Additional Defined Terms. The following terms have the meanings set forth in the Sections set forth below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)
Appears in 3 contracts
Sources: Investment and Strategic Cooperation Agreement (Henderson Group PLC), Investment and Strategic Cooperation Agreement (Henderson Group PLC), Investment and Strategic Cooperation Agreement (Janus Capital Group Inc)
Additional Defined Terms. The following terms have the meanings set forth are defined in the corresponding Sections set forth belowof this Agreement: Acceptance Notice 2.7(bTerm Section SMART Worldwide Preamble Arizona Sold Shares Section 2.4(a)(i) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a3.11(a) Investor Bankruptcy Exceptions Section 3.4 Books and Records Section 5.10(b) Buyer Preamble Investor Parent 4.3(aBuyer Benefit Plans Section 5.6(c) Investor Representative 5.2(aBuyer Favorable Outcome Section 8.10(c) JCG Buyer Indemnified Persons Section 8.2(a) BuyerSub Preamble JCG SEC Documents Closing Section 7.1(f2.3 Closing Date Section 2.3 Closing Statement Section 2.5(a) Merger Continuing Employee Section 5.6(a) Contracting Parties Section 9.17 CPA Firm Section 2.5(c) De Minimis Claim Section 8.2(b)(i) Deductible Section 8.2(b)(ii) Determination Date Section 2.5(d) Enterprise AR Aging Reports Section 3.6(e) Enterprise Financial Statements Section 3.6(b) Environmental Laws Section 3.20 Escrow Limited Claims Section 8.2(b)(iii) Estimated Closing Statement Section 2.2(a) Excess Amount Section 2.5(e)(i) Exchange Act Section 5.11(a) Final Closing Statement Section 2.5(d) Financial Statements Section 3.6(b) Foreign Benefit Plan Section 3.18(k) Government Official Section 3.9(d) Guaranteed Obligations Section 9.20(a) Guardian Technology Section 3.13(a) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 3.21 Interdivisional Payables and Receivables Section 5.9(c) Key Employee Offer Letter Recitals Merger Agreement Recitals Merger Sub Recitals Malaysia Sold Shares Section 2.4(a)(vi) Malicious Code Section 3.14(b) Material Contracts Section 3.17(a) Materials of Environmental Concern Section 3.20 New Securities 2.7(aBusiness Employee Section 5.6(a) NYSE Rule 2.7(aNonparty Affiliates Section 9.17 Objection Section 2.5(b) Option Agreement Recitals Ownership Limit 2.1(aOFAC Section 3.9(b) Parties Offer Letter Section 5.6(a) Officer’s Claim Certificate Section 8.9(a) Open Source Licenses Section 3.13(e) Other Interested Party Section 5.15 parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(gClosing Covenants Section 8.1 Product Warranties Section 3.14(c) Receiving Party 5.4 Registration Rights 5.5 Regulatory Purchase Price Allocation Statement Section 2.6(a) Real Property Leases Section 3.10 Resolution Period Section 2.5(b) Resolved Matters Section 2.5(b) Restrictive Covenants Section 3.13(i) Restructuring Recitals Retained Escrow Amount Section 8.10(a) Retained Escrow Excess Section 8.10(b) Review Period Section 2.5(b) Revolving Credit Agreement Release Section 5.9(a) Saleen Holdings Preamble Saleen Intermediate Preamble Second A&R Beneficial Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(eAgreement Section 3.8(o) Securities Act 4.3(bSection 4.7 Seller Preamble Seller Favorable Outcome Section 8.10(b) Seed Capital Investments 6.1(cSeller Financial Statements Section 3.6(a) Senior Executive 4.1(bSeller Indemnified Persons Section 8.3 Seller IP Reps Section 8.1 Shortfall Amount Section 2.5(e)(ii) Standstill Fall-Away Singapore Sold Shares Section 2.4(a)(v) SL Agreement Recitals SLMC Section 6.2(i) SLMCS Section 6.2(i) Sold Companies Recitals Sold Shares Recitals Storage Austria Recitals Storage AZ Recitals Storage Malaysia Recitals Storage Singapore Recitals Tax Benefit Section 8.7 Tax Claim Section 8.6 Termination Date 3.3 Standstill Restrictions 3.1(jSection 7.1(a)(v) Stockholder Approved Issuance 2.7(fThird Party Claim Section 8.5 Top Customers Section 3.17(c) Subsequent Offering 4.1(aTop Suppliers Section 3.17(c) Temporary Redemption Unresolved Claim Section 8.10(a) Unresolved Matters Section 2.5(c) Vested Business Employee Option Closing Date 6.1(fConsideration Section 5.7(a)(i) Transfer 4.1(aVested Business Employee Option Escrow Release Consideration Section 5.7(a)(i) True-up Equity Issuance 2.7(dVested Business Employee Option Excess Amount Consideration Section 5.7(a)(i) Vested Business Employee Option Holdback Release Consideration Section 5.7(a)(i) Vested Business Employee Option Legacy Defense Consideration Section 5.7(a)(i) Vested Business Employee Option Payments Section 5.7(a)(i) WARN Act Section 3.19(e)
Appears in 3 contracts
Sources: Stock Purchase Agreement (SMART Global Holdings, Inc.), Stock Purchase Agreement (SMART Global Holdings, Inc.), Stock Purchase Agreement (SMART Global Holdings, Inc.)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a. Defined Term Section Accountants 3.2(b)(ii) Agreement Preamble Approved Tender Offer 4.1(aAllocation 3.5 Alternative Financing 6.11(b) ASX 2.5(a)(ivAlternative Financing Commitment Letter 6.11(b) ASX Rule 2.7(aApplicable Parties 9.3 Balance Sheet Date 4.5(c) Beneficial Ownership 2.1(a*** Confidential treatment has been requested for redacted portions of this exhibit. This copy omits the information subject to the confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been provided separately to the Securities and Exchange Commission. Basket 8.5(b) Change of Control 3.3(eBeagle Scouts Letter Agreement Assignment 2.2(b)(viii) Business Accounts Receivable 4.18 Business Employee 4.16(b)(i) Cap 8.5(c) Closing 2.2(a) Closing Adjustment 3.2(a)(ii) Closing Date 2.2(a) Closing Date Statement 3.2(b)(i) Company Board Recitals Company CDIs 2.7(aDamages 8.1 Debt Commitment Letter 5.4(b) Company Repurchase Event 4.7(aDebt Financing 5.4(b) Coordination Committee 6.2 Designation Right 5.2(aDebt Financing Documents 6.11(a) Eligible Investments 6.1(fDebt Financing Proceeds 5.4(b) Debt Financing Source 5.4(b) Designated Reps 8.4 DHX Preamble End Date 9.1(b)(ii) Equity Issuance 2.7(d6.11(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dERISA 4.16(a)
(a) Existing Investment Agreement Recitals FCA Section 7.2(gEstimated Working Capital 3.2(a)(i) FSC Section 7.2(gFinancial Statements 4.5(a) Final Determination 8.7 Flow-Through Returns 6.7(b)(i) Fundamental Transaction 3.3(bReps 8.4 IBG Companies Recitals IBG Interests Recitals IBG Seller Preamble Iconix Preamble Interests Assignment 2.2(b)(i) GAAP Section 7.1(gJoinder Agreement 2.2(b)(ix) Governmental Order 4.1(bKnowledge of the Purchaser 1.5 Knowledge of the Sellers 1.5 Material Contract 4.11(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Misdirected Payment 6.15 Non-Public Transfer 4.3(bFlow-Through Returns 6.7(b)(ii) Permitted Public Transfer 4.3(cParent Joinder Agreement 2.2(b)(x) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Peanuts Interests Recitals Peanuts Seller Preamble Pre-Issuance Ownership Percentage 2.7(gClosing Settled Amounts 3.2(c) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bPurchase Recitals Purchase Price 3.1 Purchaser Preamble Purchaser Disclosure Letter Article V Purchaser Indemnified Persons 8.1 Releasee 10.12 Releasor 10.12 Seller Indemnified Persons 8.3 Seller Software 4.13(j) Representatives 5.4 Restricted Period 4.1(a*** Confidential treatment has been requested for redacted portions of this exhibit. This copy omits the information subject to the confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been provided separately to the Securities and Exchange Commission. Seller Tax Matter 6.7(b)(iii) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fSellers Preamble Sellers Disclosure Letter Article IV Tax Ruling 4.12(h) Transfer 4.1(aTaxes 6.7(a) True-up Equity Issuance 2.7(dTransition Services Agreement 2.2(b)(vii)
Appears in 2 contracts
Sources: Membership Interest Purchase Agreement (Iconix Brand Group, Inc.), Membership Interest Purchase Agreement (Iconix Brand Group, Inc.)
Additional Defined Terms. The Each of the following terms have is defined in the meanings Section set forth in the Sections set forth belowopposite such term: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aAllocation Schedule Section 8.7 Applicable Plans Section 5.5(b) ASX 2.5(a)(ivBrazilian Foreign Subsidiary Recitals Business Assets Preamble Business Contracts Section 3.14(a) ASX Rule 2.7(aClosing Section 2.3 Closing Date Section 2.3 Continuing Employees Section 5.5(a) Beneficial Ownership 2.1(aEscrow Agreement Section 2.2(a) Change of Control 3.3(eExecution Date Preamble Finally Determined Section 7.5(c) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Financial Statements Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Foreign Subsidiaries Recitals Health Care Laws Section 7.1(g3.19 Hong Kong Foreign Subsidiary Recitals Indemnified Person Section 7.2(a) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Indemnifying Person Section 7.2(g) Identified Transferees 4.5(a7.2(b) Information Rights 5.3 Initial Investment Statement Section 6.1(a5.15(a) Initial Seed Capital Investment Fees 6.1(g)(iiInventory Section 3.6(c) Initial Seed Capital Investments 6.1(g)(iiNon-Assignable Asset Section 2.5 Notice of Claim Section 7.2(a) Insolvent Offered Employees Section 5.5(a) Parent Preamble Party 1.1 Invested Assets Preamble PHMD Preamble PHMD UK Preamble Pre-Closing Tax Period Section 6.1(a3.9(j)(i) Investor Purchase Price Section 2.2 Purchaser Preamble Investor Parent 4.3(aPurchaser Indemnified Persons Section 7.1(a) Investor Representative 5.2(aRadiancy Preamble Radiancy Israel Preamble Royalty Section 7.5(a) JCG Preamble JCG SEC Documents Section 7.1(f3.3(a) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Second Payment Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e2.2(b) Securities Act 4.3(bRecitals Seller Preamble Seller Indemnified Persons Section 7.1(b) Seed Capital Investments 6.1(cSeparate Allocation Section 8.7 Set-Off Notice Section 7.5(b) Senior Executive 4.1(bStraddle Period Section 8.3 Tax Proceedings Section 8.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fThird Party Notice Section 7.2(b) Transfer 4.1(aDate Section 5.5(c) True-up Equity Issuance 2.7(dTransfer Taxes Section 5.2(b)
Appears in 2 contracts
Sources: Asset Purchase Agreement (Photomedex Inc), Asset Purchase Agreement (ICTV Brands Inc.)
Additional Defined Terms. The As used herein, the following terms shall have the meanings set forth defined in the Sections set forth recitals or sections indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAccess Indemnified Parties Section 3.01(b) Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(eBusiness Representations Introductory paragraph to Article VIII Business Representations Damage Cap Section 12.05 Closing Section 11.01 Closing Date Section 3.03 Closing Statement Section 11.02(a)(v) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇Recital B Conn. Ave. Facility Recital F Conn. Ave. Facility Owner Recital F Conn. Ave/Santa ▇▇▇▇▇▇ Assignment Recital L Contracts Section 8.17 Contribution and Indemnification Agreement Section 14.04(b) Deed Transfers Section 14.03(a) Delegation Agreement Section 14.04(a) Documents Section 15.01(a) Dublin Property Recital E Dublin Property Owner Recital D Due Diligence Materials Section 3.01(f) Environmental Reports Section 8.09 Enterprise Valuation Section 2.01(c) Executive Order Section 1.01, definition of Specially Designated National or Blocked Person Existing Financing Payoff Amount Recital Q Facility Agreements Section 2.02(c) Facility/Facilities Recital G Facility Owners Recital G Failure of Condition Notice Section 13.02(e) Financials Section 8.01(a) Guarantors Section 14.04(b) Improvements Section 2.02(a)(i) Indemnified Party Section 12.11(a) Indemnifying Party Section 12.11(a) Initial Distribution Recital S JV Agreement Section 14.01(a) Land Section 2.02(a)(i) Lender Recital I Loan Section 14.04(b) Local Counsel Costs Section 15.01(a) Management Agreement Guaranty Section 14.03(d) Management Termination(s) Section 14.02(a) Manager Preamble ▇▇▇Manager Pooling Agreement Section 14.03(e) MetSun Facilities Recital E MetSun Facility Owners Recital D Mezz Loan Recognition/Comfort Letter Section 15.05 New Facility Owner(s) Recital K New Management Agreement Section 14.03(c) Newco Recital A Non-Imputation Affidavit Section 3.02(a) Operating Cash Infusion Section 2.03 Operating Lease Section 14.03(b) Other Refinancing Fees and Expenses Section 16.02 Other Shared Closing Costs Section 15.04 Owned Assets Section 2.02 Owner Agreement Termination(s) Section 14.02(b) Personal Property Section 2.02(b)(v) Pool Companies Recital C Pool One Company Recital C Pool One Owner Recital D Pool Two Company Recital C Pool Two Owner Recital D Pooling Agreement Termination Section 14.02(c) Prior Management Agreement(s) Recital U Prior Owner Agreement(s) Recital U Prior Pool One Pooling Agreement Recital U Prior Pool Two Pooling Agreement Recital U Prior Pooling Agreements Recital U Real Property Conveyance Recital M Refinancing Recital I Refinancing Fee Section 16.02 Refinancing Term Sheet Recital I Refinancing Third-Party Costs Section 15.01(b) Rent Rolls Section 8.12 Residence Agreements Section 2.02(c) Restructuring Recital T Restructuring Documents Section 14.05 Santa ▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ Facility Recital G Santa ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ Facility owner Recital G Santa ▇▇▇▇▇▇ GP Recital G Santa ▇.▇(▇) ▇▇▇▇ Terms 4.5(aLP Recital G Shared Expenses Section 15.08 Survey Section 3.02(a) SEC 2.5(eThird-Party Costs Section 15.01(b) Securities Act 4.3(bTitle Insurance Costs Section 15.02 Transfer Taxes Section 15.03 Transferee Preamble Transferee Cash Contribution Amount Recital O Transferee Contribution Recital O Transferee Default Notice Section 13.02(d) Seed Capital Investments 6.1(cTransferee Notice of Objection to Transferor Reimbursable Transaction Costs Section 13.02(e) Senior Executive 4.1(bTransferee’s Objection Notice Section 13.02(d) Standstill FallTransferor Preamble Transferor Board Consent Section 7.02(a) Transferor Contribution Recital P Transferor Default Notice Section 13.02(c) Transferor Reimbursable Transaction Costs Section 15.05 Transferor’s Failure of Condition Objection Notice Section 13.02(e) Transferor’s Interest Recital B Transferor’s Non-Away Date 3.3 Standstill Restrictions 3.1(jImputation Affidavit Section 3.02(a)(i) Stockholder Approved Issuance 2.7(fTransferor’s Objection Notice Section 13.02(c) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)TRS Recital J
Appears in 2 contracts
Sources: Transfer Agreement (CNL Healthcare Trust, Inc.), Transfer Agreement (Sunrise Senior Living Inc)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a. Additional Investor Agreements Section 3.6(b) Agreement Preamble Approved Tender Offer 4.1(aAlternate Transaction Agreement Section 8.1(d) ASX 2.5(a)(ivAlternate Transaction Damages Section 10.2(a) ASX Rule 2.7(aAlternative Financing Section 3.3(a) Beneficial Ownership 2.1(aApproval Conditions Section 10.1(b)(iii) Change of Control 3.3(eApproval Motion Recitals Approval Order Recitals Arrangement Premium Section 4.1(b) Available Direct Subscription Shares Section 3.1(b)(ii) Bankruptcy Code Recitals Bankruptcy Court Recitals Basic Subscription Right Section 2.2(b) Breaching Investor Section 9.1(b) Company Board Preamble Company Plans Section 5.21(a) Confirmed Plan Section 8.1(b) Debtor Recitals Company CDIs 2.7(aDetermination Date Section 2.2(f) Company Repurchase Event 4.7(aDirect Commitment Section 3.1(a) Coordination Committee 6.2 Designation Right 5.2(aDirect Subscription Shares Section 3.1(a) Eligible Investments 6.1(fDisclosure Letter Article V Discrimination Notice Section 11.10 Dispute Notice Section 11.10 Employee Representatives Section 5.14(a) Equity Issuance 2.7(dEnvironmental Laws Section 5.19(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dERISA Section 5.21(a) Existing Investment Exit Financing Section 7.17 Expedited Proceedings Section 11.10 Filing Party Section 7.15(b) Financial Reports Section 7.11(a) Financial Statements Section 5.9 Ford Section 7.18 Ford Agreement Recitals FCA Section 7.2(g7.18 Fully Exercising Holder Section 2.2(c) FSC Funding Approval Certificate Section 7.2(g) Fundamental Transaction 3.3(b) 7.7 GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents 5.9 Indemnified Claim Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 9.2 Indemnified Person Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent 9.2 Indemnifying Party 1.1 Invested Assets Section 6.1(a) 9.2 Investor Preamble Joint Filing Party Section 7.15(c) Legal Proceedings Section 5.13 Losses Section 9.1(a) Material Contracts Section 5.24 Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Offered Direct Subscription Shares Section 3.1(b) Offering Investor Parent 4.3(aSection 3.1(b) OPEB Order Section 5.11(f) Outside Date Section 10.1(b)(iii) Over-Allotted Investor Representative 5.2(aSection 8.5 Over-Subscribed Shares Section 2.2(e) JCG Preamble JCG SEC Documents Oversubscription Right Section 7.1(f2.2(c) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Petition Date Recitals Pre-Issuance Ownership Percentage 2.7(gClosing Period Section 7.9 Proceedings Recitals Purchase Notice Section 2.2(f) Purchase Price Section 2.1 Regulatory Cure Section 8.5 Regulatory Reallocation Section 8.5 Related Purchaser Section 3.6(a) Removed Allotted Portion Section 8.5 Requisite Receiving Party 5.4 Registration Co-Investor Approval Section 11.10 Right Section 2.1 Rights 5.5 Regulatory Transfer 4.1(bDistribution Date Section 2.2(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Rights Exercise Period 4.5(bSection 2.2(d) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Rights Offering Section 2.1 ROFR Investors Section 3.6(c) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Share Section 2.1 Stock Right Commitment Section 3.2
Appears in 2 contracts
Sources: Equity Commitment Agreement (Goldman Sachs Group Inc), Equity Commitment Agreement (Citadel Securities LLC)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a. Defined Term Section Accountants 3.2(b)(ii) Agreement Preamble Approved Tender Offer 4.1(aAllocation 3.5 Alternative Financing 6.11(b) ASX 2.5(a)(ivAlternative Financing Commitment Letter 6.11(b) ASX Rule 2.7(aApplicable Parties 9.3 Balance Sheet Date 4.5(c) Beneficial Ownership 2.1(aBasket 8.5(b) Change of Control 3.3(eBeagle Scouts Letter Agreement Assignment 2.2(b)(viii) Business Accounts Receivable 4.18 Business Employee 4.16(b)(i) Cap 8.5(c) Closing 2.2(a) Closing Adjustment 3.2(a)(ii) Closing Date 2.2(a) Closing Date Statement 3.2(b)(i) Company Board Recitals Company CDIs 2.7(aDamages 8.1 Debt Commitment Letter 5.4(b) Company Repurchase Event 4.7(aDebt Financing 5.4(b) Coordination Committee 6.2 Designation Right 5.2(aDebt Financing Documents 6.11(a) Eligible Investments 6.1(fDebt Financing Proceeds 5.4(b) Debt Financing Source 5.4(b) Designated Reps 8.4 DHX Preamble End Date 9.1(b)(ii) Equity Issuance 2.7(d6.11(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dERISA 4.16(a)
(a) Existing Investment Agreement Recitals FCA Section 7.2(gEstimated Working Capital 3.2(a)(i) FSC Section 7.2(gFinancial Statements 4.5(a) Final Determination 8.7 Flow-Through Returns 6.7(b)(i) Fundamental Transaction 3.3(bReps 8.4 IBG Companies Recitals IBG Interests Recitals IBG Seller Preamble Iconix Preamble Interests Assignment 2.2(b)(i) GAAP Section 7.1(gJoinder Agreement 2.2(b)(ix) Governmental Order 4.1(bKnowledge of the Purchaser 1.5 Knowledge of the Sellers 1.5 Material Contract 4.11(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Misdirected Payment 6.15 Non-Public Transfer 4.3(bFlow-Through Returns 6.7(b)(ii) Permitted Public Transfer 4.3(cParent Joinder Agreement 2.2(b)(x) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Peanuts Interests Recitals Peanuts Seller Preamble Pre-Issuance Ownership Percentage 2.7(gClosing Settled Amounts 3.2(c) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bPurchase Recitals Purchase Price 3.1 Purchaser Preamble Purchaser Disclosure Letter Article V Purchaser Indemnified Persons 8.1 Releasee 10.12 Releasor 10.12 Seller Indemnified Persons 8.3 Seller Software 4.13(j) Representatives 5.4 Restricted Period 4.1(aSeller Tax Matter 6.7(b)(iii) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fSellers Preamble Sellers Disclosure Letter Article IV Tax Ruling 4.12(h) Transfer 4.1(aTaxes 6.7(a) True-up Equity Issuance 2.7(dTransition Services Agreement 2.2(b)(vii)
Appears in 2 contracts
Sources: Membership Interest Purchase Agreement (DHX Media Ltd.), Membership Interest Purchase Agreement (DHX Media Ltd.)
Additional Defined Terms. The following terms have the meanings set forth are defined in the respective Sections set forth below: Acceptance Notice 2.7(b1992 Act 4.5(b) Administrative Guidance 4.1(b2005 Budget 4.3(e) Affiliated Transferee 4.3(aACM 7.15(a)(iv) Acquired Interests 2.1 Affiliate Liabilities 7.19 Agreement Preamble Approved Tender Offer 4.1(aRecitals Allocation Schedule 9.6(a) ASX 2.5(a)(ivAllocations 9.6(a) ASX Rule 2.7(aAlternate Agreements 7.11(c)(ii)(C) Beneficial Ownership 2.1(aAudited 2004 Financials 9.6(c) Change of Control 3.3(eAudited Financials 4.3(c) Company Bankruptcy Code Recitals Bankruptcy Court Recitals Basket 11.4(a) Board 7.11(c)(ii)(A) Break-Up Fee 7.11(c)(iv)(B) Buyer Recitals Cable Corp. Recitals Cable Venture Recitals Cash Purchase Price 3.2 (a) CATV Recitals Century Recitals Chapter 11 Case Recitals Closing 3.1 Closing Date 3.1 Closing Date Balance Sheet 3.4(b)(i) Collective Bargaining Agreement 4.10(e) Commitment Letters 6.4 Communications Act 4.5(b) Companies Recitals Company CDIs 2.7(aIntellectual Property 4.17(c) Company Repurchase Event 4.7(aConfirmation Order 7.11(a) Coordination Committee 6.2 Designation Right 5.2(aCopyright Act 4.5(b) Eligible Investments 6.1(fDebt Commitment Letter 6.4 Deferred Purchase Price 3.2 (a) Equity Issuance 2.7(dDisclosure Statement 7.11(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDraft 2004 Financials 9.6(b) Existing Investment Estimated Adjustment Certificate 3.4(a) Estimated Closing Date Balance Sheet 3.4(a) Expense Reimbursement 7.11(c)(iv)(A) Expense Reimbursement Agreement Recitals FCA Section 7.2(g7.11(c)(iv)(A) FSC Section 7.2(gFranchise Extensions 7.4(b) Fundamental Transaction 3.3(bIndemnitee 11.3 Indemnitor 11.3 Indemnity Escrow Account 3.2(c)(i) GAAP Section 7.1(gIndependent Accountant 3.4(b)(ii) Governmental Order 4.1(bIndependent Engineer 7.13(d) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(aInterim Financials 4.3(c) Investor Preamble Investor Parent 4.3(aGuaranty 3.2(e) Investor Representative 5.2(aInvestors 1.1(ttt) JCG Preamble JCG SEC Documents Section 7.1(fIP Licenses 4.17(b) Merger IRS 4.10(j) Key Personnel 7.6 Leases 4.8(b) Levittown System Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bLosses 11.2(a) ▇▇▇▇ ▇▇Owner 7.8 Matching Right 7.11(c)(ii)(C) Maximum Permissible Reduction 12.1(l) ML JV Interests 7.20 ML Media Recitals Non-Solicitation Period 7.16 Objection Notice 3.4(b)(ii) Offering Documents 7.17(c) Operating Cash Flow Statement 3.4(b)(i) Plan Recitals Pole Attachment Agreement 4.7 Post-Closing Period 4.12(e) Pre-Closing Period 4.12(e) Pre-Closing Tax Straddle Period 7.5(a)(ii) Puerto Rico Telecommunications Act 4.5(b) Purchase Price 3.2(a) Rebuild Cost Overrun 7.13(e) Rebuild Employees 4.10(m) Rebuild Escrow Account 3.2(b) Rebuild Escrow Amount 3.2(b) Rebuild Extension Date 7.4(b) Remaining Unpaid Cost 3.2(b) Retained Marks 2.2(e) Revised Schedule 4.6(e) 7.21 S-1 Financial Statements7.17(b) 7.17(b) San ▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) System Recitals Securities Act 4.3(b7.17(b) Seed Capital Investments 6.1(cSellers Recitals Sellers’ Adjustment Certificate 3.4(b)(i) Senior Executive 4.1(bSellers Escrow Account 3.2(c)(iii) Standstill FallShortfall 11.6 Stand-Away Date 3.3 Standstill Restrictions 3.1(jAlone 7.22 Superior Proposal 7.11(c)(ii)(A) Stockholder Approved Issuance 2.7(fSupplemental Interim Financials 7.17(e) Subsequent Offering 4.1(aSystem Recitals Tax 4.12(a) Temporary Redemption Date 6.1(fTax Benefit 11.4(c) Transfer 4.1(aTax Return 4.12(a) TrueTaxing Authority 4.12(a) Third-up Equity Issuance 2.7(dParty Claim11.3 11.3 Transferred Assets 2.2(i) Transferred Programming Agreements 2.2(a) Treasury Regulations 4.12(a) Unaudited 2004 Financials 4.3(a) Unaudited Financials 4.3(a) Unaudited Historical Financials 4.3(a) WARN Act 4.3(h)(ix)
Appears in 2 contracts
Sources: Interest Acquisition Agreement (Arahova Communications Inc), Interest Acquisition Agreement (Adelphia Communications Corp)
Additional Defined Terms. The following In addition to the terms defined in Section 1.01, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the following Sections set forth belowof this Agreement: Acceptance Notice 2.7(bAffiliate Contract Section 3.17(a)(xi) Administrative Guidance 4.1(bAggregate Cap Section 7.04(e) Affiliated Transferee 4.3(aAgreed Claims Section 7.06(c) Agreement Preamble Approved Tender Arbitrator Section 2.03(c)(i) Balance Sheet Date Section 3.07(a)(i) Claim Certificate Section 7.06(a) Closing Section 2.04(a) Closing Date Section 2.04(a) Closing Statement Section 2.03(a) Collateral Source Section 7.05 Company Preamble Company Employees Section 5.04 Covered Party Section 5.05(a) Deductible Section 7.04(a) Disputed Amounts Section 2.03(c) DOL Section 3.12(b) Employee Benefit Plans Section 3.12(a) ERISA Section 3.12(a) Estimated Closing Indebtedness Section 2.02(a) Estimated Closing Statement Section 2.02(a) Estimated Closing Working Capital Section 2.02(a) Estimated Company Transaction Expenses Section 2.02(a) Financial Statements Section 3.07(a) FSA Amounts Section 1.01 Indemnified Party Section 7.06(a) Indemnifying Party Section 7.06(a) IP Licenses Section 3.15(d) Knowledge of Seller Section 1.05 Material Contract Section 3.17(a) Multiemployer Plan Section 3.12(c) Notice of Objection Section 2.03(b) Offer 4.1(aSection 5.04(a) ASX 2.5(a)(ivOverlap Period Returns Section 6.01(b) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Permits Section 7.2(g) FSC 3.10 Pre-Closing Consolidated Return Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a6.01(a) Pre-Issuance Ownership Percentage 2.7(gClosing Consolidated Return Workpaper Section 6.01(a) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bPre-Closing Return Section 6.01(a) Representatives 5.4 Restricted Period 4.1(aPre-Closing Tax Matter Section 6.02(a) Restricted Period Approved Tender Offer 4.1(aPrivileged Deal Communications Section 8.16 Pro Forma Tax Return Section 6.01(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bPurchase Price Adjustment Section 2.03(d) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Purchaser Preamble Purchaser Consolidated Tax Return Section 6.07(b)(i) ▇▇▇▇ Open Period 4.5(cPurchaser Indemnitees Section 7.02 Purchaser Tax Matter Section 6.02(b) ROFR Price 4.5(aReal Property Leases Section 3.19(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Return Section 3.14(a) ▇▇▇▇ Terms 4.5(aSection 338(h)(10) SEC 2.5(eElection Section 6.04(a) Securities Act 4.3(bSection 338(h)(10) Seed Capital Investments 6.1(cElection Form Section 6.04(c)(i) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Seller Preamble Seller Guarantor Preamble Seller Indemnitees Section 7.03
Appears in 1 contract
Additional Defined Terms. The As used herein, the following terms shall have the meanings set forth defined in the Sections set forth recitals or sections indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aAssignment and Assumption Agreement Section 14.03(d) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(eAssumed Liabilities Section 18.02 Business Representations Introductory paragraph to Article VIII Business Representations Damages Cap Section 12.09 Closing Section 11.01 Closing Conditions Section 10.01 Closing Date Section 3.03 Closing Statement Section 11.02(a)(iv) Company Board Recitals Company CDIs 2.7(aRecital A Contracts Section 8.15 Cut-Off Time Section 15.04 Deed Transfers Section 14.03(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g15.01(a) Identified Transferees 4.5(aDue Diligence Materials Section 3.01(f) Information Rights 5.3 Initial Investment Environmental Reports Section 6.1(a8.09 Executive Order Section 1.01, definition of Specially Designated National or Blocked Person Facility Agreements Section 2.02(c) Initial Seed Capital Investment Facility/Facilities Recital C Facility Owners Recital B Failure of Condition Notice Section 13.02(e) Financials Section 8.01(a) HUD Recital N HUD Loan Assumptions Recital N Improvements Section 2.02(a)(i) Indemnification and Contribution Agreement Section 14.04(a) Indemnified Party Section 12.06(a) Indemnifying Party Section 12.06(a) JV Agreement Section 14.01(a) Land Section 2.02(a)(i) Lender Recital G Loan Section 14.04(a) Local Counsel Costs Section 15.01(b) Manager Pooling Agreement Section 14.03(e) New Pool One Facility Owner(s) Recital G New Pool One Facility Tenant(s) Recital H New Facility Owner(s) Recital O New Management Agreement Section 14.03(c) Operating Cash Infusion Section 2.03 Operating Lease Section 14.03(b) Other Refinancing Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested and Expenses Section 16.02 Other Shared Closing Costs Section 15.04 Owned Assets Section 6.1(a2.02 Personal Property Section 2.02(b)(v) Investor Preamble Investor Parent 4.3(aPool One Closing Section 11.01(a) Investor Representative 5.2(aPool One Closing Date Section 11.01(a) JCG Preamble JCG SEC Pool One Transferor Contribution Recital I Pool Two Closing Section 11.01(b) Pool Two Closing Date Section 11.01(b) Pool Two Transferor Contribution Recital S Property Taxes Section 15.04(a) Prorations Section 15.04 Refinancing Recital F Refinancing Fee Section 16.02 Refinancing Term Sheet Recital F Refinancing Third-Party Costs Section 15.01(b) Residence Agreements Section 2.02(c) Restructuring Recital U Restructuring Documents Section 7.1(f14.05 Retained Assets Section 2.02 Retained Liabilities Section 18.01 Shared Expenses Section 15.05 Shenandoah Facility Section 18.02 Survey Section 3.02(a) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aThird-Party Costs Section 15.01(b) NYSE Rule 2.7(aTitle Insurance Costs Section 15.02 Transfer Taxes Section 15.03 Transferee Preamble Transferee Pool One Cash Contribution Amount Recital J Transferee Pool One Contribution Recital J Transferee Pool Two Cash Contribution Amount Recital R Transferee Pool Two Contribution Recital R Transferee Default Notice Section 13.02(d) Option Agreement Recitals Ownership Limit 2.1(aTransferee Notice of Objection to Transferor Reimbursable Transaction Costs Section 13.02(e) Parties Transferee’s Objection Notice Section 13.02(d) Transferor Preamble Party Preamble Permitted Affiliate Sale 4.3(aTransferor Board Consent Section 7.02(a) Permitted Non-Public Transfer 4.3(bTransferor Contribution Recital Q Transferor Default Notice Section 13.02(c) Permitted Public Transfer 4.3(cTransferor’s Failure of Condition Objection Notice Section 13.02(e) Permitted Sales Transferor’s Objection Notice Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b13.02(c) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)TRS Recital D
Appears in 1 contract
Additional Defined Terms. The following In addition to the terms defined in Section 1.01, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) . Defined Term Section Additional Commitment Section 2.06 Additional Commitment Party Section 2.06 Agreement Preamble Approved Tender Offer 4.1(aAgreement Effective Date Preamble Applicable Consent Section 4.07 Closing Section 2.04(a) ASX 2.5(a)(ivClosing Date Section 2.04(a) ASX Rule 2.7(aConfirmation Order Recitals Cover Transaction Period Section 2.02(c) Beneficial Ownership 2.1(aDebtors Recitals Employee Representatives Section 4.15(a) Change of Control 3.3(eEnvironmental Laws Section 4.20(a) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(fEnvironmental Permits Section 4.20(b) Equity Issuance 2.7(dCommitment Section 2.01 Equity Commitment Escrow Account Section 2.03(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dCommitment Parties Preamble Equity Commitment Party Preamble Equity Commitment Party Replacement Section 2.02(a) Existing Investment Equity Commitment Party Replacement Period Section 2.02(a) Equity Commitment Premium Section 3.01 Expense Reimbursement Section 3.03 Filing Party Section 6.03(b) Financial Reports Section 6.04 Financial Statements Section 4.09 Foreign Benefit Plans Section 4.22(a)(vii) Funding Amount Section 2.03(a) Funding Deadline Section 2.03(a) Funding Notice Section 2.03(a) Indemnified Claim Section 8.02 Indemnified Person Section 8.01 Indemnifying Parties Section 8.01 Indemnifying Party Section 8.01 Infringe Section 4.16 Joinder Agreement Recitals FCA Section 7.2(g2.05(b) FSC Joint Filing Party Section 7.2(g6.03(c) Fundamental Transaction 3.3(bLegal Proceedings Section 4.14 Legend Section 6.10 Losses Section 8.01 Material Contract Section 4.25(a) GAAP Money Laundering Laws Section 7.1(g4.27 New Purchaser Section 2.05(c) Governmental Order 4.1(bNon-Competition Agreement Section 4.25(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Non-Waiving Equity Commitment Parties Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) 7.02 Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(aEquity Commitment Transferee Section 2.05(b) Permitted Non-Public Transfer 4.3(bQuorum Preamble Replacing Equity Commitment Parties Section 2.02(a) Permitted Public Transfer 4.3(cRestructuring Transactions Recitals RSA Recitals Tax Returns Section 4.21(a)(i) Permitted Sales Transaction Agreements Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b4.02(a) Preemptive Rights Shares 2.7(aU.S. Benefit Plans Section 4.22(a)(i) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Waiving Equity Issuance 2.7(d)Commitment Parties Section 7.02
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Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Notice 2.7(b2014 EBITDA Target 2.6(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a2015 EBITDA Target 2.6(b) Agreement Preamble Approved Tender Offer 4.1(aAllocation 2.6(f) ASX 2.5(a)(ivBalance Sheet Date 3.4(a) ASX Rule 2.7(aBasket 7.2(b) Beneficial Ownership 2.1(aClosing 2.2 Closing Consideration 2.3(b) Change of Control 3.3(eClosing Date 2.2 Closing Statement 2.3(a) Company Board Preamble Company Balance Sheet 3.4(a) Company Expense Invoices 2.4(j) Company Governing Documents 3.1(b) Company Indemnified Parties 6.3(a) Company Interest Recitals Company CDIs 2.7(aMaterial Contract 3.6(a) Company Repurchase Event 4.7(aPermits 3.9(c) Coordination Committee 6.2 Designation Right 5.2(aCompany Personal Property 3.14 Company Schedule of Exceptions Article 3 Confidential Information 1.1(uu) Eligible Investments 6.1(fDispute 8.12 Earn-Out Objection Notice 2.6(d) Equity Issuance 2.7(dEarn-Out Period 2.6(e) Executive Committee 6.2 Exempt Equity Issuance 2.7(dEarn-Out Shares 2.6(b) Existing Investment EBITDA Target, EBITDA Targets 2.6(b) Employment Agreement Recitals FCA Section 7.2(gEnvironmental Laws 3.15 Escrow Agreement Recitals Escrow Fund 2.2(b) FSC Section 7.2(gFinancial Statements 3.4 First Earn-Out Notice 2.6(a) First Earn-Out Shares 2.6(a) Fundamental Transaction 3.3(bRepresentations 7.1 Governmental Entity 3.3(c) GAAP Section 7.1(gHSR Act 3.3(c) Governmental Order 4.1(bIndemnifying Party 7.3(a) ▇▇▇▇▇▇▇▇▇ Insurance Policies 3.17 Leased Real Property 3.13(a) Leases 3.13(a) Member, Members Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(gObjection Notice 7.3(a) Identified Transferees 4.5(aOfficer’s Certificate 7.3(a) Information Parent Preamble Parent Administrative Services 2.6(e)(v) Parent Protective Provisions 2.6(e)(x) Patent Rights 5.3 Initial Investment Section 6.1(a1.1(vv) Initial Seed Capital Investment Fees 6.1(g)(iiPayoff Letters 2.4(i) Initial Seed Capital Investments 6.1(g)(iiPermits 3.9(c) Insolvent Party 1.1 Invested Assets Section 6.1(aPostal Service 3.22 Prior Company Counsel 8.11 Related Person 3.18 Scheduled Inbound Licenses 3.8(i)(ii) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(aScheduled Outbound Licenses 3.8(i)(i) SEC 2.5(e5.9 Second Earn-Out Notice 2.6(b) Second Earn-Out Shares 2.6(b) Securities Act 4.3(b5.8 Surviving Income Tax Representations 7.1 Tax Returns 3.7(b)(i) Seed Capital Investments 6.1(cTax, Taxes 3.7(a) Senior Executive 4.1(bTrademarks 1.1(uu) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Transaction Costs 8.2 Transactional Privileged Communications 8.11 Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission.
Appears in 1 contract
Sources: Membership Interest Purchase Agreement (STAMPS.COM Inc)
Additional Defined Terms. The In addition to the terms defined in Section 1 of this Appendix A, the following capitalized terms have the meanings set forth are defined in the Sections set forth body of the Agreement where indicated below: Acceptance Notice 2.7(bAccounting Referee 14.1(d) Administrative Guidance 4.1(bAcquired Assets 2.2 Acquired Contracts 2.2(h) Affiliated Transferee 4.3(aAcquired Data 2.2(j) Agreement Preamble Approved Tender Offer 4.1(aAcquired Interests 2.2(a) ASX 2.5(a)(ivAcquired Leases 2.2(a) ASX Rule 2.7(aAcquired Properties 2.2(c) Beneficial Ownership 2.1(aAcquired Real Estate 2.2(i) Change of Control 3.3(eAcquired Records 2.2(m) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇Acquired ▇▇▇▇▇ 2.2(c) Agreement Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(gAllocated Value 3.5 Asset 3.5 Assignment 13.2(a) Identified Transferees 4.5(aBackground Materials 9.9(a) Available Employees 10.19(c) Base Purchase Price 3.1 Claim Notice 16.3(a) Closing 13.1 Closing Amount 3.4(b) Closing Date 13.1 Closing Payment 3.4(b)(i) Confidential Information 10.12(b) Defect Notice Deadline 5.5(b) Defensible Title 5.1 Deposit 3.3 Deposit Escrow Account 3.3 Deposit Escrow Agreement 3.3 Disclosed Environmental Matters 8.5 DTPA 17.14 Due Diligence Review 4.1(a) Environmental Assessment 6.1(b) 6.1(b) Environmental Defect 6.2 Environmental Defect Adjustment 6.5(c) Environmental Defect Value 6.3 Environmental Disputed Matters 6.9 Environmental Matters 6.10 Escrow Agent 3.3 Exchange Transaction 15.6(a) Exchanging Party 15.6(a) Excluded Assets 2.3 Execution Date Preamble Final Determination Date 14.1(h) Final Purchase Price 14.1(a) Final Settlement Date 14.1(a) Final Settlement Disputes 14.1(d) Final Settlement Statement 14.1(a) Indemnified Environmental Defect 6.6(a) Indemnified Party 16.3(a) Indemnified Title Defect 5.7(a) Indemnifying Party 16.3(a) Information Rights 5.3 Initial Investment Section 6.1(aRequest 10.12(c) Initial Seed Capital Investment Fees 6.1(g)(iiInterest Addition 5.9(a) Initial Seed Capital Investments 6.1(g)(iiInterim Operation Approval Threshold 10.1(a) Insolvent Intermediary 15.6(c) Lands 2.2(b) Leased Lands 2.2(a) Leave 10.19(a) Material Contracts 2.2(h) Negotiation Period 14.1(c) Net Aggregate Defect Value 5.6(c) Non-Exchanging Party 1.1 Invested Assets Section 6.1(a15.6(a) Investor NORM 6.2 Notice of Environmental Defects 6.4(b) Notice of Title Defects 5.5(b) Objection 10.12(c) Objection Date 14.1(b) Objection Report 14.1(b) Open Environmental Defect 6.7(a) Open Title Defect 5.8(a) Party Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Permitted Lien 5.2 Preliminary Settlement Statement 3.4(a) Purchase Price 3.1 Purchaser Preamble Purchaser Defect Termination Notice 6.8(a) Purchaser’s Title Defect Value 5.5(b) Receivable Amount 14.1(j) Seller Preamble Seller’s Warranties 17.14(b) Straddle Period 15.1(a) Surviving Environmental Defect 6.5(b) Surviving Title Defect 5.6(b) Termination Dispute Notice 6.8(b) Termination Response Notice 6.8(b) Third-Party Preamble Permitted Affiliate Sale 4.3(aClaim 16.3(b) Permitted Non-Public Transfer 4.3(bTitle Defect 5.3 Title Defect Adjustment 5.6(c) Permitted Public Transfer 4.3(cTitle Defect Value 5.4 Title Disputed Matters 5.10 Title/Environmental Termination Threshold 6.8(a) Permitted Sales Title LLC 15.6(d) Transferred Employees 10.19(b) Transition Services Agreement 13.2(d) Unagreed Termination Environmental Matters 6.8(b) Unagreed Termination Title Matters 6.8(b) Unwaived/Uncured Environmental Defect 6.5(b) Unwaived/Uncured Title Defect 5.6(b) Neither these Schedules nor any disclosure made in or by virtue of them constitutes or implies any representation, warranty, or covenant by Seller not expressly set out in the Agreement, and neither these Schedules nor any such disclosure has the effect of, or may be construed as, adding to, broadening, deleting from or revising the scope of any of the representations, warranties, or covenants of Seller in the Agreement. Any item or matter disclosed or listed on any particular Schedule is deemed to be disclosed or listed on any other Schedules to the extent it is reasonably apparent that such item relates or is applicable to, or is properly disclosed under, such other Schedule or the section of the Agreement to which such other Schedule corresponds, notwithstanding the fact that the Schedules are arranged to correspond to the sections of the Agreement, that a particular section of the Agreement makes reference to a particular Schedule, or that a particular representation, warranty or covenant in the Agreement may not make reference to a Schedule. Matters reflected in these Schedules are not necessarily limited to matters required by the Agreement to be reflected in these Schedules. The fact that any item of information is contained herein is not an admission of liability under any applicable law, and does not mean that such information is required to be disclosed in or by the Agreement, or that such information is material, but rather is intended only to qualify the representations, warranties and covenants in the Agreement and to set forth other information required by the Agreement. Neither the specification of any dollar amount in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such amount, or a higher or lower amount, or the item so included, or any other item, is or is not material, and no party shall use the setting forth of any such amount or the inclusion of any such item in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter not described herein or included in these Schedules is or is not material for purposes of the Agreement. The information set forth on the Schedules shall not be used as a basis for interpreting the terms “material,” “materially,” “materiality”, “Material Adverse Effect”, or any similar qualification in the Agreement. Neither the specification of any item or matter in any representation, warranty or covenant contained in the Agreement nor the inclusion of any specific item in these Schedules is intended to imply that such item or matter, or another item or matter, is or is not in the ordinary course of business, and no party shall use the setting forth or the inclusion of any such item or matter in any dispute or controversy between or among the parties to the Agreement as to whether any obligation, item or matter described or not described herein or included or not included in these Schedules is or is not in the ordinary course of business for purposes of the Agreement. Headings have been inserted in these Schedules for reference only and do not amend the descriptions of the disclosed items set forth in the Agreement. Where a reference is made to a section or exhibit, such reference shall be to a section of or exhibit to the Agreement unless otherwise indicated. Whenever the words “include,” “includes,” or “including” are used in these Schedules, they shall be deemed to be followed by the words “without limitation,” whether or not they are in fact followed by those words or words of like import. The following Schedules constitute Seller’s Disclosure Schedules:
Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)8.1 Material Required Consents
Appears in 1 contract
Additional Defined Terms. The In addition to the terms defined in Section 1.1, each of the following terms have is defined in the meanings Section set forth in the Sections set forth belowopposite such term: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement “Agreement” Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee “Approval Notice” Section 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA “Appurtenances” Section 7.2(g) FSC 2.2 “Assignment” Section 7.2(g) Fundamental Transaction 3.3(b) GAAP 20 “Assignment Agreement” Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ 13.1.4 “Assumed Contracts” Section 6.3 “Assumed Liabilities” Section 16.2 “Audited Year” Section 11.1.8 “Books and Records” Section 2.11 “Buyer” Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents “Buyer Default” Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 19.2 “Buyer Closing Conditions” Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets 12.2.1 “Buyer Closing Condition Failure” Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents 12.2.2 “Buyer Closing Deliveries” Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals 13.2 “Buyer New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Title Matter Objection Notice” Section 4.3 “Buyer New Title Matter Response Notice” Section 4.3 “Buyer Representative” Section 6.1 “Cap” Section 16.1.2 “Closing Payment” Section 3.2 “Closing Statement” Section 15.2 “Commitment” Section 4.2 Person 3.1 Preemptive Rights “Community(ies)” Recital “A” “Company” Section 11.1.8 “Contracts Notice” Section 6.3 “Contract Notice 2.7(bDate” Section 6.3 “Deductible” Section 16.1.2 “Department of Revenue” Section 11.1.7 “Disclosure Schedule” Section 9.1 “Due Diligence Items” Section 5 “Effective Date” Preamble “Employees” Section 9.1.8 “Employer” Section 9.1.8 “Equipment Leases” Section 2.9 “Escrow” Section 7.1 “Escrow Holdback Agreement” Section 16.1.2 “Estoppel” Section 11.1.1 “Extended Survival Period” Section 16.1.2 “Financial Statement” Section 9.1.18 “FIRPTA” Section 13.1.5 “Government Sponsored Health Care Program” Section 9.1.13(a) Preemptive Rights Shares 2.7(a“Hired Employees” Section 11.4.1 “Improvements” Section 2.3 “Indemnified Party” Section 16.3.1 “Indemnifying Party” Section 16.3.1 “Independent Contract Consideration” Section 3.3 “Inspections” Section 6.1 “Intangible Property” Section 2.8 “Interim Bridging Document” Section 11.3.3 “Internal Revenue Code” Section 13.1.5 “Land” Section 2.1 “Licenses and Permits” Section 2.7 “Licensing Surveys” Section 9.1.13(c) Pre“Management Agreement(s)” Recital “B” “Manager” Recital “B” “Material Casualty” Section 17.1 “Material Condemnation” Section 17.2 “Monetary Liens” Section 4.2 “Mutual Closing Conditions” Section 12.1.1 “New Contracts and Leases” Section 11.1.1 “New Operating Licenses” Section 11.3.1 “New Survey” Section 4.2 “New Title Matter” Section 4.3 “NSAM” Section 20 “OFAC” Section 9.1.11 “Operating Agreements” Section 2.10 “Party” and “Parties” Preamble “Patriot Act” Section 9.1.11 “Personal Property” Section 2.4 “Post-Issuance Ownership Percentage 2.7(gClosing Claim” Section 16.1.2 “Post-Closing Obligations” Section 16.1.2 “Post-Closing Plans” Section 11.4.3 “Post Due Diligence Disclosure” Section 9.2 “Prior Survey” Section 4.2 “Projected CapEx” Section 3.6 “Property(ies)” Section 2 “Purchase Price” Section 3 “REIT” Section 11.1.9 “Rent Roll” Section 9.1.12(a) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) “Representatives” Section 11.1.4 “SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dFilings” Section 11.1.8 “Seller(s)” Preamble “Seller Closing Conditions” Section 12.3.1 “Seller Closing Deliveries” Section 13.1 “Seller Default” Section 19.1
Appears in 1 contract
Sources: Purchase and Sale Agreement (NorthStar Healthcare Income, Inc.)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a. Defined Term Section Additional Investor Agreements Section 3.6(b) Agreement Preamble Approved Tender Offer 4.1(aAlternate Transaction Agreement Section 8.1(d) ASX 2.5(a)(ivAlternate Transaction Damages Section 10.2(a) ASX Rule 2.7(aAlternative Financing Section 3.3(a) Beneficial Ownership 2.1(aApproval Conditions Section 10.1(b)(iii) Change of Control 3.3(eApproval Motion Recitals Approval Order Recitals Arrangement Premium Section 4.1(b) Available Direct Subscription Shares Section 3.1(b)(ii) Defined Term Section Bankruptcy Code Recitals Bankruptcy Court Recitals Basic Subscription Right Section 2.2(b) Breaching Investor Section 9.1(b) Company Board Preamble Company Plans Section 5.21(a) Confirmed Plan Section 8.1(b) Debtor Recitals Company CDIs 2.7(aDetermination Date Section 2.2(f) Company Repurchase Event 4.7(aDirect Commitment Section 3.1(a) Coordination Committee 6.2 Designation Right 5.2(aDirect Subscription Shares Section 3.1(a) Eligible Investments 6.1(fDisclosure Letter Article V Discrimination Notice Section 11.10 Dispute Notice Section 11.10 Employee Representatives Section 5.14(a) Equity Issuance 2.7(dEnvironmental Laws Section 5.19(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dERISA Section 5.21(a) Existing Investment Exit Financing Section 7.17 Expedited Proceedings Section 11.10 Filing Party Section 7.15(b) Financial Reports Section 7.11(a) Financial Statements Section 5.9 Ford Section 7.18 Ford Agreement Recitals FCA Section 7.2(g7.18 Fully Exercising Holder Section 2.2(c) FSC Funding Approval Certificate Section 7.2(g) Fundamental Transaction 3.3(b) 7.7 GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents 5.9 Indemnified Claim Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 9.2 Indemnified Person Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent 9.2 Indemnifying Party 1.1 Invested Assets Section 6.1(a) 9.2 Investor Preamble Joint Filing Party Section 7.15(c) Legal Proceedings Section 5.13 Losses Section 9.1(a) Material Contracts Section 5.24 Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Offered Direct Subscription Shares Section 3.1(b) Offering Investor Parent 4.3(aSection 3.1(b) OPEB Order Section 5.11(f) Outside Date Section 10.1(b)(iii) Over-Allotted Investor Representative 5.2(aSection 8.5 Over-Subscribed Shares Section 2.2(e) JCG Preamble JCG SEC Documents Oversubscription Right Section 7.1(f2.2(c) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Defined Term Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Petition Date Recitals Pre-Issuance Ownership Percentage 2.7(gClosing Period Section 7.9 Proceedings Recitals Purchase Notice Section 2.2(f) Purchase Price Section 2.1 Regulatory Cure Section 8.5 Regulatory Reallocation Section 8.5 Related Purchaser Section 3.6(a) Removed Allotted Portion Section 8.5 Requisite Receiving Party 5.4 Registration Co-Investor Approval Section 11.10 Right Section 2.1 Rights 5.5 Regulatory Transfer 4.1(bDistribution Date Section 2.2(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Rights Exercise Period 4.5(bSection 2.2(d) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Rights Offering Section 2.1 ROFR Investors Section 3.6(c) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Share Section 2.1 Stock Right Commitment Section 3.2
Appears in 1 contract
Sources: Equity Commitment Agreement (Ubs Ag)
Additional Defined Terms. The following In addition to the terms defined in Section 9.15(a), additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b. Acceptable Confidentiality Agreement Section 6.5(e) Administrative Guidance 4.1(bAcquisition Proposal Section 6.5(a) Affiliated Transferee 4.3(aAffected Employee Section 6.15(a) Agreement Preamble Approved Tender Offer 4.1(aAMEX Section 3.4(e) ASX 2.5(a)(ivArticles of Merger Section 1.3 Blue Sky Laws Section 4.3(c) ASX Rule 2.7(aBoard of Directors Recitals Change in Company Recommendation Section 6.1(b) Beneficial Ownership 2.1(a) Change of Control 3.3(eClosing Section 1.2 Closing Date Section 1.2 Company Preamble Certificates Section 2.1 Company Common Stock Section 1.8 Company Disclosure Letter Article III Company Financial Advisor Section 3.8 Company Material Contract Section 3.17(a) Company Board Recitals Company CDIs 2.7(aPermits Section 3.9(c) Company Repurchase Event 4.7(aPlans Section 3.18(a) Coordination Committee 6.2 Designation Right 5.2(aCompany Preferred Stock Section 3.2(a) Eligible Investments 6.1(fCompany Recommendation Section 6.1(b) Equity Issuance 2.7(dCompany Representatives Section 6.5(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dCompany Restricted Shares Section 1.9(b) Existing Investment Agreement Recitals FCA Company Securities Section 7.2(g3.2(b) FSC Company SEC Reports Section 7.2(g3.4(a) Fundamental Company Stockholders Meeting Section 6.1(b) Company Transaction 3.3(bExpenses Section 2.6 Company Warrant Section 3.2(a) Converted Warrant Section 1.9(c) Effective Time Section 1.3 ERISA Section 3.18(a) Exchange Agent Section 2.1 Exchange Fund Section 2.2 Expense Reimbursement Section 8.3(a) Facility Repayment Section 8.3(a) Financial Advisor Opinion Section 3.11 Form 10-K Article III GAAP Section 7.1(g3.4(g) Governmental Order 4.1(bIndemnified Persons Section 6.6(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Interim Facility Section 7.2(g5.1(i) Identified Transferees 4.5(ainternal controls Section 3.4(g) Information Rights 5.3 Initial Investment Land Acquisition Costs Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 2.6 Leased Real Property Section 3.20 Merger Section 1.1 Invested Assets Merger Consideration Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f1.8(b) Merger Sub Preamble Necessary Consents Section 4.3(c) New Name Section 1.5 Notice Period Section 6.5(c) NRS Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aNYSE Section 2.4 Office Lease Obligations Section 2.6 O&G Permit Section 3.24(d) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Owned Real Property Section 3.20 Parent Preamble Parent Disclosure Letter Article IV Parent Form 10-K Article IV Parent Preferred Stock Section 4.2 Party Preamble Permitted Affiliate Sale 4.3(aParent SEC Report Section 4.4(a) Permitted NonPer Share Consideration Section 1.8(b) Post-Public Transfer 4.3(bSigning Period Section 5.1 Proxy Statement Section 3.5 Registered Intellectual Property Section 3.15 Registration Statement Section 3.5 Required Company Vote Section 3.7 Special Dividend Section 2.6 Specified Properties Section 6.16 Surviving Corporation Section 1.1 Termination Fee Section 8.3(a) Permitted Public Transfer 4.3(cTreasury Shares Section 1.8(a) Permitted Sales Uncertificated Shares Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights 2.1 Unregistered Transferred Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Section 2.3 Voting and Lockup Agreements Recitals Working Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Section 2.6
Appears in 1 contract
Additional Defined Terms. The (i) For purposes of this Agreement and the other Acquisition Documents, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Acquisition Recitals Adjustment Amount 1.8(b) Adjustment Notice 2.7(b1.9(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAggregate Navy Payment Amount 1.6(a) Agreement Preamble Approved Tender Offer 4.1(aAssets 1.1(c)(iii) ASX 2.5(a)(ivAssignment and Novation Agreements 1.12(a)(viii) ASX Rule 2.7(aAssumed Contracts 1.1(b)(i) Assumed Contracts Liabilities 1.3(c) Assumed Liabilities 1.3 Assumed Tax Liabilities 1.3(d) Assumed WARN Act Liabilities 1.3(e) Basket 5.5(a) Beneficiary 1.13(b) Beneficial Ownership 2.1(aRights 4.10(c) Change Benefit Programs 2.10(a) BHS Preamble ▇▇▇▇ of Control 3.3(eSale 1.12(a)(ii) Company Board Recitals Company CDIs 2.7(aBSL Preamble Business Employee 4.6(a) Company Repurchase Event 4.7(aBusiness Goodwill 1.1(c)(iii) Coordination Committee 6.2 Designation Right 5.2(aBusiness Permits 4.10(a) Eligible Investments 6.1(fCash Consideration 1.5 Claim Notice 5.4(a) Equity Issuance 2.7(dClosing 1.11 Closing Date 1.11 Dispute Notice 1.9(b)(ii) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDisputed Items 1.9(d) Existing Investment Agreement Recitals FCA Section 7.2(gEA Requests 4.11 Effective Date Preamble Employees 2.9(a) FSC Section 7.2(gEstimated Closing Adjustment 1.8(a) Excluded Assets 1.2 Excluded Environmental Liabilities 1.4(j) Excluded IP 1.1(c)(i) Excluded Liabilities 1.4 Facilitating Transfer 1.6(a) Final Purchase Price 1.9(h) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(bRepresentations 5.1 GI Preamble GIFI Preamble GIS Preamble GIS Assets 1.1(b)
(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g/NC/TX IP 1.1(c)(i) Identified Transferees 4.5(aIndemnified Party 5.4(a) Indemnifying Party 5.4(a) Independent Accounting Firm 1.9(d) Independent Contractors 2.9(a) Intrusive Tests 5.5(d)(i) Lease Agreement 1.12(a)(vii) Lift Equipment 1.1(b)(iii) Navy Contract 1.1(b)(i)
(a) Navy Overage Amount 1.6(b) OSU Contract 1.1(b)(i) Other Information Rights 5.3 Initial Investment Section 6.1(a6.13(b)
(a) Initial Seed Capital Investment Fees 6.1(g)(iiPartial Navy Payment 1.6(a) Initial Seed Capital Investments 6.1(g)(iiPayee 1.13(b) Insolvent Party 1.1 Invested Assets Section 6.1(aPayor 1.13(b) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(aPerformance Bonds 1.12(b)(viii) Permitted NonExceptions 4.7(b) Personal Property 1.1(b)(ii) Post-Public Transfer 4.3(bClosing Navy Payment 1.6(d) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(aPost-Closing Purchased IP 4.14(a) Pre-Issuance Ownership Percentage 2.7(gClosing Collected Amount 1.6(c) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bProration Items 1.13(a) Representatives 5.4 Purchase Price 1.5 Purchased IP 1.1(c)(ii) Purchaser Indemnified Parties 5.2 Purchasers Preamble Purchasers’ Navy Payment Amount 1.6(b) Quitclaim Deed 1.12(a)(xi) Recipient 1.13(b) Restricted Area 4.7(d)(ii) Restricted Parties 4.3 Restricted Period 4.1(a4.7(d)(i) Restricted Secondment 4.6(e) Secondment Expenses 4.6(e) Secondment Period Approved Tender Offer 4.1(a4.6(e) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bSellers Preamble Seller Construction Contracts 1.1(b)(i) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Sellers’ Additional Navy Payment Amount 1.5 Shared Permits 4.10(b) ▇▇▇▇ Open Period 4.5(cShared Permits Agreement 1.12(a)(ix) ROFR Price 4.5(aShipyard Business Recitals Specified Excluded Contracts 1.2(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill FallTitle Insurance Policy 4.13 Third-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fParty Claim 5.4(a) Transfer 4.1(aTaxes 4.2 Transferability Impediments 1.1(c)(i) True-up Equity Issuance 2.7(dTSA 1.12(a)(vi) Vacation Expenses 4.6(b)
Appears in 1 contract
Sources: Asset Purchase Agreement (Gulf Island Fabrication Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth below: Acceptance Notice 2.7(bindicated Section of this Agreement. Agreement Preamble Assets Section 4.23 Book-Entry Shares Section 2.6(f) Administrative Guidance 4.1(bBurdensome Condition Section 7.1(b) Affiliated Transferee Business Permits Section 4.12(b) Capitalization Date Section 4.3(a) Agreement Capitalization Representations Section 8.2(a)(ii) Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change in Recommendation Section 6.3(b) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(eCompany Contracts Section 4.20(b) Company Board Recitals Disclosure Letter Article IV Company CDIs 2.7(aFinancial Advisor Section 4.28 Company Subsidiary Section 4.2 Company Termination Fee Section 9.3(a) Company Repurchase Event 4.7(aConfidentiality Agreement Section 6.4(c) Coordination Committee 6.2 Designation Right 5.2(aD&O Insurance Section 7.4(a) Eligible Investments 6.1(fData Incidents Section 4.18(i) Equity Issuance 2.7(dDissenting Shares Section 2.6(c) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDNR Section 4.13(a) Existing Investment Agreement Recitals FCA DOJ Section 7.2(g7.1(a)(ii) FSC Effective Time Section 7.2(g2.3 End Date Section 9.1(b) Excluded Share Section 2.6(b) FTC Section 7.1(a)(ii) Fundamental Transaction 3.3(bRepresentations Section 8.2(a)(i) GAAP Section 7.1(g4.7(b) Governmental Order 4.1(bIndemnified Persons Section 7.4(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents LNR Section 7.2(g4.13(a) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Maximum Annual Premium Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f7.4(a) Merger Recitals Merger Agreement Recitals Consideration Section 2.6(a) Merger Sub Recitals New Securities 2.7(aPreamble Parent Preamble Parent Benefit Plans Section 7.2(a) NYSE Rule 2.7(aParent Termination Fee Section 9.4(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(aPaying Agent Section 3.1(a) Permitted Non-Public Transfer 4.3(bPayment Fund Section 3.1(a) Permitted Public Transfer 4.3(cPayoff Letter Section 6.9(a) Permitted Sales Per Share Merger Consideration Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b2.6(a) Preemptive Rights Shares 2.7(aProtective Provisions Section 4.6(b) Pre-Issuance Ownership Percentage 2.7(gProxy Statement Section 4.27 Qualifying SEC Documents Article IV Recommendation Section 4.4(b) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bRestraints Section 8.1(c) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(aSanctioned Countries Section 4.13(a) SEC 2.5(eDocuments Section 4.7(a) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(jSeverance Plan Section 7.2(a) Stockholder Approved Issuance 2.7(fApproval Section 4.4(c) Subsequent Offering 4.1(aStockholders Meeting Section 6.3(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dSurviving Corporation Section 2.1 Surviving Corporation Bylaws Section 2.4 Surviving Corporation Certificate of Incorporation Section 2.4 Third Party Intellectual Property Section 4.18(b)
Appears in 1 contract
Additional Defined Terms. The following terms used in this Agreement shall have the meanings set forth in the corresponding Articles, Sections set forth belowor subsections of this Agreement: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAccounting Firm Section 2.2(c) Agreement Preamble Approved Tender Offer 4.1(aAlternative Financing Section 8.15 Assumed Liabilities Schedule 1.1(a) ASX 2.5(a)(ivBAHS Preamble BAHS’s Welfare Plans Section 8.5(b) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Closing Working Capital Payment Section 7.2(g2.1(c)(ii) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Employees Section 4.17(a) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Equity Securities Section 4.4(b) ▇▇▇▇▇▇ Terms 4.5(aFinancial Statements Section 4.6(a) SEC 2.5(e▇▇▇▇▇▇ Group Preamble ▇▇▇▇▇▇ Holding Preamble ▇▇▇▇▇▇ Holding Closing Working Capital Certificate Section 2.3(a) Securities Act 4.3(b▇▇▇▇▇▇ Holding Contribution Section 1.1 ▇▇▇▇▇▇ Holding Disputed Items Section 2.3(c) Seed ▇▇▇▇▇▇ Holding Disputed Items Notice Section 2.3(b) ▇▇▇▇▇▇ Holding Estimated Closing Working Capital Investments 6.1(cCertificate Section 2.1(b) Senior Executive 4.1(b▇▇▇▇▇▇ Holding Conversion Section 1.1 ▇▇▇▇▇▇ Insurance Policies Section 4.19 ▇▇▇▇▇▇ Indemnified Parties Section 10.2 ▇▇▇▇▇▇ Leased Premises Section 4.10(b) Standstill Fall▇▇▇▇▇▇ Material Contracts Section 4.12 ▇▇▇▇▇▇ Negotiation Period Section 2.3(c) ▇▇▇▇▇▇ Post-Away Closing Working Capital Payment Section 2.4(a)(ii) ▇▇▇▇▇▇ Real Property Leases Section 4.10(b) ▇▇▇▇▇▇ Agreement Section 4.20 Closing Section 1.2 Closing Date 3.3 Standstill Restrictions 3.1(jSection 1.2 Closing Date Certificate Section 1.8(a) Stockholder Approved Issuance 2.7(fClosing Mechanics Section 1.8(a) Subsequent Offering 4.1(aCommunication Plan Section 12.14(a) Temporary Redemption Confidentiality Agreement Section 8.1(c) Contributed Assets Schedule 1.1(a) Contributed Contracts Schedule 1.1(a) Core Vet Business Section 3.6 Core Vet Financials Section 3.6(b) Core Vet September Statement Section 3.6(b) Cut-Off Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Section 10.1
Appears in 1 contract
Sources: Omnibus Agreement (Henry Schein Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aDefined Term Section ACT Section 6.1(a) Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(eBardon Hill Preamble Board Section 3.2(c)(iv) Company Board Recitals Preamble Company CDIs 2.7(aCovered Persons Section 4.6(a) Company Repurchase Event 4.7(aNotice Section 5.1(b) Coordination Company ROFR Period Section 5.1(b) Disqualification Events Section 4.6(a) Effectiveness Period Section 3.4(b) FOD Capital Section 3.9 Founder Preamble Founder Nominees Section 4.2(a) GCM Preamble GIL SPE Preamble Halcyon Preamble HCN Preamble HDML Preamble Holder Violation Section 3.8(b) Initiating Holders Section 3.2(a) KLIM Preamble KLIM Nominee Section 4.2(b) L1 Capital LSF Preamble L1 Global Master Fund Preamble L1 Holders Preamble L1 LSF Limited Preamble Major Investor Preamble Major Investors Preamble MWIG Preamble MWIG Nominees Section 4.2(c) Nominating Committee 6.2 Designation Right 5.2(aSection 4.2(d) Eligible Investments 6.1(fNominee Section 4.2(c) Equity Issuance 2.7(dOverallotment Notice Section 5.1(e) Executive Committee 6.2 Exempt Equity Issuance 2.7(dParticipating Stockholders Section 5.1(c) Existing Investment Participating Stockholders’ Overallotment Notice Section 5.1(e) Permitted Assignment Section 6.6 Prior Stockholders’ Agreement Recitals FCA Proposed Transfer Notice Section 7.2(g5.1(b) FSC Prospective Transferee Section 7.2(g5.1(a) Fundamental Transaction 3.3(bResale Shelf Registration Section 3.4(a) GAAP Resale Shelf Registration Statement Section 7.1(g3.4(a) Governmental Order 4.1(bRight of First Refusal Section 5.1(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Second Proposed Transfer Notice Section 7.2(g5.1(c) Identified Transferees 4.5(aSecondary Refusal Right Section 5.1(c) Information Rights 5.3 Initial Investment Secondary ROFR Notice Section 6.1(a5.1(c) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Shelf Offering Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j3.4(f) Stockholder Approved Issuance 2.7(fROFR Period Section 5.1(c) Stockholders Preamble Subsequent Holder Notice Section 3.4(e) Subsequent Offering 4.1(aShelf Registration Section 3.4(c) Temporary Redemption Date 6.1(fSuspension Period Section 3.6(a) Take-Down Notice Section 3.4(f) Transfer 4.1(aShares Section 5.1(a) True-up Equity Issuance 2.7(dViolation Section 3.8(a)
Appears in 1 contract
Sources: Stockholders’ Agreement (F45 Training Holdings Inc.)
Additional Defined Terms. The As used herein, the following terms shall have the meanings set forth defined in the Sections set forth recitals or section indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aBalance Sheet Section 4.4 Closing Section 9.1 Closing Date Section 9.1 Contribution Section 2.4 Credit Facilities Recital G Deposit Section 2.4(b) ASX 2.5(a)(ivExcluded Assets Section 2.2 Facility Recital A Facility Agreements Section 2.1(c) ASX Rule 2.7(a) Beneficial Ownership Facility Lease Recital B Facility Owner Preamble Funding Recital C Hazardous Waste Section 4.10 Identified Parties Section 5.6 Improvements Section 2.1(a) Change of Control 3.3(eIndemnified Party Section 10.4(a) Company Board Recitals Company CDIs 2.7(aIndemnifying Party Section 10.4(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Intellectual Property Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a2.2(h) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Joint Venture Preamble JCG SEC Documents Land Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Lease Documentation Recital B Macquarie Section 4.6 Manager Recital I Members Recital D Owned Assets Section 2.1 Owner Obligations Section 2.3 Permitted Exception Section 7.3(b) Personal Property Section 2.1(b)(iv) Proration Date Section 2.5(a) Proration Schedule Section 2.5(a) Real Property Section 2.1(a) Receivables Section 2.6 Rent Roll Section 4.12 Resident Agreements Section 2.1(c) Responsible Parties Section 1.2 SSLI Preamble Party SSLII Preamble Permitted Affiliate Sale 4.3(aSPV Recital F Subfunding Recital C Sunrise Preamble Surveys Section 7.3(d) Permitted Non-Public Transfer 4.3(bTitle Commitments Section 7.3(a) Permitted Public Transfer 4.3(cTitle Insurer Section 7.3(a) Permitted Sales Title Policy Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b9.2(p) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Venture Agreement Recital D
Appears in 1 contract
Additional Defined Terms. The In addition to the terms defined in Section 1.1, the following terms shall have the respective meanings set forth assigned thereto in the Sections set forth indicated below: Acceptance Notice 2.7(b. Defined Term Section Defined Term Section Agreed Claims §8.6(c) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aIndemnified Persons §5.10(a) Agreement Preamble Approved Tender Offer 4.1(aIndemnifying Party §8.6(a) ASX 2.5(a)(ivArbitrator §2.8(c)(ii)(A) ASX Rule 2.7(aIndemnity Escrow Account §2.7(b)(v) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇C▇▇▇▇▇▇ Preamble ▇▇▇§3.1 Indemnity Escrow Agreement §2.7(b)(v) C▇▇▇▇▇▇ FSC Documents Acquisition Agreement §5.23 Indemnity Escrow Amount §2.7(b)(v) Certificate §2.7(c) Inventory Count §2.8(a) Certificate of Merger §2.1(a) Knowledge of the Company §1.5 Claim Certificate §8.6(a) Knowledge of Parent and/or Merger Sub §1.5 Closing §2.10 Leased Real Property §3.17 Defined Term Section 7.2(gDefined Term Section Closing Balance Sheet §2.8(a) Identified Transferees 4.5(aLetter of Transmittal §2.7(c) Information Rights 5.3 Initial Investment Section 6.1(aClosing Cash Statement §2.8(a) Initial Seed Capital Investment Fees 6.1(g)(iiLiberty §3.1 Closing Date §2.10 Management Agreement §6.2(c) Initial Seed Capital Investments 6.1(g)(iiClosing Indebtedness Obligee §2.7(b)(i) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(fMaterial Contracts §3.15 Closing Statement §2.7(a) Merger Recitals Merger Agreement Recitals Second Recital Closing Working Capital §2.8(a) Merger Sub Recitals New Securities Preamble Closing Working Capital Statement §2.8(a) Notice of Objection §2.8(b) Collateral Source §8.5(a) Objection Notice §8.6(b) Common Share(s) Third Recital Offering Documents §9.6 Common Share Closing Payment §2.7(b)(iv) Option(s) Fifth Recital Common Share Consideration §2.5(a) Option Closing Payment §2.6(b) Common Share Warrant Closing Payment §2.6(c) Owned Real Property §3.17 Company Preamble Parent Preamble Company Employees §5.9(a) Parent Indemnitees §8.2 Company Intellectual Property §3.13 Parties Preamble Company Subsidiaries §3.1 Permits §3.8 Confidentiality Agreement §5.2 Preferred Share(s) Fourth Recital Consents §3.2(a) Preferred Share Closing Payment §2.7(b)(iii) CSC §3.1 Preferred Share Consideration §2.5(b) Deductible §8.4(a) Preferred Share Warrant Closing Payment §2.6(d) DGCL Second Recital Product §3.21 Disputed Amounts §2.8(c) Purchase Price Adjustment §2.8(d) Dissenting Common Share Holders §2.5(a) Purchase Price Escrow Amount §2.7(b)(v) Dissenting Preferred Share Holders §2.5(b) Real Property Lease(s) §3.17 Dissenting Stockholders §2.5(b) Recalls §3.21 Effective Time §2.1(a) Representation §1.3(b) Effective Time Common Share Warrant Holder §2.6(c) Response Actions §8.5(b)(iii)
(a) Effective Time Preferred Share Warrant Holder §2.6(d) S-X Financial Statements §9.6 Effective Time Warrant Holders §2.6(d) Specific Representation §1.3(b)
(a) Stock Plans Fifth Recital End Date §7.1(b)(ii) Stockholders Agreement §6.2(c) Environmental Permits §3.16(b) Stockholders’ Representative Preamble Equity Holder Indemnitees §8.3 Stockholders’ Representative Agreement §5.22 ERISA §3.10(a) Surviving Corporation §2.1(b) Defined Term Section Defined Term Section Estimated Cash §2.7(a) NYSE Rule Taxes §3.12(a) Estimated Working Capital §2.7(a) Option Agreement Recitals Ownership Limit 2.1(aThird-Party Claim §8.7(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares Estimated Working Capital Adjustment §2.7(a) Pre-Issuance Ownership Percentage 2.7(gTransaction Expenses Obligee §2.7(b)(ii) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bFiling(s) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f§5.8 TTB Matter §8.2 Final Option Payment §2.8(e) Transfer 4.1(aTaxes §5.16
(a) True-up Equity Issuance 2.7(d)Final Warrant Payment §2.8(e) Unaudited Balance Sheet Date §3.5(a) Government Contract §3.20(a) Warrant(s) Sixth Recital
(a) Warrant Closing Payments W&C §2.6(d) §9.5
Appears in 1 contract
Additional Defined Terms. The following In addition to the terms defined in Section 9.1, additional defined terms used herein shall have the respective meanings set forth in the Sections set forth belowindicated in the below table: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aBalance Sheet Section 3.6(a) ASX 2.5(a)(ivBalance Sheet Date Section 3.6(a) ASX Rule 2.7(aBenefit Plans Section 3.18(a) Beneficial Ownership 2.1(aClosing Section 2.1 Closing Date Section 2.1 Company Preamble Company 401(k) Change of Control 3.3(ePlan Section 6.3 Company Certifications Section 6.2 Company Certifications Transfer Section 6.2 Company Shares Recitals Company Software Section 3.12(h) Company Board Recitals Company CDIs 2.7(aTrade Secrets Section 3.12(g) Company Repurchase Event 4.7(aEmployee IP Agreement Section 3.12(d) Coordination Committee 6.2 Designation Right 5.2(aEmployment Agreements Section 2.2(f) Eligible Investments 6.1(fEnvironmental Permits Section 3.16(a)(iii) Equity Issuance 2.7(dEnvironmental Reports Section 3.16(b) Executive Committee 6.2 Exempt Equity Issuance 2.7(dExcluded Losses Section 8.4(d) Existing Investment Agreement Recitals FCA Financial Statements Section 7.2(g) FSC Section 7.2(g3.6(a) Fundamental Transaction 3.3(bRepresentations Section 8.1(a)(ii) GAAP Indemnifying Party Section 7.1(g8.2(a)(i) Governmental Order 4.1(bInsurance Policies Section 3.21 Intended Tax Treatment Section 7.6 Interim Balance Sheet Section 3.6(a) ▇▇▇▇▇▇▇▇▇ Interim Balance Sheet Date Section 3.6(a) Interim Financial Statements Section 3.6(a) IRCA Section 3.17(d) IT Systems Section 3.12(m) Key Continuing Employee Employment Agreements Recitals Malicious Code Section 3.12(i) Marks Section 9.1 Material Contracts Section 3.9(a) Material Customers Section 3.20(b)(i) Material Suppliers Section 3.20(b) Party or Parties Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Patents Section 7.2(g9.1 Personnel Section 3.8(j) Identified Transferees 4.5(aPre-Closing Taxes Section 7.1 Privacy Commitments Section 3.13(a) Information Rights 5.3 Initial Investment Purchaser Preamble Purchaser 401(k) Plan Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG 6.3 Purchaser SEC Documents Section 7.1(f5.5 Real Property Section 3.11(b) Merger Real Property Lease Section 3.11(b) Remaining Employee Employment Agreements Section 2.2(f) Seller or Sellers Preamble Seller Released Claims Section 6.4 Seller Released Party Section 6.4 Seller Releasing Party Section 6.4 Sellers Majority Section 6.5 Share Purchase Recitals Merger Agreement Shares Recitals Merger Sub Tangible Company Properties Section 3.10(b) Trade Secrets Section 9.1 Transaction Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Taxes Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)7.4
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) indicated Section of this Agreement. Agreement Preamble Approved Tender Offer 4.1(aAvailable Nalco Stock Plan Shares Section 2.10(e) ASX 2.5(a)(ivCash Consideration Section 2.7(a)(i) ASX Rule 2.7(aCash Election Shares Section 2.7(a)(i) Beneficial Ownership 2.1(aCertificate Section 2.7(f) Change Certificate of Control 3.3(eMerger Section 2.3 Closing Section 2.2 Closing Date Section 2.2 Confidentiality Agreement Section 7.3(d) Company Board Continuing Employee Section 7.7(b) Converted Stock-Based Award Section 2.10(b) Converted Stock Option Section 2.10(a) D & O Insurance Section 7.9(a) DGCL Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Dissenting Shares Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b2.7(c) GAAP Section 7.1(g4.7(b) Governmental Order 4.1(bEcolab Preamble Ecolab Change in Recommendation Section 7.2(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Ecolab Contracts Section 7.2(g5.17(b) Identified Transferees 4.5(aEcolab Disclosure Letter Article V Ecolab Financial Advisor Section 5.22 Ecolab Permits Section 5.11(a) Information Rights 5.3 Initial Investment Ecolab Recommendation Section 6.1(a7.2(b) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Ecolab's Counsel Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG 7.19 Ecolab SEC Documents Section 7.1(f5.6(a) Ecolab Share Issuance Section 5.4(b) Ecolab Stockholder Approval Section 5.4(d) Ecolab Stockholders Meeting Section 7.2(b) Ecolab Stock Plans Section 5.3(b) Ecolab Subsidiaries Section 5.2(a) Ecolab Subsidiary Section 5.2(a) Ecolab Termination Fee Section 9.3(b) Effective Time Section 2.3 Elected Cash Consideration Section 2.8(a) Election Deadline Section 2.9(b) Election Form Section 2.9(a) Election Form Record Date Section 2.9(a) Election Period Section 2.9(b) End Date Section 9.1(b)(i) Exchange Agent Section 3.1(a) Exchange Fund Section 3.1(b) Excluded Shares Section 2.7(b) Foreign Ecolab Benefit Plan Section 5.14(g) Foreign Nalco Benefit Plan Section 4.15(g) Form S-4 Section 4.9 FTC Section 7.4(b) Indemnified Persons Section 7.9(a) Joint Proxy Statement/Prospectus Section 7.1(a) Mailing Date Section 2.9(a) Maximum Annual Premium Section 7.9(a) Merger Recitals Merger Agreement Recitals Consideration Section 2.7(a) Merger Sub Recitals New Securities 2.7(aPreamble Nalco Preamble Nalco Change in Recommendation Section 7.2(a) NYSE Rule 2.7(aNalco Contracts Section 4.18(b) Nalco Disclosure Letter Article IV Nalco Financial Advisor Section 4.22 Nalco Permits Section 4.12(a) Nalco Recommendation Section 7.2(a) Nalco's Counsel Section 7.19 Nalco SEC Documents Section 4.7(a) Nalco Stock-Based Award Section 2.10(b) Nalco Stockholder Approval Section 4.4(c) Nalco Stockholders Meeting Section 7.2(a) Nalco Stock Option Agreement Recitals Ownership Limit 2.1(aSection 2.10(a) Nalco Stock Plan Section 2.10(a) Nalco Subsidiaries Section 4.2(a) Nalco Subsidiary Section 4.2(a) Nalco Termination Fee Section 9.3(a) No Election Share Section 2.7(a)(iii) No Election Value Section 2.8(b)(ii) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Preamble
Appears in 1 contract
Sources: Merger Agreement (Ecolab Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) indicated Section of this Agreement. Defined Term Section Agreement Preamble Approved Tender Offer 4.1(aAlternative Financing Section 7.8(d) ASX 2.5(a)(ivAntitrust Approvals Section 7.1(a) ASX Rule 2.7(aBook-Entry Shares Section 2.6(f) Beneficial Ownership 2.1(aC&G Section 5.2(b) Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change of Control 3.3(ein Recommendation Section 6.3(b) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Company Contracts Section 4.18(b) Company Board Recitals Credit Agreement Section 5.5(a) Company CDIs Disclosure Letter Article IV Company Financial Advisors Section 4.24 Company DSU Award Section 2.7(d) Company MSU Award Section 2.7(c) Company Option Section 2.7(a) Company Repurchase Event 4.7(aPS Award Section 2.7(c) Coordination Committee 6.2 Designation Right 5.2(aCompany RSU Award Section 2.7(b) Eligible Investments 6.1(fCompany Stock-Based Award Consideration Section 2.7(c) Equity Issuance Company Stock-Based Awards Section 2.7(f) Company Subsidiary Section 4.2(a) Continuation Period Section 7.2(a) Continuing Employees Section 7.2(a) Continuing Shares Section 2.6(d) D&O Insurance Section 7.4(a) Debt Commitment Letter Section 5.5(a) Debt Financing Section 5.5(a) Debt Offer Documents Section 6.12(b) Debt Offers Section 6.12(a) Debt Payoff Deferred Stock Units Section 6.12(a) Section 2.7(d) Executive Committee 6.2 Exempt Equity Issuance Director Deferred Compensation Program Section 2.7(d) Existing Investment Agreement Recitals FCA Dissenting Shares Section 7.2(g2.6(c) FSC DOJ Section 7.2(g7.1(b) Fundamental Transaction 3.3(bDSU Consideration Section 2.7(d) End Date Section 9.1(b) Effective Time Section 2.3 Excluded Shares Section 2.6(b) FTC Section 7.1(b) GAAP Section 7.1(g4.7(b) Governmental Order 4.1(bGeneral Enforceability Exceptions Section 4.4(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Indemnified Persons Section 7.2(g7.4(a) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Maximum Annual Premium Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f7.4(a) Merger Recitals Merger Agreement Recitals Consideration Section 2.6(a) Merger Sub Recitals New Securities Preamble Option Consideration Section 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Parent Preamble Parent Disclosure Letter Article V Parent Financial Statements Section 5.6 Party Preamble Permitted Affiliate Sale 4.3(aPaying Agent Section 3.1(a) Permitted NonPayment Fund Section 3.1(a) Performance Award Consideration Section 2.7(c) Per Share Merger Consideration Section 2.6(a) Plan Section 4.17(d) Post-Public Transfer 4.3(bClosing Plans Section 7.2(b) Permitted Public Transfer 4.3(cProxy Statement Section 6.2(a) Permitted Sales Recommendation Section 4.2 Person 3.1 Preemptive Rights Notice 4.4(b) Required Payments Section 5.5(a) Restraints Section 8.1(c) RSU Consideration Section 2.7(b) Preemptive Rights Shares 2.7(aSEC Documents Software Section 4.7(a) Pre-Issuance Ownership Percentage 2.7(gSection 1.1 Stockholder Approval Section 4.4(c) Receiving Stockholders Meeting Section 6.3(a) Surviving Corporation Section 2.1 Surviving Corporation Bylaws Section 2.4 Surviving Corporation Certificate of Incorporation Section 2.4 Termination Fee Section 9.3(a) Third Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bIntellectual Property Trade Secrets Section 4.16(a) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Section 1.1
Appears in 1 contract
Additional Defined Terms. The As used herein, the following terms have the meanings set forth defined in the Sections set forth introduction, recitals or section indicated below: Acceptance Notice 2.7(bAcquisition Proposal Section 5.14 Act Section 3.6(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAdjustment Amount Section 2.7(a) Agreement Preamble Approved Tender Offer 4.1(aArbitrating Firm Section 2.7(e) ASX 2.5(a)(ivAZPB Agreement Section 2.2(m) ASX Rule 2.7(aBonneville Assumed Obligations Section 2.4(c) Beneficial Ownership 2.1(aBonneville Benefit Plan Section 4.15(a) Change of Control 3.3(eBonneville Boot Payment Section 2.5(b) Company Board Bonneville Cap Section 9.2(b) Bonneville Entities Preamble Bonneville Entities’ Loss Section 9.2(a) Bonneville FCC Licenses Section 4.6(a) Bonneville Holding Preamble Bonneville Intellectual Property Section 2.1(b)(iv) Bonneville International Preamble Bonneville Leased Real Property Section 4.9(b) Bonneville Real Property Lease Section 4.9(b) Bonneville Station Agreements Section 2.1(b)(iii) Bonneville Threshold Section 9.2(b) CERCLA Section 3.18(f) Chicago TBA Recitals Company CDIs 2.7(aChicago Transition Services Agreement Section 5.23(b) Company Repurchase Event 4.7(aClosing Section 8.1 Closing Date Section 8.1 Collection Period Section 2.8(a) Coordination Committee 6.2 Designation Right 5.2(aCommitments Section 7.10(a)(ii) Eligible Investments 6.1(f) Equity Issuance Dispute Notice Section 2.7(d) Executive Committee 6.2 Exempt Equity Issuance Emmis Section 5.15 Emmis Assumed Obligations Section 2.3(v) Emmis Benefit Plan Section 3.15(a) Emmis Cap Section 9.3(b) Emmis Entities Preamble Emmis Entities’ Loss Section 9.3(a) Emmis FCC Licenses Section 3.6(a) Emmis Intellectual Property Section 2.1(a)(v) Emmis License Preamble Emmis Operating Preamble Emmis Leased Real Property Section 3.9(d) Emmis Owned Real Property Section 3.9(d) Emmis Real Property Section 2.1(a)(ii) Emmis Real Property Lease Section 3.9(c) Emmis Station Agreements Section 2.1(a)(iv) Emmis Stations Recitals Emmis Stations Statements Section 3.11 Emmis Threshold Section 9.3(b) Excluded Assets Section 2.2 FTC Section 3.22 Final Proration Notice Section 2.7(d) Existing Investment Agreement Recitals FCA HSR Act Section 7.2(g5.3 HSR Filings Section 5.3 Indemnified Party Section 9.4(a) FSC Indemnifying Party Section 7.2(g9.4(a) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) J▇▇▇▇ H▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Sublicense Agreement Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)5.24
Appears in 1 contract
Sources: Asset Exchange Agreement (Emmis Communications Corp)
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Accounts Receivable 2.1(b)(ii) Accrued Payroll and Benefits 2.4(e) Acquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Adjustment Calculation 2.6(a) Adjustment Notice 2.7(b2.6(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Affiliate Indemnified Party 5.12 Agreement Preamble Approved Tender Offer 4.1(aApproval Notification 11.4(f) ASX 2.5(a)(ivApproval Order 5.3(a) ASX Rule 2.7(aAssignment and Assumption Agreement 2.9(a)(ii) Beneficial Ownership 2.1(aAssumed Liabilities 2.3 Bankruptcy Avoidance Actions 2.2(m) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Bidding Procedures Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b5.3(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇of Sale 2.9(a)(i) ▇▇▇▇ Open Bonus Payments 10.1(e) Breakup Fee 7.2(b) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing 2.8 Closing Allocation Schedule 2.7(a) Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuation Period 4.5(c10.1(c) ROFR Controlling Party 8.3(d) Control Notice 11.4(b) Deposit Agent 2.5(b)(i) Deposit Agreement 2.5(b)(i) Deposit Amount 2.5(b)(i) Dispute Notice 2.6(c)(ii) Dispute Notification 11.4(f) Environmental Authorizations 3.15(a) Environmental Claim 11.4(a) Environmental Claim Notice 11.4(a) Environmental Response Action 11.4(b) Environmental Investigation 11.3(b) Environmental Losses 11.3(b) Environmental Response Action 11.4(b) Environmental Response Action Proposal 11.4(e) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schdule 2.7(a) Included Contracts 2.1(b)(iii) Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7(a) Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Known Environmental Liability Indemnity Period 11.2(b) Known Environmental Liability Losses 11.1(b) Known Losses Termination Date 11.2(b) Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts 3.11(a) New Defined Benefit Plan 10.2(a) Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price 4.5(a2.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Purchased Assets 2.1(b) ▇▇▇▇ Terms 4.5(aPurchased Intellectual Property 2.1(b)(vi) SEC 2.5(ePurchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Reimbursement 7.2(b) Securities Act 4.3(bSale Motion 5.3(a) Seed Capital Investments 6.1(cSavings Plan 10.3(a) Senior Executive 4.1(bSeller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(jSeller Marks 5.15(a) Stockholder Approved Issuance 2.7(fSeptember ‘09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Subsequent Offering 4.1(aShared Accounts Payable 2.4(d) Temporary Redemption Date 6.1(fSK Preamble TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim 8.3(b) Third Party Environmental Claim 11.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer 4.1(aTaxes 9.1(e) True-up Equity Issuance 2.7(dTransferred Employee 10.1(b) Transferred Former Employee 10.1(c) Transition Services Agreement 2.9(a)(ix)
(a) Unknown Environmental Liability Losses 11.1(a) Unknown Losses Termination Date 11.2(a) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21
Appears in 1 contract
Additional Defined Terms. The In addition to terms defined above, the following terms shall have the respective meanings set forth given to them in the Sections sections set forth below: Acceptance Notice 2.7(bDefined term Section Accounting Referee Section 2.04(d) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Accounts Section 4.17 Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Assigned Contracts Section 4.23 Claim Amount Section 7.06 Claimant Section 7.03 Closing Section 3.01 Closing Date Section 3.01 Company Board Recitals Company CDIs 2.7(aBudget Section 4.24 Continuing Employees Section 6.06(a) Company Repurchase Event 4.7(aDetermination Date Section 7.06 Disagreement Notice Section 7.05 Disclosure Schedules ARTICLE IV Earnout Dispute Notice Section 2.04(d) Coordination Committee 6.2 Designation Right 5.2(aEarnout Report Section 2.04(d) Eligible Investments 6.1(fElection Notice Section 7.04 Escrow Amount Section 2.03 FCPA Section 4.16 Final Earnout Report Section 2.04(d) Equity Issuance 2.7(dFinancial Statements Section 4.06(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dFIRPTA Certificate Section 8.07 FIRPTA Notice Section 8.07 Indemnification Basket Section 7.08(a) Existing Investment Agreement Recitals FCA Indemnification Notice Section 7.2(g) FSC 7.03 Indemnified Parties Section 7.2(g) Fundamental Transaction 3.3(b) GAAP 7.02 Indemnifying Party Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ 7.03 Indemnity Loss Section 7.01 IP Purchaser Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Licensed Trademark Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 9.01 Litigation Notice Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets 7.03 Monthly Earnout Report Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a2.04(b) Pre-Issuance Ownership Percentage 2.7(gClosing Tax Period Section 8.01(a)(ii) Receiving Purchase Consideration Section 2.02 Purchaser Preamble Purchaser Indemnified Parties Section 7.01 Purchaser Parties Preamble Purchaser Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bPreamble Real Property Leases Section 4.10(b) Representatives 5.4 Restricted Revenue Earnout Report Section 2.04(c) Scheduled Contracts Section 4.15(a) Seller Preamble Seller Indemnified Parties Section 7.02 Seller Representative Preamble Seller’s Portion Section 8.01(a)(ii) Shares Section 4.03(a) Special Representations Section 7.07 Straddle Period 4.1(aSection 8.01(a)(ii) Restricted Period Approved Tender Offer 4.1(aSungy Preamble Survival Date Section 7.07 Tax Claim Section 8.01(d) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bTax Indemnity Termination Date Section 8.01(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dTax Specialist Section 8.05 Union Section 4.11(d)
Appears in 1 contract
Sources: Purchase Agreement
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated below: Acceptance Notice 2.7(b280G Benefits Section 5.14(c) Administrative Guidance 4.1(bAct Recitals Affidavit Section 2.6(c)(iii) Affiliated Transferee 4.3(aAgent Section 2.6(c)(i) Agent Agreement Section 2.6(c)(i) Agreement Preamble Approved Tender Offer 4.1(aAkerman Section 8.17 Alternative Acquisition Agreement Section 5.5(e)(iii) ASX 2.5(a)(ivAnti-Corruption Laws Section 3.7(b) ASX Rule 2.7(aAnti-Money Laundering Laws Section 3.7(b) Beneficial Ownership Articles of Merger Section 2.1(a) Balance Sheet Section 3.5(a) Balance Sheet Date Section 3.5(a) Certificate Section 2.6(c)(iii) Change of Control 3.3(eRecommendation Section 5.5(e)(iii) Class A Per Share Merger Consideration Section 2.4(b) Class B, C and D Per Share Merger Consideration Section 2.4(c) Closing Section 2.8 Closing Date Section 2.8 Closing Statement Section 2.5(a) CoC Payment Recipient Section 2.6(a)(ii) Company Board Recitals Preamble Company CDIs 2.7(aDisclosure Schedule ARTICLE III Company Employees Section 5.7(a) Company Repurchase Event 4.7(aIntellectual Property Section 3.14(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Company IT Assets Section 6.1(a3.14(f) Investor Preamble Investor Parent 4.3(aCompany Products Section 3.10(a) Investor Representative 5.2(aCompany Recommendation Section 3.2(a) JCG Preamble JCG SEC Documents Company Termination Fee Section 7.1(f7.2(b) Confidentiality Agreement Section 5.1 11 D&O Indemnifying Persons Section 5.8(c) Diligence Materials Section 4.9(b)(ii) Dissenting Shares Section 2.10 Dissenting Shareholders Section 2.10 Effective Time Section 2.8 Employee Benefit Plans Section 3.11(a) End Date Section 7.1(b)(iii) Environmental Permit Section 3.17(a) ERISA Section 3.11(a) Financial Statements Section 3.5(a) IDGBL Section 3.1 Improvements Section 3.18(a) Indemnified Persons Section 5.8(a) Insurance Policies Section 3.19(a) Knowledge of the Company Section 1.4 Leased Real Property Section 3.18(e) Material Contract(s) Section 3.16(a) Material Customer Section 3.21(a) Material Supplier Section 3.21(b) Member Payouts Section 2.5(a) Member Products Section 5.15(a) Member Services Section 5.15(c) Members Section 5.15(a) Merger Recitals Merger Agreement Recitals Sub Preamble Merger Sub Recitals New Securities 2.7(aCommon Stock Section 2.4(d) NYSE Rule 2.7(aOwned Real Property Section 3.18(a) Option Agreement Recitals Ownership Limit 2.1(aOwned Real Property Lease Section 3.18(a) Parties Parent Preamble Party Preamble Permitted Affiliate Sale 4.3(aPayment Fund Section 2.6(a)(i) Permitted Non-Public Transfer 4.3(bDividend Section 5.3(b) Permitted Public Transfer 4.3(cPersonal Property Leases Section 3.18(h) Permitted Sales Plan Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b3.11(i) Preemptive Rights Shares 2.7(aQualified Plans Section 3.11(d) Pre-Issuance Ownership Percentage 2.7(gRegulation S‑X Section 5.4(d) Receiving Regulatory Laws Section 3.10(a) Related Parties Section 3.20 Reverse Termination Fee Section 7.2(b) Shareholder Approval Deadline Section 5.14(a) Shareholder Materials Section 5.14(b) Stakeholders Section 8.17 Sublease Section 3.18(e) Supply Agreement Section 5.19 12 Surviving Corporation Section 2.1(b) Swaps Section 2.5(a) Tenant Section 3.18(a) Third Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fManufacturer Section 3.10(c) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Taxes Section 5.12 Vehicles Section 3.24 Voting Agreements Recitals WARN Act Section 5.16
Appears in 1 contract
Sources: Merger Agreement (Supervalu Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Defined Term Section Adjustment Calculation Section 2.4(a) Adjustment Notice 2.7(bSection 2.4(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Affiliate Indemnified Party Section 11.2 Agreement Preamble Approved Tender Offer 4.1(aAntitrust Laws Section 5.3(b) ASX 2.5(a)(ivARIAD SWISSCO Balance Sheet Section 3.6(a)(i) ASX Rule 2.7(aARIAD US Preamble Audited Consolidated Balance Sheets Section 5.8 Audited Consolidated Financial Statements Section 5.8 Carve Out Restructuring Section 5.7 Claim Notice Section 8.3(a) Beneficial Ownership 2.1(aClosing Section 2.5 Closing Balance Sheet Section 2.4(a) Change of Control 3.3(eClosing Date Section 2.5 Closing Date Payment Section 2.2 Closing Net Cash Statement Section 2.4(a) Closing Net Working Capital Statement Section 2.4(a) Company Board Recitals Preamble Company CDIs 2.7(aBalance Sheet Section 3.6(a)(ii) Company Repurchase Event 4.7(aInformation Section 11.1(b) Coordination Committee 6.2 Designation Right 5.2(aCompany Intellectual Property Section 3.11(a) Eligible Investments 6.1(fCompany Interim Balance Sheet Section 3.6(a)(iii) Equity Issuance 2.7(dConfidentiality Agreement Section 11.1(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dContinuation Period Section 10.1(a) Existing Investment Agreement Recitals FCA Controlling Party Section 7.2(g8.3(d) FSC Dispute Notice Section 7.2(g2.4(c)(ii) Fundamental Transaction 3.3(bEstimated Closing Net Cash Section 2.3(a) GAAP Estimated Closing Net Working Capital Section 7.1(g2.3(b) Governmental Order 4.1(bFCPA Section 3.18 Final Closing Net Cash Section 2.4(f) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Final Closing Net Working Capital Section 7.2(g2.4(f) Identified Transferees 4.5(aFinancial Statements Section 3.6(a) Information Rights 5.3 Initial Investment Indemnified Party Section 6.1(a8.3(a) Indemnifying Party Section 8.3(a) Independent Accounting Firm Section 2.4(e) Initial Seed Capital Investment Fees 6.1(g)(iiPurchase Price Section 2.2 Leased Real Property Section 3.10(a) Initial Seed Capital Investments 6.1(g)(iiMaterial Contracts Section 3.12(a) Insolvent Party 1.1 Invested Assets Material Customers Section 6.1(a3.22(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(bcontrolling Party Section 8.3(d) Permitted Public Transfer 4.3(cOther Consolidated Financial Statements Section 5.8 Purchase Price Section 2.2 Purchaser Preamble Purchaser Indemnified Parties Section 8.1 Real Property Leases Section 3.10(a) Permitted Sales Resolution Period Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b2.4(e) Preemptive Rights Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties Section 8.2 Subsidiary Shares 2.7(aSection 3.4(b) Pre-Issuance Ownership Percentage 2.7(gSwiss Tax Rulings Section 9.1(a) Receiving Third Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bClaim Section 8.3(b) Representatives 5.4 Restricted Period 4.1(aTransferred Employees Section 10.1(a) Restricted Period Approved Tender Offer 4.1(aTransferred Former Employees Section 10.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dWarranted Leased Real Property Section 3.10(b)
Appears in 1 contract
Sources: Share Purchase Agreement (Ariad Pharmaceuticals Inc)
Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms below: Acceptance Notice 2.7(b401(k) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aPlan 6.9(b) Agreement Preamble Approved Tender Offer 4.1(aAntitrust Restraint 6.6(e) ASX 2.5(a)(ivCertificate of Designations 3.1(b) ASX Rule 2.7(a) Beneficial Ownership 2.1(aCertificate of Merger 2.2 Certificates 2.8(c) Change of Control 3.3(eRecommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Board Recitals Preamble Company CDIs 2.7(aBalance Sheet 3.4(b) Company Repurchase Event 4.7(aCharter Documents 3.1(b) Coordination Committee 6.2 Designation Right 5.2(aCompany Disclosure Letter Article III Company Environmental Permits 3.13(c) Eligible Investments 6.1(fCompany Financials 3.4(b) Equity Issuance 2.7(dCompany Material Contract 3.17(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dCompany Purchase Plans 3.2(c) Existing Investment Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement Recitals FCA Section 7.2(g6.4(a) FSC Section 7.2(gContinuation Notice 6.3(e) Fundamental Transaction 3.3(bContinuing Employees 6.9(d) GAAP Section 7.1(gCutoff Time 3.2(a) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Delaware Law RECITALS Dissenting Shares 2.7(a) PreDissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Issuance Ownership Percentage 2.7(gCompetition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bLeased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 5.4 Restricted Period 4.1(a6.3(a) Restricted Period Approved Tender Offer 4.1(aReturns 3.6(b)(i) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bRoHS 3.13(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Section 262 2.7(a) ▇▇▇▇ Open Period 4.5(cSignificant Customer 3.22(a) ROFR Price 4.5(aSignificant Supplier 3.22(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇SOX 3.4(a) ▇▇▇▇ Terms 4.5(aSubsidiary Charter Documents 3.1(b) SEC 2.5(eSurviving Corporation 2.1 Tax 3.6(a) Securities Act 4.3(bTaxes 3.6(a) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Triggering Event 8.1 Voting Agreements RECITALS
Appears in 1 contract
Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective term below: Acceptance Notice 2.7(bAcquisition Proposal 5.4(a) Administrative Guidance 4.1(bAgent Indemnification Expenses 8.7(d)(vii) Affiliated Transferee 4.3(aAgent Interpleader Expenses 8.7(d)(vi) Agreement Preamble Approved Tender Offer 4.1(aBalance Sheet Date 3.7 California Commissioner 3.28 California Permit 3.6 Certificate of Incorporation 3.1(a) ASX 2.5(a)(ivCertificate of Merger 2.3 Charter Documents 3.1(a) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(eClosing 2.2 Company Preamble Company Authorizations 3.18 Company Generated Product 2.12(a) Company Board Recitals Company CDIs 2.7(aMaterial Adverse Effect 8.2(b) Company Repurchase Event 4.7(aProducts 3.14(d) Coordination Committee 6.2 Designation Right 5.2(aCompany Registered Intellectual Property 3.14(b) Eligible Investments 6.1(fCompany Restated Certificate 3.1(a) Equity Issuance 2.7(dCompany Stock Certificates 2.9(b)(ii) Executive Committee 6.2 Exempt Equity Issuance 2.7(dConflict 3.5(a) Existing Investment Consent Solicitation 6.1(d) Consultant Proprietary Information Agreement Recitals FCA Section 7.2(g3.14(s) FSC Section 7.2(gContaminants 3.14(bb) Contingent Merger Consideration 2.12 Current Balance Sheet 3.7 Delaware Law 2.1 Director and Officer Resignation Letter 6.10(b) Disclosure Schedule Article III Dissenting Share Payments 2.8(c) Dissenting Shares 2.8(a) Effective Time 2.3 Election Deadline 2.7(h) Election Form Record Date 2.7(h) Employee Proprietary Information Agreement 3.14(s) Environmental Permits 3.21(c) Escrow Agent Preamble Escrow Fund 8.7(a) Escrow Period 8.7(b) Excess Shares 2.7(g) Exchange Documents 2.9(b)(ii) Fairness Hearing Law 3.6 Final Surviving Entity 2.1 Financials 3.7 First Milestone Issue Date 2.12(a) Form of Election 2.7(h) Fundamental Transaction 3.3(b) GAAP Section 7.1(gChange 2.12(e) Governmental Order 4.1(bEntity 3.6 Hazardous Material 3.21(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(gHazardous Materials Activities 3.21(b) Identified Transferees 4.5(aIND 2.12(a) Indemnified Parties 8.2(a) Indemnified Party 8.2(a) Indemnifying Party 8.5(a) Information Rights 5.3 Initial Investment Section Statement 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(iiMerger Consideration 2.7(d) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Integrated Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Interim Surviving Corporation 2.1
Appears in 1 contract
Sources: Agreement and Plan of Merger and Reorganization (Supergen Inc)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b. Defined Term Section Additional Increment Section 2.1 Agreement Preamble Alternate Transaction Agreement Section 8.1(d) Administrative Guidance 4.1(bAnti-Bribery Laws Section 5.25 Approval Conditions Section 10.1(b)(iii) Affiliated Transferee Assigning Investor Section 3.5(b) Auction Date Section 7.10(a)(vi) Authorized Cleansing Party Section 7.19(b) Bankruptcy Code Recitals Bankruptcy Court Recitals Base DIP Conversion Amount Section 3.1(c)(i) Base Projected Cash Balance Section 3.1(c)(i) Bidders Section 7.10(a)(i) Binding Proposal Section 7.10(a)(iii) Binding Proposal Bid Deadline Section 7.10(a)(iii) Chapter 11 Proceedings Recitals Cleansing Release Section 7.19(a) Commitment Premium Section 4.1 Commitment Premium Shares Section 3.1(g) Company Preamble Company Plans Section 5.21(a) Compliance Criteria Section 7.24 Confirmed Plan Section 8.1(b) Debtor Recitals Determination Date Section 3.3(b) DIP Conversion Section 3.2(a) Disclosure Letter Article V Disclosure Statement Cleansing Release Section 7.19(a) Emergence MIP Vested Grant Section 5.4 Employee Representatives Section 5.14(a) ERISA Section 5.21(a) Exit Financing Section 7.14 Exit Financing Documents Section 7.14 Exit Term Loan Section 7.14 Exit Revolving Facility Section 7.14 Expense Reimbursement Section 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aFee Capped Months Section 7.25 Filing Party Section 7.12(b) ASX 2.5(a)(ivFinal Cleansing Release Section 7.19(a) ASX Rule 2.7(aFinancial Reports Section 7.8(a) Beneficial Ownership 2.1(aFinancial Statements Section 5.9(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Foreign Plan Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b5.21(e) GAAP Section 7.1(g5.9(a) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Indemnified Claim Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 9.2 Indemnified Person Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent 9.2 Indemnifying Party 1.1 Invested Assets Section 6.1(a9.2 Independent Directors Section 7.16(a) Investor Preamble Investor Parent 4.3(aJoint Filing Party Section 7.12(c) Investor Representative 5.2(aLegal Proceedings Section 5.13 Losses Section 9.1(a) JCG Preamble JCG SEC Documents Market Maker Section 7.1(f7.13(d)(iii) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aMaterial Business Intellectual Property Section 5.15(b) NYSE Rule 2.7(aMaterial Technology Section 5.15(b) Option Agreement Recitals Ownership Limit 2.1(aMinimum Increment Section 2.1 MNPI Section 7.19(a) Parties Preamble Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Notice of Results Section 3.3 OFAC Section 5.27 Outside Date Section 10.1(b)(iii) Party Preamble PATRIOT Act Section 5.26 Permitted Affiliate Sale 4.3(aClaim Transferee Section 7.13(d)(i) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Petition Date Recitals Plan Support Joinder Agreement Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a7.13(d)(i) Pre-Issuance Ownership Percentage 2.7(gClosing Period Section 7.6(a) Receiving Party 5.4 Registration Professional Fee Caps Section 7.25 Projected Cash Balance Section 3.1(b) Registered Intellectual Property Section 5.15(a) Required Combined Offering and Conversion Amount Section 3.1(a) Results Date Section 3.3(a) Right Section 2.1 Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Section 2.1
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth in the Sections set forth sections indicated below: A&R Certificate Section (c) Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aSection 2.5(a)(i) Agreement Preamble Approved Tender Offer 4.1(aAssets Section 4.9(f)) ASX 2.5(a)(ivAuthorized Action Section 7.7(c) ASX Rule 2.7(aBalance Sheet Section 4.6(a)(ii) Beneficial Ownership 2.1(aBalance Sheet Date Section 4.6(a)(ii) Change of Control 3.3(eBargain Barn Recitals Buyer Preamble Buyer Bring-Down Certificate Section 8.1(a) Buyer Documents Section 5.2 Buyer Indemnified Party Section 11.2 Buyer Material Adverse Effect Section 5.4 Buyer Plans Section 7.6(a) Buyer Prepared Tax Return Section 10.2 Closing Section 2.2 Closing Balance Sheet Section 2.5(a)(i) Closing Cash Section 2.3(a) Closing Company Transaction Costs Section 2.3(a) Closing Date Section 2.2 Closing Indebtedness Section 2.3(a) Companies Recitals Company Benefit Plan Section 4.12(a) Company Board Recitals Documents Section 4.2 Company CDIs 2.7(aFundamental Representations Section 11.1(a) Company Repurchase Event 4.7(aReal Property Leases Section 4.9(a) Coordination Committee 6.2 Designation Right 5.2(aCompany Released Persons Section 7.8(a) Eligible Investments 6.1(fContractor Section 4.13(b) Equity Issuance 2.7(dDeductible Section 11.4(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDirect Claim Section 11.5(c) Existing Investment Agreement Employee Section 4.13(a) End Date Section 9.1(b) Enforceability Exceptions Section 3.2 Estimated Closing Cash Section 2.4(a) Estimated Closing Company Transaction Costs Section 2.4(a) Estimated Closing Indebtedness Section 2.4(a) Financial Statements Section 4.6(a) Holdings Preamble Insurance Policies Section 4.18 Interim Financial Statements Section 4.6(a)(ii) Leased Real Property Section 4.9(a) Loss Section 11.5(a) Material Contracts Section 4.11(a) Material Suppliers Section 4.20 Non-Parties Section 12.10(a) Non-Party Section 12.10(a) Parties Preamble Purchase Price Section 2.3(a) R&W Insurance Expenses Section 7.2 Recourse Theory Section 12.10(a) Rejection Notice Section 2.5(a)(i) Related Entities Section 12.10(a) Related Persons Contracts Section 4.21 Retained Rights Section 11.9 Selected Accounting Firm Section 2.5(a)(ii) Seller Documents Section 3.2 Seller Fundamental Representations Section 11.1(a) Seller Indemnified Party Section 11.3 Sellers Preamble Sellers Bring-Down Certificate Section 8.2(a) Sellers’ Representative Preamble Shares Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g3.6 Straddle Period Section 10.1(a) Identified Transferees 4.5(aTail Policies Section 7.5(b) Information Rights 5.3 Initial Investment Tail Policy Expenses Section 6.1(a7.5(b) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Third-Party 1.1 Invested Assets Claim Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f11.5(a) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Taxes Section 10.3
Appears in 1 contract
Sources: Stock Purchase Agreement (Grocery Outlet Holding Corp.)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b. Additional Increment Section 2.1 Agreement Preamble Alternate Transaction Agreement Section 8.1(d) Administrative Guidance 4.1(bAnti-Bribery Laws Section 5.25 Approval Conditions Section 10.1(b)(iii) Affiliated Transferee Assigning Investor Section 3.5(b) Auction Date Section 7.10(a)(vi) Authorized Cleansing Party Section 7.19(b) Bankruptcy Code Recitals Bankruptcy Court Recitals Base DIP Conversion Amount Section 3.1(c)(i) Base Projected Cash Balance Section 3.1(c)(i) Bidders Section 7.10(a)(i) Binding Proposal Section 7.10(a)(iii) Binding Proposal Bid Deadline Section 7.10(a)(iii) Chapter 11 Proceedings Recitals Cleansing Release Section 7.19(a) Commitment Premium Section 4.1 Commitment Premium Shares Section 3.1(g) Committee Preamble Company Preamble Company Plans Section 5.21(a) Compliance Criteria Section 7.24 Confirmed Plan Section 8.1(b) Debtor Recitals Determination Date Section 3.3(b) DIP Conversion Section 3.2(a) Disclosure Letter Article V Disclosure Statement Cleansing Release Section 7.19(a) Emergence MIP Vested Grant Section 5.4 Employee Representatives Section 5.14(a) ERISA Section 5.21(a) Exit Financing Section 7.14 Exit Financing Documents Section 7.14 Exit Term Loan Section 7.14 Exit Revolving Facility Section 7.14 Expense Reimbursement Section 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aFee Capped Months Section 7.25 Filing Party Section 7.12(b) ASX 2.5(a)(ivFinal Cleansing Release Section 7.19(a) ASX Rule 2.7(aFinancial Reports Section 7.8(a) Beneficial Ownership 2.1(aFinancial Statements Section 5.9(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Foreign Plan Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b5.21(e) GAAP Section 7.1(g5.9(a) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Indemnified Claim Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 9.2 Indemnified Person Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent 9.2 Indemnifying Party 1.1 Invested Assets Section 6.1(a9.2 Independent Directors Section 7.16(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Joint Filing Party Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d7.12(c)
Appears in 1 contract
Sources: Backstop Conversion Commitment Agreement (Global Geophysical Services Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms shall have the meanings set forth meaning specified in the Sections set forth Section or Section of the Disclosure Letter indicated below: Acceptance Notice 2.7(bTermSection or Disclosure Letter Section “AHE Pension Plan” Section 8.05(e) Administrative Guidance 4.1(b“Acquisition Proposal” Section 6.03(a) Affiliated Transferee 4.3(a“Actions” Section 6.07(c) Agreement “Administered Claims” Section 8.10(b) “Agreement” Preamble Approved Tender Offer 4.1(a“Alcoa” Preamble “Applicable Environmental Law” Section 11.01(b) ASX 2.5(a)(iv“Audited Financial Statements” Section 4.12(a)(ii) ASX Rule 2.7(a“Basis of Financial Statement Presentation” Section 3.01 “Cap Amount” Section 13.03(b) Beneficial Ownership 2.1(a“CERCLA” Section 11.01(b) Change of Control 3.3(e“Consent” Section 8.05(k) “Closing” Section 10.01 “Closing Date” Section 10.01 “Closing Working Capital” Section 3.01 “Closing Working Capital Statement” Section 3.01 “Commitments” Section 4.07(a) “Commitment Letter” Section 5.07(a) “Company” Preamble “Company Board Recitals Intellectual Property” Section 4.05(c) “Company CDIs 2.7(aMarks” Section 4.05(a)(i) “Company Repurchase Event 4.7(aPatents and Copyrights” Section 4.05(a)(ii) Coordination Committee 6.2 Designation Right 5.2(a“confidential information or documents” Section 8.09(b) Eligible Investments 6.1(f“Confidentiality Agreement” Section 6.06 “Consent” Section 8.05(k) Equity Issuance 2.7(d“Contest” Section 8.07(m) Executive Committee 6.2 Exempt Equity Issuance 2.7(d“Continuing Employees” Section 8.05(a) Existing Investment Agreement Recitals FCA “CPA Firm” Section 7.2(g3.02(a) FSC “Customer Information” Section 7.2(g4.05(i) Fundamental Transaction 3.3(b“Deductible” Section 13.03(a) GAAP “Direct Claim” Section 7.1(g13.04(c) Governmental Order 4.1(b“Employee Benefit Plans” Section 4.14(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents “Environmental Permits” Section 7.2(g4.15(a) Identified Transferees 4.5(a“Environmental Report Section 11.02 “ERISA” Section 4.14(a)(i) Information Rights 5.3 Initial Investment “Excess Plan” Section 6.1(a8.05(e) Initial Seed “Final Section 481 Inventory Adjustment” Section 3.02(a) “Final Working Capital Investment Fees 6.1(g)(iiStatement” Section 3.02(a) Initial Seed Capital Investments 6.1(g)(ii“Financial Statements” Section 4.12(a) Insolvent Party 1.1 Invested Assets “Financing” Section 6.1(a6.08(a) Investor Preamble Investor Parent 4.3(a“GAAP” Section 4.12(a)(i) Investor Representative 5.2(a“Gains Taxes” Section 4.04(b) JCG Preamble JCG SEC Documents “Hazardous Substance” Section 7.1(f11.01(a) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a“HIP” Section 8.05(h) NYSE Rule 2.7(a“HSR Act Section 4.04(b) Option Agreement Recitals Ownership Limit 2.1(a“IC” Section 8.05(h) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a“Included Seller Owned Software” Section 8.02 “Indemnitee” Section 13.03 “Indemnitor” Section 13.03 “Insurance Payment” Section 8.10(c) Permitted Non“Interest Rate” Section 2.03 “June 30, 2006 Balance Sheet” Section 4.12(a) “June 30 Balance Sheet” Section 4.12(a)(i) “Lease” Section 4.07(b) “Leased Property” Section 4.07(b) “Lenders” Section 5.07(a) “Liabilities” Section 4.12(b) “License” Section 8.02 “Lenders” Section 5.08(a) “Material Contract” Section 4.13(a) “MIP Section 8.05(h) “Multiple Employer Plan” Section 4.14(a) “Necessary Consents” Section 8.02(b) “Objection” Section 3.02(a) “Order” Section 4.10 “Owned Property” Section 4.07(a “participation” Section 8.06(m) “PBGC” Section 4.14(a)(iii) “Permits” Section 4.10 “Post-Public Transfer 4.3(bSigning Returns Section 6.07(a) Permitted Public Transfer 4.3(c“Post-Closing Tax Period” Section 8.05(k) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) “Pre-Issuance Ownership Percentage 2.7(gClosing Taxes” Section 8.06(e) Receiving “Purchaser” Preamble “Purchaser Assignment” Section 11.03 “Purchaser DB Plans” Section 8.05(e) “Purchaser DC Plans” Section 8.05(d) “Purchaser Deductible Exclusion” Section 13.03(a) “Purchaser Indemnitees” Section 13.01 “Purchase Price” Section 2.02 “Purchase Termination Fee” Section 9.02 RCRA” Section 11.01(b) “Real Property Section 4.07(c) “Related Party” Section 4.21 “Relocated Employees” Section 8.05(n) “Relocation Arrangements” Section 8.05(n) “Retiree Eligible Employees” Section 8.05(d) “SEC” Section 8.04 “Section 481 Inventory Adjustment Period” Section 8.06(k) “Securities Act” Section 5.06 “Seller” Preamble “Seller DB Plans” Section 8.05e) “Seller DC Plans” Section 8.05(d) “Seller Indemnitees” Section 13.02 “Seller Intellectual Property” Section 4.05(a)(i) “Seller Insurance Policies” Section 8.10(a) “Seller Intellectual Property” Section 4.05(a)(v) “Shares” Section 4.03 “SMIP” Section 8.05(h) “Straddle Period” Section 8.06(c) “Targeted Closing Date” Section 10.01 “Tax Benefits Section 13.03(d) “Tax Loss” Section 8.06(e) “Tax Sharing Agreement” Section 8.06(e) “Third Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bClaim” Section 13.04(a) Representatives 5.4 Restricted Period 4.1(a“Third Party Marks” Section 4.05(a)(iv) Restricted Period Approved Tender Offer 4.1(a“Third Party Patents” Section 4.05(a)(v) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b“Title Company” Section 4.07(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇“Unaudited Financial Statements” Section 4.12(a)(i) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d“WARN Act” Section 4.14(g)
Appears in 1 contract
Additional Defined Terms. The For the purposes of this Agreement, the following terms words and phrases shall have the meanings set forth described throughout the body of this Agreement in the Sections set forth indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA “2012 Form 10-K” Section 7.2(g) FSC 4.8 “Accounts Receivable” Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇3.21 “▇▇▇▇▇ Equity Component” Section 2.3(b) “Agreement” Preamble ▇▇▇▇▇“Asset Acquisition Statement” Section 5.3(b) “Assumed Liabilities” Section 2.4 “Business Employees” Section 3.8 “Purchaser” Preamble “Cash Component” Section 2.3(a) “CM” Section 5.7 “Collateral Agreements” Fifth Recital “Committed Inventory” Section 5.7 “Competitive Activities” Section 5.11(a) “Deductible” Section 9.3(f) “Employment and Consulting Agreements” Section 5.9 “Equity Component” Section 2.3(b) “Excluded Assets” Section 2.2 “Excluded Liabilities” Section 2.5 “Financial Statements” Section 3.11(a) “Indemnified Party” Section 9.3(a) “Indemnifying Party” Section 9.4(a) “Lease Amendments” Section 5.10 “Liabilities” Section 3.20 “Losses” Section 9.3(a) “March Form 10-Q” Section 4.8 “Material Contracts” Section 3.9(a) “Nonassignable Assets” Section 2.6(c) “Non-Compete Period” Section 5.11(a) “Public Reports” Section 4.7 “Purchase Price” Section 2.3 “Purchased Assets” Section 2.1 “▇▇▇▇ FSC Documents Equity Component” Section 7.2(g2.3(b) Identified Transferees 4.5(a“Related Parties” Section 5.11 “Required Consents” Section 3.3(b) Information Rights 5.3 Initial Investment “SEC” Section 6.1(a4.7 “Seller” Preamble “Specified Representations” Section 9.2 “Member” Preamble “Purchaser” Preamble “Third-Party Claim” Section 9.4(a) Initial Seed Capital Investment Fees 6.1(g)(ii“Transferred Employees” Section 5.2 (a) Initial Seed Capital Investments 6.1(g)(ii“Warranty Cap” Section 9.3(f) Insolvent Party 1.1 Invested Assets “Warranty Coverage” Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)3.18
Appears in 1 contract
Sources: Asset Purchase Agreement (Manitex International, Inc.)
Additional Defined Terms. The As used in this Agreement, the following terms shall have the meanings set forth given thereto in the Sections set forth belowopposite such terms: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Additional Subsidiary Section 5.12 Agreement Preamble Approved Asset Disposition Section 6.2(a) Closing Section 2.2(c) Closing Date Section 2.2(a) Common Stock Third Recital Company Preamble Employee Plan Section 3.12(a) Employees Section 3.12(a) Environmental Law Section 3.18 Environmental Permit Section 3.18 Existing Debt Section 6.5 Governmental Licenses Section 3.11 Guaranty Section 7.2(i) Immigration Laws Section 3.13(i) Indemnified Party Section 8.1(c) indemnified person Section 8.1(b) Indemnifying Party Section 8.1(c) Initial Closing Section 2.2(a) Intellectual Property Section 3.11 Losses Section 8.1(b) Net Proceeds Section 5.4(a) Notices Section 8.2 Offer Section 6.2(b) OpCo Preamble Permitted Indebtedness Section 6.5 Permitted Liens Section 3.14 Purchasers Preamble Scheduled Contracts Section 3.15 Second Closing Section 2.2(b) Second Closing Date Section 2.2(b) Stock Repurchase Section 5.4(b) Subsequent Closing Section 2.3 Subsequent Closing Date Section 2.3 Tax Section 3.13(f) Tax Controversy Section 3.13(c) Tax Return Section 3.13(f) Tender Offer 4.1(aSection 5.4(b) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Warrants Third Recital Warrant Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Third Recital
Appears in 1 contract
Sources: Securities Purchase Agreement (Superior Consultant Holdings Corp)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a. Defined Term Section Additional Investor Agreements Section 3.6(b) Agreement Preamble Approved Tender Offer 4.1(aAlternate Transaction Agreement Section 8.1(d) ASX 2.5(a)(ivAlternate Transaction Damages Section 10.2(a) ASX Rule 2.7(aAlternative Financing Section 3.3(a) Beneficial Ownership 2.1(aApproval Conditions Section 10.1(b)(iii) Change of Control 3.3(eApproval Motion Recitals Approval Order Recitals Arrangement Premium Section 4.1(b) Available Direct Subscription Shares Section 3.1(b)(ii) Bankruptcy Code Recitals Bankruptcy Court Recitals Defined Term Section Basic Subscription Right Section 2.2(b) Breaching Investor Section 9.1(b) Company Board Preamble Company Plans Section 5.21(a) Confirmed Plan Section 8.1(b) Debtor Recitals Company CDIs 2.7(aDetermination Date Section 2.2(f) Company Repurchase Event 4.7(aDirect Commitment Section 3.1(a) Coordination Committee 6.2 Designation Right 5.2(aDirect Subscription Shares Section 3.1(a) Eligible Investments 6.1(fDisclosure Letter Article V Discrimination Notice Section 11.10 Dispute Notice Section 11.10 Employee Representatives Section 5.14(a) Equity Issuance 2.7(dEnvironmental Laws Section 5.19(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dERISA Section 5.21(a) Existing Investment Exit Financing Section 7.17 Expedited Proceedings Section 11.10 Filing Party Section 7.15(b) Financial Reports Section 7.11(a) Financial Statements Section 5.9 Ford Section 7.18 Ford Agreement Recitals FCA Section 7.2(g7.18 Fully Exercising Holder Section 2.2(c) FSC Funding Approval Certificate Section 7.2(g) Fundamental Transaction 3.3(b) 7.7 GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents 5.9 Indemnified Claim Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 9.2 Indemnified Person Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent 9.2 Indemnifying Party 1.1 Invested Assets Section 6.1(a) 9.2 Investor Preamble Joint Filing Party Section 7.15(c) Legal Proceedings Section 5.13 Losses Section 9.1(a) Material Contracts Section 5.24 Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Offered Direct Subscription Shares Section 3.1(b) Offering Investor Parent 4.3(aSection 3.1(b) OPEB Order Section 5.11(f) Outside Date Section 10.1(b)(iii) Over-Allotted Investor Representative 5.2(aSection 8.5 Over-Subscribed Shares Section 2.2(e) JCG Preamble JCG SEC Documents Oversubscription Right Section 7.1(f2.2(c) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Petition Date Recitals Pre-Issuance Ownership Percentage 2.7(gClosing Period Section 7.9 Defined Term Section Proceedings Recitals Purchase Notice Section 2.2(f) Purchase Price Section 2.1 Regulatory Cure Section 8.5 Regulatory Reallocation Section 8.5 Related Purchaser Section 3.6(a) Removed Allotted Portion Section 8.5 Requisite Receiving Party 5.4 Registration Co-Investor Approval Section 11.10 Right Section 2.1 Rights 5.5 Regulatory Transfer 4.1(bDistribution Date Section 2.2(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Rights Exercise Period 4.5(bSection 2.2(d) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Rights Offering Section 2.1 ROFR Investors Section 3.6(c) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Share Section 2.1 Stock Right Commitment Section 3.2
Appears in 1 contract
Sources: Equity Commitment Agreement
Additional Defined Terms. The Each of the following terms have is defined in the meanings Section set forth in the Sections set forth belowopposite such term: Acceptance Notice 2.7(b2019 Financial Statements Section 4.7 2020 Financial Statements Section 4.7 2021 Financial Statements Section 4.7 Adjustment Escrow Account Section 2.5(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAffordable Care Act Section 4.21(k) Agreement Preamble Approved Tender Offer 4.1(aAML Laws Section 4.10(b) ASX 2.5(a)(ivAllocation Certificate Section 2.4(a) ASX Rule 2.7(aAudit Firm Section 2.6(c) Beneficial Ownership 2.1(aBase Cash Purchase Price Section 2.2(a) Change of Control 3.3(eBonds Section 4.16(a) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Brevet Loan Consent Section 7.1(g) Governmental Order 4.1(bBroker Fee Section 6.15 Claim Section 9.4(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Claim Notice Section 9.4(a) Closing Section 2.4(b) Closing Call Section 2.4(b)(i) Closing Date Section 2.4(b) Closing Documents Section 7.2(g2.4(b)(ii) Identified Transferees 4.5(aClosing Cash Purchase Price Section 2.2(a) Information Rights 5.3 Initial Investment Closing Equity Consideration Section 6.1(a2.3(a) Initial Seed Capital Investment Fees 6.1(g)(iiClosing Statement Section 2.6(a) Initial Seed Capital Investments 6.1(g)(iiCompany Preamble Company Intellectual Property Section 4.15(b) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Consulting Agreement Recitals Merger Sub Dispute Notice Section 2.6(c) Due Date Section 6.4(c) Employment Agreements Recitals New Securities 2.7(aEquity Consideration Section 2.3 Escrow Excess Amount Section 2.6(f) NYSE Rule 2.7(aEstimated Closing Indebtedness Section 2.4(a) Option Estimated Closing Net Working Capital Section 2.4(a) Estimated Closing Statement Section 2.4(a) Estimated Transaction Expenses Section 2.4(a) FCPA Section 4.10(c) Financial Statements Section 4.7 Funding Deadline Date Section 2.3(d) Indemnified Party Section 9.4(a) Indemnifying Party Section 9.4(a) Indemnity Escrow Account Section 2.5(b) Interests Recitals Interim Financial Statements Section 4.7 Joinder Agreement Recitals Ownership Limit 2.1(aSection 2.5(a)(ix) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(aLatest Balance Sheet Date Section 4.7 Leased Real Property Section 4.13(a) Permitted NonLegislation Section 4.10(c) Material Contract Section 4.25 Material Customers Section 4.19 Material Introduction Brokers Section 4.19 Material Vendors Section 4.19 Maximum Revenue Contingent Share Amount Section 2.3(c) Measurement Period Section 2.3(b) MIH Common Stock Section 2.3 OFAC Section 4.10(a) Outside Date Section 8.1(b) Owned Intellectual Property Registrations Section 4.15(a) Policies Section 4.16(a) Post-Public Transfer 4.3(bClosing Contribution Amount Section 2.3(d) Permitted Public Transfer 4.3(c) Permitted Sales Protected Information Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)10.17
Appears in 1 contract
Sources: Membership Interest Purchase Agreement (Miami International Holdings, Inc.)
Additional Defined Terms. The In this Agreement, the following terms shall have the meanings specified or referred to in the Section set forth in below and shall be equally applicable to both the Sections set forth below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(asingular and plural forms. Accountants 2.11 Acquisition Proposal 7.2(a) Agreement Preamble Approved Tender Offer 4.1(aAllocation Schedule 2.9 Authorized Action 11.15(b) ASX 2.5(a)(ivBenefits Continuation Period 8.3(a) ASX Rule 2.7(aBusiness Recitals BAA 5.23(i) Beneficial Ownership 2.1(aCARES Funds 5.5(k) Change Certificate of Control 3.3(eMerger 2.3(b) Certificates 2.8(b) Closing 2.3(a) Closing Date 2.3(a) Closing Statement 2.12 Company Preamble Company Representative 7.2(a) Company Board Recitals Company CDIs 2.7(aTransfer Agent 2.8(b) Company Repurchase Event 4.7(aContinuing Employees 8.3(a) Coordination Committee 6.2 Designation Right 5.2(aCustomer Contract Forms 5.12(e) Eligible Investments 6.1(fD&O Indemnified Parties 8.4(a) Equity Issuance 2.7(dData Room 1.3(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDesignated Courts 11.4(a) Existing Investment Dissenting Shares 2.17 Effective Time 2.3(a) Employees 5.16(a) Enforceability Exception 4.1 Equityholder Materials 7.6(a) Equityholder Notice 7.6(b) Equityholder Representative Preamble Escrow Fund 2.7(b) Estimated Merger Consideration 2.10 Exchange Agent 2.8(a) Exchange Agent Agreement Recitals FCA Section 7.2(g2.8(a) FSC Section 7.2(gFinancial Statements 5.5(a) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(gIndependent Contractors 5.16(b) Identified Transferees 4.5(aInformation 5.23(j) Information Rights 5.3 Initial Investment Section 6.1(aInterim Balance Sheet 5.5(a) Initial Seed Capital Investment Fees 6.1(g)(iiIT Systems 5.23(f) Initial Seed Capital Investments 6.1(g)(iiLeased Real Property 5.14(b) Insolvent Party 1.1 Invested Assets Section 6.1(aLeases 5.14(b) Investor Preamble Investor Parent 4.3(aLetter of Transmittal 2.8(b) Investor Representative 5.2(aLicenses 5.10(b) JCG Preamble JCG SEC Documents Section 7.1(fMaterial Contracts 5.12(a) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aPreamble Negative Adjustment 2.11(a)(ii) NYSE Rule 2.7(aNon-Competition Period 8.6 Non Party Affiliates 11.17 Non-Solicitation Period 8.7(b) Option Agreement Recitals Ownership Limit 2.1(aObjections Statement 2.12 Outside Date 10.1(b)(i) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(aPreliminary Statement 2.10 Purchaser Preamble Purchaser Benefit Plans 8.3(b) Permitted Non-Public Transfer 4.3(bPurchaser RSUs 8.3(d) Permitted Public Transfer 4.3(cReleased Claims 8.12(a) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(bReleased Parties 8.12(a) Preemptive Rights Shares 2.7(aReleasors 8.12(a) Pre-Issuance Ownership Percentage 2.7(gRepresentative Losses 11.15(d) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bRequisite Vote 5.3(c) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(aRetention Pool 8.3(d) SEC 2.5(e2.6(b) Securities Act 4.3(bSpecified Individuals 8.7(b) Seed Capital Investments 6.1(cSubcontractor BAA 5.23(i) Senior Executive 4.1(bSurviving Corporation 2.1 Tail Insurance Policy 8.4(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fThird Party Intellectual Property 5.13(b) Transfer 4.1(aTaxes 8.2(d) True-up Equity Issuance 2.7(dTriNet PEO 5.16(a) Unexercised Securities 2.8(b) Vested Optionholder 2.11(b) Work Interference 5.16(d)
Appears in 1 contract
Sources: Merger Agreement (Veradigm Inc.)
Additional Defined Terms. The following additional capitalized terms shall have the meanings set forth given them in the Sections set forth belowfollowing sections of the Agreement: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAccounts Receivable Section 2.1(a) Agreement Preamble Approved Tender Offer 4.1(aAssigned Contracts Section 2.1(b) ASX 2.5(a)(ivAssignment and Assumption Agreement Section 3.2(a)(ii) ASX Rule 2.7(aAssumed Liabilities Section 2.3 Base Cash Purchase Price Section 2.5 Basket Amount Section 8.4(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Benefit Plan Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b4.16(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇of Sale Section 3.2(a)(ii) ▇▇▇▇ Open Books and Records Section 2.1(j) Buyer Preamble Buyer Closing Certificate Section 7.3(e) Buyer Indemnitees Section 8.2 Closing Section 3.1 Closing Date Section 3.1 Direct Claim Section 8.5(d) Equipment Section 2.1(d) Escrow Fund Section 2.7 EU Transferred Employees Section 6.4(a) Excluded Assets Section 2.2 Excluded Contracts Section 2.2(a) Excluded Liabilities Section 2.4 Excluded Intellectual Property Assets Section 2.2(e) Financial Statements Section 4.4 FIRPTA Certificate Section 7.2(i) Health Information Laws Section 4.19(c) Indemnified Party Section 8.5 Indemnifying Party Section 8.5 Insurance Policies Section 4.12 Intellectual Property Assignment Section 3.2(a)(iii) Material Contracts Section 4.7(a) Purchase Price Section 2.5 Purchased Assets Section 2.1 Purchased Intellectual Property Assets Section 2.1(b) Purchased Intellectual Property Licenses Section 2.1(c) Qualified Benefit Plan Section 4.16(b) Recoupment Claims Section 4.19(b)(iii) Restricted Period 4.5(cSection 6.6(a) ROFR Price 4.5(aSeller Preamble Seller Closing Certificate Section 7.2(g) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Seller Indemnitees Section 8.3 State Program Section 4.19(a) ▇▇▇▇ Terms 4.5(aThird Party Claim Section 8.5(a) SEC 2.5(eTransferred Employees Section 6.4(a) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dTransition Services Agreement Section 3.2(a)(iv)
Appears in 1 contract
Additional Defined Terms. The Each of the following terms have is defined in the meanings Section set forth in the Sections set forth belowopposite such term: Acceptance Notice 2.7(b2018 Interim Financial Statements Section 5.13 Adjustment Escrow Account Section 2.8(a)(iii) Administrative Guidance 4.1(bAdjustment Escrow Amount Section 2.8(a)(iii) Affiliated Transferee 4.3(aAdviser Subsidiary Section 3.19(d) Agreement Preamble Approved Tender Offer 4.1(aBD Sub Amendment Section 5.8(a) ASX 2.5(a)(ivBD Sub Withdrawal and Liquidation Section 5.8(a) ASX Rule 2.7(aBD Subsidiary Section 5.8(a) Beneficial Ownership 2.1(aCalculated Payout Section 2.15(c)(ii) Change Certificate of Control 3.3(eMerger Section 2.2 Charter Documents Section 3.1(c) Closing Section 2.13 Closing Date Section 2.13 Closing Statement Section 2.14(b) Closing Stockholder Payment Section 2.8(a)(vi) Company Board Recitals Preamble Company CDIs 2.7(aBasic Representations Section 8.1 Company Disclosure Schedule Article III Company Fundamental Representations Section 8.1 Company Indemnitees Section 5.5 Company Intellectual Property Section 3.13(a) Company Repurchase Event 4.7(aRevenue Section 2.15(c)(viii) Coordination Committee 6.2 Designation Right 5.2(aCompany Stockholder Approval Section 3.4(b) Eligible Investments 6.1(fDe Minimis Amount Section 8.3(a) Equity Issuance 2.7(dDeductible Section 8.3(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDGCL Recitals Disputed Amounts Section 2.14(e)(iii) Existing Investment Dissenting Shares Section 2.11 Earn-Out Payment Date Section 2.15(c)(iii) Earn-Out Payments Section 2.15(c)(ii) Earn-Out Periods Section 2.15(c)(i) Earn-Out Start Date Section 2.15(c)(i) Effective Time Section 2.2 End Dates Section 2.15(c)(i) ERISA Client Section 3.21(c) Escrow Agent Section 2.8(a)(iii) Escrow Agreement Recitals FCA Section 7.2(g2.8(a)(iii) FSC Estimated Cash Definition of “Estimated Closing Statement” Estimated Closing Date Indebtedness Definition of “Estimated Closing Statement” Estimated Closing Working Capital Definition of “Estimated Closing Statement” Estimated Seller Expenses Definition of “Estimated Closing Statement” Expense Fund Section 7.2(g2.8(a)(iv) Fundamental Transaction 3.3(bFinal Settlement Section 8.5 Financial Statements Section 3.5 First Earn-Out Payment Section 2.15(c)(ii) GAAP First Earn-Out Period Section 7.1(g2.15(c)(i) Governmental Order 4.1(bFirst End Date Section 2.15(c)(i) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents First Period Growth Rate Section 7.2(g2.15(c)(iv) Identified Transferees 4.5(aGeneral Indemnity Cap Section 8.3(b)(i) General Survival Expiration Date Section 8.1 Independent Accountants Section 2.14(e)(iii) Information Rights 5.3 Initial Investment Statement Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)5.7
Appears in 1 contract
Additional Defined Terms. The following In addition to the terms defined in Section 12.1, additional defined terms used herein shall have the respective meanings set forth in the Sections set forth belowindicated in the below table: Acceptance Notice 2.7(bDefined Term Section 2023 Audited Financial Statements Section 7.11(c) Administrative Guidance 4.1(b280G Taxes Section 10.2(a)(viii) Affiliated Transferee 4.3(a) 280G Vote Section 7.10 Agreement Preamble Approved Tender Offer 4.1(aBenefit Plans Section 3.18(a) ASX 2.5(a)(ivCancelled Options Price Section 1.3(b) ASX Rule 2.7(aClaim Notice Section 10.4(a) Beneficial Ownership 2.1(aClosing Section 2.1 Closing Date Section 2.1 Closing Payment(s) Change of Control 3.3(eSection 1.3(d) Closing Statement Section 1.4(b) Company Board Recitals Company CDIs 2.7(aEntities Recitals Company Options Price Delta Section 1.3(b) Company Repurchase Event 4.7(aSoftware Section 3.12(g) Coordination Committee 6.2 Designation Right 5.2(aCompany Trade Secrets Section 3.12(f) Eligible Investments 6.1(fConfidential Information Section 7.2 Contingent Payment Section 1.6(a) Equity Issuance 2.7(dD&O Tail Policy Section 2.2(n) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDeficit Section 1.4(f)(iii) Existing Investment Agreement Recitals FCA Data Room Section 7.2(g12.3(i) FSC Delaware Courts Section 7.2(g13.11(b) Direct Claim Section 10.4(d) Dispute Notice Section 1.4(c) Dispute Period Section 10.4(b) Disputed Item Section 1.4(c) Domain Names Section 12.1 Estimated Closing Purchase Price Section 12.1 Estimated Closing Indebtedness Section 1.4(a) Estimated Closing Seller Transaction Expenses Section 1.4(a) Estimated Closing Statement Section 1.4(a) Defined Term Section Estimated Sellers’ Closing Consideration Section 1.4(a) Exercised Company Options Section 1.3(a) Final Sellers’ Closing Consideration Section 1.4(f) Financial Statements Section 3.6(a) French WGT Section 9.9 French WHT Debtor Section 9.9 Fundamental Transaction 3.3(bRepresentations Section 10.1(b) GAAP General Release Section 7.1(g7.5 Indemnifying Party Section 10.4(a) Governmental Order 4.1(bInside Date Section 2.1 Insurance Policies Section 3.21 Intellectual Property Claims Section 10.2(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Interim Financial Statements Section 7.2(g3.6(a) Identified Transferees 4.5(aIT Systems Section 3.12(l) Information Rights 5.3 Initial Investment Malicious Code Section 6.1(a3.12(i) Initial Seed Capital Investment Fees 6.1(g)(iiMarks Section 12.1 Material Contracts Section 3.9(a) Initial Seed Capital Investments 6.1(g)(iiMaterial Customers Section 3.20(a) Insolvent Material Suppliers Section 3.20(b) Net Revenue Statement Section 1.6(e)(v) New Technology APC Milestone Payment Section 1.6(a)(iii) NTAP Milestone Payment Section 1.6(a)(ii) Options Price Delta Section 1.3(a) Options Shares Section 1.3(a) Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) or Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Patents Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a12.1 PCAOB Financial Statements Section 7.11(a) Pre-Issuance Ownership Percentage 2.7(gClosing Tax Return Section 9.1(a) Receiving Purchaser Preamble Purchaser Affected Parties Section 10.2(a) Purchaser Receivable Section 1.3(a) Q3 Interim Financial Statements Section 7.11(b) Real Property Section 3.11(b) Real Property Lease Section 3.11(b) Resignations Section 6.7 Resolution Period Section 1.4(d) Restrictive Covenants Agreements Recitals Safety Notices Section 3.22(g) Sales Contingent Payments Section 1.6(a)(i) Section 280G Approval Section 7.10 Section 280G Soliciting Materials Section 7.10 Seller Affected Parties Section 10.2(b) Seller or Sellers Preamble Sellers’ Closing Consideration Section 1.2 Defined Term Section Seller Representative Preamble Settlement Section 10.4(b) Shares Recitals Similar Products Section 1.6(e) Tax Contest Section 9.2(a) Third-Party 5.4 Registration Rights 5.5 Regulatory Claim Section 10.4(a) Trade Secrets Section 12.1 Transaction Recitals Transfer 4.1(bTaxes Section 9.5 Unresolved Items Section 1.4(e) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Virtual Share Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dSection 1.3(c)
Appears in 1 contract
Additional Defined Terms. The As used herein, the following terms shall have the meanings set forth defined in the Sections set forth recitals or Section indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Buyer Preamble CERCLA Section 7.2(g) FSC 4.10 Closing Date Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇9.1 ▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Money Deposit Section 7.2(g2.4 Environmental Laws Section 4.10 Escrowed Funds Section 2.5 Floor Section 10.4(f) Identified Transferees 4.5(aGovernmental Approval Section 4.6 Improvements Section 2.1(a) Information Rights 5.3 Initial Investment Indemnified Party Section 6.1(a10.4(a) Initial Seed Capital Investment Fees 6.1(g)(iiIndemnifying Party Section 10.4(a) Initial Seed Capital Investments 6.1(g)(iiIndependent Consideration Section 2.4 Land Section 2.1(a) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Lease Agreement Recitals Merger Sub Recitals New Securities 2.7(aLease Deposits Section 2.1(d) NYSE Rule 2.7(aMaterial Section 12.17 OFAC Section 4.24 Past Effective Date Encumbrances Section 3.6(b) Option Agreement Recitals Ownership Limit Patriot Act Section 4.24 Permitted Buyer-Assignee Section 12.5 Permitted Encumbrance Section 3.6(b) Prevailing party Section 12.14 Property Section 2.1 Proration Date Section A.9.3(a) Proration Schedule Section A.9.3(a) Purchase Price Section 2.3 Real Property Section 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Records Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a6.10 Rent Roll Section 4.14 Required Cure Items Section 3.6(b) SEC 2.5(eSection 6.6(c) Securities Act 4.3(bSeller Preamble Survey Section 3.6(d) Seed Capital Investments 6.1(cTitle Commitment Section 3.6(a) Senior Executive 4.1(bTitle Defect Section 3.6(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(jTitle Expenses Section 3.6(f) Stockholder Approved Issuance 2.7(fTitle Notice Section 3.6(b) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Transaction Costs Section 9.4 References to Seller shall mean to refer severally to the respective entities constituting Seller under this Agreement, as to the property owned by such entity which constitutes a part of the Property. Neither of such entities shall have any liability or responsibility for any breach of this Agreement by the other entity constituting Seller.
Appears in 1 contract
Sources: Purchase and Sale Agreement (Cornerstone Healthcare Plus Reit, Inc.)
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Defined Term Section Accounts Receivable 2.1(b)(ii) Accrued Payroll and Benefits 2.4(e) Acquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Adjustment Calculation 2.6(a) Defined Term Section Adjustment Notice 2.7(b2.6(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Affiliate Indemnified Party 5.12 Agreement Preamble Approved Tender Offer 4.1(aApproval Notification 11.4(f) ASX 2.5(a)(ivApproval Order 5.3(a) ASX Rule 2.7(aAssignment and Assumption Agreement 2.9(a)(ii) Beneficial Ownership 2.1(aAssumed Liabilities 2.3 Bankruptcy Avoidance Actions 2.2(m) Change Bidding Procedures Order 5.3(a) Bill of Control 3.3(eSale 2.9(a)(i) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇Bonu▇ ▇▇▇▇▇▇ ▇.▇(▇yments 10.1(e) ▇▇▇▇ Open Breakup Fee 7.2(b) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing 2.8 Closing Allocation Schedule 2.7(a) Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuation Period 4.5(c10.1(c) ROFR Controlling Party 8.3(d) Control Notice 11.4(b) Deposit Agent 2.5(b)(i) Deposit Agreement 2.5(b)(i) Deposit Amount 2.5(b)(i) Dispute Notice 2.6(c)(ii) Dispute Notification 11.4(f) Environmental Authorizations 3.15(a) Environmental Claim 11.4(a) Environmental Claim Notice 11.4(a) Environmental Response Action 11.4(b) Environmental Investigation 11.3(b) Environmental Losses 11.3(b) Environmental Response Action 11.4(b) Environmental Response Action Proposal 11.4(e) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schdule 2.7(a) Included Contracts 2.1(b)(iii) Defined Term Section Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7(a) Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Known Environmental Liability Indemnity Period 11.2(b) Known Environmental Liability Losses 11.1(b) Known Losses Termination Date 11.2(b) Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts 3.11(a) New Defined Benefit Plan 10.2(a) Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price 4.5(a2.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Purchased Assets 2.1(b) ▇▇▇▇ Terms 4.5(aPurchased Intellectual Property 2.1(b)(vi) SEC 2.5(ePurchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Reimbursement 7.2(b) Securities Act 4.3(bSale Motion 5.3(a) Seed Capital Investments 6.1(cSavings Plan 10.3(a) Senior Executive 4.1(bSeller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(jSeller Marks 5.15(a) Stockholder Approved Issuance 2.7(fSeptember ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Subsequent Offering 4.1(aShared Accounts Payable 2.4(d) Temporary Redemption Date 6.1(fSK Preamble TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Defined Term Section Third Party Claim 8.3(b) Third Party Environmental Claim 11.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer 4.1(aTaxes 9.1(e) True-up Equity Issuance 2.7(dTransferred Employee 10.1(b) Transferred Former Employee 10.1(c) Transition Services Agreement 2.9(a)(ix)
(a) Unknown Environmental Liability Losses 11.1(a) Unknown Losses Termination Date 11.2(a) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) indicated Section of this Agreement. Agreement Preamble Approved Tender Offer 4.1(aAlternative Financing Section 7.8(d) ASX 2.5(a)(ivAntitrust Approvals Section 7.1(a) ASX Rule 2.7(aBook-Entry Shares Section 2.6(f) Beneficial Ownership 2.1(aC&G Section 5.2(b) Certificate Section 2.6(f) Certificate of Merger Section 2.3 Change of Control 3.3(ein Recommendation Section 6.3(b) Closing Section 2.2 Closing Date Section 2.2 Company Preamble Company Contracts Section 4.18(b) Company Board Recitals Credit Agreement Section 5.5(a) Company CDIs Disclosure Letter Article IV Company Financial Advisors Section 4.24 Company DSU Award Section 2.7(d) Company MSU Award Section 2.7(c) Company Option Section 2.7(a) Company Repurchase Event 4.7(aPS Award Section 2.7(c) Coordination Committee 6.2 Designation Right 5.2(aCompany RSU Award Section 2.7(b) Eligible Investments 6.1(fCompany Stock-Based Award Consideration Section 2.7(c) Equity Issuance Company Stock-Based Awards Section 2.7(f) Company Subsidiary Section 4.2(a) Continuation Period Section 7.2(a) Continuing Employees Section 7.2(a) Continuing Shares Section 2.6(d) D&O Insurance Section 7.4(a) Debt Commitment Letter Section 5.5(a) Debt Financing Section 5.5(a) Debt Offer Documents Section 6.12(b) Debt Offers Section 6.12(a) Debt Payoff Section 6.12(a) Deferred Stock Units Section 2.7(d) Executive Committee 6.2 Exempt Equity Issuance Director Deferred Compensation Program Section 2.7(d) Existing Investment Agreement Recitals FCA Dissenting Shares Section 7.2(g2.6(c) FSC DOJ Section 7.2(g7.1(b) Fundamental Transaction 3.3(bDSU Consideration Section 2.7(d) End Date Section 9.1(b) Effective Time Section 2.3 Excluded Shares Section 2.6(b) FTC Section 7.1(b) GAAP Section 7.1(g4.7(b) Governmental Order 4.1(bGeneral Enforceability Exceptions Section 4.4(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Indemnified Persons Section 7.2(g7.4(a) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Maximum Annual Premium Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f7.4(a) Merger Recitals Merger Agreement Recitals Consideration Section 2.6(a) Merger Sub Recitals New Securities Preamble Option Consideration Section 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Parent Preamble Parent Disclosure Letter Article V Parent Financial Statements Section 5.6 Party Preamble Permitted Affiliate Sale 4.3(aPaying Agent Section 3.1(a) Permitted NonPayment Fund Section 3.1(a) Performance Award Consideration Section 2.7(c) Per Share Merger Consideration Section 2.6(a) Plan Section 4.17(d) Post-Public Transfer 4.3(bClosing Plans Section 7.2(b) Permitted Public Transfer 4.3(cProxy Statement Section 6.2(a) Permitted Sales Recommendation Section 4.2 Person 3.1 Preemptive Rights Notice 4.4(b) Required Payments Section 5.5(a) Restraints Section 8.1(c) RSU Consideration Section 2.7(b) Preemptive Rights Shares 2.7(aSEC Documents Section 4.7(a) Pre-Issuance Ownership Percentage 2.7(gSoftware Section 1.1 Stockholder Approval Section 4.4(c) Receiving Stockholders Meeting Section 6.3(a) Surviving Corporation Section 2.1 Surviving Corporation Bylaws Section 2.4 Surviving Corporation Certificate of Incorporation Section 2.4 Termination Fee Section 9.3(a) Third Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bIntellectual Property Section 4.16(a) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Trade Secrets Section 1.1
Appears in 1 contract
Sources: Merger Agreement (Gebr. Knauf Verwaltungsgesellschaft Kg)
Additional Defined Terms. The following For purposes of this Agreement, the terms set forth below shall have the meanings set forth indicated in the Sections corresponding Section set forth below: Acceptance Notice 2.7(bAffiliate Contracts Section 4.18 After-Acquired Business Section 7.04(b)(i) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAfter-Acquired Companies Section 7.04(b)(i) Agreement Date Preamble Approved Tender Offer 4.1(aAllocation Section 9.10 Business Preliminary Statements Business Confidential Information Section 6.03(b) ASX 2.5(a)(ivBusiness Policies Section 4.19 Buyer Preamble Buyer Indemnified Parties Section 12.02(a) ASX Rule 2.7(aCanadian Buyer Preamble Canadian Company Preliminary Statements Canadian Company Purchase Price Section 3.01 Canadian Continuing Employees Section 8.01(d) Beneficial Ownership 2.1(aCap Section 12.02(b)(ii) Change of Control 3.3(eSection 7.04(d) Closing Section 2.02 Closing Date Section 2.02 Closing Date Balance Sheet Section 3.03(a) Closing Notice Section 3.03(a) Closing Payment Section 3.03(a)(ii) Companies Preliminary Statements Company Board Recitals Preliminary Statements Company CDIs 2.7(aEquity Interests Preliminary Statements Company Systems Section 4.10(e) Company Repurchase Event 4.7(aCompeting Business Section 7.04(d) Coordination Committee 6.2 Designation Right 5.2(aConsultation Period Section 3.05(b) Eligible Investments 6.1(fContinuing Employees Section 8.01(a) Controlling Party Section 12.04(b) De Minimis Business Section 7.04(d) Deductible Amount Section 12.02(b)(i)(B) Deferred Asset Section 7.07(a) Delaware NewCo Preliminary Statements Delaware Newco Purchase Price Section 3.01 Equity Commitment Letters Section 5.06(a) Equity Issuance 2.7(dFinancing Section 5.06(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dInvestors Section 5.06(a) Estimated Closing Amount Section 3.03(a)(i) Exclusive Distribution Agreement Preliminary Statements Existing Investment Agreement Recitals FCA Business Activities Section 7.2(g7.04(d) FSC Final Settlement Statement Section 7.2(g3.05(c) Fundamental Transaction 3.3(bFinancial Statements Section 4.06(a) GAAP Fraud Section 7.1(g12.01 Global Trading Preamble Indemnified Party Section 12.04(a) Governmental Order 4.1(bIndemnifying Party Section 12.04(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Independent Accounting Firm Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a3.05(c) Initial Seed Capital Settlement Statement Section 3.04(a) Investment Fees 6.1(g)(iiResearch Preamble Key Customers Section 4.20 Key Suppliers Section 4.20 Latest Balance Sheet Section 4.06(a) Initial Seed Capital Investments 6.1(g)(iiLimited Guarantee Preliminary Statements Notice of Disagreement Section 3.05(a) Insolvent Party 1.1 Invested Assets Outside Date Section 6.1(a11.01(d) Investor PBGC Section 4.13(b) Post-Closing Adjustment Section 3.06 Purchase Price Section 3.01 Records Section 7.03(c) Reorganization Preliminary Statements Restricted Parties Section 7.04(a) Restrictive Covenants Section 7.04(d) Retained Claims Section 13.18 Review Period Section 3.04(c) Seller Indemnified Parties Section 12.03(a) Seller Parent Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Seller Parties Preamble Sellers Preamble Solutions Network Preamble Straddle Period Section 9.03 Tax Claim Section 9.04 Third Party Claim Section 12.04(a) Third Party Consents Section 6.05 Threshold Section 12.02(b)(i)(A) Transaction Dispute Section 13.11 Transferred Leased Property Section 4.15(a) Transition Services Agreement Preliminary Statements U.S. Buyer Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Updated Notice of Disagreement Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d3.05(c)
Appears in 1 contract
Sources: Stock Purchase Agreement (Investment Technology Group, Inc.)
Additional Defined Terms. The In addition to terms defined above, the following terms shall have the respective meanings set forth given to them in the Sections sections set forth below: Acceptance Notice 2.7(bAccounting Referee Section 2.04(d) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Accounts Section 4.17 Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Assigned Contracts Section 4.23 Claim Amount Section 7.06 Claimant Section 7.03 Closing Section 3.01 Closing Date Section 3.01 Company Board Recitals Company CDIs 2.7(aBudget Section 4.24 Continuing Employees Section 6.06(a) Company Repurchase Event 4.7(aDetermination Date Section 7.06 Disagreement Notice Section 7.05 Disclosure Schedules ARTICLE IV Earnout Dispute Notice Section 2.04(d) Coordination Committee 6.2 Designation Right 5.2(aEarnout Report Section 2.04(d) Eligible Investments 6.1(fElection Notice Section 7.04 Escrow Amount Section 2.03 FCPA Section 4.16 Final Earnout Report Section 2.04(d) Equity Issuance 2.7(dFinancial Statements Section 4.06(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dFIRPTA Certificate Section 8.07 FIRPTA Notice Section 8.07 Indemnification Basket Section 7.08(a) Existing Investment Agreement Recitals FCA Indemnification Notice Section 7.2(g) FSC 7.03 Indemnified Parties Section 7.2(g) Fundamental Transaction 3.3(b) GAAP 7.02 Indemnifying Party Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ 7.03 Indemnity Loss Section 7.01 IP Purchaser Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Licensed Trademark Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment 9.01 Litigation Notice Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets 7.03 Monthly Earnout Report Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a2.04(b) Pre-Issuance Ownership Percentage 2.7(gClosing Tax Period Section 8.01(a)(ii) Receiving Purchase Consideration Section 2.02 Purchaser Preamble Purchaser Indemnified Parties Section 7.01 Purchaser Parties Preamble Purchaser Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bPreamble Real Property Leases Section 4.10(b) Representatives 5.4 Restricted Revenue Earnout Report Section 2.04(c) Scheduled Contracts Section 4.15(a) Seller Preamble Seller Indemnified Parties Section 7.02 Seller Representative Preamble Seller’s Portion Section 8.01(a)(ii) Shares Section 4.03(a) Special Representations Section 7.07 Straddle Period 4.1(aSection 8.01(a)(ii) Restricted Period Approved Tender Offer 4.1(aSungy Preamble Survival Date Section 7.07 Tax Claim Section 8.01(d) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bTax Indemnity Termination Date Section 8.01(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dTax Specialist Section 8.05 Union Section 4.11(d)
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Defined Term Section Adjustment Calculation Section 2.4(a) Adjustment Notice 2.7(bSection 2.4(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Affiliate Indemnified Party Section 12.2 Agreement Preamble Approved Tender Offer 4.1(aAntitrust Laws Section 5.3(b) ASX 2.5(a)(ivARIAD SWISSCO Balance Sheet Section 3.6(a)(i) ASX Rule 2.7(aARIAD US Preamble Audited Consolidated Balance Sheets Section 5.8 Audited Consolidated Financial Statements Section 5.8 Carve Out Restructuring Section 5.7 Claim Notice Section 8.3(a) Beneficial Ownership 2.1(aClosing Section 2.5 Closing Balance Sheet Section 2.4(a) Change of Control 3.3(eClosing Date Section 2.5 Closing Date Payment Section 2.2 Closing Net Cash Statement Section 2.4(a) Closing Net Working Capital Statement Section 2.4(a) Company Board Recitals Preamble Company CDIs 2.7(aBalance Sheet Section 3.6(a)(ii) Company Repurchase Event 4.7(aInformation Section 12.1(b) Coordination Committee 6.2 Designation Right 5.2(aCompany Intellectual Property Section 3.11(a) Eligible Investments 6.1(fCompany Interim Balance Sheet Section 3.6(a)(iii) Equity Issuance 2.7(dConfidentiality Agreement Section 12.1(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dContinuation Period Section 10.1(a) Existing Investment Agreement Recitals FCA Controlling Party Section 7.2(g8.3(d) FSC Dispute Notice Section 7.2(g2.4(c)(ii) Fundamental Transaction 3.3(bEstimated Closing Net Cash Section 2.3(a) GAAP Estimated Closing Net Working Capital Section 7.1(g2.3(b) Governmental Order 4.1(bFCPA Section 3.18 Final Closing Net Cash Section 2.4(f) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Final Closing Net Working Capital Section 7.2(g2.4(f) Identified Transferees 4.5(aFinancial Statements Section 3.6(a) Information Rights 5.3 Initial Investment Indemnified Party Section 6.1(a8.3(a) Indemnifying Party Section 8.3(a) Independent Accounting Firm Section 2.4(e) Initial Seed Capital Investment Fees 6.1(g)(iiPurchase Price Section 2.2 Leased Real Property Section 3.10(a) Initial Seed Capital Investments 6.1(g)(iiMaterial Contracts Section 3.12(a) Insolvent Party 1.1 Invested Assets Material Customers Section 6.1(a3.22(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(bcontrolling Party Section 8.3(d) Permitted Public Transfer 4.3(cOther Consolidated Financial Statements Section 5.8 Purchase Price Section 2.2 Purchaser Preamble Purchaser Indemnified Parties Section 8.1 Real Property Leases Section 3.10(a) Permitted Sales Resolution Period Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b2.4(e) Preemptive Rights Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties Section 8.2 Subsidiary Shares 2.7(aSection 3.4(b) Pre-Issuance Ownership Percentage 2.7(gSwiss Tax Rulings Section 9.1(a) Receiving Third Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bClaim Section 8.3(b) Representatives 5.4 Restricted Period 4.1(aTransferred Employees Section 10.1(a) Restricted Period Approved Tender Offer 4.1(aTransferred Former Employees Section 10.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dWarranted Leased Real Property Section 3.10(b)
Appears in 1 contract
Sources: Share Purchase Agreement (Ariad Pharmaceuticals Inc)
Additional Defined Terms. The Each of the following terms have is defined in the meanings Section set forth in the Sections set forth belowopposite such term: Acceptance Notice 2.7(bAccounting Firm Section 3.3(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aAffected Employees Section 8.1(b) Agreement Preamble Approved Tender Offer 4.1(aAggregate Consideration Amount Section 3.1(a) ASX 2.5(a)(ivAlternative Financing Section 7.7(c) ASX Rule 2.7(aAlternative Financing Commitment Letter Section 7.7(c) Beneficial Ownership 2.1(aAudited Financials Section 4.6(a)(i) Change of Control 3.3(e[redacted] Section 8.2(a) Buyer Preamble Buyer Adjustment Amount Section 3.3(d)(i) Buyer Released Claims Section 8.6 Buyer Released Party Section 8.6 Buyer Releasing Party Section 8.6 Claim Notice Section 12.2(a) Closing Section 2.2 Closing Date Section 2.2 Closing Statement Section 3.3(a) Company Board Recitals Preamble Company CDIs 2.7(aPartnerships Section 4.13(k) Company Repurchase Event 4.7(aPlan Section 4.14(a) Coordination Committee 6.2 Designation Right 5.2(aCompany Registrations Section 4.11(a) Eligible Investments 6.1(fCompany Tax Representations Section 11.1(a) Equity Issuance 2.7(dConfidentiality Agreement Section 8.4 Contracting Parties Section 13.4 Cure Period Section 12.2(b) Executive Committee 6.2 Exempt Equity Issuance 2.7(dD&O Indemnified Person Section 8.3(a) Existing Investment Agreement Recitals FCA D&O Insurance Section 7.2(g8.3(c) FSC Debt Commitment Letter Section 7.2(g5.5 Debt Financing Section 5.5 Debt Financing Documents Section 7.7(a) Fundamental Transaction Debt Financing Proceeds Section 5.5 Debt Financing Source Section 5.5 Debt Payoff Letters Section 7.6 Disclosed Contractual Obligations Section 4.15 Dispute Statement Section 12.2(b) Disputed Items Section 3.3(b) GAAP DOJ Section 7.1(g7.4(a) Governmental Order 4.1(bEstimated Aggregate Consideration Amount Section 3.1(b) Fee Letter Section 5.5 Final Aggregate Consideration Amount Section 3.3(c) Financials Section 4.6(a)(ii) FirstService Preamble FTC Section 7.4(a) ▇▇▇▇▇▇▇▇▇ Section 8.5(a) Inbound IP Contractual Obligations Section 4.11(c) Indemnity Claim Section 12.2(a) Interim Financials Section 4.6(a)(ii) IP Contractual Obligations Section 4.11(c) Material Customer Section 4.15(f) Material Supplier Section 4.15(g) [redacted] Matter Section 12.1(c) Most Recent Balance Sheet Section 4.6(a)(ii) Most Recent Balance Sheet Date Section 4.6(a)(ii) Named Executives Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Nonparty Affiliate Section 7.2(g13.4 Objections Statement Section 3.3(b) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Outbound IP Contractual Obligations Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a4.11(c) Pre-Issuance Ownership Percentage 2.7(gClosing Transactions Preamble Pull and Refile Section 7.4(a) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bPurchase Price Adjustment Escrow Account Section 3.2(d) Representatives 5.4 Restricted Purchased Securities Preamble Real Property Section 4.10 Recovery Period 4.1(aSection 8.5(d) Required Financial Information Section 7.7(d) Restricted Period Approved Tender Offer 4.1(aCommitment Letter Amendments Section 7.7(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bSale Preamble Second Request Section 7.4(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Seller Preamble Seller Released Claims Section 8.9 Seller Released Party Section 8.9 Seller Releasing Party Section 8.9 Seller Tax Benefit Section 8.2(d) ▇▇▇▇ Open Period 4.5(cSeller Tax Liabilities Section 8.2(a)(v) ROFR Price 4.5(aSupplement Section 7.3 Surviving Representations Section 11.1(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Tax Contest Section 8.2(h) ▇▇▇▇ Terms 4.5(aTax Refund Section 8.2(f)(ii) SEC 2.5(eTermination Date Section 10.1(b) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dThird Party Claim Section 12.2(c)
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aDefined Term Section ACT Section 6.1(a) Agreement Preamble Approved Tender Offer 4.1(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(eBoard Section 3.2(c)(iv) Company Board Recitals Preamble Company CDIs 2.7(aCovered Persons Section 4.6(a) Company Repurchase Event 4.7(aNotice Section 5.1(b) Coordination Company ROFR Period Section 5.1(b) Disqualification Events Section 4.6(a) Effectiveness Period Section 3.4(b) FOD Capital Section 3.9 Founder Preamble Founder Nominees Section 4.2(a) GIL SPE Preamble Holder Violation Section 3.8(b) Initiating Holders Section 3.2(a) KLIM Preamble KLIM Nominee Section 4.2(b) L1 Capital LSF Preamble L1 Global Master Fund Preamble L1 Holders Preamble L1 LSF Limited Preamble Major Investor Preamble Major Investors Preamble MWIG Preamble MWIG Nominees Section 4.2(c) Nominating Committee 6.2 Designation Right 5.2(aSection 4.2(d) Eligible Investments 6.1(fNominee Section 4.2(c) Equity Issuance 2.7(dOverallotment Notice Section 5.1(e) Executive Committee 6.2 Exempt Equity Issuance 2.7(dParticipating Stockholders Section 5.1(c) Existing Investment Participating Stockholders’ Overallotment Notice Section 5.1(e) Permitted Assignment Section 6.6 Prior Stockholders’ Agreement Recitals FCA Proposed Transfer Notice Section 7.2(g5.1(b) FSC Prospective Transferee Section 7.2(g5.1(a) Fundamental Transaction 3.3(bResale Shelf Registration Section 3.4(a) GAAP Resale Shelf Registration Statement Section 7.1(g3.4(a) Governmental Order 4.1(bRight of First Refusal Section 5.1(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Second Proposed Transfer Notice Section 7.2(g5.1(c) Identified Transferees 4.5(aSecondary Refusal Right Section 5.1(c) Information Rights 5.3 Initial Investment Secondary ROFR Notice Section 6.1(a5.1(c) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Shelf Offering Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j3.4(f) Stockholder Approved Issuance 2.7(fROFR Period Section 5.1(c) Stockholders Preamble Subsequent Holder Notice Section 3.4(e) Subsequent Offering 4.1(aShelf Registration Section 3.4(c) Temporary Redemption Date 6.1(fSuspension Period Section 3.6(a) Take-Down Notice Section 3.4(f) Transfer 4.1(aShares Section 5.1(a) True-up Equity Issuance 2.7(dViolation Section 3.8(a)
Appears in 1 contract
Sources: Stockholders' Agreement (F45 Training Holdings Inc.)
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Defined Term Section Accounts Receivable 2.1(b)(ii) Accrued Payroll and Benefits 2.4(e) Acquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Adjustment Calculation 2.6(a) Adjustment Notice 2.7(b2.6(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Affiliate Indemnified Party 5.12 Agreement Preamble Approved Tender Offer 4.1(aApproval Notification 11.4(f) ASX 2.5(a)(ivApproval Order Defined Term Section Approval Order 5.3(a) ASX Rule 2.7(aArtek Preamble Assignment and Assumption Agreement 2.9(a)(ii) Beneficial Ownership 2.1(aAssumed Liabilities 2.3 Aterian Preamble Bankruptcy Avoidance Actions 2.2(m) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Bidding Procedures Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b5.3(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇of Sale 2.9(a)(i) ▇▇▇▇ Open Bonus Payments 10.1(e) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing 2.8 Closing Allocation Schedule 2.7 Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuation Period 4.5(c10.1(c) ROFR Controlling Party 8.3(d) Control Notice 11.4(b) Deposit Agent 2.5(b)(i) Deposit Amount 2.5(b)(i) Dispute Notice 2.6(c)(ii) Environmental Authorizations 3.15(a) European Trade Accounts Payable 2.4(c) Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital 2.6(a) Financial Statements 3.5 German GAAP Financial Statements 5.22(b) Governmental Antitrust Authority 5.5(a) Initial Allocation Schedule 2.7 Included Contracts 2.1(b)(iii) Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7 Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) Defined Term Section IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts 3.11(a) New Defined Benefit Plan 10.2(a) Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer Claim 2009 5.22(b) Purchase Price 4.5(a2.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Purchased Assets 2.1(b) ▇▇▇▇ Terms 4.5(aPurchased Intellectual Property 2.1(b)(vi) SEC 2.5(ePurchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Sale Motion 5.3(a) Securities Act 4.3(bSavings Plan 10.3(a) Seed Capital Investments 6.1(cSeller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Senior Executive 4.1(bSeller Marks 5.15(a) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(jSeptember ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) Stockholder Approved Issuance 2.7(fShared Accounts Payable 2.4(d) Subsequent Offering 4.1(aTBT Supply Agreement 2.9(a)(x) Temporary Redemption Date 6.1(fTOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim 8.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer 4.1(aTaxes 9.1(e) True-up Equity Issuance 2.7(d)Transferred Employee 10.1(b) Transition Services Agreement 2.9(a)(ix) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21
Appears in 1 contract
Additional Defined Terms. The In addition to the terms defined in Section 1 of this Appendix A, the following capitalized terms have the meanings set forth are defined in the Sections set forth body of the Agreement where indicated below: Acceptance Notice 2.7(bAccounting Referee 14.1(d) Administrative Guidance 4.1(bAcquired Assets 2.2 Acquired Contracts 2.2(h) Affiliated Transferee 4.3(aAcquired Data 2.2(j) Agreement Preamble Approved Tender Offer 4.1(aAcquired Interests 2.2(a) ASX 2.5(a)(ivAcquired Leases 2.2(a) ASX Rule 2.7(aAcquired Properties 2.2(c) Beneficial Ownership 2.1(aAcquired Real Estate 2.2(i) Change of Control 3.3(eAcquired Records 2.2(m) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇Acquired ▇▇▇▇▇ 2.2(c) AFEs 8.14 Agreement Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(gAllocated Value 3.4 Asset 3.4 Assignment 13.2(a) Identified Transferees 4.5(aBackground Materials 9.9(a) Base Purchase Price 3.1 Branta 10.9(e) Claim Notice 16.3(a) Closing 13.1 Closing Amount 3.3(b) Closing Date 13.1 Confidential Information 10.12(b) Defect Notice Deadline 5.5(b) Defects Escrow 5.6(d) Defects Escrow Agreement 5.6(d) Defensible Title 5.1 Disclosed Environmental Matters 8.5 Disputed Title Defect Escrow Amount 5.7(d) Due Diligence Review 4.1(a) Environmental Assessment 6.1(b) Environmental Defect 6.2 Environmental Defect Adjustment 6.5(c) Environmental Defect Escrow Amount 6.6(d) Environmental Defect Value 6.3 Environmental Disputed Matters 6.8 Environmental Matters 6.9 Environmental Resolved Amount 6.6(d) Escrow Agent 5.6(d) Exchange Transaction 15.5(a) Exchanging Party 15.5(a) Excluded Assets 2.3 Execution Date Preamble Final Determination Date 14.1(h) Final Purchase Price 14.1(a) Final Settlement Date 14.1(a) Final Settlement Disputes 14.1(d) Final Settlement Statement 14.1(a) Indemnified Party 16.3(a) Indemnifying Party 16.3(a) Information Rights 5.3 Initial Investment Section 6.1(aRequest 10.12(c) Initial Seed Capital Investment Fees 6.1(g)(iiInterest Addition 5.8(a) Initial Seed Capital Investments 6.1(g)(iiInterim Operation Approval Threshold 10.1(a) Insolvent Intermediary 15.5(c) Lands 2.2(b) Leased Lands 2.2(a) Material Contracts 2.2(h) Negotiation Period 14.1(c) Net Aggregate Defect Value 5.6(c) Non-Exchanging Party 1.1 Invested Assets Section 6.1(a15.5(a) Investor Notice of Environmental Defects 6.4(b) Notice of Title Defects 5.5(b) Objection 10.12(c) Objection Date 14.1(b) Objection Report 14.1(b) Open Environmental Defect 6.6(a) Open Title Defect 5.7(a) Party Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Permitted Lien 5.2 Post-Closing Curable Title Defect 5.6(b) Preliminary Settlement Statement 3.3(a) Purchase Price 3.1 Purchaser Preamble Purchaser Defect Termination Notice 6.7(a) Purchaser’s Title Defect Value 5.5(b) Replacement Lease 5.6(f) Seller Preamble Seller’s Warranties 17.14(b) Termination Dispute Notice 6.7(b) Termination Response Notice 6.7(b) Third-Party Preamble Permitted Affiliate Sale 4.3(aClaim 16.3(b) Permitted Non-Public Transfer 4.3(bTitle Defect 5.3 Title Defect Adjustment 5.6(c) Permitted Public Transfer 4.3(cTitle Defect Value 5.4 Title Disputed Matter 5.9 Title/Environmental Termination Threshold 6.7(a) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(bTransition Services Agreement 13.2(c) Preemptive Rights Shares 2.7(aultimate parent entity 10.7(b) Pre-Issuance Ownership Percentage 2.7(gUnagreed Termination Environmental Matters 6.7(b) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bUnagreed Termination Title Matters 6.7(b) Representatives 5.4 Restricted Period 4.1(aUnwaived/Uncured Environmental Defect 6.5(b) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dUnwaived/Uncured Title Defect 5.6(b)
Appears in 1 contract
Sources: Purchase and Sale Agreement (Harvest Natural Resources, Inc.)
Additional Defined Terms. The following terms have Each term below has the meanings meaning ascribed to such term in the Article or Section set forth in the Sections set forth belowopposite such term: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Defined Term Section 280G Stockholder Vote Section 5.14 Agreement Preamble Approved Tender Offer 4.1(aAuthorizations Section 3.16 Balance Sheet Date Section 3.5(a) ASX 2.5(a)(iv) ASX Rule 2.7(a) Beneficial Ownership Certificate of Merger Section 2.1(a) Change of Control 3.3(eClaim Notice Section 6.2(f) Closing Section 2.3 Closing Date Section 2.3 Closing Item Section 2.5(a) Closing Statement Section 2.5(a) Company Board Recitals Preamble Company CDIs 2.7(aEmployees Section 5.4 Company Proprietary Rights Section 3.13(a) Company Repurchase Event 4.7(aConfidentiality Agreement Section 5.2 Contracting Parties Section 8.4 D&O Provisions Section 5.5(a) Coordination Committee 6.2 Designation Right 5.2(aDeductible Section 6.2(c) Eligible Investments 6.1(fDefense Notice Section 6.2(g) Equity Issuance 2.7(dDirect Claim Section 6.2(j) Executive Committee 6.2 Exempt Equity Issuance 2.7(dDispute Notice Section 2.5(c) Existing Investment Agreement Recitals FCA Effective Time Section 7.2(g2.1(a) FSC Employee Benefit Plan Section 7.2(g3.10(a) Fundamental End Date Section 7.1(b)(ii) Defined Term Section ERISA Section 3.10(a) Estimated Cash Section 2.2 Estimated Closing Statement Section 2.2 Estimated Indebtedness Section 2.2 Estimated Transaction 3.3(bExpenses Section 2.2 Estimated Working Capital Section 2.2 Excess Amount Section 2.5(d) GAAP Excess Parachute Payment Section 7.1(g2.8(b)(v) Governmental Order 4.1(bExpiration Date Section 6.1 Express Representations Section 5.9(j) ▇▇▇▇▇▇▇▇▇ FCPA Section 3.22 Final Cash Section 2.5(a) Final Indebtedness Section 2.5(a) Final Transaction Expenses Section 2.5(a) Final Working Capital Section 2.5(a) Financial Statements Section 3.5(a) Funds Flow Section 2.3 General Cap Section 6.2(c) Indemnified Persons Section 5.5(a) Indemnitee Section 6.2(f) Indemnitor Section 6.2(f) IRS Section 3.10(a) K&E Section 8.16 Leases Section 3.17(b) Letter of Transmittal Section 2.1(b)(vi) Material Contract Section 3.15(b) Material Customer Section 3.21 Material Supplier Section 3.21 Merger Sub Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aPlans Section 5.4 Non-U.S. Employee Benefit Plan Section 3.10(a) NYSE Rule 2.7(aNonparty Affiliates Section 8.4 Notice Period Section 6.2(f) Option Agreement Recitals Ownership Limit 2.1(a) Parties Parent Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(gClosing Tax Contest Section 5.9(a)(iii) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bPost-Closing Representation Section 8.16 Real Property Section 3.17(c) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC Remaining Holdback Amount Section 2.5(e) Securities Act 4.3(bResolution Period Section 2.5(c) Seed Capital Investments 6.1(cReview Period Section 2.5(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(jShortfall Amount Section 2.5(e) Stockholder Approved Issuance 2.7(fApproval Recitals Stockholders’ Representative Preamble Defined Term Section Straddle Period Tax Contest Section 5.9(b) Subsequent Offering 4.1(aSurviving Corporation Section 2.1(a) Temporary Redemption Date 6.1(fTail Policy Section 5.5(b) Third-Party Claim Section 6.2(f) Title Documents Section 5.13 Transfer 4.1(aTaxes Section 5.9(d) True-up Equity Issuance 2.7(d)Valuation Firm Section 2.5(c) Waiving Parties Section 8.16
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Allocation Section 2.10 Anti-Corruption Laws Section 3.10(b) Approvals Section 2.8(a) Assignment and Assumption Agreement Section 2.7(a)(iv) Assumed Liabilities Section 2.3 Basket Section 8.4(b) Business Covered Person Section 5.5(a) Business Information Section 5.1 Cap Section 8.4(b) Claim Notice Section 8.3(a) Closing Section 2.6 Closing Date Section 2.6 COBRA Section 3.7(e) Competing Business Section 5.5(b)(ii) Continuation Period Section 7.1(d) Deferred Compensation Plan Section 3.7(g) Employee Emails Section 5.3(d) Employees Section 7.1(a) Employment Offer 4.1(aTerms Section 7.1(a) ASX 2.5(a)(ivExcluded Assets Section 2.2 Excluded Liabilities Section 2.4 FCPA Section 3.10(b) ASX Rule 2.7(aFinal Allocation Section 2.10 Forfeited Award Section 7.1(c) Beneficial Ownership Included Contracts Section 2.1(a) Change Indemnified Party Section 8.3(a) Indemnifying Party Section 8.3(a) IP Assignments Section 2.7(a)(v) IP License-Back Agreement Section 2.7(a)(iii) IP Representations Section 8.4(a) Key Employee Offer Letters Section 2.7(a)(vi) Key Employees Section 2.7(a)(vi) Mask Works Definition of Control 3.3(e“Intellectual Property” Master Services Agreement Section 2.7(a)(ii) Company Board Recitals Company CDIs 2.7(aMaterial Contracts Section 3.5(a) Company Repurchase Event 4.7(aOmitted Business Asset Section 5.3(c) Coordination Committee 6.2 Designation Right 5.2(aPatents Definition of “Intellectual Property” Purchase Price Section 2.5 Purchased Assets Section 2.1 Purchased Intellectual Property Section 2.1(b) Eligible Investments 6.1(fPurchased Technology Section 2.1(f) Equity Issuance 2.7(dPurchaser Preamble Purchaser 401(k) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Plan Section 7.1(g) Governmental Order 4.1(bPurchaser Group Preamble Purchaser Health Plan Section 7.1(h) ▇▇▇▇▇▇▇▇▇ Purchaser Indemnified Parties Section 8.1 Purchaser Plan Section 7.1(e) Qualified Plan Section 3.7(b) Remaining Employees Section 2.7(a)(vii) Replacement Award Section 7.1(c) Restricted Commercial Counterparties Section 5.5(c) Seller Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Seller 401(k) Plan Section 7.2(g7.1(g) Identified Transferees 4.5(aSeller Disclosure Schedule ARTICLE 3 Seller Group Preamble Seller Indemnified Parties Section 8.2 Seller Marks Section 5.6(a) Information Rights 5.3 Initial Investment Seller Review Exercise Section 6.1(a5.3(d) Initial Seed Capital Investment Fees 6.1(g)(iiSeller Transition Services Agreement Section 2.7(a)(i) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Technology Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(aTechnology License Agreement Section 2.7(a)(ix) Option Agreement Recitals Ownership Limit 2.1(aThird Party Claim Section 8.3(b) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Top Customer Section 3.14 Top Supplier Section 3.14 Trade Secrets Definition of “Intellectual Property” Trademarks Definition of “Intellectual Property” Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Taxes Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d6.1 Transferred Employees Section 7.1(a)
Appears in 1 contract
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated below: Acceptance Notice 2.7(bAcquired Competitive Business Section 6.13(c) Administrative Guidance 4.1(bAcquisition Proposal Section 6.17 Adjusted Purchase Price Section 2.1(b) Adjustment Amount Section 2.3(a) Affiliated Transferee 4.3(a) Parties Section 8.1 Agreement Preamble Approved Tender Offer 4.1(aAllocation Section 3.2(d) ASX 2.5(a)(ivAllocation Dispute Section 3.2(d) ASX Rule 2.7(aApproval Notice Section 2.3(d) Beneficial Ownership 2.1(aAssigned Trademarks Schedule 6.20 Business Systems Section 4.22(d) Change of Control 3.3(eCarve-Out Balance Sheet Section 4.5 Carve-Out Financial Statements Section 4.5 Casualty Event Section 6.14(a)(i) Company Board Casualty Notification Date Section 6.14(a)(i) Claim Certificate Section 8.3(a) Closing Section 3.3(a) Closing Date Section 3.3(a) Closing Date Statement Section 2.3(b) Competitive Activities Section 6.13(b) Concessions Section 6.4(b) Condemnation Action Section 6.15(a) Contractor Section 4.18(b) Conversion Section 2.5 Credit Support Arrangements Section 6.11 Data Room Section 6.16 Delek US Recitals Company CDIs 2.7(aDelek US Guaranty Recitals Distributor Sales Agreement Section 3.4(d) Company Repurchase Event 4.7(aDispute Notice Section 2.3(d) Coordination Committee 6.2 Designation Right 5.2(aDispute Period Section 2.3(d) Eligible Investments 6.1(fEffective Time Section 3.3(a) Equity Issuance 2.7(dEmployee Section 4.18(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dEstimated Acquired Companies Transaction Costs Section 2.1(c) Existing Investment Agreement Recitals FCA Estimated Closing Indebtedness Section 7.2(g2.1(c) FSC Estimated Inventory Purchase Price Section 7.2(g2.1(c) Fundamental Transaction 3.3(bEstimated Purchase Price Section 2.1(c) GAAP Estimated Restoration Costs Section 7.1(g6.14(a)(ii) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Excluded Assets Section 6.1(a2.2 FEMSA Recitals FEMSA Guaranty Recitals Final Allocation Section 3.2(d) Investor Preamble Investor Parent 4.3(aIndemnified Party Section 8.3(a) Investor Representative 5.2(aIndemnifying Party Section 8.3(a) JCG Preamble JCG SEC Documents Independent Accounting Firm Section 7.1(f3.1(d) Merger Independent Accounting Firm Determination Section 2.3(d) Inside Physical Inventory Section 3.1(a) Inventories Section 2.1(b)(i) Inventory Date Section 3.1(a) Inventory Dispute Section 3.1(d) Inventory Reconciliation Sheet Section 3.1(b) Inventory Review Section 3.1(d) Locations Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aLocation Group Section 3.1(a) NYSE Rule 2.7(aLoss/Losses Section 8.1 Material Customer Section 4.26 Material Supplier Section 4.26 Nonparty Affiliate Section 10.13 Occurrence Policies Section 6.24 Outside Date Section 9.1(e) Option Agreement Recitals Ownership Limit 2.1(aP&Ls Section 4.5 Partial Condemnation Action Section 6.15(c) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(gClosing Statement Section 2.1(c) Receiving Processing Section 4.23(a) Purchased Interests Recitals Purchaser Preamble Purchaser Competitive Location Section 6.13(b) Purchaser Offer Period Section 6.13(c) Registered Intellectual Property Section 4.22(a) Related Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bSection 4.25 Related Party Financial Assurance Obligation Section 4.25 Remaining Disputes Section 2.3(d) Representatives 5.4 Restricted Resolution Period 4.1(aSection 2.3(d) Restricted Period Approved Tender Offer 4.1(aRetained Employees Section 6.6(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Selected Locations Section 3.1(a) Seller Preamble Signing Date Preamble Subsidiary Shares 4.6 ROFR Exercise Period 4.5(bSection 4.16 Tenant Leases Section 4.9(c) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fThird Party Section 8.5 Third Party Claim Section 8.5 Total Condemnation Action Section 6.15(b) Transfer 4.1(aTaxes Section 3.2(a) True-up Equity Issuance 2.7(dTSA Section 3.3(b)
Appears in 1 contract
Sources: Membership Interest Purchase Agreement (Delek US Holdings, Inc.)
Additional Defined Terms. The As used herein, the following terms shall have the meanings set forth defined in the Sections set forth recitals or section indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aBalance Sheet Section 4.4 Confidentiality Agreement Section 6.6 Contribution Section 2.4 Credit Facilities Recital W Deposit Section 2.4(b) ASX 2.5(a)(ivExcluded Assets Section 2.2 Facility Recital M Facility Agreements Section 2.1(c) ASX Rule 2.7(a) Beneficial Ownership Facility Lease Recital R Facility Owner Preamble First Closing Section 9.1 First Closing Date Section 9.1 First Closing Facilities Recital N Funding Recital S Hazardous Waste Section 4.10 Identified Parties Section 5.6 Improvements Section 2.1(a) Change of Control 3.3(eIndemnified Party Section 10.4(a) Company Board Recitals Company CDIs 2.7(aIndemnifying Party Section 10.4(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Intellectual Property Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a2.2(h) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Joint Venture Preamble JCG SEC Documents Land Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Lease Documentation Recital R Macquarie Section 4.6 Manager Recital Y Members Recital T Owned Assets Section 2.1 Owner Obligations Section 2.3 Permitted Exception Section 7.3(b) Personal Property Section 2.1(b)(iv) Proration Date Section 2.5(a) Proration Schedule Section 2.5(a) Real Property Section 2.1(a) Receivables Section 2.6 Rent Roll Section 4.12 Replacement Facilities Section 3.2(b) Resident Agreements Section 2.1(c) Responsible Parties Section 1.2 SALI Preamble Party SALII Preamble Permitted Affiliate Sale 4.3(aSecond Closing Section 9.1 Second Closing Date Section 9.1 Second Closing Facilities Recital O SPV Recital V Subfunding Recital S Sunrise Preamble Sunrise’s Notice Section 13.17(b) Permitted Non-Public Transfer 4.3(bSurveys Section 7.3(d) Permitted Public Transfer 4.3(cThird Closing Section 9.1 Third Closing Date Section 9.1 Third Closing Facilities Recital P Title Commitments Section 7.3(a) Permitted Sales Title Defect Section 4.2 Person 3.1 Preemptive Rights 7.3(b) Title Insurer Section 7.3(a) Title Notice 2.7(bSection 7.3(b) Preemptive Rights Shares 2.7(aTitle Policy Section 9.2(p) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Underlying Interest Owners Recital Q Venture Agreement Recital T
Appears in 1 contract
Sources: Transaction Agreement (Sunrise Assisted Living Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms shall have the meanings set forth specified in the Sections set forth indicated below: Acceptance Notice 2.7(b401(k) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aCutover Date Section 5.3(h) Agreement Preamble Approved Tender Offer 4.1(aApplicable Tenant Section 3.14(b) ASX 2.5(a)(ivAsset Transfer Date Section 5.3(h) ASX Rule 2.7(aAssigned Real Property Leases Section 3.14(c)(i) Beneficial Ownership 2.1(aAssumed Liabilities Schedule II Assumed Retention Bonuses Section 5.3(g)(i) Change of Control 3.3(eBusiness Employee Census Section 3.7(a) Buyer Preamble Buyer 401(k) Plan Section 5.3(h) Buyer Benefit Plan Section 5.3(f) Buyer Indemnitees Section 6.2(a) Buyer Retention Bonuses Section 5.3(g)(ii) Claim Amount Section 6.3(a) Claim Notice Section 6.3(a) Closing Section 2.7 Closing Date Section 2.7 Company Board Recitals Company CDIs 2.7(aRegistered IP Section 3.10(a) Company Repurchase Event 4.7(aCompeting Business Section 5.6 Consultation Period Section 2.11(c) Coordination Committee 6.2 Designation Right 5.2(aDC Employees Section 5.3(h) Eligible Investments 6.1(fDeductible Section 6.2(c)(i) Delayed Transfer Employee Section 5.3(d) Disclosing Party Section 5.12(a) Equity Issuance 2.7(dSeller Preamble Estimated Closing Date Balance Sheet Section 2.9 Estimated Closing Statement Section 2.9 Estimated Purchase Price Section 2.9 Estimated Reinsurance Premium Section 2.9 Excluded Assets Schedule V Excluded Liabilities Schedule IV Final Allocation Section 2.10(b) Executive Committee 6.2 Exempt Equity Issuance 2.7(dFinal Closing Statement Section 2.11(g) Existing Investment Agreement Recitals FCA Final Purchase Price Section 7.2(g2.11(g) FSC Final Reinsurance Premium Section 7.2(g2.11(g) Fundamental Transaction 3.3(bFinancial Statements Section 3.9(a) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Improvements Section 7.2(g3.14(c)(x) Identified Transferees 4.5(aIndemnification Claim Section 6.3(a) Information Rights 5.3 Initial Investment Indemnified Party Section 6.1(a6.3(a) Initial Seed Capital Investment Fees 6.1(g)(iiIndemnifying Party Section 6.3(a) Initial Seed Capital Investments 6.1(g)(iiIntercompany Agreements Section 5.7(a) Insolvent Party 1.1 Invested Assets Leased Real Property Section 6.1(a3.14(a) Investor Preamble Investor Parent 4.3(aMaterial Contract Section 3.8(a) Investor Representative 5.2(aMaterial Contracts Section 3.8(a) JCG Preamble JCG SEC Documents Nonadmitted and Reinsurance Reform Act Section 7.1(f3.5(a) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(aNon-Recourse Persons Section 7.9(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(aPermits Section 3.19 Post-Closing Audit Section 5.11(a) Permitted NonPost-Public Transfer 4.3(bClosing Covenant Section 8.1(d) Permitted Public Transfer 4.3(cPost-Closing Statement Section 2.11(a) Permitted Sales Preliminary Purchase Price Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b2.11(a) Preemptive Rights Shares 2.7(aPreliminary Reinsurance Premium Section 2.11(a) Pre-Issuance Ownership Percentage 2.7(gProducer Section 3.22(a) Purchase Price Allocation Section 2.10(a) Real Property Lease Section 3.14(a) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bSection 5.12(a) Representatives 5.4 Restricted Review Period 4.1(aSection 2.11(b) Restricted Scheduled Consents Section 3.4(b) Seller Preamble Seller 401(k) Plan Section 5.3(h) Seller Indemnitees Section 6.2(b) Sellers Preamble Sellers Disclosure Schedule ARTICLE III Settlement Accountant Section 2.11(c) Statement of Objections Section 2.11(b) Survival Period Approved Tender Offer 4.1(aSection 6.1(d) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bTax Contest Section 5.15(e) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Tax Purchase Price Section 2.10(a) ▇▇▇▇ Open Period 4.5(cThird Party Claim Section 6.3(a) ROFR Price 4.5(aThird Party Reinsurance Contracts Section 3.21(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Transferred Asset Schedule III Transferred Employee Section 5.3(c) ▇▇▇▇ Terms 4.5(aTrojan horses Section 3.10(i) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dUnits Recitals Voting Debt Section 3.2(b)
Appears in 1 contract
Sources: Master Transaction Agreement (Hallmark Financial Services Inc)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated below: Acceptance Notice 2.7(bAcquired Assets Section 2.1 Acquired Contracts Section 2.1(h) Administrative Guidance 4.1(bAcquired Contracts Assignment Section 3.5(k) Acquired Leases Section 2.1(b) Acquired Tanks Section 2.1(i) Affiliated Transferee 4.3(a) Parties Section 8.1 Agreement Preamble Approved Tender Offer 4.1(aAllocation Section 3.3(d) ASX 2.5(a)(ivAssumed Liabilities Section 2.5 Assumed Vacation Liabilities Section 6.6(c) ASX Rule 2.7(aBooks and Records Section 2.1(k) Beneficial Ownership Brand Removal Section 3.7(a) Claim Certificate Section 8.3(a) Closing Section 3.4(a) Closing Date Section 3.4(a) Concessions Section 6.4(b) Consents Section 2.3 End Date Section 9.1(c) Environmental Records Section 3.8(b) Excluded Assets Section 2.2 Fuel Equipment Section 2.1(l) Fuel Equipment Contractor Section 3.8(c) Fuel Equipment Repairs Section 3.8(d) Fuel Equipment Tests Section 3.8(c) Fundamental Representation Section 8.4(a) Hired Employees Section 6.6(a) Hiring Date Section 6.6(c) Improvements Section 2.1(n) Indemnified Party Section 8.3(a) Indemnifying Party Section 8.3(a) Independent Accounting Firm Section 3.1(d) Inside Physical Inventory Section 3.1(a) Inventories Section 2.1(d) Inventory Dispute Section 3.1(d) Inventory Reconciliation Sheet Section 3.2(b) Inventory Review Section 3.1(d) Inventory Purchase Price Section 3.2(b) Leased Real Property Section 2.1(b) Leased Real Property Assignment Section 3.5(d) Liens Section 4.8(a) Locations Recitals Location Group Section 3.1(a) Loss/Losses Section 8.1 Memoranda of Leases Section 3.5(i) Outside Date Section 9.1(f) Owned Real Property Section 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA P&Ls Section 7.2(g) FSC 4.5 Parties Preamble Personal Property Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b2.1(e) ▇▇▇▇▇▇▇▇▇ Cash Fund Section 2.1(g) Proposal Section 6.9 Purchase Price Section 3.2(a) Purchaser Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Purchaser Plan Section 7.2(g6.6(b) Identified Transferees 4.5(aReal Property Section 2.1(b) Information Rights 5.3 Initial Investment Retained Liabilities Section 6.1(a2.5 Selected Locations Section 3.1(a) Initial Seed Capital Investment Fees 6.1(g)(iiSeller Preamble Seller Fee Section 6.6(c) Initial Seed Capital Investments 6.1(g)(iiTank Owner Change Forms Section 3.5(n) Insolvent Tenant Leases 4.10(c) Third Party 1.1 Invested Assets Section 6.1(a8.6 Third Party Claim Section 8.6 Title Company Section 3.4 (a) Investor Preamble Investor Parent 4.3(aTransferable Permits and Licenses Section 2.1(f) Investor Representative 5.2(aTransferable Permits and Licenses Assignment Section 3.5(j) JCG Preamble JCG SEC Documents Transition Time Section 7.1(f3.1(a) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aTSA Section 3.4(c) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Warranty Deeds Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d3.5(f)
Appears in 1 contract
Sources: Asset Purchase Agreement (Caseys General Stores Inc)
Additional Defined Terms. The following In addition to the terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated in the table below: Acceptance Notice 2.7(b. Defined Term Section Additional Increment Section 2.1 Agreement Preamble Alternate Transaction Agreement Section 8.1(d) Administrative Guidance 4.1(bAnti-Bribery Laws Section 5.25 Approval Conditions Section 10.1(b)(iii) Affiliated Transferee Assigning Investor Section 3.5(b) Auction Date Section 7.10(a)(vi) Authorized Cleansing Party Section 7.19(b) Bankruptcy Code Recitals Bankruptcy Court Recitals Base DIP Conversion Amount Section 3.1(c)(i) Base Projected Cash Balance Section 3.1(c)(i) Bidders Section 7.10(a)(i) Binding Proposal Section 7.10(a)(iii) Binding Proposal Bid Deadline Section 7.10(a)(iii) Chapter 11 Proceedings Recitals Cleansing Release Section 7.19(a) Commitment Premium Section 4.1 Commitment Premium Shares Section 3.1(g) Company Preamble Company Plans Section 5.21(a) Compliance Criteria Section 7.24 Confirmed Plan Section 8.1(b) Debtor Recitals Determination Date Section 3.3(b) DIP Conversion Section 3.2(a) Disclosure Letter Article V Disclosure Statement Cleansing Release Section 7.19(a) Emergence MIP Vested Grant Section 5.4 Employee Representatives Section 5.14(a) ERISA Section 5.21(a) Exit Financing Section 7.14 Exit Financing Documents Section 7.14 Exit Term Loan Section 7.14 Exit Revolving Facility Section 7.14 Expense Reimbursement Section 4.3(a) Agreement Preamble Approved Tender Offer 4.1(aFee Capped Months Section 7.25 Filing Party Section 7.12(b) ASX 2.5(a)(ivFinal Cleansing Release Section 7.19(a) ASX Rule 2.7(aFinancial Reports Section 7.8(a) Beneficial Ownership 2.1(aFinancial Statements Section 5.9(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(bForeign Plan Section 5.21(e) GAAP Section 5.9(a) GGS Holdings Preamble GGS Holdings Board Section 7.1(g7.16(a) Governmental Order 4.1(bHoldings Contribution Section 7.22(c)(iii) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(gIndemnified Claim Section 9.2 Indemnified Person Section 9.2 Indemnifying Party Section 9.2 Independent Managers Section 7.16(a) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(aInternal Reorganization Section 7.22(c) Investor Preamble Investor Parent 4.3(aJoint Filing Party Section 7.12(c) Investor Representative 5.2(aLegal Proceedings Section 5.13 LLC Agreement Legend Section 3.4(h) JCG Preamble JCG SEC Documents Section 7.1(fLosses Section 9.1(a) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(aMarket Maker Section 7.13(d)(iii) NYSE Rule 2.7(aMaterial Business Intellectual Property Section 5.15(b) Option Agreement Recitals Ownership Limit 2.1(aMaterial Technology Section 5.15(b) Parties Preamble Minimum Increment Section 2.1 MNPI Section 7.19(a) Money Laundering Laws Section 5.26 Multiemployer Plans Section 5.21(b) Notice of Results Section 3.3 OFAC Section 5.27 Outside Date Section 10.1(b)(iii) Party Preamble PATRIOT Act Section 5.26 Permitted Affiliate Sale 4.3(aClaim Transferee Section 7.13(d)(i) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(aPetition Date Recitals Plan Support Joinder Agreement Section 7.13(d)(i) Pre-Issuance Ownership Percentage 2.7(gClosing Period Section 7.6(a) Receiving Party 5.4 Registration Professional Fee Caps Section 7.25 Projected Cash Balance Section 3.1(b) Registered Intellectual Property Section 5.15(a) Required Combined Offering and Conversion Amount Section 3.1(a) Results Date Section 3.3(a) Right Section 2.1 Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Section 2.1
Appears in 1 contract
Sources: Backstop Conversion Commitment Agreement (Global Geophysical Services Inc)
Additional Defined Terms. The For purposes of this Agreement, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Accounting Firm Section 2.2(e)(ii) Acquired Companies’ Intellectual Property Section 5.10 Acquisition Proposals Section 7.18 Adjustment Escrow Fund Section 3.3 Adjustment Notice 2.7(bSection 2.2(c) Administrative Guidance 4.1(bAffiliate Arrangements Section 5.21 Affiliate Indemnified Parties Section 7.7(a) Affiliated Transferee 4.3(a) Persons Section 13.15 Agreement Preamble Approved Tender Offer 4.1(aAllocation Notice Section 2.4(a) ASX 2.5(a)(ivAssignment Agreements Section 3.2(a)(i) ASX Rule 2.7(a) Beneficial Ownership 2.1(a) Change of Control 3.3(e) Company Board Recitals Company CDIs 2.7(a) Company Repurchase Event 4.7(a) Coordination Committee 6.2 Designation Right 5.2(a) Eligible Investments 6.1(f) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA Audited Financial Statements Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b5.5(a)(i) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Section 13.14 Bankruptcy and Equity Exception Section 4.2 Cayman Seller Preamble Claim Notice Section 10.3(a) Clean Team Agreements Section 9.3(d) Closing Section 3.1 Closing Balance Sheet Section 2.2(c) Closing Date Section 3.1 Company Preamble Company Disclosure Schedule Article 5 Company Information Section 7.5(b) Compliance Approvals Section 5.19 Compliance Laws and Regulations Section 5.19 Confidentiality Agreement Section 7.5(a) Covered Returns Section 11.2(a) Deductible Section 10.5(b)(ii) Dispute Notice Section 2.2(e)(ii) Dutch Court Section 7.15 Dutch Parent Company Preamble EPCRS Section 7.4 Escrow Fund Section 3.3 Escrow Survival Date Section 3.3 Estimated Allocation Section 2.4(a) Estimated Closing Balance Sheet Section 2.2(b) Estimated Closing Cash Amount Section 2.2(b) Estimated Closing Income Taxes Section 2.2(b) Estimated Closing Indebtedness Amount Section 2.2(b) Estimated Net Working Capital Adjustment Amount Section 2.2(b) Estimated Purchase Price Section 2.2(b) Estimated Transaction Expenses Section 2.2(b) Export Laws Section 5.19 FCPA Section 5.19 Final Allocation Section 2.4(a) Final Purchase Price Section 2.2(c) Financial Statements Section 5.5(a)(ii) Financing Section 7.8 FIRPTA Certificate Section 3.2(a)(vii) Import Laws Section 5.19 Indemnified Party Section 10.3(a) Indemnifying Party Section 10.3(a) Indemnity Escrow Fund Section 3.3 Insurance Policies Section 5.19 Interim Balance Sheet Section 5.5(a)(ii) Leased Real Property Section 5.8 Leases Section 5.8 Material Contracts Section 5.11(a) Negotiation Period 4.5(cSection 2.2(e)(ii) ROFR Non-Parties Section 13.15 OFAC Section 5.19 Outside Date Section 9.1(b) Owned Real Property Section 5.8 Payoff Amount Section 3.2(c) Payoff Indebtedness Section 3.2(c) Payoff Letters Section 3.2(c) Pre-Closing Tax Return Section 11.2(a) Purchase Price 4.5(aSection 2.2(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Purchaser Preamble Purchaser Indemnified Parties Section 10.1 Real Property Section 5.8 Recourse Theory Section 13.15 Registered IP Section 5.10(d) ▇▇▇▇ Terms 4.5(aSanctions Laws Section 5.19 Second Request Section 7.3(c) SEC 2.5(e) Section 280G Payments Section 7.15 Securities Act 4.3(bSection 5.4(b) Seed Capital Investments 6.1(cSeller Fraud Section 10.7(c) Senior Executive 4.1(bSeller GP Preamble Seller Indemnified Parties Section 10.2 Sellers Preamble Significant Customers Section 5.20(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(jSignificant Supplier Section 5.20(a) Stockholder Approved Issuance 2.7(fSupport Agreement Section 7.14 Third Party Claim Section 10.3(a) Subsequent Offering 4.1(aTransferred Equity Securities Recitals U.S. Parent Company Preamble U.S. Seller Preamble Union 401(k) Temporary Redemption Date 6.1(fPlan Section 7.4 Unresolved Items Section 2.2(e)(ii) Transfer 4.1(aWaived Payments Section 7.15 WARN Act Section 5.14(d) True-up Equity Issuance 2.7(d)Works Council Section 7.12
Appears in 1 contract
Additional Defined Terms. The Each of the following terms have is defined in the meanings Section set forth in the Sections set forth belowopposite such term: Acceptance Notice 2.7(bAccounting Firm Section 3.3(b) Administrative Guidance 4.1(bAffected Employees Section 8.1(a) Affiliated Transferee 4.3(aAggregate Consideration Amount Section 3.1(a) Agreement Preamble Approved Tender Offer 4.1(aAlternate Financing Section 7.9(a) ASX 2.5(a)(ivAudited Financials Section 4.7(a)(i) ASX Rule 2.7(aBurdensome Condition Section 7.4(e) Beneficial Ownership 2.1(aBuyer Preamble Buyer Adjustment Amount Section 3.3(d) Buyer Antitrust Termination Fee Section 10.2(a) Buyer Plans Section 8.1(b) Buyer Released Party Section 8.6(a) Buyer Releasing Party Section 8.6(a) Change of Control 3.3(eSection 1.1 Closing Section 2.2 Closing Date Section 2.2 Closing Statement Section 3.3(a) Commitment Letters Section 5.6(b) Commitment Period Section 8.1(a) Company Board Recitals Preamble Company CDIs 2.7(aPlan Section 4.14(a) Company Repurchase Event 4.7(aRegistrations Section 4.11(a) Coordination Committee 6.2 Designation Right 5.2(aConfidentiality Agreement Section 8.4 Contracting Parties Section 12.4 Debt Commitment Letter Section 5.6(b) Eligible Investments 6.1(fDebt Financing Section 5.6(b) Debt Financing Fee Letter Section 5.6(b) D&O Indemnified Person Section 8.3(a) D&O Insurance Section 8.3(c) Debt Payoff Letters Section 7.6 Disclosed Contractual Obligations Section 4.15 Disputed Items Section 3.3(b) DOJ Section 7.4(a) E.O. 11246 Section 4.17(d) Equity Issuance 2.7(dCommitment Letter Section 5.6(b) Executive Committee 6.2 Exempt Equity Issuance 2.7(dFinancing Section 5.6(b) Existing Investment Agreement Recitals FCA Equity Financing Commitment Section 7.2(g5.6(b) FSC Estimated Aggregate Consideration Amount Section 7.2(g3.1(b) Fundamental Transaction 3.3(bFinal Aggregate Consideration Amount Section 3.3(c) GAAP Financials Section 7.1(g4.7(a)(ii) Governmental Order 4.1(bFinancing Section 5.6(b) Financing Indemnitees Section 7.9(d) FTC Section 7.4(a) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇Section 8.5(a) Government Contract Section 4.15(a)(xv) Insurance Policies Section 4.19 Interim Financials Section 4.7(a)(ii) Key Employees Schedule Section 7.7 Leased Personal Property Section 4.10(c) Leased Real Property Section 4.10(a) Material Supplier Section 4.15(vii) Most Recent Balance Sheet Section 4.7(a)(ii) Most Recent Balance Sheet Date Section 4.7(a)(ii) ▇▇▇▇▇ FSC Documents Section 7.2(g8.5(a) Identified Transferees 4.5(aNonparty Affiliate Section 12.4 Objections Statement Section 3.3(b) Information Rights 5.3 Initial Investment Outbound IP Contractual Obligations Section 6.1(a4.11(c) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Personal Property Leases Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a4.10(c) Pre-Issuance Ownership Percentage 2.7(gClosing Tax Returns Section 8.2(a) Receiving Pull and Refile Section 7.4(a) Purchase Price Adjustment Escrow Account Section 3.2(d) Purchased Securities Recitals Real Property Leases Section 4.10(a) Recovery Period Section 8.5(d) Regulatory Conditions Section 7.4(a) Released Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bSection 8.6(b) Representatives 5.4 Restricted Period 4.1(aReleasing Party Section 8.6(b) Restricted Period Approved Tender Offer 4.1(aRestraint Section 9.1(b) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bRestrictive Covenant Agreements Recitals Sale Recitals Second Request Section 7.4(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Section 503 Section 4.17(d) ▇▇▇▇ Open Period 4.5(cSeller Preamble Seller Firms Section 8.5(a) ROFR Price 4.5(aSeller Released Party Section 8.6(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(cSeller Releasing Party Section 8.6(b) Senior Executive 4.1(bManagement Commitment Letters Recitals Tax Contest Section 8.2(g) Standstill Fall-Away Termination Date 3.3 Standstill Restrictions 3.1(jSection 10.1(b) Stockholder Approved Issuance 2.7(fUltimate Antitrust Cap Section 10.2(b) Subsequent Offering 4.1(aUnion Section 4.17(b) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(dVEVRAA Section 4.17(d)
Appears in 1 contract
Additional Defined Terms. The For purposes of this Agreement and the Ancillary Agreements, the following terms have the meanings set forth specified in the Sections set forth belowindicated Section of this Agreement: Acceptance Accounts Receivable 2.1(b)(ii) Accrued Payroll and Benefits 2.4(e) Acquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Adjustment Calculation 2.6(a) Adjustment Notice 2.7(b2.6(a) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) Affiliate Indemnified Party 5.12 Agreement Preamble Approved Tender Offer 4.1(aApproval Notification 11.4(f) ASX 2.5(a)(ivApproval Order Approval Order 5.3(a) ASX Rule 2.7(aArtek Preamble Assignment and Assumption Agreement 2.9(a)(ii) Beneficial Ownership 2.1(aAssumed Liabilities 2.3 Aterian Preamble Bankruptcy Avoidance Actions 2.2(m) Change Bidding Procedures Order 5.3(a) Bill of Sale 2.9(a)(i) Bonus Payments 10.1(e) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing 2.8 Closing Allocation Schedule 2.7 Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) Continuation Period 10.1(c) Controlling Party 8.3(d) Control 3.3(eNotice 11.4(b) Company Board Recitals Company CDIs 2.7(aDeposit Agent 2.5(b)(i) Company Repurchase Event 4.7(aDeposit Amount 2.5(b)(i) Coordination Committee 6.2 Designation Right 5.2(aDispute Notice 2.6(c)(ii) Eligible Investments 6.1(fEnvironmental Authorizations 3.15(a) Equity Issuance 2.7(dEuropean Trade Accounts Payable 2.4(c) Executive Committee 6.2 Exempt Equity Issuance 2.7(dExcluded Assets 2.2 Excluded Intellectual Property 2.2(h) Existing Investment Agreement Recitals FCA Section 7.2(gExcluded Liabilities 2.4 Final Cash Consideration 2.5(a) FSC Section 7.2(gFinal Closing Net Working Capital 2.6(a) Fundamental Transaction 3.3(b) Financial Statements 3.5 German GAAP Section 7.1(gFinancial Statements 5.22(b) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(aAntitrust Authority 5.5(a) Initial Seed Capital Investment Fees 6.1(g)(iiAllocation Schedule 2.7 Included Contracts 2.1(b)(iii) Income Statement 3.5 Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Seed Capital Investments 6.1(g)(iiAllocation Schedule 2.7 Initial Cash Consideration 2.5(a) Insolvent Party 1.1 Invested Inventory 2.1(b)(i) Inventory Cap 2.6(b) IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Latin American Purchased Assets Section 6.1(a2.10(d) Investor Preamble Investor Parent 4.3(aLease 3.9(b) Investor Representative 5.2(aLoss Compensation Claim 5.22(b) JCG Preamble JCG SEC Documents Section 7.1(fMarked Assets 5.15(b) Merger Recitals Merger Agreement Recitals Merger Sub Recitals Material Contracts 3.11(a) New Securities 2.7(aDefined Benefit Plan 10.2(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property 2.1(b)(v) Pension Plan 10.2(a) Plan Assets Amount 10.2(b) Profit Transfer 4.3(bClaim 2009 5.22(b) Permitted Public Purchase Price 2.5(a) Purchased Assets 2.1(b) Purchased Intellectual Property 2.1(b)(vi) Purchaser Preamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Sale Motion 5.3(a) Savings Plan 10.3(a) Seller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) Seller Marks 5.15(a) September ’09 Net Assets Statement 3.5 Share Transfer 4.3(cAgreement 2.9(a)(iii) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(bShared Accounts Payable 2.4(d) Preemptive Rights Shares 2.7(aTBT Supply Agreement 2.9(a)(x) Pre-Issuance Ownership Percentage 2.7(gTOT Supply Agreement 2.9(a)(xi) Receiving TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bClaim 8.3(b) Representatives 5.4 Restricted Period 4.1(aThreshold 8.5(a)(ii) Restricted Period Approved Tender Offer 4.1(aTrade Accounts Payable 2.4(b) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(fTransferred Employee 10.1(b) Transfer 4.1(aTaxes 9.1(e) True-up Equity Issuance 2.7(d)Transferred Employee 10.1(b) Transition Services Agreement 2.9(a)(ix) Welfare Plan 10.4 Weston 705 Supply Agreement 5.21
Appears in 1 contract
Sources: Share and Asset Purchase Agreement
Additional Defined Terms. The following capitalized terms shall have the respective meanings set forth in the respective Sections of this Agreement set forth opposite each such respective terms below: Acceptance Notice 2.7(b401(k) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(aPlan 6.9(b) Agreement Preamble Approved Tender Offer 4.1(aAntitrust Restraint 6.6(e) ASX 2.5(a)(ivCertificate of Designations 3.1(b) ASX Rule 2.7(a) Beneficial Ownership 2.1(aCertificate of Merger 2.2 Certificates 2.8(c) Change of Control 3.3(eRecommendation Notice 6.3(d)(ii) Closing 2.2 Closing Date 2.2 Code 2.8(d) Company Board Recitals Preamble Company CDIs 2.7(aBalance Sheet 3.4(b) Company Repurchase Event 4.7(aCharter Documents 3.1(b) Coordination Committee 6.2 Designation Right 5.2(aCompany Disclosure Letter Article III Company Environmental Permits 3.13(c) Eligible Investments 6.1(fCompany Financials 3.4(b) Equity Issuance 2.7(dCompany Material Contract 3.17(a) Executive Committee 6.2 Exempt Equity Issuance 2.7(dCompany Purchase Plans 3.2(c) Existing Investment Company SEC Reports 3.4(a) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 6.2(a) Confidentiality Agreement Recitals FCA Section 7.2(g6.4(a) FSC Section 7.2(gContinuation Notice 6.3(e) Fundamental Transaction 3.3(bContinuing Employees 6.9(d) GAAP Section 7.1(gCutoff Time 3.2(a) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Delaware Law RECITALS Dissenting Shares 2.7(a) PreDissenting Stockholder 2.7(a) Effective Time 2.2 End Date 8.1(b) Engagement Letter 3.14 Exchange Agent 2.8(a) Exchange Fund 2.8(b) Fairness Opinion 3.20 GAAP 3.4(b) Governmental Authorizations 3.9 Hazardous Material 3.13(a) Hazardous Materials Activities 3.13(b) Indemnified Parties 6.10(a) Key Employee Non-Issuance Ownership Percentage 2.7(gCompetition Agreements RECITALS Key Employee Offer Letters RECITALS Key Employees RECITALS Lease Documents 3.7(b) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(bLeased Real Property 3.7(a) Medicare Part D 3.16(b) Merger 2.1 Merger Sub Preamble Necessary Consents 3.3(c) Parent Preamble Parent Plans 6.9(d) Representatives 5.4 Restricted Period 4.1(a6.3(a) Restricted Period Approved Tender Offer 4.1(aReturns 3.6(b)(i) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(bRoHS 3.13(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇Section 262 2.7(a) ▇▇▇▇ Open Period 4.5(cSignificant Customer 3.22(a) ROFR Price 4.5(aSignificant Supplier 3.22(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇SOX 3.4(a) ▇▇▇▇ Terms 4.5(aSubsidiary Charter Documents 3.1(b) SEC 2.5(eSurviving Corporation 2.1 Tax 3.6(a) Securities Act 4.3(bTaxes 3.6(a) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d)Triggering Event 8.1
Appears in 1 contract
Sources: Merger Agreement (McAfee, Inc.)
Additional Defined Terms. The following In addition to the terms defined in Section 8.1, additional defined terms used herein shall have the respective meanings set forth assigned thereto in the Sections set forth indicated below: Acceptance Notice 2.7(b) Administrative Guidance 4.1(b) Affiliated Transferee 4.3(a) . Agreement Preamble Approved Tender Offer 4.1(aBalance Sheet Date Section 2.5(a) ASX 2.5(a)(ivClaim Certificate Section 6.6(a) ASX Rule 2.7(aClaim Expiration Date Section 6.1 Closing Section 1.3(a) Beneficial Ownership 2.1(aClosing Date Section 1.3(a) Change of Control 3.3(eClosing Statement Section 1.2(a) Collateral Source Section 6.5 Company Preamble Company Intellectual Property Section 2.13(a) Company Board Interests Recitals Company CDIs 2.7(aIT Systems Section 2.13(g) Company Repurchase Event 4.7(aConfidentiality Agreement Section 4.2(a) Coordination Committee Debt Payoff Letter Section 1.2(e) Deductible Section 6.4(a) Employee Benefit Plans Section 2.10(a) ERISA Section 2.10(a) Expense Invoice Section 1.2(f) Financial Statements Section 2.5(a) Income Tax Returns Section 2.12(c)(vi) Income Taxes Section 2.12(c)(vi) Indemnified Party Section 6.6(a) IP Licenses Section 2.13(c) IP Title Defect Correction Actions Section 4.8 Knowledge of Seller Section 8.5 Material Contract Section 2.15(a) Member Litigation Section 4.5 Non-Recourse Party Section 7.12 Open Matter Section 4.9 Open Matter Payments Section 4.9 Open Matter Settlement Agreement Section 4.9 Permits Section 2.8 Purchaser Preamble Purchaser Indemnitees Section 6.2 Designation Right Responsible Party Section 6.6(a) Release Date Section 6.9(a) Return Section 2.12(a) SEC Reports Section 3.6 Seller Preamble Seller Disclosure Letter Article II Seller Indemnitees Section 6.3 Tax Matter Section 5.2(a) Eligible Investments 6.1(fThird-Party Claim Section 6.7 USCO Section 2.13(b) Equity Issuance 2.7(d) Executive Committee 6.2 Exempt Equity Issuance 2.7(d) Existing Investment Agreement Recitals FCA USPTO Section 7.2(g) FSC Section 7.2(g) Fundamental Transaction 3.3(b) GAAP Section 7.1(g) Governmental Order 4.1(b) ▇▇▇▇▇▇▇▇▇ Preamble ▇▇▇▇▇▇▇▇▇ FSC Documents Section 7.2(g) Identified Transferees 4.5(a) Information Rights 5.3 Initial Investment Section 6.1(a) Initial Seed Capital Investment Fees 6.1(g)(ii) Initial Seed Capital Investments 6.1(g)(ii) Insolvent Party 1.1 Invested Assets Section 6.1(a) Investor Preamble Investor Parent 4.3(a) Investor Representative 5.2(a) JCG Preamble JCG SEC Documents Section 7.1(f) Merger Recitals Merger Agreement Recitals Merger Sub Recitals New Securities 2.7(a) NYSE Rule 2.7(a) Option Agreement Recitals Ownership Limit 2.1(a) Parties Preamble Party Preamble Permitted Affiliate Sale 4.3(a) Permitted Non-Public Transfer 4.3(b) Permitted Public Transfer 4.3(c) Permitted Sales Section 4.2 Person 3.1 Preemptive Rights Notice 2.7(b) Preemptive Rights Shares 2.7(a) Pre-Issuance Ownership Percentage 2.7(g) Receiving Party 5.4 Registration Rights 5.5 Regulatory Transfer 4.1(b) Representatives 5.4 Restricted Period 4.1(a) Restricted Period Approved Tender Offer 4.1(a) ROFO Negotiation Period 4.6 ROFO Notice 4.6 ROFO Open Period 4.6 ROFO Shares 4.6 ROFR Exercise Period 4.5(b) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Open Period 4.5(c) ROFR Price 4.5(a) ▇▇▇▇ ▇▇▇▇▇▇ ▇.▇(▇) ▇▇▇▇ Terms 4.5(a) SEC 2.5(e) Securities Act 4.3(b) Seed Capital Investments 6.1(c) Senior Executive 4.1(b) Standstill Fall-Away Date 3.3 Standstill Restrictions 3.1(j) Stockholder Approved Issuance 2.7(f) Subsequent Offering 4.1(a) Temporary Redemption Date 6.1(f) Transfer 4.1(a) True-up Equity Issuance 2.7(d2.13(b)
Appears in 1 contract