(d) Financial Statements 3.6(a) HK Purchaser Preamble Indemnification Period 6.1 Intellectual Property Assignments 2.8(b)(viii) Intellectual Property Purchase Price 2.2(a) Inventory 2.1(a)(i)(A) ITA 2.2(d)(i) ITA Tax Ruling 2.2(d)(i) Leased Premises 3.9(b) Material Contract 3.17(a3.13(a) Company Purchase Plans 3.2(cMaterial Customers 3.21(a) Company SEC Reports 3.4(aMaterial Suppliers 3.21(b) Company Stockholder OCS Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(bOther Assets 2.1(a)(i) Fairness Opinion 3.20 GAAP 3.4(bOther Assets Purchase Price 2.2(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aOverlapping Entity 3.11(c) Hazardous Materials Activities 3.13(bOverlapping Service Provider 3.11(c) Indemnified Pakshi Purchaser Preamble Party or Parties 6.10(aPreamble Purchase Price 2.2 Purchaser Preamble Purchaser Employee 5.2(a) Key Employee NonPurchaser Employment-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bRelated Liabilities 5.2(e) Leased Real Property 3.7(aQualified Withholding Certificate 2.2(d)(ii) Medicare Part D 3.16(bRecords 2.1(a)(i)(H) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cStatement of Objections 2.5 Tax Incentives 3.18(p) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Threshold 6.3(b)

Appears in 1 contract

Sources: Asset Purchase Agreement (Clearone Communications Inc)

Additional Defined Terms. The In addition to the terms defined in Section 1 of this Appendix A, the following capitalized terms are defined in the body of the Agreement where indicated below: Accounting Referee 14.1(e) Acquired Assets 2.2 Acquired Interests 2.3(a) Acquired Leases 2.3(a) Agreement Preamble Allocated Value 3.5 Asset 3.5 Assignment 13.3(a) Background Materials 9.9(a) Base Purchase Price 3.1(a)(i) BOEPD 3.2(b)(iv) Change-In-Interest 5.2(a) Claim Notice 16.3(a) Closing 13.1(b) Closing Date 13.1(b) Confidential Information 10.13(b) Consent Decree Excluded ▇▇▇▇▇ 10.21 Consent Decree ▇▇▇▇▇ 2.4(a) Defect Adjustment 5.6(c) Defect Notice Deadline 5.5(a) Defensible Title 5.1 Deposit 3.3 Deposit Escrow Account 3.3 Deposit Escrow Agreement 3.3 Disclosed Environmental Matters 8.5 DTPA 17.4 Due Diligence Review 4.1(a) Environmental Assessment 6.1(b) Environmental Defect 6.2 Environmental Defect Value 6.3 Environmental Disputed Matters 6.8 Environmental Matters 6.9 Escrow Agent 3.3 Exchange Transaction 15.7(a) Exchanging Party 15.7(a) Excluded Assets 2.5 Execution Date Preamble Final Determination Date 14.1(i) Final First Closing Purchase Price 14.1(a) Final Purchase Price 14.1(b) Final Second Closing Purchase Price 14.1(b) Final Settlement Disputes 14.1(e) First Closing 13.1(a) First Closing Amount 3.4(b)(i) First Closing Assets 2.3 First Closing Assets Contracts 2.3(h) First Closing Assets Data 2.3(j) First Closing Assets Records 2.3(m) First Closing Assignment 13.2(a) First Closing Base Purchase Price 3.1(a)(ii) First Closing Date 13.1(a) First Closing Final Settlement Statement 14.1(a) First Closing Payment 3.4(b)(i)(A) First Closing Properties 2.3(c) First Closing Purchase Price 3.1(a)(iii) First Closing Settlement Date 14.1(a) First Closing Transition Services Agreement 13.2(l) First Closing ▇▇▇▇▇ 2.3(c) First Preliminary Settlement Statement 3.4(a)(i) Indemnified Party 16.3(a) Indemnifying Party 16.3(a) Information Request 10.13(c) Interest Addition 5.8(a) Interest Addition Amount 5.6(c) Interim Operation Approval Threshold 10.1(a) Intermediary 15.7(c) Joint Use Agreement 13.2(k)) Lands 2.3(b) Leased Lands 2.3(a) Material First Closing Assets Contracts 2.3(h) Material Second Closing Assets Contracts 2.4(f) NBLX Contracts 10.22 Negotiation Period 14.1(d) Net Aggregate Defect Value 5.6(c) Non-Consent Decree ▇▇▇▇▇ 2.4(a) Non-Exchanging Party 15.7(a) NORM 6.2 Notice of Environmental Defects 6.4(b) Notice of Title Defects 5.5(a) Objection 10.13(c) Objection Date 14.1(c) Objection Report 14.1(c) Oil and Gas Property Taxes 15.1(a) Open Environmental Defect 6.6(a) Open Title Defect 5.7(a) Other Property Taxes 15.1(b) Party Preamble Parties Preamble Permitted Lien 5.2 Phase II Request 6.1(b)(ii) Production Values 3.2(b)(iv) Purchase Price 3.1(a)(iv) Purchaser Preamble Purchaser Defect Termination Notice 6.7(a) Purchaser’s Title Defect Value 5.6(b) S-X Financials 10.20 Second Closing 13.1(b) Second Closing Amount 3.4(b)(ii) Second Closing Assets 2.4 Second Closing Assets Contracts 2.4(f) Second Closing Assets Data 2.4(h) Second Closing Assets Records 2.4(k) Second Closing Assignment 13.3(a) Second Closing Base Purchase Price 3.1(a)(v) Second Closing Date 13.1(b) Second Closing Final Settlement Statement 14.1(b) Second Closing Payment 3.4(b)(ii) Second Closing Properties 2.4(a) Second Closing Purchase Price 3.1(a)(vi) Second Closing Settlement Date 14.1(b) Second Closing Transition Services Agreement 13.3(c) Second Closing ▇▇▇▇▇ 2.4(a) Second Preliminary Settlement Statement 3.4(a)(ii) Seller Preamble Seller’s Warranties 17.16(b) Settled Asset Taxes 15.2 Settled Oil and Gas Property Taxes 15.1(a) Settled Other Property Taxes 15.1(b) Settled Property Taxes 15.1(b) Settled Severance Taxes 15.2 Subject Consent Decree ▇▇▇▇▇ 10.21 Surviving Environmental Defect 6.5(b) Surviving Title Defect 5.6(b) Tax Controversy 15.8(d) Termination Dispute Notice 6.8(b) Termination Response Notice 6.8(b) Third-Party Claim 16.3(b) Title Defect 5.3 Title Defect Value 5.4 Title Disputed Matters 5.9 Title/Environmental Termination Threshold 6.7(a) Title LLC 15.7(d) Unagreed Termination Environmental Matters 6.7(b) Unagreed Termination Title Matters 6.7(b) Wellbore Notice 10.21 Neither these Schedules nor any disclosure made in or by virtue of them constitutes or implies any representation, warranty, or covenant by Seller not expressly set out in the Agreement, and neither these Schedules nor any such disclosure has the effect of, or may be construed as, adding to, broadening, deleting from or revising the scope of any of the representations, warranties, or covenants of Seller in the Agreement. Any item or matter disclosed or listed on any particular Schedule is deemed to be disclosed or listed on any other Schedules to the extent it is reasonably apparent that such item relates or is applicable to, or is properly disclosed under, such other Schedule or the section of the Agreement to which such other Schedule corresponds, notwithstanding the fact that the Schedules are arranged to correspond to the sections of the Agreement, that a particular section of the Agreement makes reference to a particular Schedule, or that a particular representation, warranty or covenant in the Agreement may not make reference to a Schedule. Matters reflected in these Schedules are not necessarily limited to matters required by the Agreement to be reflected in these Schedules. The fact that any item of information is contained herein is not an admission of liability under any applicable law, and does not mean that such information is required to be disclosed in or by the Agreement, or that such information is material, but rather is intended only to qualify the representations, warranties and covenants in the Agreement and to set forth other information required by the Agreement. Neither the specification of any dollar amount in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such amount, or a higher or lower amount, or the item so included, or any other item, is or is not material, and no party shall use the setting forth of any such amount or the inclusion of any such item in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter not described herein or included in these Schedules is or is not material for purposes of the Agreement. The information set forth on the Schedules shall not be used as a basis for interpreting the terms “material”, “materially”, “materiality”, “Material Adverse Effect”, or any similar qualification in the Agreement. Neither the specification of any item or matter in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such item or matter, or another item or matter, is or is not in the ordinary course of business, and no party shall use the setting forth or the inclusion of any such item or matter in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter described or not described herein or included or not included in these Schedules is or is not in the ordinary course of business for purposes of the Agreement. Headings have been inserted in these Schedules for reference only and do not amend the respective meanings descriptions of the disclosed items set forth in the respective Sections Agreement. Where a reference is made to a section or exhibit, such reference shall be to a section of this or exhibit to the Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate unless otherwise indicated. Whenever the words “include,” “includes,” or “including” are used in these Schedules, they shall be deemed to be followed by the words “without limitation,” whether or not they are in fact followed by those words or words of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company like import. The following Schedules constitute Seller’s Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Schedules: 8.1 Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Required Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.18.2 Preferential Rights

Appears in 1 contract

Sources: Purchase and Sale Agreement (SRC Energy Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k“Acquisition Proposal” Section 5.14 “Agreement” Preamble “Approved Inventory Purchase” Section 5.16(a) Plan 6.9(b“Asset Acquisition Statement” Section 5.3(b) Agreement “Assumed Accounts Payable” Section 5.16(a) “Assumed Liabilities” Section 2.4 “Bulk Sales Laws” Section 2.7(c) “Business” Recital A “Business Marks” Section 5.8(a) “Buyer” Preamble Antitrust Restraint 6.6(e“Buyer Common Stock Market Price” Section 2.3(e) Certificate of Designations 3.1(b“Buyer Legal Opinion” Section 7.2(c) Certificate of Merger “Closing” Section 7.3 “Closing Date” Section 7.3 “Collateral Agreements” Recital D “Common Stock” Section 2.3(e) “Competing Portion” Section 5.9(b) “Confidential Information” ARTICLE VI “Contract Notice” Section 1.1 “Conversion Rate” Section 2.3(e) “Delivery Date” Section 2.3(c) “Disclosing Party” ARTICLE VI “Escrow Agent” Section 2.3(b) “Escrow Amount” Section 2.3(b) “Excluded Assets” Section 2.2 Certificates 2.8(c“Excluded Liabilities” Section 2.5 “Excluded Representations” Section 9.1 “Export Control License” Section 5.11(a) Change of Recommendation Notice 6.3(d)(ii“Final Share Delivery Date” Section 2.3(c) “Final Stock Payment” Section 2.3(c) “Inbound License” Section 5.13(c) “Income Taxes” Section 3.12(a) “Indemnified Party” Section 9.2(a) “Indemnifying Party” Section 9.3(a) “Initial Share Delivery Date” Section 2.3(c) “Initial Stock Payment” Section 2.3(c) “Losses” Section 9.2(a) “Marked Instrumentalities” Section 5.8(b) “NT$” Section 2.3(c) “Newco” Section 5.12 “Nonassignable Assets” Section 2.6(c) “Payable Reduction” Section 5.16(a) “Permitted Licensee” Section 5.13 “Permitted Licensee Rights” Section 5.13(c) “Pre-Closing 2.2 Closing Date 2.2 Code 2.8(dEmployment Related Liabilities” Section 5.5(a) Company Preamble Company Balance Sheet 3.4(b“PTO” Section 3.10(a) Company Charter Documents 3.1(b“Purchase Price” Section 2.3 “Purchased Assets” Section 2.1 “Purpose” ARTICLE VI “Receiving Party” ARTICLE VI “Representatives” ARTICLE VI “Required Consents” Section 3.3(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c“Returned Inventory” Section 5.16(b) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares “Sales Taxes” Section 2.7(a) Dissenting Stockholder 2.7(a“Section 5.5 Employees” Section 5.5(a) Effective Time 2.2 End Date 8.1(b“Securities” Section 2.3(b) Engagement Letter 3.14 Exchange Agent 2.8(a“Securities Act” Section 3.18(a) Exchange Fund 2.8(b“Seller” Preamble “Seller Legal Opinion” Section 7.1(c) Fairness Opinion 3.20 GAAP 3.4(b“Shares” Section 2.3(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a“Subsidiary” or “Subsidiaries” Section 3.1 “Survival Period” Section 9.1 “TSE Approval” Section 2.3(b) Hazardous Materials Activities 3.13(b“Third Party Claim” Section 9.3(a) Indemnified Parties 6.10(a“Transferred Employees” Section 5.5 “Transition Period” Section 5.4 “Taiwan Approvals” Section 4.5 “U.S.” Section 3.18(c) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) “Works of Authorship” Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.11.1

Appears in 1 contract

Sources: Asset Purchase Agreement (Oak Technology Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 401(k) Plan 6.9(b) Index of Terms Section Agreement Preamble Antitrust Restraint 6.6(eAssumed Accounts Payable 1.5(a) Certificate Asset Purchase Recitals Assumed Liabilities 1.5(a) Assumed Warranty Claims 1.5(a) Basket Amount 7.2(b) Bill of Designations 3.1(bSale 1.7(c)(2) Certificate Business Authorizati▇▇▇ 2.17 Buyer Parent Preamble Buyer Party(ies) Preamble Buyer Preamble Index of Merger 2.2 Certificates 2.8(cTerms Section Cash Amount 1.7(a) Change of Recommendation Notice 6.3(d)(iiCap 7.3(c) Charter Documents 2.1 Closing 2.2 1.6 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) 1.6 Confidentiality Agreement 6.4(a5.2 Conflict 2.4 Consultant Proprietary Information Agreement 2.9(q) Continuation Notice 6.3(eContract(s) Continuing Employees 6.9(d2.4 Counsel 5.1(c) Cutoff Time 3.2(aDisclosure Schedule Article II Escrow Agreement 7.3(a) Delaware Law RECITALS Dissenting Shares 2.7(aEscrow Amount 7.3(a) Dissenting Stockholder 2.7(aEscrow Fund 7.3(a) Effective Time 2.2 End Date 8.1(bEscrow Period 7.3(b) Engagement Letter 3.14 Exchange Agent 2.8(aEmployee Proprietary Information Agreement 2.9(q) Exchange Fund 2.8(b) Fairness Opinion 3.20 Excluded Assets 1.4 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b2.11 Inbound-Licenses 2.9(j) Indemnified Parties 6.10(a7.2(a) Indemnifying Parties 7.2(a) IP Contracts 2.9(k) IP Recordation Agreements 1.7(c)(ii) Key Employee Non-Competition Employment Agreement 1.5(c) Lease Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b2.8(a) Leased Real Property 3.7(a2.8(a) Medicare Part D 3.16(bLoss(es) Merger 2.1 Merger 7.2(a) Material Contracts 2.10(a) Malware 2.9(w) Non-Assignable Asset 5.1(e) Non-Paying Party 5.5(b)(iii) Objection Notice 7.4(a) Officer’s Certificate 7.4(a) Open Source License 1.1 Other Tax Controversy 7.4(c) Outbound-Licenses 2.9(j) Paying Party 5.5(b)(iii) Parent Plan 5.7(e) Pre-Closing Tax Controversy 7.4(c) Projections 2.11 Purchase Price 1.7(a) Purchased Assets 1.3(h) Regular Quarterly Financial Information 2.11 Retained Liabilities 1.5(b) Returns 2.6(b) Index of Terms Section Seller Preamble Seller Parties Preamble Seller Secretary Certificate 6.2(f) Seller Sub Preamble Necessary Consents 3.3(cSpecial Representations 7.1 Straddle Period Tax 5.5(b)(iii) Parent Preamble Parent Plans 6.9(dSurvival Date 7.1 Tax(es) Representatives 6.3(a2.6(a) Returns 3.6(b)(iThird Party Claim 7.4(b) RoHS 3.13(aThird Party Expenses 5.3 Transferred Employees 5.7(a) Section 262 2.7(aTransfer Taxes 5.5(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1WARN 2.21(e)

Appears in 1 contract

Sources: Asset Purchase Agreement (INPHI Corp)

Additional Defined Terms. The following capitalized terms additional terms, wherever used in this Agreement, shall have the respective meanings set forth specified in the respective Sections of this Agreement set forth opposite each below after such respective terms belowterms: 401(k) Plan 6.9(b) ADA Remedial Work 13.13 Adjustment Point 6.1 Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Allocated Purchase Price 3.2 Anchorage Joint Venture 7.1.21 Applicable Period 33.4 Appurtenances 2.1.2 Asset Allocations 3.2 Balance 3.1.3 Bankruptcy Code 3.1.2 Basket 8.9.2 Broker 15.1 Cash 2.2.2 Casualty Loss 12.1.1 Closing Date 5.1 Closing Deposit 5.1 Collective Bargaining Agreements 8.3.13 Deed 7.1.1 Deposit 3.1.1 ERISA 33.4 Excluded Items 2.2 Code 2.8(d) Company Fund 33.4 Guest Property 6.3 Hotel Recitals Hotels Recitals Incremental ADA Costs 13.13 Indemnifying Party 34 Initial Closing Date 5.1 Interstate 8.3.13 Land 2.1.1 Leasing Costs 6.4.1 Ledger 6.1.12 MHOP 10.5 MHOP ROFO 10.5 Monetary Liens 14.1 Multiemployer Plan 33.4 OFAC 35 Operating Lessee Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Other Franchisor 13.7.1 Partial Termination Procedure 12.1.2 PBGC 33.4 Permitted Exceptions 4 PIP Default Risk 6.5.2 Properties 2.1 Property 2.1 Proprietary Materials 2.2.6 Protected Party 34 Purchase Price 3.1 Purchaser Preamble Purchaser’s Leasing Costs 6.4.2 Purchaser’s Representation Certificate 7.2.4 Release 10.4 Repair Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing 6.5.3 Repair Contractor 6.5.3 Repair Proposal 6.5.3 Seller Preamble Seller’s knowledge 8.4 Seller’s possession 8.4 Seller’s Representation Certificate 7.1.12 Sellers Preamble Title Affidavit 7.1.13 Trademark Materials 2.2.1 Transfer Taxes 17.1 Transferred Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.133.1 WARN Act 33.2

Appears in 1 contract

Sources: Contract of Sale (Ashford Hospitality Trust Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated provisions of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(b) DEFINED TERM PROVISION 2017 EBITDA Schedule 6, Part B, paragraph 1.1.2 2017 NFP Schedule 6, Part B, paragraph 1.1.2 2018 EBITDA Schedule 6, Part C, paragraph 1.1.2 2019 EBITDA Schedule 6, Part D, paragraph 1.1.2 Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Base Adjusted Purchase Price SCHEDULE 10, Part A Chairman Clause 8.1.4 Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Conditions Precedent Clause 5.1 Confidential Information Clause 13.2.1 CP Satisfaction Letter Clause 5.3 Deadlock Situation Clause 8.6 Disclosing Party Clause 13.2.3 Disclosure Letter Article III Company Environmental Permits 3.13(cClause 7.6 Execution Date Preamble FIRC Schedule 7, Part A, paragraph 2 Fourth Closing Bank Guarantee Clause 4.2.2 Fourth Closing Bank Guarantee Cancellation Letter Clause 4.2.2(g) Company Financials 3.4(bImmovable Properties Schedule 8, paragraph 11.1 Indemnified Party Clause 11.1 Indemnifying Party Clause 11.1 Indemnity Claim Clause 11.1 Long Stop Date Clause 5.2.1 Losses Clause 11.1 Managing Director Clause 8.1.1 SHARE PURCHASE AND SHAREHOLDERS’ AGREEMENT E-STAMP PAPER #: SUBIN-KAKACRSFL0897652837512029O EXECUTION COPY DEFINED TERM PROVISION Notice Clause 18.1 Operational Matters Clause 8.1.2 Parties Preamble Party Preamble Proprietary Information Clause 13.1.1 Purchaser Preamble Purchaser Directors Clause 8 Purchaser EoD Clause 4.1.5 Purchaser Representations and Warranties Clause 7.3 RBI Schedule 6, Part B, paragraph 3.8 Receiving Party Clause 5.3 Redemption Price SCHEDULE 11 Remaining Purchase Price SCHEDULE 10, Part B Rescheduled Third Closing Clause 4.2.1(f) Company Material Contract 3.17(aReserved Matters Clause 9.1 Second Closing Bank Guarantee Clause 4.1 Second Closing Bank Guarantee Cancellation Letter Clause 4.1.7 Seller Representations and Warranties Clause 7.4 Sellers Preamble Survival Period Clause 11.7.1 Third Closing Bank Guarantee Clause 4.2.1 Third Closing Bank Guarantee Cancellation Letter Clause 4.2.1(g) Company Third Closing Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Price SCHEDULE 10, Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1SHARE PURCHASE AND SHAREHOLDERS’ AGREEMENT E-STAMP PAPER #: SUBIN-KAKACRSFL0897652837512029O EXECUTION COPY

Appears in 1 contract

Sources: Share Purchase and Shareholders’ Agreement (Kaleyra, Inc.)

Additional Defined Terms. The In addition to the terms defined in Section 1.1, each of the following capitalized terms shall have the respective meanings set forth is defined in the respective Sections of this Agreement Section set forth opposite each such respective terms belowterm: 401(k) Plan 6.9(bActual Earnings 2.3(c)(i) Agreement Preamble Antitrust Restraint 6.6(eAnnual Financials 4.6(a) Certificate of Designations 3.1(bAnnual Period 2.3(c)(ii) Certificate of Merger 2.2 Certificates 2.8(cAudits 4.9(e) Change of Recommendation ▇▇▇▇▇ Preamble Burdensome Condition 6.3 ▇▇▇▇▇▇▇ Preamble Buyer Preamble Buyer Agreements 5.2 Buyer Disclosure Schedules Preamble to Article V Buyer Indemnitees 8.1 Buyer Losses 8.1 Cap Amount 8.5(c)(iii) Claim Notice 6.3(d)(ii8.3 Claims Period 8.5(a) Closing 2.2 3.1 Closing Date 3.1 Closing Payment 2.2 Code 2.8(dCompany Recitals Confidentiality 6.8 Cumulative Actual Earnings 2.3(c)(iii) Company Cumulative Targeted Earnings 2.3(c)(iv) Earn-out Period 2.3(c)(v) Execution Date Preamble Company Balance Sheet 3.4(bFinal Loss 8.4(e) Company Charter Documents 3.1(bFinancial Statements 4.6(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cFirst Annual Period 2.3(c)(ii) Company Financials 3.4(bFirst Preliminary Statement 2.4(a) Company Material Contract 3.17(aFourth Annual Period 2.3(c)(ii) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) HUD 4.19 Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Party 8.3 Indemnifying Party 8.3 Leased Real Property 3.7(a4.17(a)(i) Medicare Part D 3.16(bLosses 8.5(d) Merger 2.1 Merger Sub Material Contracts 4.17(a) Measurement Date 2.3(c)(vi) ▇▇▇▇▇▇▇▇ Preamble Necessary Consents 3.3(cNon-Competition, Non-Solicitation and Confidentiality Agreements 3.2(a)(i)(G) Parent Outside Closing Date 9.1(b)(iii) Parties Preamble Parent Plans 6.9(dPersonal Data 4.16(b) Pre-Closing Tax Period 8.1(c) Preliminary Statement 2.4(c) Premium Earn-Out Payment 2.3(c)(vii) Premium Earn-Out Payment Date 2.3(c)(viii) Real Property Leases 4.17(a)(i) Related Person 4.8 Representatives 6.3(a6.6(a) Returns 3.6(b)(iResponse Period 8.4(a) RoHS 3.13(aSecond Annual Period 2.3(c)(ii) Section 262 2.7(aSecurities Act 5.6 Seller Agreements 4.2 Seller Disclosure Schedules Preamble to Article IV Seller Indemnitees 8.2 Seller Losses 8.2 Sellers Preamble Shares Recitals Split-Dollar Arrangements 4.24(a) Significant Customer 3.22(aTargeted Earnings 2.3(c)(ix) Significant Supplier 3.22(bThird Annual Period 2.3(c)(ii) SOX 3.4(aThird Party Action 8.4(a) Subsidiary Charter Documents 3.1(bThird Party Action Notice 8.4(a) Surviving Corporation 2.1 Tax 3.6(aTotal Premium Earned 2.3(c)(x) Taxes 3.6(aTreasury Regulations 4.9(g) Triggering Event 8.1True-Up Payment 2.3(c)(xi) Upfront Premium 2.3(c)(xii) Upfront Premium Allocation 2.3(c)(xiii) USA PATRIOT Act 4.15

Appears in 1 contract

Sources: Stock Purchase Agreement (HarborOne Bancorp, Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kAcquisition and Disposition Fee Shortfall 3.4(a)(i) Plan 6.9(bActual Closing Balance Sheets 3.2(b) Actual Closing Date Cash 3.2(b) Actual Closing Date Unpaid Indebtedness 3.2(b) Actual Closing Date Unpaid Transaction Expenses 3.2(b) Actual Closing Date Working Capital 3.2(b) Additional Indemnitor Preamble Additional Indemnitors Preamble Agreed Adjustments 3.2(d) Agreement Preamble Antitrust Restraint 6.6(eAHI Preamble AHI Disclosure Letter 5 AHI Principals Preamble Assumed Liabilities 2.1(d) Certificate of Designations 3.1(bBasket 11.4(a) Certificate of Merger 2.2 Certificates 2.8(cBusiness Intellectual Property 5.15(a) Cap 11.4(a) Change of Recommendation Notice 6.3(d)(ii8.9 Claim 11.5(a) Closing 2.2 4.1 Closing Contribution 3.1 Closing Date 2.2 Code 2.8(d4.1 Colony Preamble Consolidated Entities 5.11(a) Company Preamble Company Balance Sheet Contributed Assets 2.1(b) Covered Persons 8.11(c) Current Fee Participation Amount 3.4(a)(ii) Current Fee Participation Payment 3.4(a)(iii) Data Room 12.1(a) Dispute Period 3.4(f) DLA 12.1(a) Earnout Clawback 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials Earnout Consideration 3.4(b) Company Material Contract 3.17(aEarnout Consideration Statement 3.4(e) Company Purchase Plans 3.2(cEarnout Period 3.4(a)(iv) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time Estimated Closing Date Cash 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(aEstimated Closing Date Unpaid Indebtedness 3.2(a) Dissenting Stockholder 2.7(aEstimated Closing Date Unpaid Transaction Expenses 3.2(a) Effective Time 2.2 End Estimated Closing Date 8.1(bWorking Capital 3.2(a) Engagement Letter 3.14 Exchange Agent 2.8(aEstimated Closing Statement 3.2(a) Exchange Final Adjustment Amount 3.2(e) Final Closing Date Value 3.2(e) Financial Statements 5.11(a) First Minimum Funding Date 3.4(c) ▇▇▇▇▇▇▇▇ Trust Preamble FLSA 5.10(j) Fund 2.8(bCarried Interest 3.4(a)(v) Fairness Opinion 3.20 GAAP 3.4(bFund Costs 3.4(a)(vi) Governmental Authorizations 3.9 Hazardous Material 3.13(aFund Management Fees 3.4(a)(vii) Hazardous Materials Activities 3.13(bFund Placement Fees 3.4(a)(viii) Fund Transaction Fee Adjustment 3.4(a)(ix) Fundamental Representations 11.1 ▇▇▇▇ III Preamble ▇▇▇▇ III Board Recitals ▇▇▇▇ III Capital Contributions 3.4(a)(x) ▇▇▇▇ III Common Stock 7.5(a) ▇▇▇▇ III Indemnified Parties 6.10(aPersons 11.3 ▇▇▇▇ III OP Preamble ▇▇▇▇ III Preferred Stock 7.5(a) Key Employee Non▇▇▇▇ IV Recitals ▇▇▇▇ IV OP Recitals ▇▇▇▇ Plans 8.15(b) Government Entity 5.20(b) GP Claw-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bBack 3.4(a)(xi) GP Indemnification Costs 3.4(a)(xii) ▇▇▇▇▇▇▇ Capital Preamble HoldCo Recitals HoldCo to NewCo Pre-Closing Contributions 2.1(b) Imputed Fee Generation Amount 3.4(a)(xiii) Independent Directors 3.4(e) Leased Real Property 3.7(a5.16(a) Medicare Part D 3.16(bMaterial Contracts 5.13(a) Merger 2.1 Agreement Recitals Merger Exchange Ratio Recitals Merger Sub Recitals NewCo Recitals NewCo Interests Recitals Notice of Disagreement 3.4(f) Objection 3.2(d) Objection Notice 3.2(c) OP Merger Recitals Offer Employee 8.15(a) Offer Letter 8.15(a) Personal Information 5.22 Post-Closing Statement 3.2(b) Post-Merger OP Operating Agreement Recitals Pre-Merger OP Operating Agreement Recitals Proxy Statement 8.8(a) Real Property Leases 5.16(a) Recommendation 7.2(b) REIT Merger Recitals Requisite ▇▇▇▇ III Stockholder Approval 7.2(a) Retained Assets 2.1(c) Retained Liabilities 2.1(e) Special Committee Recitals Sponsor Preamble Necessary Consents 3.3(cSponsor Indemnified Persons 11.2 Sponsor Indemnifying Parties 11.3 Sponsor Representative Agreement 12.4(b) Parent Sponsor to HoldCo Pre-Closing Contributions 2.1(a) Sponsors Preamble Parent Plans 6.9(dThird Party Claim 11.6(a) Representatives 6.3(aTotal Consideration 3.1 Transferred Books and Records 2.1(b)(iv) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Unreturned ▇▇▇▇ III Capital Contributions 3.4(a)(xiv)

Appears in 1 contract

Sources: Contribution Agreement (Griffin-American Healthcare REIT III, Inc.)

Additional Defined Terms. The For the purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections of indicated Section in this Agreement set forth opposite each such respective terms belowAgreement: 401(k“Accounting Arbitrator” 2.4(c) Plan 6.9(b“Agreement” Introduction “Ancillary Documents” 3.1(a) Agreement Preamble Antitrust Restraint 6.6(e“APBO” 5.6(d)(iv)(B) Certificate of Designations “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) Certificate of Merger “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 Certificates 2.8(c“Final Closing Statement” 2.4(a) Change of Recommendation Notice 6.3(d)(ii“Final Purchase Price” 2.4(a) Closing 2.2 Closing Date 2.2 Code 2.8(d“Financial Statements” 3.5(a) Company Preamble Company Balance Sheet 3.4(b“Finalization Date” 2.4(e) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(aProperty” 3.10(d) Medicare Part D 3.16(b“Material Contracts” 3.11(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c“Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) Parent Preamble Parent Plans 6.9(d“Owned Real Property” 3.10(c) Representatives 6.3(a“Parties” Introduction “Payoff Letters” 7.2(d) Returns 3.6(b)(i“Permit” 3.8(a) RoHS 3.13(a“Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 262 2.7(a338 Allocation Schedule” 8.7(a) Significant Customer 3.22(a“Section 338 Elections” 8.7(a) Significant Supplier 3.22(b“Section 338 Regulations” 8.7(a) SOX 3.4(a“Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) Subsidiary Charter Documents 3.1(b“Seller’s Pension Plan” 5.6(d)(i)(B) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1“Seller’s VEBAs” 5.6(d)(iv)(B)

Appears in 1 contract

Sources: Stock Purchase Agreement

Additional Defined Terms. The In this Agreement, the following capitalized terms shall have the respective meanings specified or referred to in the Section set forth in below and shall be equally applicable to both the respective Sections of this Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(bsingular and plural forms. Accountants 2.11 Acquisition Proposal 7.2(a) Agreement Preamble Antitrust Restraint 6.6(eAllocation Schedule 2.9 Authorized Action 11.15(b) Certificate of Designations 3.1(bBenefits Continuation Period 8.3(a) Business Recitals BAA 5.23(i) CARES Funds 5.5(k) Certificate of Merger 2.2 2.3(b) Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii2.8(b) Closing 2.2 2.3(a) Closing Date 2.2 Code 2.8(d2.3(a) Closing Statement 2.12 Company Preamble Company Balance Sheet 3.4(bRepresentative 7.2(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(eTransfer Agent 2.8(b) Continuing Employees 6.9(d8.3(a) Cutoff Time 3.2(aCustomer Contract Forms 5.12(e) Delaware Law RECITALS D&O Indemnified Parties 8.4(a) Data Room 1.3(a) Designated Courts 11.4(a) Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) 2.17 Effective Time 2.2 End Date 8.1(b2.3(a) Engagement Letter 3.14 Employees 5.16(a) Enforceability Exception 4.1 Equityholder Materials 7.6(a) Equityholder Notice 7.6(b) Equityholder Representative Preamble Escrow Fund 2.7(b) Estimated Merger Consideration 2.10 Exchange Agent 2.8(a) Exchange Fund 2.8(bAgent Agreement 2.8(a) Fairness Opinion 3.20 GAAP 3.4(bFinancial Statements 5.5(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aIndependent Contractors 5.16(b) Hazardous Materials Activities 3.13(bIdentified Information 5.23(j) Indemnified Parties 6.10(aInterim Balance Sheet 5.5(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIT Systems 5.23(f) Leased Real Property 3.7(a5.14(b) Medicare Part D 3.16(bLeases 5.14(b) Letter of Transmittal 2.8(b) Licenses 5.10(b) Material Contracts 5.12(a) Merger 2.1 Recitals Merger Sub Preamble Necessary Consents 3.3(cNegative Adjustment 2.11(a)(ii) Parent Non-Competition Period 8.6 Non Party Affiliates 11.17 Non-Solicitation Period 8.7(b) Objections Statement 2.12 Outside Date 10.1(b)(i) Parties Preamble Parent Party Preamble Preliminary Statement 2.10 Purchaser Preamble Purchaser Benefit Plans 6.9(d8.3(b) Representatives 6.3(aPurchaser RSUs 8.3(d) Returns 3.6(b)(iReleased Claims 8.12(a) RoHS 3.13(aReleased Parties 8.12(a) Section 262 2.7(aReleasors 8.12(a) Significant Customer 3.22(aRepresentative Losses 11.15(d) Significant Supplier 3.22(bRequisite Vote 5.3(c) SOX 3.4(aRetention Pool 8.3(d) Subsidiary Charter Documents 3.1(bSEC 2.6(b) Specified Individuals 8.7(b) Subcontractor BAA 5.23(i) Surviving Corporation 2.1 Tax 3.6(aTail Insurance Policy 8.4(b) Third Party Intellectual Property 5.13(b) Transfer Taxes 3.6(a8.2(d) Triggering Event 8.1TriNet PEO 5.16(a) Unexercised Securities 2.8(b) Vested Optionholder 2.11(b) Work Interference 5.16(d)

Appears in 1 contract

Sources: Merger Agreement (Veradigm Inc.)

Additional Defined Terms. The In addition to the terms defined in Section 1.01, the following capitalized terms shall have the respective meanings set forth are defined in the respective Sections corresponding Section of this Agreement set forth opposite each such respective terms below: 401(kAgreement. Term Section Accounting Firm 3.03 (b) Plan 6.9(bAccounts Receivable 5.05 (f) Adjustment Escrow Account 2.06 (a) Adjustment Escrow Amount 2.05 (a)(i) Adjustment Escrow Shortfall 2.06 (b)(ii) Agreement Preamble Antitrust Restraint 6.6(eAsset Purchase 2.02 Asset Seller Preamble Audited Balance Sheet Date 5.05 (a) Certificate of Designations 3.1(bAudited Financial Statements 5.05 (a) Certificate of Merger 2.2 Certificates 2.8(cAuthorized Action 12.15 (c) Change of Recommendation Notice 6.3(d)(ii▇▇▇▇▇ 4.06 Business Recitals Business Intellectual Property 5.12 (a) Buyer Preamble Buyer Disclosure Schedules Article 6 Buyer Indemnified Persons 11.02 Buyer Plans 8.02 (b) Buyer Return 8.04 (b) Claims 8.05 (c) Closing 2.2 3.01 Closing Date 2.2 Code 2.8(d3.01 Closing Date Balance Sheet 3.03 (a) Company(ies) Recitals Company Benefit Plans 5.17 (a) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(bData 5.12 (h) Company Disclosure Letter Schedules Article III 5 Company Environmental Permits 3.13(cEmployees 5.16 (a) Company Financials 3.4(bIndemnified Parties 8.03 (a) Company Material Contract 3.17(aIntellectual Property 5.12 (a) Company Purchase Plans 3.2(cSubsidiaries 5.04 (a) Company SEC Reports 3.4(aSubsidiary Interests 5.04 (a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(eSystems 5.12 (f) Continuing Employees 6.9(dCompany Employee 8.02 (a) Cutoff Time 3.2(aData Policies 5.12 (i) Delaware Law RECITALS Dissenting Shares 2.7(aDefense Notice 11.05 (a) Dissenting Stockholder 2.7(aDisclosing Party 8.05 (d) Effective Time 2.2 End D&O Tail Policy 8.03 (c) EAR 5.24 (b) Equity Interests Recitals Equity Purchase 2.01 Equity Sellers Preamble Escrow Agent 2.05 (a)(i) Escrow Agreement 2.05 (a)(i) Escrow Amount 2.05 (a)(i) Estimated Closing Purchase Price 2.04 Estimated Closing Statement 2.04 Excluded Persons 8.06 (c) Existing Policies 11.06 (f) Final Closing Cash 3.03 (b) Final Closing Date 8.1(bStatement 3.03 (a) Engagement Letter 3.14 Exchange Agent 2.8(aFinal Closing Indebtedness 3.03 (b) Exchange Fund 2.8(bFinal Closing Working Capital 3.03 (b) Fairness Opinion 3.20 GAAP 3.4(bFinal Purchase Price 3.03 (b) Governmental Authorizations 3.9 Hazardous Material 3.13(aFinal Seller Transaction Expenses 3.03 (b) Hazardous Materials Activities 3.13(bFinancial Statements 5.05 (a) Former Holder 12.15 (b) ▇▇▇▇▇▇▇ ▇▇▇▇ 12.14 (a) Indemnity Escrow Account 2.06 (a) Indemnity Escrow Amount 2.05 (a)(i) Indemnified Parties 6.10(aParty 11.04 (a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Indemnifying Party 11.04 (a) Individual Breach 11.02 Insurance Policies 5.19 Interim Balance Sheet Date 5.05 (a) Interim Financial Statements 5.05 (a) IRS 5.17 (d) Lease Documents 3.7(b5.10 (a) Leased Real Property 3.7(a5.10 (a) Medicare Part D 3.16(bMaterial Contracts 5.13 (a) Merger 2.1 Merger Sub Material Customers 5.22 (a) Material IP Agreements 5.12 (a) Material Suppliers 5.22 (b) Multiemployer Plan 5.17 (a) Non-U.S. Benefit Plan 5.17 (a) Notice of Disagreement 3.03 (b) Party(ies) Preamble Necessary Consents 3.3(cPayoff Letters 3.02 (a)(vii) Parent Preamble Parent Plans 6.9(dPost-Closing Seller Employee Bonus Payments 8.04 (h) Privileged Communications 12.14 (a) Prop 65 5.23 (f) Purchase Price 2.03 (a) Receiving Party 8.05 (d) Registered Intellectual Property 5.12 (a) Releasee 8.05 (c) Releasor 8.05 (c) Representatives 6.3(a6.09 Restricted Period 8.06 (c) Returns 3.6(b)(iSales Tax Proceedings 8.04 (j)(i) RoHS 3.13(aSecurity Incident 5.12 (k) Section 262 2.7(aSeller Disclosure Schedules Article 4 Seller Group 12.14 (a) Significant Customer 3.22(aSeller Indemnified Persons 11.03 Seller Return 8.04 (a) Significant Supplier 3.22(bSeller Transaction Expenses Certificate 3.02 (a)(xvii) SOX 3.4(aSellers Preamble Sellers’ Representative 12.15 (a) Subsidiary Charter Documents 3.1(bSenior Employee Agreements Recitals State Sales Tax Liabilities 8.04 (j) Surviving Corporation 2.1 State Sales Tax 3.6(aLiability Proceedings 8.04 (j)(i) Taxes 3.6(aSuccessor Holder 12.15 (b) Triggering Event 8.1Tax Escrow Account 2.06 (a) Tax Escrow Amount 2.05 (a)(i) Territory 8.06 (c) Third Person 11.05 (a) Third Person Claim 11.05 (a) Transaction Expenses 12.01 (a) VCG Assignment and Assumption Agreement 3.02 (a)(ii) VDA 8.04 (j) VDA Proceeding 8.04 (j) Vionic Entities Recitals Vionic Group Recitals Vionic International Recitals Warrant Cancellation Agreement Recitals Weil Recitals

Appears in 1 contract

Sources: Equity and Asset Purchase Agreement (Caleres Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth are defined elsewhere in this Agreement in the respective Sections of this Agreement set forth opposite each such respective terms belowand on the pages indicated: 401(kAct 1.13 3 Affiliate 1.1 2 Class A Common Stock Recitations 1 Class B Common Stock Recitations 1 Class A Preferred Stock Recitations 2 Class B Preferred Stock Recitations 1 Commission 4.2(a) Plan 6.9(b22 Common Stock 1.6 2 Company Introduction 8 Control 1.7 2 Controlled by 1.7 2 Demanding Holders 4.2(a) Agreement Preamble Antitrust Restraint 6.6(e22 Demand Notice 4.2(a) Certificate of Designations 3.1(b22 Demand Registration Period 4.3(a) Certificate of Merger 2.2 Certificates 2.8(c23 Demand Registration Statement 4.2(a) Change of Recommendation Notice 6.3(d)(ii22 Demand Securities 4.2(a) Closing 2.2 Closing Date 2.2 Code 2.8(d22 Derivative Securities 1.8 2 Exchange Act 4.3(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company 27 Existing Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Recitations 1 ▇▇▇▇▇▇▇▇ Introduction 1 ▇▇▇▇▇▇▇▇ Class B Preferred Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Recitations 1 ▇▇▇▇▇▇▇▇ Common Shares Recitations 1 ▇▇▇▇▇▇▇▇ Securities 1.29 4 ▇▇▇▇▇▇▇▇ Shares Recitations 1 Holdings Introduction 1 in Control of 1.7 2 Indemnified Parties 6.10(a4.3(d) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b27 Indemnifying Party 4.3(f) Leased Real Property 3.7(a28 Initial Parties Introduction 1 Initial Party Introduction 1 Initial Public Offering 1.13 3 Permitted Transferee 1.23 4 Person 1.24 4 Piggyback Shares 4.1 21 Registered Securities 4.3(c)(ii)(D) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.124 Registering Parties 4.1 21 Registration Statement 4.1 21 Securities Recitations 4 Shares Recitations 1 Third Party Securities 4.1 21 under common Control with 1.7 2 Underwriter’s Cutback 4.1 21 Warrants Recitations 1 Whitney Introduction 1 Whitney Class B Preferred Shares Recitations 1 Whitney Common Shares Recitations 1 Whitney Investor Introduction 1 Whitney Management 1.33 5 Whitney Parties 1.35 5 Whitney Securities 1.29 4 Whitney V Recitations 1

Appears in 1 contract

Sources: Stockholders’ Agreement (RBC Bearings INC)

Additional Defined Terms. The Each of the following capitalized terms shall have the respective meanings set forth is defined in the respective Sections of this Agreement Section set forth opposite each such respective terms belowterm: 401(k) Plan 6.9(b) Acquisition Proposal 7.1 Affiliated Persons 4.22 Adjusted Purchase Price 2.2 Agreement Preamble Antitrust Restraint 6.6(eLaws 7.3(b) Certificate of Designations 3.1(bAntitrust Order 7.3(b) Certificate of Merger 2.2 Certificates 2.8(cCanadian Subsidiary 8.2(d) Change of Recommendation Notice 6.3(d)(iiCap 11.3(b) Cash Shortfall 2.4(g) Closing 2.2 2.3 Closing Date 2.2 Code 2.8(d2.3 Closing Date Balance Sheet 2.4(c) Closing Date Statement 2.4(c) Company Preamble Company Balance Sheet 3.4(bEmployee Plans 4.14(a) Company Charter Documents 3.1(bIndemnified Parties 7.5(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIntellectual Property 4.13(b) Company Financials 3.4(bLeases 4.10(b) Company Material Contract 3.17(aContracts 4.16(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Permits 4.21 Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) 6.2 Continuing Employees 6.9(d7.7 Disclosure Supplement 13.7 Dispute 11.2(a) Cutoff Time 3.2(aEmployee Benefit Plan 4.14(a) Delaware Environmental Law RECITALS Dissenting Shares 2.7(a4.12(b) Dissenting Stockholder 2.7(aERISA 4.14(a) Effective Time ERISA Affiliate 4.14(a) Escrow Amount 2.2 End Estimated Closing Date 8.1(bBalance Sheet 2.4(a) Engagement Letter 3.14 Exchange Agent 2.8(aEstimated Excess Cash 2.4(a) Exchange Fund 2.8(bEstimated Working Capital 2.4(a) Fairness Opinion 3.20 GAAP 3.4(bExcess Cash 2.4(g) Governmental Authorizations 3.9 Excess Working Capital 2.4(h) Expiration Date 11.3(a) Financial Statements 4.6(a) Firm 13.14 Hazardous Material 3.13(aSubstance 4.12(c) Hazardous Materials Activities 3.13(bHealthcare Reform Law 4.14(l) Indemnified Parties 6.10(aPerson 11.2(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Person 11.2(b) Leased Real Initial Closing Date Certificate 2.4(a) Intellectual Property 3.7(a4.13(a) Medicare Part D 3.16(bIRS 4.14(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cIP Contracts License Agreement 4.13(h) 4.13(d) Members’ Representative 13.13(a) Most Recent Balance Sheet 4.6(a) Notice of Claim 11.2(a) Outside Date 9.1(b) Parent Preamble Parent Plans 6.9(dParties Preamble Party Preamble Pre-Closing Period 6.1 Pro Rata Share 11.1(a) Representatives 6.3(aProprietary Information 13.1(a) Returns 3.6(b)(iPurchase Price 2.2 Purchaser Preamble Purchaser Disclosure Schedule Article V Purchaser Employee Plan 7.7 Purchaser Indemnified Persons 11.1(a) RoHS 3.13(aPurchaser Indemnification Claim 11.1(a) Section 262 2.7(aRequisite Member 13.13(d) Significant Customer 3.22(aSeller Indemnified Persons 11.1(b) Significant Supplier 3.22(bSeller Indemnification Claim 11.1(b) SOX 3.4(aSeller Objections 2.4(e) Seller Preamble Subsidiary Charter Documents 3.1(b4.5(a) Surviving Corporation 2.1 Tax 3.6(aThird Party Claim 11.2(b) Taxes 3.6(aThird Party Intellectual Property 4.13(h) Triggering Event 8.1Third Party Notice 11.2(b) Top Merchants 4.23(a) Top Referral Partners 4.23(a) Top Vendors 4.23(a) Transaction Preamble Working Capital Shortfall 2.4(h)

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Vantiv, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 401(kAcquisition Proposal 5.4(a) Plan 6.9(bAgent Indemnification Expenses 8.7(d)(vii) Agent Interpleader Expenses 8.7(d)(vi) Agreement Preamble Antitrust Restraint 6.6(e) Balance Sheet Date 3.7 California Commissioner 3.28 California Permit 3.6 Certificate of Designations 3.1(bIncorporation 3.1(a) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii2.3 Charter Documents 3.1(a) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Authorizations 3.18 Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(bGenerated Product 2.12(a) Company Material Contract 3.17(aAdverse Effect 8.2(b) Company Purchase Plans 3.2(cProducts 3.14(d) Company SEC Reports 3.4(aRegistered Intellectual Property 3.14(b) Company Stockholder Approval 3.3(aRestated Certificate 3.1(a) Company Stockholders’ Meeting 6.2(aStock Certificates 2.9(b)(ii) Confidentiality Conflict 3.5(a) Consent Solicitation 6.1(d) Consultant Proprietary Information Agreement 6.4(a3.14(s) Continuation Notice 6.3(eContaminants 3.14(bb) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Contingent Merger Consideration 2.12 Current Balance Sheet 3.7 Delaware Law RECITALS 2.1 Director and Officer Resignation Letter 6.10(b) Disclosure Schedule Article III Dissenting Share Payments 2.8(c) Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a2.8(a) Effective Time 2.2 End 2.3 Election Deadline 2.7(h) Election Form Record Date 8.1(b2.7(h) Engagement Letter 3.14 Exchange Employee Proprietary Information Agreement 3.14(s) Environmental Permits 3.21(c) Escrow Agent 2.8(aPreamble Escrow Fund 8.7(a) Escrow Period 8.7(b) Excess Shares 2.7(g) Exchange Fund 2.8(bDocuments 2.9(b)(ii) Fairness Opinion 3.20 GAAP 3.4(bHearing Law 3.6 Final Surviving Entity 2.1 Financials 3.7 First Milestone Issue Date 2.12(a) Form of Election 2.7(h) Fundamental Change 2.12(e) Governmental Authorizations 3.9 Entity 3.6 Hazardous Material 3.13(a3.21(a) Hazardous Materials Activities 3.13(b3.21(b) IND 2.12(a) Indemnified Parties 6.10(a8.2(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnified Party 8.2(a) Leased Real Property 3.7(aIndemnifying Party 8.5(a) Medicare Part D 3.16(bInformation Statement 6.1(a) Initial Merger 2.1 Consideration 2.7(d) Integrated Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Recitals Interim Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.12.1

Appears in 1 contract

Sources: Agreement and Plan of Merger and Reorganization (Supergen Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms below: 401(kAAA Rules and Procedures 8.4(a) Plan 6.9(bArbitration 8.4(a) Agreement Assets 3.8(a) Audited Financial Statements 3.5(a) Award 8.4(a) Balance Sheet 3.5(a) Business Recitals Business Partners 3.10(a) Buyer Preamble Antitrust Restraint 6.6(eBuyer Exempt Claim 6.6(c) Buyer Fundamental Representations 6.1(a) Buyer Indemnified Persons 6.2 CFO Closing Certificate of Designations 3.1(b2.3(g) Certificate of Merger 2.2 Certificates 2.8(cClaim Amount 6.7(d) Change of Recommendation Claim Notice 6.3(d)(ii6.4(a) Closing 2.2 Closing Date 2.2 Code 2.8(dPreamble Closing Date Cash Payment 2.5(a)(i) COBRA 3.14(b) Common Stock 3.3(a) Company Preamble Company Benefit Plan 3.14(a) Company Fundamental Representations 6.1(a) Company Software 3.23(a)(vi) Covered Sellers 7.1(a) Deductible 6.6(a) Dispute 8.4(a) Earnout Consideration 2.5(b)(i) ERISA Affiliate 3.14(a) Etailz Preamble Financial Statements 3.5(a) Fraud Claims 6.6(b) Fundamental Rep Cap 6.6(d) Geographic Areas 3.1(c) Indemnification Period 6.1(a) Indemnified Person 6.4(a) Indemnifying Person 6.4(a) Interim Balance Sheet 3.4(b3.5(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a3.7(b) Medicare Part D 3.16(bMediation 8.4(a) Merger 2.1 Merger Sub Objection Notice 6.4(b) Open Source Code 3.23(f) Operating Income Statement 2.5(b)(ii) Owned Intellectual Property 3.23(a) Preferred Stock 3.3(a) Privacy Policies 3.23(h) Proprietary Information 7.3 Released Claims 8.12(a) Released Parties 8.12(a) Seller Preamble Necessary Consents 3.3(cSeller Fundamental Representations 6.1(a) Parent Seller Indemnified Persons 6.3 Sellers’ Representative Preamble Parent Plans 6.9(dShares Recitals Standard Cap 6.6(c) Representatives 6.3(aThird Party Claim 6.4(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.17.2(d)

Appears in 1 contract

Sources: Share Purchase Agreement

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in on the respective Sections pages of this Agreement set forth opposite each such respective terms indicated below: 401(k280G Approval 6.3(c) Plan 6.9(b280G Payments 6.3(c) Acquisition Proposal 5.11 Acquisition Sub Preamble Agreed Claims 10.4(g) Agreement Preamble Agreement Date Preamble Allocation Certificate 6.8 Antitrust Restraint 6.6(eFilings 6.2(a) Certificate of Designations 3.1(bAudited Balance Sheet 3.9(b) Audited Balance Sheet Date 3.9(b) Audited Financial Statements 3.9(b) California Stockholder Approval 3.8 Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) 2.4 Claims 10.4 CLIA 1.1 Closing 2.2 2.4 Closing Date 2.2 Code 2.8(d2.4 Closing Working Capital Estimate 2.17(a) Company Preamble Company Balance Sheet 3.4(b) Board Approval 3.5 Company Charter Documents 3.1(bCertificate 2.10(e) Company Disclosure Letter Article III Schedule 3.0 Company Environmental Permits 3.13(cDisclosure Schedules 3.0 Company Option 2.13(a) Company Financials 3.4(bPreferred Stock 2.10(b) Company Material Contract 3.17(aRepresentative 5.11 Company Software 3.18(l) Company Purchase Plans 3.2(cThird Party Consents 6.3(b) Company SEC Reports 3.4(aWarrant 2.14(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aWarrant Documents 2.12(a) Confidentiality Agreement 6.4(a5.9 Corporate Stockholder Approval 3.8 D&O Cap 6.4(b) Continuation Notice 6.3(eDelivered Tax Returns 3.22(a) Continuing Employees 6.9(dDGCL Preamble Disclosure Statement 5.8(a) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) 2.15 Dissenting Stockholder 2.7(aStockholders 2.15 DOJ 6.2(a) Effective Time 2.2 End Date 8.1(b2.4 Employee Pension Benefit Plan 3.15(h) Engagement Letter 3.14 Exchange Employee Plan 3.15(h) Employee Welfare Benefit Plan 3.15(h) Environmental Approvals 3.21(e) Environmental Reports 3.21(f) Escrow Agent 2.8(a2.16 Escrow Agreement 2.16 Escrow Fund 2.16 Estimated Working Capital Surplus 2.17(b) Exchange Fund 2.8(bFDA Requirements 3.19(a) Fairness Opinion 3.20 GAAP 3.4(bFinal Working Capital 2.17(e) Governmental Authorizations 3.9 Hazardous Material 3.13(aFirm 11.9 FTC 6.2(a) Hazardous Materials Activities 3.13(bFundamental Representations 10.2(a)(ii) HSR Act 6.2(a) Indemnified D&Os 6.4(a) Indemnified Parties 6.10(a10.1(a) Key Employee NonInterim Balance Sheet 3.9(b) Interim Balance Sheet Date 3.9(b) Interim Financial Statements 3.9(b) In-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bthe-Money Company Option 2.13(a) In-the-Money Company Warrant 2.14(a) Leased Real Property 3.7(a3.14(a) Medicare Part D 3.16(bLetter Amendment Premable Letter of Transmittal 2.12(a) License Agreement 3.16(a)(xi) License Agreements 3.16(a)(xi) Majority Effective Time Holders 9.1(c) Measurement Date 1.1 Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cOption Cancellation Agreement 2.13(c) Organizational Documents 3.3 Out-of-the-Money Company Option 2.13(b) Out-of-the-Money Company Warrant 2.14(b) Outside Date 8.1(b) Parent Preamble Parent Plans 6.9(dClosing Balance Sheet 2.17(c) Parent Representatives 6.3(a5.9 Parent Working Capital Determination 2.17(c) Returns 3.6(b)(iParent Working Capital Statement 2.17(c) RoHS 3.13(aPaying Agent 2.11(a) Section 262 2.7(aPaying Agent Agreement 2.11(a) Significant Customer 3.22(aPayment Fund 2.11(a) Significant Supplier 3.22(bPre-Closing Period 6.1 Preliminary Closing Balance Sheet 2.17(a) SOX 3.4(aPreliminary Closing Statement 2.17(a) Prior Merger Agreement Preamble Related Agreements 3.5(a) Seller Group 11.19 Series D Stock 1.1 Special Representations 10.2(a)(iii) Specified Representations 10.2(a)(iii) ▇▇▇▇▇ Law 3.12(b) Stockholder Approval 3.8 Stockholder Meeting 5.8(b) Straddle Period 1.1 Subsidiary Charter Documents 3.1(bSecurities 3.2(b) Surviving Corporation 2.1 Tax 3.6(aSurvival Date 10.3(a) Taxes 3.6(aThird Party Claim 10.4(b) Triggering Event 8.1Working Capital Deficit 2.17(f) Working Capital Objection Period 2.17(e) Working Capital Objection Statement 2.17(e) Working Capital Surplus 2.17(f)

Appears in 1 contract

Sources: Agreement and Plan of Merger (Myriad Genetics Inc)

Additional Defined Terms. The In addition to the terms defined in Section 1.1 above, the following capitalized additional defined terms shall have the respective meanings set forth are defined in the respective Sections of this Agreement Section set forth opposite each such respective terms term below: 401(kA&S Preamble Accountant 2.4(b) Plan 6.9(bAcquisition Claim 9.9 Action 3.11 Affiliate Transactions 3.19 ASKL Recitals ASREH Preamble Audited Financial Statements 3.8(a) Agreement Preamble Antitrust Restraint 6.6(eBalance Sheet Date 3.8(b) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Business Recitals Claim Notice 6.3(d)(ii) 9.6 Closing 2.2 2.1 Closing Date 2.2 Code 2.8(d7.1 Company(ies) Company Preamble Company Balance Sheet 3.4(bIntellectual Property 3.7(a) Company Charter Documents 3.1(bDeductible 9.4(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement Excluded Assets 6.4(a) Continuation Notice 6.3(eFinal Purchase Price 2.5(e) Continuing Employees 6.9(dFinancial Statements 3.8(b) Cutoff Time 3.2(aFundamental Cap 9.4(b) Delaware Law RECITALS Dissenting Shares 2.7(aGeneral Cap 9.4(b) Dissenting Stockholder 2.7(aHoldback Amount 2.3(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bHVEC Preamble Interim Financial Statements 3.8(b) Leased Real Property 3.7(a3.5(b) Medicare Part D 3.16(bLiability Policies 6.3 Licensed Intellectual Property 3.7(b) Merger 2.1 Merger Sub Material Customer 3.20(a) Material Supplier 3.20(b) Membership Interests Recitals M▇▇▇▇▇ & M▇▇▇▇▇ 10.15 Notice of Dispute 2.5(b) Open Claim 2.3(c) Owned Real Property 3.5(a) Permits 3.18(a) Pro-Rata Share 9.2(a) Proprietary Information 6.1(b) Purchase Price 2.2(a) Purchaser Preamble Necessary DEFINED TERM SECTION Purchaser Indemnified Parties 9.2(a) Records 6.2(a) Required Consents 3.3(c3.4 Resolution Period 2.5(b) Parent Run-Off Insurance Policies 6.3 Seller or Sellers Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(aSeller Indemnified Parties 9.3 Seller Representative Preamble Sellers’ Account 2.2(b)(iv) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Recitals Third-Party Claim 9.7 WARN 3.16(b)

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Celadon Group Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(b) Defined Term Section Agreement Preamble Antitrust Restraint 6.6(eApproved Sale 6.3(a) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Board 3.2 Company Preamble Company Balance Sheet 3.4(bCovered Persons 5.6(a) Company Charter Documents 3.1(bNotice 6.2(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(cROFR Period 6.2(b) Company Financials 3.4(bDefined Term Section Confidential Information 4.1(d) Company Material Contract 3.17(aCo-Sale Notice 6.4(a) Company Purchase Plans 3.2(cCo-Sale Participant 6.4(b) Company SEC Reports 3.4(aCo-Sale Right 6.4(b) Company Stockholder Approval 3.3(aDeutsch Preamble Disqualification Event 5.6(a) Company Founder Preamble Founder Directors 5.2(a) Founder Shares 5.1(a) ▇▇▇▇▇▇▇▇▇ Preamble Holder Violation 3.8(b) Initiating Holders 3.2(a) Investor Preamble Investor Shares 5.1(b) Offer Notice 6.1(a) Overallotment Notice 6.2(e) Participating Stockholders 6.2(c) Participating Stockholders’ Meeting 6.2(e) Overallotment Notice Preferred Directors 5.1(b) Proposed Transfer Notice 6.2(b) Prospective Transferee 6.2(a) Confidentiality Purchase Agreement Recitals Requisite Stockholders 6.3(a) Right of First Refusal 6.2(a) Second Proposed Transfer Notice 6.2(c) Secondary Refusal Right 6.2(c) Secondary ROFR Notice 6.2(c) Secondary ROFR Period 6.2(c) Selling Stockholder 6.4(a) Continuation Notice 6.3(eShares 5.1(b) Continuing Employees 6.9(dStockholder Representative 6.3(a)(vii) Cutoff Time 3.2(aStockholder ROFR Period 6.2(c) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Stockholders Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax Suspension Period 3.6(a) Taxes 3.6(aTransfer Shares 6.2(a) Triggering Event 8.1Violation 3.8(a)

Appears in 1 contract

Sources: Stockholders’ Agreement (F45 Training Holdings Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k“Accrued Amounts” 6.5(f) Plan 6.9(b“Agreement” Preamble “Allocation” 6.4(b) Agreement “Ancillary Agreements” Recital E “Asset Level Allocation Statement” 6.4(b) “Assumed Liabilities” 2.3 “Bulk Sales Laws” 2.6 “Buyer Indemnitees” 9.1(d), 9.1(d) “Buyer Proprietary Information” 7.2(a) “Buyer” Preamble Antitrust Restraint 6.6(e“Claim Dispute Notice” 9.4(c) Certificate of Designations 3.1(b“Claim” 9.5 “Closing Date” 3.1 “Closing Effective Time” 3.2 “Closing” 3.1 “CMS” 4.18(i) Certificate of Merger “COBRA” 6.5(e) “Dispute Period” 9.4(c) “Excluded Assets” 2.2 Certificates 2.8(c“Excluded Liabilities” 2.4 “Final Judgment” 9.4(e) Change of Recommendation Notice 6.3(d)(ii“HIPAA” 1.1 “Joinder” 6.12(a) Closing 2.2 Closing Date 2.2 Code 2.8(d“M&A qualified beneficiaries” 6.5(e) Company “Material Contract” 4.12(a) “Nonassignable Assets” 2.5(c) “OFAC” 1.1 “Offer Letters” Recital D “Officer’s Claim Certificate” 9.4(a) “OIG” 4.18(i) “Party” Preamble Company Balance Sheet 3.4(b“Property Taxes” 2.9(c) Company Charter Documents 3.1(b“Public Offering” 6.13 “Purchased Assets” 2.1 “R&D Sponsor” 4.9(h) Company Disclosure Letter Article III Company Environmental Permits 3.13(c“Recovery Costs” 9.4(g) Company Financials 3.4(b“Recovery” 9.4(g) Company Material Contract 3.17(a“SEC” 4.22(f) Company Purchase Plans 3.2(c“Section” 1.3(c) Company SEC Reports 3.4(a“Security Incident” 4.10(b) Company Stockholder Approval 3.3(a“Seller Parent” Preamble “Seller Obligations” 10.15 “Seller Proprietary Information” 7.1(a) Company Stockholders’ Meeting 6.2(a“Seller” Preamble “Settlement Memorandum” 9.4(d) Confidentiality Agreement 6.4(a“Shares” 4.22(a) Continuation Notice 6.3(e“Termination Date” 11.1(e) Continuing Employees 6.9(d“Top Customer” 4.16(a) Cutoff Time 3.2(a“Top Supplier” 4.16(a) Delaware Law RECITALS Dissenting Shares 2.7(a“Transfer Taxes” 2.9(b) Dissenting Stockholder 2.7(a“Transfer” 6.12(a) Effective Time 2.2 End Date 8.1(b“Transferred Employee” 6.5(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1“Written Decision” 9.4(e)

Appears in 1 contract

Sources: Asset Purchase Agreement (Perspective Therapeutics, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms term below: 280G Approval 6.1(h) 280G Waiver 7.2(c)(i) 401(k) Plan 6.9(b6.14 Agents 6.2(a) Agreement Preamble Antitrust Restraint 6.6(eApplicable Expiration Date 8.1(a) Assumed Equity 2.7(f)(i) Audited Financials 3.7 Balance Sheet Date 3.7 California Commissioner 6.1(a) California Permit 6.1(a) Cancelled Equity 2.7(f)(ii) Cash Payment 2.7(f)(ii) CCC 2.8(a) Certificate of Designations 3.1(bIncorporation 3.1(a) Certificate of Merger 2.2 2.3(a) Certificates 2.8(cof Mergers 2.3(b) Change of Control Fees 6.10 Change of Recommendation Notice 6.3(d)(ii6.2(d)(ii) Charter Documents 3.1(a) Claim Certificate 8.5(a) Closing 2.1(c) Closing 2.2 Closing Date 2.2 Code 2.8(dClosing Working Capital 2.9(a)(i) Company Preamble Auditors 3.7 Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Authorizations 3.18 Company Disclosure Letter Schedule Article III Company Environmental Permits 3.13(cIndemnifiable Matters 8.2(b) Company Financials 3.4(bIndemnified Parties 8.2(b) Company Material Contract 3.17(aIndemnified Party 8.2(b) Company Purchase Plans 3.2(cIndemnifying Parties 8.2(a) Company SEC Reports 3.4(aIndemnified Party 8.2(a) Company Stockholder Approval 3.3(aRegistered Intellectual Property 3.15(a) Company Stock Certificates 2.10(b)(ii) Company Stockholders’ Meeting 6.2(a6.1(g) Confidentiality Agreement 6.4(aCompany’s Closing Working Capital Statement 2.9(a)(i) Continuation Notice 6.3(eConflict 3.5 Consent and Modification Fees 6.10 Contaminants 3.15(n) Continuing Employees 6.9(dContract Termination Fees 6.10 Current Balance Sheet 3.7 Current Parent SEC Filings 4.8 Director and Officer Resignation Letter 6.11(e) Cutoff Time 3.2(aDissenting Share Payments 2.8(c) Delaware Law RECITALS Dissenting Shares 2.7(a2.8(a) Dissenting Stockholder 2.7(a) DOJ 3.6 Effective Time 2.2 2.3(a) Election Notice 6.1(c) End Date 8.1(b9.1(b) Engagement Letter 3.14 Exchange Agent 2.8(aEscrow Agreement 2.10(a) Escrow Expenses 8.7(b) Excess Amount 2.10(c)(ii) Exchange Fund 2.8(bDocuments 2.10(b)(ii) Expiration Date 8.1(a) Fairness Opinion 3.20 GAAP 3.4(bHearing Law 6.1(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aFinal Adjusted Closing Cash Consideration 2.9(b)(v) Hazardous Materials Activities 3.13(bFinal Closing Working Capital 2.9(b)(iv)(C) Final Surviving Entity 2.1(b) Financials 3.7 Foreign Employees 3.23(i) FTC 3.6 Funded International Employee Plan 3.23(h) Indemnified Parties 6.10(a8.2(b) Key Employee NonIndemnifying Parties 8.2(b) Independent Accounting Firm 2.9(b)(iv)(B) Independent Accounting Firm Expenses 2.9(b)(iv)(B) Information Statement 6.1(a) In-Competition Licenses 3.15(i) Interim Financials 3.7 Interim Surviving Entity 2.1(a) IP Contracts 3.15(j) Lease Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b3.14(b) Leased Real Property 3.7(a3.14(a) Medicare Part D 3.16(bLetter of Transmittal 2.10(b)(i) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cLitigation Claim 3.19 Loss 8.2(a) Losses 8.2(a) Material Contract 3.16(a) Material Contracts 3.16(a) Objection Notice 8.5(b) Offer Letter 6.12(a) Out-Licenses 3.15(j) Parent Preamble Capital Stock 4.12(a) Parent Plans 6.9(dCertificate of Incorporation 4.1 Parent Charter Documents 4.1 Parent Disclosure Schedule Article IV Parent Indemnifiable Matters 8.2(a) Representatives 6.3(aParent Indemnified Parties 8.2(a) Parent Indemnified Party 8.2(a) Parent Indemnifying Parties 8.2(b) Parent Indemnifying Party 8.2(b) Parent Options 4.12(c) Parent Preferred Stock 4.12(a) Parent RSUs 4.12(c) Parent SEC Filings 4.8 Parent’s Closing Working Capital Statement 2.9(b)(i) Plexus 3.16(a)(x) Post-Closing Notice of Dispute 2.9(b)(ii) Pre-Closing Period 5.1 Pre-Closing Returns 3.6(b)(i6.16(a) RoHS 3.13(aPreliminary Closing Working Capital 2.9(a)(i) Proprietary Information Agreement 3.15(h) Representative Expenses 8.8(b) Section 262 2.7(a280G Payments 6.1(h) Significant Customer 3.22(aSection 409A 3.12(e) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Securities Act 4.8 Shortfall Amount 2.10(c)(i)

Appears in 1 contract

Sources: Agreement and Plan of Reorganization (Harmonic Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAdjustment Calculation 2.3(a) Plan 6.9(bAdjustment Notice 2.3(a) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Balance Sheet 3.5 Claim Notice 6.3(d)(ii9.3(a) Closing 2.2 2.4 Closing Balance Sheet 2.3(a) Closing Date 2.2 Code 2.8(d2.4 COBRA 3.16(b) Company Preamble Company Intellectual Property 3.13 Confidentiality Agreement 5.5(a) Contaminants 3.13 Contributor 3.13 Controlling Party 9.4(c) Dispute Notice 2.3(b) (a) Final Closing Net Working Capital 2.3(a) Financial Statements 3.5 Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Independent Accounting Firm 2.3(c) Initial Purchase Price 2.2 Interim Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) 3.5 Leased Real Property 3.7(a) Medicare Part D 3.12 Multiemployer Plan 3.16(b) Merger 2.1 Merger Sub Net Working Capital Target 2.3(e) Noncompetition Agreements 2.5(a) Noncontrolling Party 9.4(c) Owned Intellectual Property 3.13 Owned Real Property 3.12 Pension Plan 3.16(a) Purchase Price 2.2 Purchaser Preamble Necessary Consents 3.3(cPurchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 9.1 Qualified Plan 3.16(a) Parent Real Property 3.12 Restricted Persons 5.5(b) Securities Act 3.4(c) Seller Disclosure Schedule Article 3 Sellers Preamble Parent Plans 6.9(dSeller Releases 2.5(a) Representatives 6.3(aShares Preamble Social Media Account Names 3.13 Special Claim 9.4(b) Returns 3.6(b)(iStandards Body 3.13 Third Party Claim 9.4(a) RoHS 3.13(aThird Party Intellectual Property 3.13 Title IV Plan 3.16(b) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1WARN Act 3.17

Appears in 1 contract

Sources: Stock Purchase Agreement (Computer Task Group Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kDefined Term Section Accounts Receivable 2.1(b)(ii) Plan 6.9(bAccrued Payroll and Benefits 2.4(e) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Acquired Company Preamble Intellectual Property 3.10 Acquired Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a3.9(b) Medicare Part D 3.16(bAcquired Company Real Property 3.9(a) Merger 2.1 Merger Sub Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Necessary Consents 3.3(cApproval Notification 11.4(f) Parent Approval Order Defined Term Section Approval Order 5.3(a) Artek Preamble Parent Plans 6.9(dAssignment and Assumption Agreement 2.9(a)(ii) Representatives 6.3(aAssumed Liabilities 2.3 Aterian Preamble Bankruptcy Avoidance Actions 2.2(m) Returns 3.6(b)(iBidding Procedures Order 5.3(a) RoHS 3.13(a▇▇▇▇ of Sale 2.9(a)(i) Bonus Payments 10.1(e) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing 2.8 Closing Allocation Schedule 2.7 Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuation Period 10.1(c) Controlling Party 8.3(d) Control Notice 11.4(b) Deposit Agent 2.5(b)(i) Deposit Amount 2.5(b)(i) Dispute Notice 2.6(c)(ii) Environmental Authorizations 3.15(a) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schedule 2.7 Included Contracts 2.1(b)(iii) Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7 Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) Defined Term Section 262 2.7(aIP Assignments 2.9(a)(v) Significant Customer 3.22(aIP License Agreement 2.9(a)(v) Significant Supplier 3.22(bIsopetronate HL-44 Toll Manufacturing Agreement 5.21 Latin American Purchased Assets 2.10(d) SOX 3.4(aLease 3.9(b) Subsidiary Charter Documents 3.1(bLoss Compensation Claim 5.22(b) Surviving Corporation 2.1 Tax 3.6(aMarked Assets 5.15(b) Material Contracts 3.11(a) New Defined Benefit Plan 10.2(a) Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price 2.5(a) Purchased Assets 2.1(b) Purchased Intellectual Property 2.1(b)(vi) Purchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Sale Motion 5.3(a) Savings Plan 10.3(a) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Seller Marks 5.15(a) September ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Shared Accounts Payable 2.4(d) TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim 8.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer Taxes 3.6(a9.1(e) Triggering Event 8.1Transferred Employee 10.1(b) Transition Services Agreement 2.9(a)(ix) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21

Appears in 1 contract

Sources: Share and Asset Purchase Agreement (Chemtura CORP)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kDefined Term Section Adjustment Calculation Section 2.4(a) Plan 6.9(bAdjustment Notice Section 2.4(a) Affiliate Indemnified Party Section 11.2 Agreement Preamble Antitrust Restraint 6.6(eLaws Section 5.3(b) Certificate of Designations 3.1(bARIAD SWISSCO Balance Sheet Section 3.6(a)(i) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation ARIAD US Preamble Audited Consolidated Balance Sheets Section 5.8 Audited Consolidated Financial Statements Section 5.8 Carve Out Restructuring Section 5.7 Claim Notice 6.3(d)(iiSection 8.3(a) Closing Section 2.5 Closing Balance Sheet Section 2.4(a) Closing Date Section 2.5 Closing Date Payment Section 2.2 Closing Date 2.2 Code 2.8(dNet Cash Statement Section 2.4(a) Closing Net Working Capital Statement Section 2.4(a) Company Preamble Company Balance Sheet 3.4(bSection 3.6(a)(ii) Company Charter Documents 3.1(bInformation Section 11.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIntellectual Property Section 3.11(a) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aInterim Balance Sheet Section 3.6(a)(iii) Confidentiality Agreement 6.4(aSection 11.1(a) Continuation Period Section 10.1(a) Controlling Party Section 8.3(d) Dispute Notice 6.3(eSection 2.4(c)(ii) Continuing Employees 6.9(dEstimated Closing Net Cash Section 2.3(a) Cutoff Time 3.2(aEstimated Closing Net Working Capital Section 2.3(b) Delaware Law RECITALS Dissenting Shares 2.7(aFCPA Section 3.18 Final Closing Net Cash Section 2.4(f) Dissenting Stockholder 2.7(aFinal Closing Net Working Capital Section 2.4(f) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bFinancial Statements Section 3.6(a) Indemnified Parties 6.10(aParty Section 8.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party Section 8.3(a) Independent Accounting Firm Section 2.4(e) Initial Purchase Price Section 2.2 Leased Real Property 3.7(aSection 3.10(a) Medicare Part D 3.16(bMaterial Contracts Section 3.12(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Material Customers Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(bNon-controlling Party Section 8.3(d) SOX 3.4(aOther Consolidated Financial Statements Section 5.8 Purchase Price Section 2.2 Purchaser Preamble Purchaser Indemnified Parties Section 8.1 Real Property Leases Section 3.10(a) Resolution Period Section 2.4(e) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties Section 8.2 Subsidiary Charter Documents 3.1(bShares Section 3.4(b) Surviving Corporation 2.1 Swiss Tax 3.6(aRulings Section 9.1(a) Taxes 3.6(aThird Party Claim Section 8.3(b) Triggering Event 8.1Transferred Employees Section 10.1(a) Transferred Former Employees Section 10.1(a) Warranted Leased Real Property Section 3.10(b)

Appears in 1 contract

Sources: Share Purchase Agreement (Ariad Pharmaceuticals Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kDefined Term Section Adjustment Calculation Section 2.4(a) Plan 6.9(bAdjustment Notice Section 2.4(a) Affiliate Indemnified Party Section 12.2 Agreement Preamble Antitrust Restraint 6.6(eLaws Section 5.3(b) Certificate of Designations 3.1(bARIAD SWISSCO Balance Sheet Section 3.6(a)(i) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation ARIAD US Preamble Audited Consolidated Balance Sheets Section 5.8 Audited Consolidated Financial Statements Section 5.8 Carve Out Restructuring Section 5.7 Claim Notice 6.3(d)(iiSection 8.3(a) Closing Section 2.5 Closing Balance Sheet Section 2.4(a) Closing Date Section 2.5 Closing Date Payment Section 2.2 Closing Date 2.2 Code 2.8(dNet Cash Statement Section 2.4(a) Closing Net Working Capital Statement Section 2.4(a) Company Preamble Company Balance Sheet 3.4(bSection 3.6(a)(ii) Company Charter Documents 3.1(bInformation Section 12.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIntellectual Property Section 3.11(a) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aInterim Balance Sheet Section 3.6(a)(iii) Confidentiality Agreement 6.4(aSection 12.1(a) Continuation Period Section 10.1(a) Controlling Party Section 8.3(d) Dispute Notice 6.3(eSection 2.4(c)(ii) Continuing Employees 6.9(dEstimated Closing Net Cash Section 2.3(a) Cutoff Time 3.2(aEstimated Closing Net Working Capital Section 2.3(b) Delaware Law RECITALS Dissenting Shares 2.7(aFCPA Section 3.18 Final Closing Net Cash Section 2.4(f) Dissenting Stockholder 2.7(aFinal Closing Net Working Capital Section 2.4(f) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bFinancial Statements Section 3.6(a) Indemnified Parties 6.10(aParty Section 8.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party Section 8.3(a) Independent Accounting Firm Section 2.4(e) Initial Purchase Price Section 2.2 Leased Real Property 3.7(aSection 3.10(a) Medicare Part D 3.16(bMaterial Contracts Section 3.12(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Material Customers Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(bNon-controlling Party Section 8.3(d) SOX 3.4(aOther Consolidated Financial Statements Section 5.8 Purchase Price Section 2.2 Purchaser Preamble Purchaser Indemnified Parties Section 8.1 Real Property Leases Section 3.10(a) Resolution Period Section 2.4(e) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties Section 8.2 Subsidiary Charter Documents 3.1(bShares Section 3.4(b) Surviving Corporation 2.1 Swiss Tax 3.6(aRulings Section 9.1(a) Taxes 3.6(aThird Party Claim Section 8.3(b) Triggering Event 8.1Transferred Employees Section 10.1(a) Transferred Former Employees Section 10.1(a) Warranted Leased Real Property Section 3.10(b)

Appears in 1 contract

Sources: Share Purchase Agreement (Ariad Pharmaceuticals Inc)

Additional Defined Terms. The following capitalized In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k. Acquisition Financials 6.24 Additional Pay 6.8(a) Plan 6.9(bAffected Assets 6.12 Agreed Claims 8.6(e) Agreement Preamble Antitrust Restraint 6.6(eAllocation 3.3 Appraisal Value 6.12(b)(iii) Arbitrator 3.2(c)(i) Assumed Liabilities 2.3 Bifurcated Purchase Price 2.7(b) Business Permits 2.1(e) Carved-Out Assets 2.7(b) Carved-Out Assets and Liabilities 2.7(b) Casualty Loss 6.12 CCCL 10.11(c) Claim Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii8.6(a) Closing 2.2 3.4(a) Closing Date 2.2 Code 2.8(d3.4(a) Company Preamble Company Balance Sheet 3.4(bClosing Statement 3.2(a) Company Charter COBRA 6.8(f) Collateral Source 8.5(a) Combined Historical Summary 4.17(b) Comparable Position 6.8(a) Consent Decree Modification 6.3(m) Conveyance Documents 3.1(b3.4(b)(iii) Company Disclosure Letter Article III Company Environmental Permits 3.13(cConveyed Entity Contracts 4.6 Covered Assets and Persons 6.13(a) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans Disputed Amounts 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice Divestiture 6.3(e) Continuing Employees 6.9(dEmployee Benefit Plans 4.9(a) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b9.1(b)(ii) Engagement Letter 3.14 Exchange Agent 2.8(aEnvironmental Losses 8.8(b) Exchange Fund 2.8(bEnvironmental Release 8.8(b) Fairness Opinion 3.20 GAAP 3.4(bERISA 4.9(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aEstimated Closing Purchased St. Lucia Hydrocarbon Inventory Value 3.1(a) Hazardous Materials Activities 3.13(bEstimated Closing St. Lucia Working Capital 3.1(a) Estimated Closing Statement 3.1(a) Excluded Assets 2.2 Excluded Liabilities 2.4 Field Inspector 6.21(a) Final Purchase Price 3.2(d) Final Purchase Price Adjustment 3.2(d) Hess Foundation Parcel 6.23(b) Indemnified Parties 6.10(aParty 8.6(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 8.6(a) Leased Knowledge of Purchaser 1.5 Knowledge of Seller 1.5 Leftover Product 6.21(c) Notice of Objection 3.2(b) Owned Real Property 3.7(a4.5(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Permits 4.15 Port Reading Decommissioning 6.19

Appears in 1 contract

Sources: Purchase and Sale Agreement (Buckeye Partners, L.P.)

Additional Defined Terms. The following capitalized Other terms shall have the respective meanings set forth defined are in the respective Sections other parts of this Agreement set forth opposite each such respective terms indicated below: 401(k“Accountants” 5.17(d) Plan 6.9(b“Acquired Assets” 2.1 “Additional Third Party Generic License” 5.14(c) Agreement “Additional Third Party Patent License” 5.14(d) “Agreement” Preamble Antitrust Restraint 6.6(e“Allocation Schedule” 5.4(d) Certificate of Designations 3.1(b“Appraiser” 5.17(d) Certificate of Merger 2.2 Certificates 2.8(c“Assignment and Assumption Agreement” 2.3(a) Change of Recommendation Notice 6.3(d)(ii“Assumed Contractor Claims” 2.3(d) “Assumed Contracts” 2.1(c) “Assumed Liabilities” 2.3(a) “Assumed Material Contracts 3.15(b) “Assumed Payment Obligations” 2.3(d) “Assumed Trade Payables” 2.3(c) “Audit” 5.17(a) “Audit Notice” 5.17(a) “Average Trading Price” 2.5(a) “Balance Sheet” 3.6(a) “Balance Sheet Date” 3.5 “Business Property” 2.1(h) “Buyer” Preamble “Buyer Indemnitees” 6.1 “Chiltern” 2.8(m) “Claimant” 6.5(a) “Claim Certificate” 6.5(a) “Closing” 2.6 “Closing 2.2 Consideration” 2.5 “Closing Date” 2.6 “Closing Date Balance Sheet” 5.10(b) “Closing Shares” 2.5(a) “Commercialization Milestone Event” 5.13(a) “Commercialization Milestone Payment” 5.13(a) “Common Stock” 2.5(a) “Competitive Business Activity” 5.5(a) “Confidential Information” 5.2(b) “Confidentiality Agreement” 5.2(a) “Contractor” 2.3(d) “Contractor Release” 2.3(d) “Contractor Services” 2.3(d) “Damage Claims” 2.3(d) “Disclaimed Information” 3.24 “Dispute Notice” 5.17(d) “Disputed Item” 5.17(d) “Earn-Out Cap” 5.14(a) “Earn-Out Commencement Date” 5.14(a) “Earn-Out Payments” 5.14(b) “Effective Date” Preamble “Escrow Agent” 2.5(b) “Escrow Agreement” 2.5(b) “Escrow Shares” 2.5(b) “Exchange Act” 5.5(a) “Excluded Assets” 2.2 Code 2.8(d“Excluded Contracts” 2.2(a) Company “Excluded Liabilities” 2.4 “Existing Lease” 2.7(c) “Financial Statements” 3.5 “Generic Earn-Out Payments” 5.14(a) “Generic Earn-Out Period” 5.14(a) “General Product Failure” 5.16 “Holder” 5.19(d) “Inbound Licenses” 5.19(d) “IP Rights” 5.14(c) “IRCA” 3.9(e) “Lawsuit” 2.3(d) “Leased Premises” Definition of Lease “License/Transfer Payment” 5.15(a) “Material Contracts” 3.15(a) “Nonassignable Assets” 5.6(a) “Net Insurance Repayment” 6.4(b) “Oxford” 2.8(o) “Party” or “Parties” Preamble Company Balance Sheet 3.4(b“Patented Earn-Out Payments” 5.14(b) Company Charter Documents 3.1(b“Patented Earn-Out Period” 5.14(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c“PEO” 3.8(a) Company Financials 3.4(b“PEO Agreement” 3.8(a) Company Material Contract 3.17(a“Progress Report” 5.12(a) Company “Property Taxes” 5.4(f) “Public Company” 5.5(a) “Purchase Plans 3.2(cConsideration” 2.5 “Registrable Securities” 5.19(e) Company SEC Reports “Registration Expenses 5.19(c) “Registration Statement” 5.19(f) “Regulatory Permits” 3.18(a) “Release” 2.3(d) “Required Consents” 3.4(a) Company Stockholder Approval 3.3(a“Required Vote” 3.3(b) Company Stockholders’ Meeting 6.2(a“Respondent” 6.5(a) Confidentiality Agreement 6.4(a“Restricted Period” 5.5(a) Continuation Notice 6.3(e“Restricted Persons” 5.5(a) Continuing Employees 6.9(d“Restricted Territory” 5.5(a) Cutoff Time 3.2(a“SEC” 4.5 “SEC Documents” 4.5 “Seller” Preamble “Seller Indemnitees” 6.2 “Shelf Registration” 5.19(a) Delaware Law RECITALS Dissenting Shares 2.7(a“Shelf Registration Period” 5.19(b) Dissenting Stockholder 2.7(a“Subcontractors” 2.3(d) Effective Time 2.2 End Date 8.1(b“Successor Entity” 5.12(a) Engagement Letter 3.14 Exchange Agent 2.8(a“Termination Date” 7.1(b) Exchange Fund 2.8(b“Third Party (Sub)Licensee” 5.12(c) Fairness Opinion 3.20 GAAP 3.4(b“Transfer Taxes” 5.4(a) Governmental Authorizations 3.9 Hazardous Material 3.13(a“Transferred Worker” 5.7(a) Hazardous Materials Activities 3.13(b“WARN Act” 3.9(c) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1“Written Agreement” 5.12(c)

Appears in 1 contract

Sources: Asset Purchase Agreement (Cytori Therapeutics, Inc.)

Additional Defined Terms. The For purposes of the Transaction Documents, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kDefined Term Section Acquired Assets 2.1(a) Plan 6.9(bAcquired Intellectual Property 2.1(a)(iv) Additional Asset 2.8(b) Agreement Preamble Antitrust Restraint 6.6(eAgreement Date Preamble Allocation Statement 2.7(a) Certificate Acquisition Proposal 5.17 Assumed Contracts 2.1(a)(iv) Assumed Liabilities 2.1(c)(i) Assumption Agreement 2.6(b) ▇▇▇▇ of Designations 3.1(bSale 2.6(a) Certificate of Merger 2.2 Certificates 2.8(cBusiness Recitals Business Employees 3.11 Claim 8.5(a) Change of Recommendation Notice 6.3(d)(iiClaims Period 8.5(b) Closing 2.2 2.4 Closing Date 2.4 Closing Payment 2.2 Code 2.8(dConfidentiality Agreement 5.12(a) Company Contested Claim 8.8(b) Contributor 3.8(d) Current Asset Schedule 3.10 Customer Consents 5.16 Excluded Assets 2.1(b) Employee Liabilities 5.9(b) Escrow Agent 2.5 Escrow Account 2.5 Escrow Agreement 2.5 Escrow Fund 8.1 Equipment 2.1(a)(iii) ESS Process 3.9 Excluded Liabilities 2.1(c)(ii) Fundamental Representations 8.2 Indemnifiable Damages 8.3 Indemnified Person 8.3 Indemnified Persons 8.3 Indemnity Threshold 8.3 Insurance Policy 3.19 Material Contracts 3.16 Military Printer Business 5.5 Notice of Claim 8.5(a) Open Source Materials 3.8(i) Party Preamble Company Balance Sheet Property 3.13(a)(iv) Purchase Price 2.2 Purchaser Preamble Restricted Area 5.5 Restricted Business 5.5 Restricted Period 5.5 RITEC Name 5.15(a) RITEC Name Period 5.15(a) Seller Preamble Seller Authorizations 3.4(b) Company Charter Documents 3.1(b) Company Seller Disclosure Letter Article III Company Environmental Permits 3.13(cSeller Representative 9.11 Straddle Periods 5.10(b) Company Financials 3.4(bThird-Party Claim 8.5(a)(ii) Company Material Contract 3.17(aTransaction Recitals Transaction Taxes 5.10(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 TSA End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.15.16

Appears in 1 contract

Sources: Asset Purchase Agreement (Astro Med Inc /New/)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(b) Agreement. Agreement Preamble Antitrust Restraint 6.6(eAvailable Nalco Stock Plan Shares Section 2.10(e) Cash Consideration Section 2.7(a)(i) Cash Election Shares Section 2.7(a)(i) Certificate of Designations 3.1(bSection 2.7(f) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Section 2.3 Closing Section 2.2 Closing Date Section 2.2 Code 2.8(dConfidentiality Agreement Section 7.3(d) Company Continuing Employee Section 7.7(b) Converted Stock-Based Award Section 2.10(b) Converted Stock Option Section 2.10(a) D & O Insurance Section 7.9(a) DGCL Recitals Dissenting Shares Section 2.7(c) GAAP Section 4.7(b) Ecolab Preamble Company Balance Sheet 3.4(bEcolab Change in Recommendation Section 7.2(b) Company Charter Documents 3.1(bEcolab Contracts Section 5.17(b) Company Ecolab Disclosure Letter Article III Company Environmental V Ecolab Financial Advisor Section 5.22 Ecolab Permits 3.13(cSection 5.11(a) Company Financials 3.4(bEcolab Recommendation Section 7.2(b) Company Material Contract 3.17(aEcolab's Counsel Section 7.19 Ecolab SEC Documents Section 5.6(a) Company Purchase Plans 3.2(cEcolab Share Issuance Section 5.4(b) Company SEC Reports 3.4(a) Company Ecolab Stockholder Approval 3.3(aSection 5.4(d) Company Stockholders’ Ecolab Stockholders Meeting 6.2(aSection 7.2(b) Confidentiality Agreement 6.4(aEcolab Stock Plans Section 5.3(b) Continuation Notice 6.3(eEcolab Subsidiaries Section 5.2(a) Continuing Employees 6.9(dEcolab Subsidiary Section 5.2(a) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(aEcolab Termination Fee Section 9.3(b) Effective Time 2.2 Section 2.3 Elected Cash Consideration Section 2.8(a) Election Deadline Section 2.9(b) Election Form Section 2.9(a) Election Form Record Date Section 2.9(a) Election Period Section 2.9(b) End Date 8.1(bSection 9.1(b)(i) Engagement Letter 3.14 Exchange Agent 2.8(aSection 3.1(a) Exchange Fund 2.8(bSection 3.1(b) Fairness Opinion 3.20 GAAP 3.4(bExcluded Shares Section 2.7(b) Governmental Authorizations 3.9 Hazardous Material 3.13(aForeign Ecolab Benefit Plan Section 5.14(g) Hazardous Materials Activities 3.13(bForeign Nalco Benefit Plan Section 4.15(g) Form S-4 Section 4.9 FTC Section 7.4(b) Indemnified Parties 6.10(aPersons Section 7.9(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bJoint Proxy Statement/Prospectus Section 7.1(a) Leased Real Property 3.7(aMailing Date Section 2.9(a) Medicare Part D 3.16(bMaximum Annual Premium Section 7.9(a) Merger 2.1 Recitals Merger Consideration Section 2.7(a) Merger Sub Preamble Necessary Consents 3.3(cNalco Preamble Nalco Change in Recommendation Section 7.2(a) Parent Nalco Contracts Section 4.18(b) Nalco Disclosure Letter Article IV Nalco Financial Advisor Section 4.22 Nalco Permits Section 4.12(a) Nalco Recommendation Section 7.2(a) Nalco's Counsel Section 7.19 Nalco SEC Documents Section 4.7(a) Nalco Stock-Based Award Section 2.10(b) Nalco Stockholder Approval Section 4.4(c) Nalco Stockholders Meeting Section 7.2(a) Nalco Stock Option Section 2.10(a) Nalco Stock Plan Section 2.10(a) Nalco Subsidiaries Section 4.2(a) Nalco Subsidiary Section 4.2(a) Nalco Termination Fee Section 9.3(a) No Election Share Section 2.7(a)(iii) No Election Value Section 2.8(b)(ii) Parties Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Party Preamble

Appears in 1 contract

Sources: Merger Agreement (Ecolab Inc)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(kDefined Term Section 125 Plan 2.7 (d) Plan 6.9(bAccounting Firm 3.3 (d) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(bBook-Entry Shares 2.9 (c) Certificate of Merger 2.2 Certificates 2.8(c2.3 Claim 2.7 (c) Change of Recommendation Claim Notice 6.3(d)(ii7.5 (a) Closing 2.2 Closing Date 2.2 Code 2.8(dClosing Spreadsheet 2.8 COBRA 4.21 (f) Company Preamble Company Balance Sheet 3.4(bBoard Recitals Company D&O Tail Policy 7.14 (a) Company Charter Documents 3.1(bFinancial Statements 4.6 (a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cIndemnified Parties 7.14 (b) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a4.21 (a) Company Stockholder Approval 3.3(aRecitals DGCL Recitals Disclosure Schedule Article 4 Dispute Statement 3.3 (c) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(aDissolved Subsidiaries 4.2 (d) Effective Time 2.2 End Date 8.1(b2.3 ERISA Affiliates 4.21 (a) Engagement Letter 3.14 Exchange Agent 2.8(aEstimated Closing Working Capital 3.3 (a) Exchange Expense Fund 2.8(b3.6 (e) Fairness Opinion 3.20 GAAP 3.4(bGeneral Survival Period 7.6 (a) Governmental Authorizations 3.9 Hazardous Material 3.13(aInbound Licenses 4.13 (e) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(aIndependent Company Directors Preamble Insurance Policies 4.23 IP Agreement 4.13 (h) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Preamble Leased Real Property 3.7(a) Medicare Part D 3.16(b4.12 Lock-Up Agreement Recitals Defined Term Section Material Contracts 4.16 (a) Merger 2.1 Recitals Merger Stockholders Preamble Merger Sub Preamble Necessary Consents 3.3(cObjection Notice 7.5 (b) Outbound Licenses 4.13 (f) Parent Preamble Parent Plans 6.9(dIndemnified Parties 7.2 Parent SEC Documents 6.9 Parties Preamble Paying Agent 1.1 (c) Representatives 6.3(aPEO Plan 2.7 (d) Returns 3.6(b)(iPermits 4.18 (b) RoHS 3.13(aPost-Closing Statement 3.3 (b) Section 262 2.7(aPre-Closing Statement 3.3 (a) Significant Customer 3.22(aProspectus Supplement 3.5 (b) Significant Supplier 3.22(bRegistration Statement 3.5 (b) SOX 3.4(aReleased Parties 2.7 (c) Subsidiary Charter Documents 3.1(bRepresentative Preamble Representative Losses 3.6 (d) Resolution Period 3.3 (d) Review Period 3.3 (c) SEC 6.9 Share Recipients Preamble Surviving Corporation 2.1 Tax 3.6(aClaim 8.2 (a) Tax Survival Period 7.6 (a) Transactions Recitals Transfer Taxes 3.6(a) Triggering Event 8.18.5 Unaudited Balance Sheet 4.6 (a)

Appears in 1 contract

Sources: Merger Agreement (Athenex, Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections indicated Section of this Agreement set forth opposite each such respective terms belowAgreement: 401(k) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(eAudit Claim 9.7(a) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiCap 8.4(a) Closing 2.2 2.13 Closing Balance Sheet 2.7(a) Closing Date 2.2 Code 2.8(d2.13 Closing Statement 2.7(a) COBRA 3.15(b) Company Preamble Company Disclosure Schedule Article 3 Company Representative Preamble Confidentiality Agreement 5.6 Current Representation 11.16(b) Deductible 8.4(a) D&O Indemnified Parties 5.8(a) Designated Person 11.16(b) Dispute Notice 2.7(b) Dissenting Shares 2.12 Effective Time 2.1 Escrow Agreement 2.15(c) Estimated Closing Cash 2.6 Estimated Closing Indebtedness 2.6 Estimated Closing Net Working Capital 2.6 Estimated Closing Statement 2.6 Estimated Merger Consideration 2.6 Estimated Transaction Expenses 2.6 Expense Fund 2.15(g) Financial Statements 3.5(a) Indemnity Escrow Account 2.15(d) Independent Accounting Firm 2.7(c) Latest Balance Sheet 3.4(b3.5(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations Lease 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a3.9 Letter of Transmittal 2.10(b) Medicare Part D 3.16(bMaterial Contracts 3.11(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Material Customer 3.22(a) Significant Material Supplier 3.22(b) SOX 3.4(aMerger Recitals Merger Consideration 2.5 MergerSub Preamble Optionholder Letter 2.11 Paying Agent 2.10(a) Subsidiary Charter Documents 3.1(bPaying Agent Agreement 2.10(a) Payment Fund 2.15(h) Payoff Letters 2.14(a)(i) Post-Closing Representation 11.16(b) PPP Lender 3.26(a) PPP Loan 3.26(a) Price Adjustment Deficit 2.7(e) Price Adjustment Escrow Account 2.15(c) Price Adjustment Surplus 2.7(e) Privacy Requirements 3.18(d) Purchaser Preamble Qualified Plan 3.15(a) Sales Tax Indemnity Escrow Account 2.15(e) Securityholder Payment Schedule 2.8 Surviving Corporation Company 2.1 Stockholder Written Consent Recitals Tax 3.6(aIndemnity Escrow Account 2.15(f) Transfer Taxes 3.6(a) Triggering Event 8.19.6 Warranty Obligations 3.27

Appears in 1 contract

Sources: Merger Agreement (Alkami Technology, Inc.)

Additional Defined Terms. The following capitalized additional terms shall have the respective meanings are set forth and defined in the following respective Sections of this Agreement set forth opposite each such respective terms belowthe Agreement: 401(k2010 Balance Sheet 4.04(a)(ii) Plan 6.9(bAAA 12.11(a) Acquired Shares 2.01 Acquired Subsidiary Employees 6.05(a)(iii) after-Tax basis 10.02(c) Agreement Preamble Antitrust Restraint 6.6(eAllocation Schedule 7.02 Apportioned Obligations 7.04 Assumed Obligations 2.03 Balance Sheet Date 4.04(a)(i) Certificate of Designations 3.1(bBasket 10.02 Bundled Software 4.13(a)(i)(A) Certificate of Merger 2.2 Certificates 2.8(cBusiness Recitals Business Assets 2.01(a) Change of Recommendation Notice 6.3(d)(iiBusiness Employees 4.12(a)(i) Business Unit Recitals Buyer Preamble Buyer Affiliates 2.05 Buyer Fee 11.03(a) Buyer Indemnitees 10.02(a) Buyer Material Adverse Effect 5.04 Buyer Obligations 11.03(a) Buyer Warranty Breach 10.02(b)(i) Cap 10.03(a) CERCLA 1.01 Closing 3.02(a) Closing 2.2 Date 3.02(a) Closing Date 2.2 Code 2.8(dStatement 3.03(a) Company Preamble Company Balance Sheet 3.4(bConfidential Information 6.02(b) Company Charter Documents 3.1(bConnecticut Sublease 9.01(l) Company CPR 12.11(a) Customer List 2.01(b)(xii) Development Software 4.13(a)(i)(A) Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation IV Dispute Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a3.03(c) Effective Time 2.2 End Date 8.1(b3.02(d) Engagement Letter 3.14 Exchange Agent 2.8(aExcluded Assets 2.02 Excluded Contracts 4.08(e) Exchange Fund 2.8(bExcluded Liabilities 2.04 FICA 7.05 Financial Statements 4.04 Financing 9.03 Fundamental Cap 10.03(a) Fairness Opinion 3.20 GAAP 3.4(bFUTA 7.05 GC Intellectual Property 2.02(b)(viii) Governmental Authorizations 3.9 Hazardous Guarantee 12.12(a) Guaranteed Obligations 12.12(a) Hired Employees 6.05(a)(i) Independent Accountants 3.03(c) Lease Assignments 9.01(k) Leases 4.11(b) Marks 1.01 Material 3.13(aContract 4.08(d) Hazardous Materials Activities 3.13(bMaterial Schedule Update 6.07 Multiemployer Plan 4.12(b)(iv) Indemnified Nonassignable Items 8.01(c) Organizational Documents 4.01 Party Preamble Parties 6.10(aPreamble PCBs 1.01 Post-Transition Employees 6.05(a)(i) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bPrepaids 2.01(b)(xix) Leased Proceeding 4.06 Purchase Price 3.01 Qualified Plan 4.12(b)(v) Real Property 3.7(a4.11(a) Medicare Part D 3.16(bRelated Products and Services 6.03(a)(i) Merger 2.1 Merger Sub Required Contractual Consent 4.03 Required Legal Approval 4.03 Retained Employee 2.04(b) Retained Names 2.02(l) Retained Property 2.02(j) Seller Preamble Necessary Consents 3.3(cSeller Indemnitees 10.02(b) Parent Preamble Parent Plans 6.9(dSeller Warranty Breach 10.02(a)(i) Representatives 6.3(aService Agreements 4.11(d) Returns 3.6(b)(iSeller Obligations 11.02(a) RoHS 3.13(aSubordinated Notes 6.10 Tax Indemnitee 10.02(c) Section 262 2.7(aTemporarily Retained Employee 6.05(a) Significant Customer 3.22(aTermination Fee 11.02(a) Significant Supplier 3.22(bThird Party Claim 10.05 Trade Payables 2.03(e) SOX 3.4(aWarranty Costs 4.16(b) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1WARN 6.05(d)

Appears in 1 contract

Sources: Asset Purchase Agreement (Gerber Scientific Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAdjustment Calculation 2.7(a) Plan 6.9(bAdjustment Notice 2.7(a) Agreement Preamble Antitrust Restraint 6.6(eAlcan Preamble Alcan Transaction Preamble Allocation Statement 2.8(a) Certificate Assignment and Assumption Agreement 2.10(a) Assumed Liabilities 2.3 Annual Financial Statement 3.4(a) ▇▇▇▇ of Designations 3.1(bSale 2.10(a) Certificate of Merger 2.2 Certificates 2.8(cBusiness Preamble Business Information 5.5(b) Change of Recommendation Claim Notice 6.3(d)(ii8.3(a) Closing 2.2 2.9 Closing Balance Sheet 2.7(a) Closing Date 2.9 Commitment Letters 4.6 Confidentiality Agreement 5.5(a) Consent Decree Preamble Core IP 2.1(f) Core IP Applications Schedule 2.1(f) Customer Loss Event 3.19(a) Customer Reduction 3.19(a) Customer Termination 3.19(a) Deductible 8.5(a) Dispute Notice 2.7(c) Employees 10.1(a) Environmental Deductible 8.5(f) Estimated Closing Net Working Capital 2.6(a) Excluded Assets 2.2 Code 2.8(dExcluded Liabilities 2.4 Exclusive Grantback IP Schedule 2.1(f) Company Preamble Company Balance Sheet 3.4(bFinal Closing Net Working Capital 2.7(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports Financial Statements 3.4(a) Company Stockholder Approval 3.3(aHold Separate Order Preamble Included Contracts 2.1(b) Company Stockholders’ Meeting 6.2(aInitial Purchase Price 2.5 Indemnified Party 8.3(a) Confidentiality Agreement 6.4(aIndemnifying Party 8.3(a) Continuation Notice 6.3(eIndependent Accounting Firm 2.6(e) Continuing Employees 6.9(dInterim Financial Statement 3.4(a) Cutoff Time 3.2(aIP Assignments 2.10(a) Delaware Law RECITALS Dissenting Shares 2.7(aKnown Environmental Matters 8.5(e) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a2.1(e) Medicare Part D 3.16(bLicensed Intellectual Property Schedule 2.1(f) Merger Marked Assets 5.10(a) Material Contracts 3.9(a) (a) Mixed IP 2.1(f) Mixed IP Applications Schedule 2.1(f) Phase I ESA 8.5(f) Phase II ESA 8.5(f) Pre-Existing Licensee Schedule 2.1(f) Proposal 5.13 Proposed Final Judgment Preamble Purchase Price 2.7(i) Purchased Assets 2.1 Merger Sub Purchased Intellectual Property 2.1(f) Purchaser Preamble Necessary Consents 3.3(cPurchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 REC 8.5(f) Parent Real Property 3.7 Residual Purchased IP Schedule 2.1(f) Rio Tinto Preamble Parent Savings Plans 6.9(d3.11(b) Representatives 6.3(aSeller Preamble Seller Disclosure Schedule Article 3 Seller Group Preamble Seller Indemnified Parties 8.2 Seller Information 5.10(f) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(bSeller Marks 5.10(a) Surviving Corporation 2.1 Tax 3.6(aRepresentation 8.4 Third Party Claim 8.3(b) Transfer Taxes 3.6(a9.1(a) Triggering Event 8.1Transferred Employees 10.1(a) Welfare Plans 10.3

Appears in 1 contract

Sources: Asset Purchase Agreement (Bemis Co Inc)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth are defined in the respective Sections of this Agreement set forth opposite each such respective terms below: 401(kAgreement Recitals Annual Financial Statements 5(b)(i)(A) Assumed Liabilities 3(c) Buyers Recitals Buyer Group Recitals Cap 11(d)(ii) Cash Consideration 4(b)(i)(C) Closings 4(a) Debt Engagement Letter 6(b)(v) Department of Revenue 7(ff) Equity Engagement Letters 6(b)(v) Ethanex Recitals Ethanex Recommendation Change 7(x)(iv) Ethanex Schedules 6(b) Ethanex SEC Documents 6(b)(iv) Ethanex Stockholder Meeting 7(x)(iii) Exchange Act 6(b)(iv) Extended Phase II Deadline 7(j)(iii) Extended Phase III Deadline 7(k)(iii) Excluded Assets 2(d) Excluded Liabilities 3(d) Existing Plant Recitals Financing Documents 7(r)(iv) Financing Letters 6(b)(v) Fractionation Plant 7(aa) Hired Employees 7(m) Indemnitee 11(c)(i) Indemnitor 11(c)(i) Indemnity Escrow Account 4(b)(iii)(B) Independent Accountant 4(d)(i)(A) Investor Rights Agreement 9(c)(v) Inventory Adjustment Reports 4(d)(iii)(A) JV Agreement 7(w) Latest Balance Sheet 5(b)(i)(A) Latest Financial Statements 5(b)(i)(A) Loop Real Property 9(b)(vi) Losses 11(b)(i) Material Consents 9(a)(i) Material Contracts 5(b)(vii) Minimum Loss 11(d)(i)(A) Monthly Financials 7(r)(i) Negative Phase II Net Cost Amount 1(a)(xxxviii) Negative Phase III Net Cost Amount 1(a)(xxxix) Net Cost Adjustment Reports 4(d)(iii)(B) Owned Real Property Recitals Owned Real Property Funded Debt 7(p) Permits 5(b)(xiii) Permitted Encumbrances 5(b)(iv)(K) Phase I Assets Recitals Phase I Assumed Liabilities 3(a) Phase I Buyer Recitals Phase I Closing 4(a) Phase I Closing Certificate 7(p) Phase I Closing Date 4(a) Phase I Escrow Amount 4(b)(iii)(C) Phase I Financing Condition 9(b)(iv) Phase I Funded Debt 7(p) Phase I Inventory Adjustment Report 4(d)(i)(A) Phase I Inventory Objection Notice 4(d)(i)(A) Phase I Purchase Price 4(b)(i)(A) Phase I Termination Date 12(a)(ii) Phase II Assets Recitals Phase II Assumed Liabilities 3(b) Phase II Buyer Recitals Phase II Cash Consideration 4(b)(i)(B) Phase II Closing 4(a) Phase II Closing Certificate 7(p) Phase II Closing Date 4(a) Phase II Completion Cost 4(b)(ii)(A) Phase II Completion Date 4(b)(ii)(A) Phase II Escrow Amount 4(b)(iv)(B) Phase II Funded Debt 7(p) Phase II Deadline 4(b)(ii)(A) Phase II Inventory Adjustment Report 4(d)(ii)(A) Phase II Inventory Objection Notice 4(d)(ii)(A) Phase II Net Cost Adjustment Report 4(d)(ii)(B) Phase II Net Cost Objection Notice 4(d)(ii)(B) Phase II Premium 4(b)(ii)(A) Phase II Purchase Price 4(b)(i)(B) Phase II Stock Consideration 4(b)(i)(B) Phase III Adjustment 4(b)(ii)(C) Phase III Assets Recitals Phase III Assumed Liabilities 3(c) Phase III Buyer Recitals Phase III Cash Consideration 4(b)(i)(C) Phase III Closing 4(a) Phase III Closing Certificate 7(p) Phase III Closing Date 4(a) Phase III Completion Cost 4(b)(ii)(C) Phase III Completion Date 4(b)(ii)(C) Phase III Deadline 4(b)(iii)(C) Phase III Escrow Amount 4(b)(v)(B) Phase III Funded Debt 7(p) Phase III Inventory Adjustment Report 4(d)(iii)(A) Phase III Inventory Objection Notice 4(d)(iii)(A) Phase III Net Cost Adjustment Report 4(d)(iii)(B) Phase III Net Cost Objection Notice 4(d)(iii)(B) Phase III Premium 4(b)(ii)(C) Phase III Purchase Price 4(b)(i)(C) Phase III Stock Consideration 4(b)(i)(C) Plan 6.9(bor Plans 5(b)(x)(A) Agreement Preamble Antitrust Restraint 6.6(ePositive Phase II Net Cost Amount 1(a)(xxxviii) Certificate of Designations 3.1(bPositive Phase III Net Cost Amount 1(a)(xxxix) Certificate of Merger 2.2 Certificates 2.8(cPurchase Price 4(b)(i) Change of Recommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased RE LLC Recitals Real Property 3.7(aLaws 5(b)(iv)(F) Medicare Part D 3.16(bRecommendation 7(x)(iv) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(aRecoverable Costs 4(b)(ii)(C) Returns 3.6(b)(i5(b)(v)(A) RoHS 3.13(aSecurities Act 5(b)(xix) Section 262 2.7(aSeller Recitals Seller Consents 5(a)(iii) Significant Customer 3.22(aSeller’s Expense Statement 13 Seller Phase I Real Estate Taxes 7(v) Significant Supplier 3.22(bSeller Phase II Real Estate Taxes 7(v) SOX 3.4(aSet-off Amount 1(a)(x1iv) Subsidiary Charter Documents 3.1(b775 Agreement 7(ff) Surviving Corporation 2.1 Tax 3.6(a775 Date 7(ff) Taxes 3.6(aShareholder Approval Document 7(x)(i) Triggering Event 8.1Surveys 9(b)(x)(C) S-X Auditor 7(r)(iii) S-X 2007 Audited Financials 7(r)(iii) TIF Agreement 7(hh) TIF Assignment Date 7(hh) TIF Determination Date 7(hh) Third-Party Claim 11(c)(i) Title Commitments 9(b)(x)(A) Title Company 9(b)(x)(A) Title Policies 9(b)(x)(B) Unpaid Cost to Complete Phase II 4(b)(ii)(E) Unpaid Cost to Complete Phase III 4(b)(ii)(E) Unrecovered Phase II Costs 4(b)(ii)(A) WARN Act 5(b)(ix)(C) Warranty Deed 9(b)(x)(D) West LB 6(b)(v)

Appears in 1 contract

Sources: Asset Purchase Agreement (Ethanex Energy, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(k) Plan 6.9(bAdjustment Amount 2.7(g) Agreement Preamble Antitrust Restraint 6.6(eAmadeus Device Preamble Annual Sales Threshold 2.7(d) Certificate Anti-Bribery Laws 3.15(a) Assignment and Assumption Agreement 2.10(a) Assumed Liabilities 2.3 ▇▇▇▇ of Designations 3.1(bSale 2.10(a) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Claim Notice 6.3(d)(ii8.3(a) Closing 2.2 2.9 Closing Date 2.2 Code 2.8(d2.9 Closing Payment 2.5 Commercialization Payment 2.6(a) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(aCommercialization Payment Date 2.6(a) Confidentiality Agreement 6.4(a5.11(a) Continuation Notice 6.3(eConvaTec Preamble CTI Preamble Deductible 8.5(a) Continuing Employees 6.9(dDefaulting Party 2.11 Equipment 2.1(c) Cutoff Time 3.2(aExcluded Assets 2.2 Excluded Liabilities 2.4 FDA 3.11 FDCA 3.11(a) Delaware Law RECITALS Dissenting Shares Financial Buyer 5.6(d) Included Contracts 2.1(b) Initial Sales Payment Period 2.7(a) Dissenting Stockholder Initial Sales Percentage Amount 2.7(a) Effective Time 2.2 End Date 8.1(bIndemnified Party 8.3(a) Engagement Letter 3.14 Exchange Agent 2.8(aIndemnifying Party 8.3(a) Exchange Fund 2.8(bIndependent Accounting Firm 2.7(f) Fairness Opinion 3.20 GAAP 3.4(bInsurance Policy 5.8 Inventory 2.1(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aLarge Acquisition 5.6(c) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bFinancial Buyer 5.6(d) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cNon-SMM Product Sales 2.7(a) Parent Preamble Parent Plans 6.9(dPatent Assignment 2.10(a) Representatives 6.3(aPayment Date 2.14(a) Returns 3.6(b)(iPercentage Payments Determination Report 2.7(e) RoHS 3.13(aPercentage Payments Period 2.7(c) Section 262 Permitted Acquisition 5.6(c) PPDR 2.7(e) Project Preamble Project Information 5.11(b) Purchase of a Restricted Business 5.6(c) Purchase Price 2.5 Purchased Assets 2.1 Purchased Intellectual Property 2.1(d) Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Purchaser Information 5.4(e) Restricted Period 5.6(a) Relevant Acquisition 5.6(c) Sales Payment Period 2.7(c) Sales Percentage Amount 2.7(c) Seller Preamble Seller Disclosure Schedule Article 3 Seller Facility 2.12 Seller Indemnified Parties 8.2 Seller Information 5.4(d) Seller Marks 5.4(a) Seller Sale 5.6(d) Sellers Preamble SMM Platform Preamble SMM Product Sales 2.7(a) Significant Customer 3.22(aSoftware Assignment 2.10(a) Significant Supplier 3.22(bSuccessor 5.9 Third Party Claim 8.3(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.15.15

Appears in 1 contract

Sources: Asset Sale and Purchase Agreement (Tactile Systems Technology Inc)

Additional Defined Terms. The For purposes of the Agreement, the following capitalized terms shall have the respective meanings set forth defined in the respective Sections of this Section indicated: Acquired Assets 2.1(b) Acquired Personal Property 2.1(b)(vii) Affiliate Lease Agreement set forth opposite each such respective terms below: 401(k) Plan 6.9(b3.2(f) Agreement Preamble Antitrust Restraint 6.6(epreamble [***] Collaboration Agreement recitals Assignment and Assumption and ▇▇▇▇ of Sale 3.2(i) Certificate of Designations 3.1(bAssumed Liabilities 2.3(b) Certificate of Merger 2.2 Certificates 2.8(cAZ Documents 4.2 AZ Indemnified Parties 9.3 AZ Parties preamble AZCV preamble [***] Collaboration recitals [***] Collaboration Programs recitals [***] Collaboration Programs Assignment and Novation recitals AZUK preamble Basket 9.5(a) Change of Recommendation Notice 6.3(d)(iiClinical Supply Agreement 3.2(c) Closing 2.2 3.1 Closing Date 2.2 Code 2.8(d3.1 Cellective Diligence Terms 7.10(b)(iii) Company Preamble Company Balance Cellective Merger Agreement 7.10(a) Cellective Milestone Terms 7.10(b)(i) Cellective Representative 7.10(a) Common Stock 1.1 Competing Activities 7.9(a) Confidential Information 7.2 Development Services Agreement 3.2(e) De Minimis Amount 9.5(a) DFCI 7.11(a) DFCI License Agreement 7.11(a) Dispute Period 9.4(b) Duke 7.11(a) Duke License Agreement 7.11(a) Excluded Assets 2.2(b) Excluded Liabilities 2.4(b) [***] License Agreement 7.12(a) [***] License Term Sheet 3.4(b7.12(a) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(bFTC 4.4(k) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bApproval 4.3(b) Indemnified Parties 6.10(aParty 9.1 Indemnifying Party 9.1 Investors recitals License Agreement 3.2(g) Key Employee MedImmune, Inc. 7.10(a) Medi LLC preamble Medi Ltd recitals MRC Payment Agreements 3.2(h) Non-Competition assignable Asset 2.5 Parties preamble Party preamble Payee 10.4 Payment 10.4 Programs recitals Purchase Price 1.1 Restricted Period 7.9(a) Retained Contract 10.4 Securities Purchase Agreement recitals Services Agreement 3.2(j) Spinco preamble Spinco Business recitals Spinco Indemnified Parties 9.2(a) Sublicense Agreements RECITALS Key Employee Offer Letters RECITALS Key 3.2(d) Survival Period 9.1 ▇▇▇▇▇▇ 7.10(a) ▇▇▇▇▇▇ Consulting Agreement 7.10(a) Third Party Claim 9.4(b) Transferred Employees RECITALS Lease Documents 3.7(b7.5(a) Leased Real Property 3.7(aTransition Services Agreement 3.2(b) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1WARN Act 2.4(b)(ii)

Appears in 1 contract

Sources: Asset Purchase Agreement (Viela Bio, Inc.)

Additional Defined Terms. The For the purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth specified in the respective Sections of indicated Section in this Agreement set forth opposite each such respective terms belowAgreement: 401(kDefined Terms Section “Accounting Arbitrator” 2.4(c) Plan 6.9(b“Agreement” Introduction “Ancillary Documents” 3.1(a) Agreement Preamble Antitrust Restraint 6.6(e“APBO” 5.6(d)(iv)(B) Certificate of Designations “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) Certificate of Merger “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 Certificates 2.8(c“Final Closing Statement” 2.4(a) Change of Recommendation Notice 6.3(d)(ii“Final Purchase Price” 2.4(a) Closing 2.2 Closing Date 2.2 Code 2.8(d“Financial Statements” 3.5(a) Company Preamble Company Balance Sheet 3.4(b“Finalization Date” 2.4(e) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(aProperty” 3.10(d) Medicare Part D 3.16(b“Material Contracts” 3.11(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c“Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) Parent Preamble Parent Plans 6.9(d“Owned Real Property” 3.10(c) Representatives 6.3(a“Parties” Introduction “Payoff Letters” 7.2(d) Returns 3.6(b)(i“Permit” 3.8(a) RoHS 3.13(a“Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 262 2.7(a338 Allocation Schedule” 8.7(a) Significant Customer 3.22(a“Section 338 Elections” 8.7(a) Significant Supplier 3.22(b“Section 338 Regulations” 8.7(a) SOX 3.4(a“Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) Subsidiary Charter Documents 3.1(b“Seller’s Pension Plan” 5.6(d)(i)(B) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1“Seller’s VEBAs” 5.6(d)(iv)(B)

Appears in 1 contract

Sources: Stock Purchase Agreement (American Water Works Company, Inc.)

Additional Defined Terms. The For purposes of this Agreement, the following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms sections indicated below: 401(kA&R Certificate Section (c) Plan 6.9(bAcceptance Notice Section 2.5(a)(i) Agreement Preamble Antitrust Restraint 6.6(eAssets Section 4.9(f)) Authorized Action Section 7.7(c) Balance Sheet Section 4.6(a)(ii) Balance Sheet Date Section 4.6(a)(ii) Bargain Barn Recitals Buyer Preamble Buyer Bring-Down Certificate of Designations 3.1(bSection 8.1(a) Certificate of Merger Buyer Documents Section 5.2 Buyer Indemnified Party Section 11.2 Buyer Material Adverse Effect Section 5.4 Buyer Plans Section 7.6(a) Buyer Prepared Tax Return Section 10.2 Closing Section 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(iiClosing Balance Sheet Section 2.5(a)(i) Closing Cash Section 2.3(a) Closing Company Transaction Costs Section 2.3(a) Closing Date Section 2.2 Closing Date 2.2 Code 2.8(dIndebtedness Section 2.3(a) Companies Recitals Company Benefit Plan Section 4.12(a) Company Preamble Documents Section 4.2 Company Balance Sheet 3.4(bFundamental Representations Section 11.1(a) Company Charter Documents 3.1(bReal Property Leases Section 4.9(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(cReleased Persons Section 7.8(a) Company Financials 3.4(bContractor Section 4.13(b) Company Material Contract 3.17(aDeductible Section 11.4(a) Company Purchase Plans 3.2(cDirect Claim Section 11.5(c) Company SEC Reports 3.4(aEmployee Section 4.13(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(bSection 9.1(b) Engagement Letter 3.14 Exchange Agent 2.8(aEnforceability Exceptions Section 3.2 Estimated Closing Cash Section 2.4(a) Exchange Fund 2.8(bEstimated Closing Company Transaction Costs Section 2.4(a) Fairness Opinion 3.20 GAAP 3.4(bEstimated Closing Indebtedness Section 2.4(a) Governmental Authorizations 3.9 Hazardous Material 3.13(aFinancial Statements Section 4.6(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bHoldings Preamble Insurance Policies Section 4.18 Interim Financial Statements Section 4.6(a)(ii) Leased Real Property 3.7(aSection 4.9(a) Medicare Part D 3.16(bLoss Section 11.5(a) Merger 2.1 Merger Sub Material Contracts Section 4.11(a) Material Suppliers Section 4.20 Non-Parties Section 12.10(a) Non-Party Section 12.10(a) Parties Preamble Necessary Consents 3.3(cPurchase Price Section 2.3(a) Parent R&W Insurance Expenses Section 7.2 Recourse Theory Section 12.10(a) Rejection Notice Section 2.5(a)(i) Related Entities Section 12.10(a) Related Persons Contracts Section 4.21 Retained Rights Section 11.9 Selected Accounting Firm Section 2.5(a)(ii) Seller Documents Section 3.2 Seller Fundamental Representations Section 11.1(a) Seller Indemnified Party Section 11.3 Sellers Preamble Parent Plans 6.9(dSellers Bring-Down Certificate Section 8.2(a) Representatives 6.3(aSellers’ Representative Preamble Shares Recitals ▇▇▇▇▇ Section 3.6 Straddle Period Section 10.1(a) Returns 3.6(b)(iTail Policies Section 7.5(b) RoHS 3.13(aTail Policy Expenses Section 7.5(b) Third-Party Claim Section 262 2.7(a11.5(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.1Section 10.3

Appears in 1 contract

Sources: Stock Purchase Agreement (Grocery Outlet Holding Corp.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kDefined Term Section Additional Disclosure 10.8 Adjustment Calculation 2.6(a) Plan 6.9(bAdjustment Notice 2.6(a) Agreement Preamble Antitrust Restraint 6.6(eBusiness Leader 5.9(b) Certificate of Designations 3.1(bCap 9.6(c) Certificate of Merger 2.2 Certificates 2.8(cCertain Countries 3.19(g) Change of Recommendation Claim Notice 6.3(d)(ii9.3(a) Closing 2.3(a) Closing Consideration 2.2 Closing Date 2.2 Code 2.8(d2.3(a) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material Intellectual Property 3.13(a) Hazardous Materials Activities 3.13(bConsideration Shares 2.2 Controlling Party 9.4(d) Covered Matter 5.18 De Minimis Claims 9.6(a) Deductible 9.6(b) Dispute 10.11(a) Defined Term Section Dispute Meeting 10.11(a) Dispute Notice 2.6(b) Dresser-Rand Group Preamble Effective Date Preamble Employment Agreements 2.4(a) Expert 2.6(f) Escrow Agent 2.5 Escrow Agreement 2.5 Escrow Amount 2.5 Fespyme 5.14(b) Financial Statements 3.5(a) Foton 5.15(a) Foton Companies 5.15(a) Indemnified Parties 6.10(aParty 9.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 9.3(a) Indemnity Deriving from Arbitration 5.15(h) Independent Accounting Firm 2.6(d) Leased Real Property 3.7(a3.12(a) Medicare Part D 3.16(bLong-Stop Date 7.1(g) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cMember of Management 5.18 Noncontrolling Party 9.4(d) Parent Preamble Parent Plans 6.9(dObjection Notice 9.3(b) Representatives 6.3(a) Returns 3.6(b)(i) RoHS Owned Intellectual Property 3.13(a) Section 262 2.7(aOwned Real Property 3.12(a) Significant Customer 3.22(aparties Preamble party Preamble Permitted Activities 5.15(e) Significant Supplier 3.22(bPublic Deed 2.3(c) SOX 3.4(aPurchase Price 2.6(j) Subsidiary Charter Documents 3.1(bPurchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 9.1 Restricted Period 5.7 Restricted Persons 5.6(a) Surviving Corporation 2.1 Tax 3.6(aSEC Reports 4.7 Securities Act 3.28(a) Taxes 3.6(aSeller Disclosure Schedule Article 3 Seller Releases 2.4(a) Triggering Event 8.1Seller Representative 10.1(a) Sellers Preamble Shares Preamble Supplemental Disclosure 10.8 Special Claims 9.4(c) Third Party Claim 9.4(a) Third Party Intellectual Property 3.13(b)

Appears in 1 contract

Sources: Share Purchase Agreement (Dresser-Rand Group Inc.)

Additional Defined Terms. The following capitalized In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the respective Sections of this Agreement set forth opposite each such respective terms indicated below: 401(k) Plan 6.9(b. Defined Term Section Agreed Claims 8.6(d) Agreement Preamble Antitrust Restraint 6.6(eAllocation 3.2(a) Anti-Corruption Laws 4.8(b) Assumed Liabilities 2.3 Canadian JV End Date 6.10(b) Claim Certificate of Designations 8.6(a) Closing 3.3(a) Closing Amount 3.1(a) Closing Date 3.3(a) Collateral Source 8.5(a) Controlled Registered IP 4.12 Effect 1.1 End Date 9.1(b)(ii) Escrow Account 6.10(c) Escrow Agreement 3.1(b) Certificate of Merger Excluded Assets 2.2 Certificates 2.8(cExcluded Liabilities 2.4 Final Reconciliation 2.7(a) Change of Recommendation Notice 6.3(d)(iiFundamental Representations 8.1 General Cap 8.4 Guarantor Recitals Icon NY Preamble Iconix Latin America Preamble Indemnified Party 8.6(a) Closing 2.2 Closing Date 2.2 Code 2.8(dIndemnifying Party 8.6(a) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents JV Asset Amount 3.1(b) Company JV Asset Closing 2.6(b) (a) JV Business 6.2(b) JV Liabilities 6.10(a) Knowledge of Parent 1.5 Knowledge of Purchaser 1.5 Knowledge of Sellers 1.5 Limited Guaranty Recitals Parent Preamble AMERICAS 92199813 (2K) -8- Post-Closing Acquisition 6.10(a) Post-Closing Acquisition End Date 6.10(b) Purchase Recitals Purchase Price 3.1 Purchased Assets 2.1 Purchaser Preamble Purchaser Disclosure Letter Article III Company Environmental Permits 3.13(cV Purchaser Indemnitees 8.2 Remaining JV Escrow Amount 6.10(b) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares Royalties 2.7(a) Dissenting Stockholder 2.7(aSeller Indemnitees 8.3 Sellers Preamble Sellers Disclosure Letter Article IV Sharper Image Holdings Preamble Synthetic Acquisition 6.10(b) Effective Time 2.2 End Date 8.1(bTop Licensees 4.13 Third-Party Claim 8.7(a) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.16.7(a)

Appears in 1 contract

Sources: Asset Purchase Agreement

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections For purposes of this Agreement set forth opposite each such respective and the Ancillary Agreements, the following terms belowhave the meanings specified in the indicated Section of this Agreement: 401(kAdjustment Calculation 2.7(a) Plan 6.9(bAdjustment Notice 2.7(a) Agreement Preamble Antitrust Restraint 6.6(eAssignment and Assumption Agreement 2.10(a) Certificate Assumed Liabilities Section 2.3 Balance Sheet 3.5(a) ▇▇▇▇ of Designations 3.1(bSale 2.10(a) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Claim Notice 6.3(d)(ii9.3(a) Closing 2.2 2.9 Closing Balance Sheet 2.7(a) Closing Date 2.2 Code 2.8(d2.9 COBRA 3.16(c) Company Preamble Company Competing Activity 8.7(a) Consulting Agreement 2.10(a) Controlling Party 9.4(c) Dispute Notice 2.7(b) DOL 3.16(b) ▇▇▇▇▇▇▇ Money Deposit 2.13(b) Employment Agreements 2.10(a) (a) Escrow Agent 2.10 (a) Estimated Balance Sheet 3.4(b2.6(a) Company Charter Documents 3.1(bEstimated Closing Net Working Capital 2.6(a) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares Excluded Assets 2.2 Excluded Liabilities 2.4 Final Closing Net Working Capital 2.7(a) Dissenting Stockholder 2.7(aFinancial Statements 3.5(a) Effective Time 2.2 End Date 8.1(bHired Employee 8.12(a) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bImprovements 3.12(d) Indemnified Parties 6.10(aParty 9.3(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bIndemnifying Party 9.3(a) Independent Accounting Firm 2.7(d) Initial Purchase Price 2.2 Interim Balance Sheet 3.5(a) Leased Real Property 3.7(a2.1 Multiemployer Plan 3.16(c) Medicare Part D Noncontrolling Party 9.4(c) Objection Notice 9.3(b) Owned Intellectual Property 3.13(a) Owned Real Property 2.1(a) Pension Plan 3.16(b) Merger Permitted Exceptions 5.7(c) Purchase Price 2.7(h) Purchased Assets 2.1 Merger Sub Purchaser Disclosure Schedule Article 4 Purchased Intellectual Property 2.1 Purchaser Preamble Necessary Consents 3.3(cPurchaser Indemnified Party 9.1 Qualified Plan 3.16(b) Parent Real Property Permits 3.12(f) Recorded Documents 5.7(a) Restricted Persons 8.4(b) Securities Act 3.4(d) Seller Preamble Parent Plans 6.9(dSeller Disclosure Schedule Article 3 Seller Real Property 3.12 Members Preamble Selling Parties Representative 10.1 Special Claim 9.4(b) Representatives 6.3(aSurvey 5.7(a) Returns 3.6(b)(iTangible Personal Property 2.1 Third Party Intellectual Property 3.13(b) RoHS 3.13(aTitle Commitment 5.7(a) Section 262 2.7(aTitle Cure Period 5.7(c) Significant Customer 3.22(aTitle Defect 5.7(c) Significant Supplier 3.22(bTitle Insurer 5.7(a) SOX 3.4(aTitle Objection Notice 5.7(c) Subsidiary Charter Documents 3.1(bTitle IV Plan 3.16(c) Surviving Corporation 2.1 Tax 3.6(a) Transfer Taxes 3.6(a) Triggering Event 8.18.1(a)

Appears in 1 contract

Sources: Asset Purchase Agreement (Nova Biosource Fuels, Inc.)

Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections sections of this Agreement set forth opposite each such respective terms indicated below: 401(k2007 Financials 4.9 2008 Financials 4.9 2009 Financials 4.9 2010 Financials 4.9 AVP Preamble AVR Plans 4.14(c) Plan 6.9(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Claim 9.6 Claims 6.13 Claim Notice 6.3(d)(ii9.6 Closing 2.3(a) Closing 2.2 Date 2.3(a) Closing Date 2.2 Code 2.8(dPayment 2.2(a) Company Preamble Company Continuing Employee 6.9 Deductible Amount 9.3 Disclosure Schedule Art. IV Effective Time 2.3(a) Estimated Closing Working Capital 3.1(a) Estimated Excess Taxes 6.10(k) Estimated Purchase Price 2.2(b) Exceptions Cap 9.4 Excess Tax Adjustment 6.10(l) Excess Taxes 6.10(k) FDA 4.22(a) Final Allocation 6.10(j) Fundamental Representations 9.1 General Cap 9.3 GLP 4.22(a) Government Contract 4.15(a) Historical Financial Statements 4.9 Latest Balance Sheet 3.4(b4.9 Latest Financial Statements 4.9 Material Contracts 4.15(a) Company Charter Documents Non-Compete Period 6.12(b) Objection Notice 3.1(b) Company Disclosure Party / Parties Preamble Payment Instructions Letter Article III Company Environmental 2.2(b) Permits 3.13(c4.22(d) Company Financials 3.4(bProceeding 6.10(e) Company Material Contract 3.17(aPurchase Price 2.2(a) Company Purchase Purchaser Preamble Purchaser Benefit Plans 3.2(c6.9 Purchaser Calculated Closing Working Capital 3.1(b) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Purchaser Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased 9.2 Real Property 3.7(aLeases 4.13(a) Medicare Part D 3.16(bRelated Persons 6.12(a) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(cReleasing Parties 6.13 Releasees 6.13 Section 338(h)(10) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(aElection 6.10(i) Section 262 2.7(a6.10(i) Significant Customer 3.22(aTax Liability 6.10(i) Significant Supplier 3.22(bSeller Indemnified Parties 9.5 Shareholder Preamble Shares Recitals Territory 6.12(b) SOX 3.4(aTrade Secrets 6.12(a) Subsidiary Charter Documents 3.1(bTransaction 10.18 Transaction Expenses 8.1(a) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.1Trust Preamble Trust Shares Recitals

Appears in 1 contract

Sources: Share Purchase Agreement (Akorn Inc)

Additional Defined Terms. The As used herein, the following capitalized terms shall have the respective meanings set forth defined in the respective Sections of this Agreement set forth opposite each such respective terms recitals or sections indicated below: 401(k) Plan 6.9(bAccess Indemnified Parties Section 3.01(b) Agreement Preamble Antitrust Restraint 6.6(e) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) Business Representations Introductory paragraph to Article VIII Closing 2.2 Section 11.01 Closing Date 2.2 Code 2.8(dSection 3.03 Closing Statement Section 11.02(a)(v) Company Preamble Company Balance Sheet 3.4(bContracts Section 8.17 Due Diligence Materials Section 3.01(f) Company Charter Documents 3.1(bEnvironmental Reports Section 8.09 Existing Venture Agreement Recital B Facility Agreements Section 2.02(c) Company Disclosure Letter Article III Company Environmental Permits 3.13(cFacility/Facilities Recital D Facility Owners Recital F Failure of Condition Notice Section 13.02(f) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(bGP Facility Owner Interests Recital G GP Interest Recital E Improvements Section 2.02(a)(i) Indemnified Parties 6.10(aParty Section 12.11(a) Key Employee Indemnifying Party Section 12.11(a) Land Section 2.02(a)(i) Manager Recital I MetLife Recital B MetLife Consent Section 9.08 MetLife Letter Agreement Section 9.08 Mutual Release Section 9.08 New Investor Preamble New Investor Default Notice Section 13.02(e) New Investor’s Objection Notice Section 13.02(e) Owned Assets Section 2.02 Personal Property Section 2.02(b)(v) Pool One GP Recital E Pool One LLC Recital A Pool One LLC Agreement Recital C Property Representation Damage Cap Section 12.05 Rent Rolls Section 8.12 Residence Agreements Section 2.02(c) Sunrise GP Recital B Transferee Default Notice Section 13.02(d) Transferee’s Objection Notice Section 13.02(d) Transferor Default Notice Section 13.02(c) Transferor’s Interest Recital A Transferor’s Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(bImputation Affidavit Section 3.02(a)(i) Leased Real Property 3.7(aTransferor’s Failure of Condition Objection Notice Section 13.02(e) Medicare Part D 3.16(bTransferor’s Objection Notice Section 13.02(c) Merger 2.1 Merger Sub SSLII Preamble Necessary Consents 3.3(cSurvey Section 3.02(a)(i) Parent Transferee Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Transferor Preamble Transferee’s Default Notice Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.113.02(d)

Appears in 1 contract

Sources: Transfer Agreement (CNL Lifestyle Properties Inc)

Additional Defined Terms. The In addition to the terms defined in Section 1.1, each of the following capitalized terms shall have the respective meanings set forth is defined in the respective Sections of this Agreement Section set forth opposite each such respective terms belowterm: 401(k“Agreement” Preamble “Approval Notice” Section 6.2 “Appurtenances” Section 2.2 “Assignment” Section 20 “Assignment Agreement” Section 13.1.4 “Assumed Contracts” Section 6.3 “Assumed Liabilities” Section 16.2 “Audited Year” Section 11.1.8 “Books and Records” Section 2.11 “Buyer” Preamble “Buyer Default” Section 19.2 “Buyer Closing Conditions” Section 12.2.1 “Buyer Closing Condition Failure” Section 12.2.2 “Buyer Closing Deliveries” Section 13.2 “Buyer New Title Matter Objection Notice” Section 4.3 “Buyer New Title Matter Response Notice” Section 4.3 “Buyer Representative” Section 6.1 “Cap” Section 16.1.2 “Closing Payment” Section 3.2 “Closing Statement” Section 15.2 “Commitment” Section 4.2 “Community(ies)” Recital “A” “Company” Section 11.1.8 “Contracts Notice” Section 6.3 “Contract Notice Date” Section 6.3 “Deductible” Section 16.1.2 “Department of Revenue” Section 11.1.7 “Disclosure Schedule” Section 9.1 “Due Diligence Items” Section 5 “Effective Date” Preamble “Employees” Section 9.1.8 “Employer” Section 9.1.8 “Equipment Leases” Section 2.9 “Escrow” Section 7.1 “Escrow Holdback Agreement” Section 16.1.2 “Estoppel” Section 11.1.1 “Extended Survival Period” Section 16.1.2 “Financial Statement” Section 9.1.18 “FIRPTA” Section 13.1.5 “Government Sponsored Health Care Program” Section 9.1.13(a) Plan 6.9(b“Hired Employees” Section 11.4.1 “Improvements” Section 2.3 “Indemnified Party” Section 16.3.1 “Indemnifying Party” Section 16.3.1 “Independent Contract Consideration” Section 3.3 “Inspections” Section 6.1 “Intangible Property” Section 2.8 “Interim Bridging Document” Section 11.3.3 “Internal Revenue Code” Section 13.1.5 “Land” Section 2.1 “Licenses and Permits” Section 2.7 “Licensing Surveys” Section 9.1.13(c) Agreement “Management Agreement(s)” Recital “B” “Manager” Recital “B” “Material Casualty” Section 17.1 “Material Condemnation” Section 17.2 “Monetary Liens” Section 4.2 “Mutual Closing Conditions” Section 12.1.1 “New Contracts and Leases” Section 11.1.1 “New Operating Licenses” Section 11.3.1 “New Survey” Section 4.2 “New Title Matter” Section 4.3 “NSAM” Section 20 “OFAC” Section 9.1.11 “Operating Agreements” Section 2.10 “Party” and “Parties” Preamble Antitrust Restraint 6.6(e“Patriot Act” Section 9.1.11 “Personal Property” Section 2.4 “Post-Closing Claim” Section 16.1.2 “Post-Closing Obligations” Section 16.1.2 “Post-Closing Plans” Section 11.4.3 “Post Due Diligence Disclosure” Section 9.2 “Prior Survey” Section 4.2 “Projected CapEx” Section 3.6 “Property(ies)” Section 2 “Purchase Price” Section 3 “REIT” Section 11.1.9 “Rent Roll” Section 9.1.12(a) Certificate of Designations 3.1(b) Certificate of Merger 2.2 Certificates 2.8(c) Change of Recommendation Notice 6.3(d)(ii) “Representatives” Section 11.1.4 “SEC Filings” Section 11.1.8 “Seller(s)” Preamble “Seller Closing 2.2 Conditions” Section 12.3.1 “Seller Closing Date 2.2 Code 2.8(d) Company Preamble Company Balance Sheet 3.4(b) Company Charter Documents 3.1(b) Company Disclosure Letter Article III Company Environmental Permits 3.13(c) Company Financials 3.4(b) Company Material Contract 3.17(a) Company Purchase Plans 3.2(c) Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement 6.4(a) Continuation Notice 6.3(e) Continuing Employees 6.9(d) Cutoff Time 3.2(a) Delaware Law RECITALS Dissenting Shares 2.7(a) Dissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Competition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Leased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 6.3(a) Returns 3.6(b)(i) RoHS 3.13(a) Deliveries” Section 262 2.7(a) Significant Customer 3.22(a) Significant Supplier 3.22(b) SOX 3.4(a) Subsidiary Charter Documents 3.1(b) Surviving Corporation 2.1 Tax 3.6(a) Taxes 3.6(a) Triggering Event 8.113.1 “Seller Default” Section 19.1

Appears in 1 contract

Sources: Purchase and Sale Agreement (NorthStar Healthcare Income, Inc.)