Additional Risk Disclosures. 1.19.1 The risks disclosed in: (a) the risk disclosure statements respectively prescribed under the SFA and the CTA (as set out in Part B and Part C of the Schedule hereto) in relation to: (i) trading in futures contracts and leveraged foreign exchange trading; and (ii) trading in commodity contracts and spot commodity contracts; and (b) the risks disclosed in Part E of the Schedule hereto, will generally also apply to OTC trading in any form (and whether involving physical settlement or cash settlement) as they would to any financial transactions. 1.19.2 As an additional cautionary note in order to ensure that the Customer invests or trades in Commodities or other Transactions hereunder only on a fully informed basis, please be reminded that: (a) OTC Commodity Transactions and other OTC Transactions, like other financial transactions, involve a variety of significant risks; (b) the specific risks presented by a particular Transaction the Customer effects depend upon the terms of the transaction and the Customer’s circumstances; and (c) in general, all Transactions involve some combination of market risk, credit risk, funding risk and operational risk.
Appears in 2 contracts
Sources: Client Agreement, Client Agreement
Additional Risk Disclosures. 1.19.1 1.18.1 The risks disclosed in:
(a) the risk disclosure statements respectively prescribed under the SFA and the CTA (as set out in Part B A and Part C B of the Schedule hereto) in relation to:
(i) trading in futures contracts and leveraged foreign exchange trading; and
(ii) trading in commodity contracts and spot commodity contracts; and
(b) the risks disclosed in Part E C of the Schedule hereto, will generally also apply to OTC trading in any form (and whether involving physical settlement or cash settlement) as they would to any financial transactions.
1.19.2 1.18.2 As an additional cautionary note in order to ensure that the Customer invests or trades in Commodities or other Transactions hereunder only on a fully informed basis, please be reminded that:
(a) OTC Commodity Transactions and other OTC Transactions, like other financial transactions, involve a variety of significant risks;
(b) the specific risks presented by a particular Transaction the Customer effects depend upon the terms of the transaction and the Customer’s circumstances; and
(c) in general, all Transactions involve some combination of market risk, credit risk, funding risk and operational risk.
Appears in 1 contract
Sources: Client Agreement