ADDITIONAL RISK DISCLOSURE STATEMENT Sample Clauses

The Additional Risk Disclosure Statement clause serves to inform parties of specific risks associated with a transaction or agreement that may not be covered by standard disclosures. It typically outlines particular hazards, such as market volatility, regulatory changes, or operational risks, that are relevant to the subject matter of the contract. By providing this extra layer of information, the clause ensures that all parties are fully aware of potential exposures, thereby promoting transparency and helping to allocate risk more clearly between the parties.
ADDITIONAL RISK DISCLOSURE STATEMENT. ACCOUNT NAME: ACCOUNT NUMBER: • You do not have more than one year of commodities investment experience, and • Your annual income is less than $50,000 or your net worth is less than $50,000. You should therefore be aware of additional risk disclosures before you open a commodity futures and options trading account. Trading futures involves a high level of risk. A relatively small market movement can cause you to lose all of the funds you have deposited, and you will still be liable for any deficit in your account. IF YOU DO NOT FULLY UNDERSTAND YOUR TRADING STRATEGY, OR IF YOU CANNOT AFFORD TO LOSE ALL OF THE FUNDS YOU HAVE DEPOSITED (AND POSSIBLY MORE), THEN FUTURES TRADING IS TOO RISKY FOR YOU. ACKNOWLEDGEMENT: I understand the financial risks involved in commodity futures and options trading and I wish to proceed with opening an account. Signature: Date: Joint Signature: (if applicable) Date: Please be advised that I hereby direct you to close my account, and transfer my account balance to Clear Chicago Group using the wiring instructions below. Bank of America, New York ABA Routing Number: ▇▇▇▇▇▇▇▇▇ ▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇ New York, New York 10001 Bank Telephone: (▇▇▇) ▇▇▇-▇▇▇▇ Credit: Clear Chicago Group Customer Segregated Account Account Number: ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ Current Firm Information: Firm Name: Firm Address: Your account number with firm: Print Name (s): Signature (s): Date:
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ADDITIONAL RISK DISCLOSURE STATEMENT. If your Customer Financial Questionnaire reflects one or more of the following:
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ADDITIONAL RISK DISCLOSURE STATEMENT. It is your responsibility to carefully read all the documents and risk disclosure statements of ODM. You acknowledge that trading futures, options, foreign exchange and/or contract for difference (CFD) and/or Precious Metals trading account with ODM involves a high risk of loss, Since leverage is involved, these losses can be quite substantial and occurs quite quickly, possibly exceeding the funds you have deposited in your account or have allocated as risk capital. You should disregard any suggestions from any source whatsoever that the foregoing risks can be limited, minimized or eliminated. You agree to immediately report any statements to the contrary made to you by ODM’s personnel, introducing Brokers or Trading Advisors who may be directing the trading activity in your account. The trading of currencies or derivatives like options on currencies involves an extremely high degree of risk of loss and is unsuitable for many individuals. Some researchers have shown that more than eighty percent of investors who trade in options eventually lose money. There is a possibility to lose part or all of the money you deposit in the currency trading account. If any of the criteria above describes your situation, or if you have pursued only conservative forms of investment in the past, we advise you to study the risk of loss involved in currency trading thoroughly before you consider it an appropriate investment for you or you may consider it completely inappropriate and decide to never trade. Therefore, you should carefully analyse you personal circumstances to determine if foreign exchange trading is suitable for you. If you have decided to trade foreign exchange and/or contract for difference (CFD) and/or Precious Metals please be advised that many industry advisors believe that you should not place more than 20% of your net worth at risk. If at any time your losses exceed 20% of your net worth, you should cease trading immediately. ODM is not responsible to monitor your deposit(s), losses or net worth. ODM has no right to refuse your account if your decision to trade is made with full understanding of the risk of loss. Therefore, we require that you sign and return the enclosed copy of this Additional Risk Disclosure Statement to us in order to indicate that you are fully aware of the substantial risk of loss in trading and accept full responsibility for your decision to trade in the foreign exchange markets.
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ADDITIONAL RISK DISCLOSURE STATEMENT. This Statement is made in compliance with the rules of the Securities and Investments Board because you have authorised your broker to deal with or for you in futures, options or contracts for differences which are not undertaken under the rules of a recognised or designated investment exchange and in contracts traded thereon. Its purpose is to warn you of the risks, additional to those referred to in the General Risk Disclosure Statement, inherent in such dealings.
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ADDITIONAL RISK DISCLOSURE STATEMENT. Dear Sir or Madam: As a result of the following information on your account application, RJO is providing you with their additional risk disclosure before you open a commodity future and option trading account: While ▇. ▇. ▇'▇▇▇▇▇ is prepared to open your account, it is required to advise you to consider the risks involved with trading commodity futures and options. The risk of loss in trading commodity futures and options can be substantial and may be inappropriate for you for the reason checked above; therefore, you must consider whether such trading is proper in light of your financial condition. Only Risk Capital (money that you are able to lose without adversely affecting your standard of living) should be invested. RJO recommends that you review the Risk Disclosure Statement in the customer agreement and/or discuss any concerns with your broker or other financial advisor before finalizing your decision. ACKNOWLEDGEMENT __________________________________ Name ____________________ ____________ Signature Date I understand that the risks associated with commodity trading may not be appropriate for me. However, I have read the Risk Disclosure Statements and I have considered the financial risks involved in commodity trading with regard to my financial condition, and I wish to proceed with opening an account. Name Signature Date Name Signature Date
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Related to ADDITIONAL RISK DISCLOSURE STATEMENT

  • Risk Disclosure Statement Counterparty represents and warrants that it has received, read and understands the OTC Options Risk Disclosure Statement provided by Dealer and a copy of the most recent disclosure pamphlet prepared by The Options Clearing Corporation entitled “Characteristics and Risks of Standardized Options”.

  • Disclosure Statement A disclosure statement of the Property signed and dated by the Seller;

  • RISK DISCLOSURE 11.1 The Investment Adviser’s attention is drawn to Schedule 3 which provides important information as to the nature and risks of certain investments which may comprise a Portfolio and a description of certain provisions of the industry standard master agreements and their consequences. The Investment Adviser represents and warrants to the Local Manager that it has read, understood, and accepts the provisions of Schedule 3. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Investment Management Limited ( the “Local Manager”) has established and implemented transaction execution arrangements that are designed to allow the Local Manager to take all reasonable steps to obtain the best possible result when executing or placing orders as portfolio manager on behalf of its clients in relation to financial instruments that form part, or may become part, of one or more investment portfolios managed by the Local Manager for that or those clients (each a “Transaction”). For the purposes of this document: any reference to the Local Manager “executing an order” is a reference to the Local Manager, as agent, entering into a Transaction on behalf of a client with another person that acts as principal to that Transaction, any reference to the Local Manager “placing an order” is a reference to the Local Manager, as agent, arranging for a Transaction to be entered into by another person that acts as agent on behalf of a client when entering into that Transaction, and any reference to the Local Manager “effecting a Transaction” is a reference to the Local Manager either placing or executing an order. As part of its transaction execution arrangements, the Local Manager has an order execution policy in place that is designed to ensure that the Local Manager complies with its duty to obtain the best possible result when effecting a Transaction for one or more clients (the “Order Execution Policy”). This document is intended to provide the Local Manager’s clients with a summary of the Local Manager’s Order Execution Policy. Nothing herein is intended to place upon the Local Manager fiduciary or other duties or responsibilities over and above the specific obligations provided for in the investment management agreement between the Local Manager and a client.

  • Transactions Requiring Disclosure to FINRA 2.17.1 Finder’s Fees. There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Insider with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or to the Company’s knowledge, assuming reasonable inquiry, any Insider that may affect the Underwriters’ compensation, as determined by FINRA.

  • Additional Disclosures The Sweepstakes is in no way sponsored, endorsed or administered by, or associated with Facebook, Twitter, Instagram, or any other social media platform. Each Entrant releases Facebook, Twitter, Instagram, and all other social media platforms mentioned in these Official Rules from any claims, responsibility or liability relating to their participation in this Sweepstakes. Copyright/trademark/service mark infringements are not intended or implied.