Common use of Additional Services Clause in Contracts

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at May, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ [ ] per fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ [ ] per fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ [ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – Financial transactions, reorder statements, etc. - $____ [ ] per event − New Account Setup - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) § Implementation – - $____ [ ] per fund group – includes up to 90 [ ] hours of technical/BSA support § Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation – $____ [ ] per fund group – includes up to 45 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § Customization - $____ [ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ [ ] per event − New Account Set-up - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ [ ] per year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ [ ] per record or $____ [ ] per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ [ ] per event − Per broker ID - $____ [ ] per month per ID § Transaction Processing − Implementation - $____ [ ] per management company − Transaction – purchase, redeem, exchange, literature order - $____ [ ] per event − New Account Setup – $____ [ ] per event − Monthly Minimum Charge - $____ [ ] per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ [ ] per Month - Unlimited Users Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at May, 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ [ ] per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ [ ] per user - Support: $____ [ ] per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ [ ] per user per month beyond 2 [ ] users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Sound Point Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 ____open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 ___open accounts) − Implementation - $____ per fund _/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - /fund group § Load charges − $____ per Email /image § Archive charge (for any image stored beyond 2 years) − $___/document *Normal Vision ID and activity charges also apply. Sound Point USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user /user - Support: $____ per user /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per / user per month beyond 2 users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $___ per file - Custom coded data for recurring, scheduled delivery: $___ per hour consultation and programming development - Support: $___ /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $___one-time fee - Support: $___ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $___implementation − $___/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $___ implementation − $___ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $___implementation − $___/ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $___implementation − $___ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $___implementation − $___ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $___implementation − $___ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $___/month Programming Charges- (subject to change at prevailing rate of vendor) § $___ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements Sound Point § On-site at USBFS - $___/day § At Client Location - $___/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $___/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $___setup /fund group § $___ /month administration § $___/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $___/fund group per month § Account Management − $___ /month § Inbound Teleservicing Only − Account Management - $___ /month − Call Servicing - $___/minute § Lead Source Reporting − $___ /month § Closed Loop Reporting − Account Management - $___ /month − Database Installation, Setup - $___/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $___/monthly report Sound Point Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $___/qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $___/SSN) § $___/transfer to successor trustee § $___/participant distribution (Excluding SWPs) § $___/refund of excess contribution § $___/reconversion/recharacterization § $___/outgoing wire transfer or overnight delivery § $___/telephone exchange § $___/return check or ACH or stop payment § $___/research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event /event − New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month - Unlimited Users eConnect /fund group § Load charges – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email /image § Archive charge (for any image stored beyond 2 years) – $___/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - – Setup: $___ /user – Support: $___ /user per month § Ad Hoc/ PowerSelect File Development – Setup: $___ /request (Includes up to 2 hours of programming. If beyond, additional time will be $___ / hour consultation and development.) – Support: $___ /file per month – Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) – Setup: $____ per user - one-time fee – Support: $____ per user /file per month § ReportSource Internet VPN – Report Infrastructure to allow for application accessibility to host systems and Data File Storage file transfers – $___implementation – $___ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers – Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. – $___ implementation – $___ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. – $___implementation – $___ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. – $___implementation – $___ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. – $___implementation – $___ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. – $___implementation – $___ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. – $___/month § $___ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: – Fund setup programming (transfer agent system, statements, options, etc.) – Conversion programming – Customized service development – Voice response system setup (menu selections, shareholder system integration, testing, etc.) – All other client specific customization and/or development services Outbound Calling & Retrieval - Setup: Included in initial fund setup Marketing Campaigns – Cost based on Transfer Agent system project requirements. § On-site at USBFS - $____ per user per month beyond 2 users included as part of setup/day § At Client Location - $___/day plus travel and out-of-pocket expenses if required

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), analysis and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Average Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ [ ] per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ [ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ [ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – Financial financial transactions, reorder statements, etc. - $____ [ ] per event − New Account Setup - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ [ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ [ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § Customization - $____ [ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ [ ] per event − New Account Set-up - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ [ ] per year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ [ ] per record or $____ [ ] per user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ [ ] per event − Per broker ID - $____ [ ] per month per ID § Transaction Processing − Implementation - $____ [ ] per management company − Transaction – purchase, redeem, exchange, literature order - $____ [ ] per event − New Account Setup – $____ [ ] per event − Monthly Minimum Charge - $____ [ ] per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupmonth

Additional Services. Available but Additional services not included above are shall be mutually agreed upon and documented on the following services - Additional Services fee schedule FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Average Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall Shareholder accounts will be charged in based upon the month during which an type of activity and type of account, including the following: • $15.00 per qualified plan account is opened through or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 per SSN) • $25.00 per transfer to successor trustee • $25.00 per participant distribution (Excluding SWPs) • $25.00 per refund of excess contribution • $25.00 per reconversion/re-characterization • $15.00 per outgoing wire transfer or overnight delivery • $5.00 per telephone exchange • $25.00 per return check or ACH or stop payment • $10.00 per research request per account (This fee applies to requests for statements older than the month in which such account is closed. The monthly fee for a closed account shall be charged in prior year) • CUSIP Setup beyond the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium initial CUSIP – $1,500 per CUSIP • Expedited CUSIP Setup – $3,000 per CUSIP (Less than 35 days) • Fund Groups over 50,000 open accounts) − Implementation - Name Change – $____ 500 per fund group fund/ per change • Fund CUSIP Change – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ 500 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ fund/ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Online account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technicalfor broker/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − • Account inquiry • Inquiry - $____ 0.05 per event − Per broker • Vision ID - $____ 5.00 per month per ID § • Transaction Processing − Processing* • Implementation Fee - $____ 5,000 per management company − Management Company • Transaction – purchase, redeem, exchange, literature order and exchange - $____ 0.50 per event − New Account Setup – $____ per event − • Monthly Minimum Charge - $____ 500 per month Fund Source – • Electronic Statements* • Implementation- $5,000 per fund group • Load charges-$0.05 per image • Archive charge (for any image stored beyond 2 years)-$0.015 per document * Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - • $____ 250 per Month - – Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupUsers

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $)____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees:  − Inquiry - $____ per event /event  − Account Maintenance - $____ per event /event  − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event /event  − New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - /fund group § Load charges − $____ per Email /image § Archive charge (for any image stored beyond 2 years) − $___/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - − Setup: $___ /user − Support: $___ /user per month § Ad Hoc/ PowerSelect File Development − Setup: $___ /request (Includes up to 2 hours of programming. If beyond, additional time will be $___ / hour consultation and development.) − Support: $___ /file per month − Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) − Setup: $____ per user - one-time fee − Support: $____ per user /file per month § ReportSource Internet VPN – Report Infrastructure to allow for application accessibility to host systems and Data File Storage file transfers − $___implementation − $___ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $___ implementation − $___ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $___implementation − $___ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $___implementation − $___ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $___implementation − $___ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $___implementation − $___ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $___/month § $___ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: − Fund setup programming (transfer agent system, statements, options, etc.) − Conversion programming − Customized service development − Voice response system setup (menu selections, shareholder system integration, testing, etc.) − All other client specific customization and/or development services Outbound Calling & Retrieval - Setup: Included in initial fund setup Marketing Campaigns – Cost based on Transfer Agent system project requirements. § On-site at USBFS - $____ per user per month beyond 2 users included as part of setup/day § At Client Location - $___/day plus travel and out-of-pocket expenses if required

Additional Services. Available but not included above are the following services - services- FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email e-mail services, dealer reclaim services, literature fulfillmentshareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECTlnforma), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § • FAN Web Premium (Fund Groups over 50,000 open accounts) − – Implementation - $____ per fund 15,000 /fund group – includes up to 25 hours of technical/BSA support − – Annual Base Fee - $____ per year § 36,000 /year • FAN Web Select (Fund Groups under 50,000 open accounts) − – Implementation - $____ per fund 5,000 /fund group – includes up to 10 hours of technical/BSA support − – Annual Base Fee - $____ per year § 12,000 /year • FAN Web Direct (API) – Quoted Separately § • Customization - $____ per hour – (subject to change at prevailing rates of vendor) § 165 /hour • Activity (Session) Fees: − Inquiry - – Inquiry- $____ per 0.15/event − – Account Maintenance - $____ per event − Transaction 0.25 /event – Financial Transaction- financial transactions, reorder statements, etc. - $____ per event − 0.50 /event – New Account Setup Set-up - $____ per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into Into a variety of financial planning software packages. § • Base Fee Per Management Company – file generation and delivery - $____ per year § 6,000 /year • Per Record Charge − – Rep/Branch/ID - $____ − Dealer - .018 – Dealer- $____ § 0.012 • Price Files - $____ per record 0.002 or $____ per 1.75/user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − – Inquiry - $____ per event − 0.05 /event – Per broker ID - $____ per month 5.00 /month per ID § • Transaction Processing − – Implementation - $____ per management 5,000 /management company − – Transaction – - purchase, redeem, exchange, literature order - $____ per event − 0.50 /event – New Account Setup - $3.00 /event – $____ per event − Monthly Minimum Charge - $____ per month Fund Source 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees – Client Access to audited fund information, pricing, performance, literature, processing guidelines. Develop eBusiness Solutions Software - $____ per Month - Unlimited Users eConnect 24,000 /fund group – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. Code Print Software - $____ per Email 10,000 /fund group • Load charges – $0.05/image • Archive charge (for any image stored beyond 2 years) – $0.015/document *Normal Vision ID and activity charges also apply. Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § • Setup: MFx Portal - $3,000 • Service - $200 /user per month • Access to the following systems included: – BDS – - Statement Storage & and Retrieval – ReportSource - SetupMainframe T/A Report Library – T/A Imaging - Thin Client AWD – FundSource - Comprehensive Fund Information – 3270 - T/A Mainframe Access • Custom Electronic File Exchange (DDS of delivery of TIP files) - $2,500 one time setup fee – $100 /file per month maintenance fee For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $7,000 /year per workstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses • $165/hour • Charges incurred for customized services based upon fund family requirements including but not limited to: – Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP – Select reports – shareholder system queries for customized reporting, mailings, etc. – File transmissions of client requested shareholder data file extracts – Conversion programming – Customized service development – Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family – All other client specific customization and/or development services • On-site at USBFS - $300 /day • At client location - $300 /day plus travel and out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. • 90 days or less: $____ per user - Support0.08/open account • 91-180 days: $____ 0.14 /open account • 181-270 days: $0.20 /open account • 271 days- 1 year: $0.26 /open account • 1 year- 2 years: $0.38/open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. • $1.00 /direct open account per user year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades In excess of the fund family parameters. • $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds • $0.12/account per month § ReportSource year 12b-1 Distribution Fee Aging – Report Aging shareholder account share lots in order to monitor and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - begin assessing 12b-1 fees after a certain share lot age will be charged at $____ 1.50 per user open account per month beyond 2 users included as part of setupyear.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Chase Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − - Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately /year § Customization - $____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − - Inquiry - $____ per event − /event - Account Maintenance - $____ per event − /event - Transaction – Financial financial transactions, reorder statements, etc. - $____ per event − /event - New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − - $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technicalPermits broker/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − - Inquiry - $____ per event − /event - Per broker ID - $____ per month /month per ID § Transaction Processing − - Implementation - $____ per management /management company − - Transaction – purchase, redeem, exchange, literature order - $____ per event − /event - New Account Setup – $____ per event − /event - Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup/month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email e-mail services, dealer reclaim services, literature fulfillmentshareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund $ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year $ /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund $ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year $ /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) $ /hour § Activity (Session) Fees: − Inquiry - $____ per event $ /event − Account Maintenance - $____ per event $ /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event $ /event − New Account Setup Set-up - $____ per event $ /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month $ /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year $ /year § Per Record Charge − Rep/Branch/ID - $____ $ − Dealer - $____ $ § Price Files - $____ per record $ or $____ per user $ /user per month, whichever is less Vision Mutual Fund Gateway Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event $ /event − Per broker ID - $____ per month $ /month per ID § Transaction Processing − Implementation - $____ per management $ /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event $ /event − New Account Setup – $____ per event $ /event − Monthly Minimum Charge - $____ per month Fund Source – $ /month Vision Electronic Statements Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $ /fund group − Code Print Software - $ /fund group § Load charges − $ /image § Archive charge (for any image stored beyond 2 years) − $ /document *Normal Vision ID and activity charges also apply. Client Web Data Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $ § Service - $ /user per month § Access to the following systems included: − BDS – Statement Storage & and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - Setup: $____ per user $ one time setup fee - Support: $____ per user $ /file per month maintenance fee Client Dedicated Line Data Access For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § ReportSource $ /year per workstation for TA2000 AWD access § Plus data communications setup and monthly charges based upon location and bandwidth § Plus training billed at hourly rates plus out-of-pocket expenses Programming Charges § $ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – Report and Data estimate 10 hours per CUSIP - Select reports – shareholder system queries for customized reporting, mailings, etc. - File Storage & Retrieval transmissions of client requested shareholder data file extracts - Setup: Included in initial Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund setup on family - All other client specific customization and/or development services Transfer Agent system Training Services § On-site at USBFS - $____ per user per month beyond 2 users included as part of setup$ /day § At client location - $ /day plus travel and out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 __ hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 __hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $__0.25__ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - /fund group § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__ per Email _/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user /user - Support: $____ per user /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per / user per month beyond 2 users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $__ per file - Custom coded data for recurring, scheduled delivery: $__per hour consultation and programming development - Support: $__ /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__/file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $__implementation − $__/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__implementation − $__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__implementation − $__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month Programming Charges- (subject to change at prevailing rate of vendor) § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $__/day § At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $__/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $__setup /fund group § $__ /month administration § $__/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $__/fund group per month § Account Management − $__ /month § Inbound Teleservicing Only − Account Management - $__ /month − Call Servicing - $__/minute § Lead Source Reporting − $__/month § Closed Loop Reporting − Account Management - $__ /month − Database Installation, Setup - $__/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $__ /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__/qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $__/SSN) § $__/transfer to successor trustee § $__/participant distribution (Excluding SWPs) § $__/refund of excess contribution § $__/reconversion/recharacterization § $__/outgoing wire transfer or overnight delivery § $__/telephone exchange § $__/return check or ACH or stop payment § $__/research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but Additional services not included above are shall be mutually agreed upon and documented on the following services - Additional Services fee schedule: FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - Base Fee per CUSIP $___ first CUSIP, $___ each additional CUSIP § Daily Accrual Fund Accounts $___ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - open account § Open Accounts $____ per year open account § FAN Web Select Closed (Fund Groups under 50,000 open accountszero balance) − Implementation - Accounts $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - closed account ___ basis point on the first $___ ___ per year § FAN Web Direct (API) – Quoted Separately § Customization - basis points on the next $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − basis points on the balance Services Included in Annual Basis Point Fee § Telephone Calls § Voice Response Calls § Manual Shareholder Transaction & Correspondence § Omnibus Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. Daily Valuation/Manual 401k Trade § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Report Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications data. Includes set up and data delivery and security software2 user Ids. § BDS NSCC System Interface § Short-Term Trader Reporting – Statement Storage & Retrieval - SetupSoftware application used to track and/or assess transaction fees that are determined to be short-term trades. § Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § 12b-1 Aging – Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age. All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: $____ per user - Support: $____ per user per month § ReportSource – Report Telephone toll-free lines, mailing, sorting and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setuppostage, stationery, envelopes, service/data conversion, AML verification services, special reports, record retention, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC activity charges, DST charges, shareholder/dealer print out (daily confirms, investor confirms, tax, check printing and writing and commissions), voice response (VRU) maintenance and development, data communication and implementation charges, specialized programming, omnibus conversions, travel, excess history, FATCA and other compliance mailings, electronic document archiving.

Additional Services. Above pricing is for standard services. Available but not included above are the following services - FAN Web shareholder e-commerce, Vision intermediary e-commerce, FAN Mail electronic data delivery, Vision intermediary B.O.S.S. sales reporting data warehouse, investor e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Short-Term Trader reportingT Fees are calculated pro rata and billed monthlymonthly in arrears. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group VISION MUTUAL FUND GATEWAY – includes up to 25 hours of technicalPermits broker/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § · Inquiry Only − · Inquiry - $____ [ ] per event − · Per broker ID - $____ [ ] per month per ID § · Transaction Processing − · Implementation - $____ [ ] per management company − · Transaction – purchase, redeem, exchange, literature order - $____ [ ] per event − · New Account Setup Set-up – may contain multiple fund/accounts - $____ [ ] per event − · Monthly Minimum Charge - $____ [ ] per month Fund Source Short-Term Trader – Client Access Software application used to audited track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund information, pricing, performance, literature, processing guidelinesfamily. · [ ] days or less – $[ ] /open account · [ ] -[ ] days – $[ ] /open account · [ ] -[ ] days – $[ ] /open account · [ ] days – [ ] year - $____ per Month - Unlimited Users eConnect [ ] /open account · [ ] year – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. [ ] years - $____ [ ] /open account Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. · $[ ] per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user group per month § ReportSource Charges Paid by Investors – Report Shareholder accounts will be charged based upon the type of activity and Data type of account, including the following: Qualified Plan Fees · $[ ] /qualified plan acct (Cap at $[ ] /SSN) · $[ ] /C▇▇▇▇▇▇▇▇ ESA acct (Cap at $[ ] /SSN) · $[ ] /transfer to successor trustee · $[ ] /participant distribution (Excluding SWPs) · $[ ] /refund of excess contribution · $[ ] /reconversion/recharacterization Additional Shareholder Paid Fees · $[ ] /outgoing wire transfer · $[ ] /overnight delivery · $[ ] /telephone exchange · $[ ] /return check or ACH · $[ ] /stop payment · $[ ] /research request per account/SSN/item, for items [ ] years or older (Capped at $[ ] /item) Programming Charges – Charges incurred for customized services based upon fund family requirements including but not limited to: · Fund setup programming (transfer agent system, statements, options, etc.) – estimate [ ] hours per Cusip · Select reports – shareholder system queries for customized reporting, mailings, etc. · File Storage transmissions of client requested shareholder data file extracts · Conversion programming · Customized service development · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at [ ] hours per fund family · All other client specific customization and/or development services MARS Sales Reporting Module1 $ [ ] MARS Compliance Module2 $ [ ] $ [ ] MARS Sales & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupCompliance Modules3 $ [ ] Notes:

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Printed Name and Title: B▇▇▇▇ ▇▇▇▇▇▇▇▇▇, Managing Partner Date: 10-21-16 Highmore 3 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at October, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Highmore 4 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at October, 2016 Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users Highmore 5 Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at October, 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email services, dealer reclaim services, literature fulfillmentshareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. L▇▇▇▇ - 9/2012 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Vision Mutual Fund Gateway Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event − /event Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Vision Electronic Statements Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. /fund group − Code Print Software - $___ /fund group § Load charges − $__ per Email /image § Archive charge (for any image stored beyond 2 years) − $__ /document *Normal Vision ID and activity charges also apply. L▇▇▇▇ - 9/2012 Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $__ § Service - $__ /user per month § Access to the following systems included: − BDS – Statement Storage & and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - Setup$__ one time setup fee − $__ /file per month maintenance fee Client Dedicated Line Data Access For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $__ /year per workstation for TA2000 AWD access § Data communications setup and monthly charges based upon location and bandwidth § Training billed at hourly rates plus out-of-pocket expenses Programming Charges § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Transfer Agent Training Services § On-site at USBFS - $__ /day § At Client Location - $__ /day plus travel and out-of-pocket expenses L▇▇▇▇ - 9/2012 Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § 90 days or less: $__ /open account § 91-180 days: $____ per user - Support/open account § 181-270 days: $___ /open account § 271 days – 1 year: $__ per user per month /open account § ReportSource 1 year – Report and Data File Storage & Retrieval - Setup2 years: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup/open account

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in CUSIP Setup beyond the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - initial CUSIP – $____ per fund group CUSIP Expedited CUSIP Setup – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select CUSIP (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - – $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $____ per year § Customization - – $____ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - – $____ per event − Account Maintenance - – $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - – $____ per event − New Account Set-up - – $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $____ per year § Per Record Charge − Rep/Branch/ID - – $____ − Dealer - – $____ § Price Files - – $____ per record or $____ per user per month, whichever is less Permits broker Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $____ per event − Per broker - Vision ID - $____ per month per ID § Transaction Processing − Processing* - Implementation Fee - $____ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $___ per month § Electronic Statements* - Implementation- $___ per month Fund Source – fund group - Load charges-$___ per image - Archive charge (for any image stored beyond 2 years)-$ ___ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - – Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupUsers

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Execution Copy Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – [ ] /hour- (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ] -day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines[ ] /month § Implementation Fees − $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond [ ] years) − $[ ] /document *Normal Vision ID and activity charges also apply. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user [ ] /user - Support: $____ per user [ ] /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per [ ] / user per month beyond 2 [ ] users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] /month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ] /month administration § $[ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month § Account Management − $[ ] /month § Inbound Teleservicing Only − Account Management - $[ ] /month − Call Servicing - $[ ] /minute § Lead Source Reporting − $[ ] /month § Closed Loop Reporting − Account Management - $[ ] /month − Database Installation, Setup - $[ ] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $[ ] /monthly report Execution Copy Exhibit E (continued) to the Transfer Agent Servicing Agreement - Transfer Agent & Shareholder Services Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization § $[ ] /outgoing wire transfer or overnight delivery § $[ ] /telephone exchange § $[ ] /return check or ACH or stop payment § $[ ] /research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. By: /s/ D▇▇▇▇ ▇▇▇▇▇▇ Date: May 2, 2014 Name: D▇▇▇▇ ▇▇▇▇▇▇ Title: Chief Compliance Officer Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account /event - Maintenance - $____ per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − /event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - /fund group § Load charges − $____ per Email /image § Archive charge (for any image stored beyond 2 years) − $____ /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user /user - Support: $____ per user /user per month § ReportSource – Report and Data Ad Hoc/ PowerSelect File Storage & Retrieval Development - Setup: Included in initial $____ /request (Includes up to 2 hours of programming. If beyond, additional time will be $____ / hour consultation and development.) - Support: $____ /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $____ one-time fee - Support: $____ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $____ implementation − $____ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $____ implementation − $____ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $____ implementation − $____ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $____ implementation − $____ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $____ implementation − $____ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $____ implementation − $____ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $____ /month § $____ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on Transfer Agent system project requirements. § On-site at USBFS - $____ /day § At Client Location - $____ /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $____ /direct open account per user year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $____ setup /fund group § $____ /month administration § $____ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month beyond 2 users included as part § Account Management − $____ /month § Inbound Teleservicing Only − Account Management - $____ /month − Call Servicing - $____ /minute § Lead Conversion Reporting − $____ /month § Closed Loop Reporting − Account Management - $____ /month − Database Installation, Setup - $____ /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $____ /monthly report § $____ /money market share class per year § Out-of-pocket expenses (see Transfer Agent Fee Schedule) Shareholder accounts will be charged based upon the type of setupactivity and type of account, including the following: § $____ /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $____ /SSN) § $____ /transfer to successor trustee § $____ /participant distribution (Excluding SWPs) § $____ /refund of excess contribution § $____ /reconversion/recharacterization § $____ /outgoing wire transfer or overnight delivery § $____ /telephone exchange § $____ /return check or ACH or stop payment § $____ /research request per account (Cap at $____ /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − • Annual Base Fee - – $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § 36,000 /year • FAN Web Direct (API) – Quoted Separately § • Customization - – $____ per hour 200 /hour – (subject to change at prevailing rates of vendor) § • Activity (Session) Fees: − • Inquiry - – $____ per event − 0.15 /event • Account Maintenance - – $____ per event − 0.25 /event • Transaction – Financial financial transactions, reorder statements, etc. - –$____ per event − 0.50 /event • New Account Setup - – $____ per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – - file generation and delivery - $____ per year § 6,000 /year • Per Record Charge − • Rep/Branch/ID - – $____ − .018 • Dealer - – $____ § 0.012 • Price Files - – $____ per record 0.002 /record or $____ per user 1.75 /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - – $____ per event − 0.05 /event • Per broker ID - – $____ per month 5.00 /month per ID § • Transaction Processing − • Implementation - – $____ per management 5,000 /management company − • Transaction – purchase, redeem, exchange, literature order - $____ per event − 0.50 /event • New Account Setup – $____ per event − 3.00 /event • Monthly Minimum Charge - – $____ per month Fund Source 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees • $5,000 /fund group • Load charges • $0.05 /image • Archive charge (for any image stored beyond 2 years) • $0.015 /document * Normal Vision ID and activity charges also apply. Supplemental Services – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email E-Commerce Services Fee Schedule USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § • BDS – Statement Storage & Retrieval - • Setup: $____ per user - 250 /user • Support: $____ per user 100 /user per month § • ReportSource – Report and Data File Storage & Retrieval - • Setup: Included in initial intial fund setup on Transfer Agent system - • $____ per 200/ user per month beyond 2 users included as part of setup • Ad Hoc/ PowerSelect File Development • Standard ad-hoc select: $300 per file • Custom coded data for recurring, scheduled delivery: $165 per hour consultation and programming development • Support: $100 /file per month • Recurring files/ reports scheduled for delivery via Report Source. • Custom Electronic File Exchange (DDS delivery of standard TIP files) • Setup: $2,500 one-time fee • Support: $100 /file per month • Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers • $1,500 implementation • $500 /month • Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers • Cost varies depending upon location and bandwidth • TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. • $500 implementation • $200 /ID per month • TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. • $2,500 implementation • $350 /ID per month • TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. • $1,000 implementation • $200 /ID per month • Automated Work Distributor (AWD) – Image and workflow application. • $13,500 implementation • $400 /ID per month • Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. • $1,500 implementation • $200 /ID per month • PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. • $3,000 /month Programming Charges – (subject to change at prevailing rate of vendor) • $200 /hour • Charges incurred for customized services based upon fund family requirements including but not limited to: • Fund setup programming (transfer agent system, statements, options, etc.) • Conversion programming • Customized service development • Voice response system setup (menu selections, shareholder system integration, testing, etc.) • All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. • On-site at USBFS - $1,500 /day • At Client Location - $2,500 /day plus travel and out-of-pocket expenses if required Cost Basis Reporting - Annual reporting of shareholder cost basis for non-fiduciary direct accounts. • $1.00 /direct open account per year Contact Center Call Servicing - Services to answer shareholder calls through a dedicated toll-free number. • $1,500 /month • 1.50 /minute/Shareholder Call • $0.40 Voice Response Calls • Plus Miscellaneous Charges related to toll-free lines, call transfers, etc. Email Services - Services to capture, queue, monitor, service and archive shareholder email correspondence: • $1,500 setup /fund group • $500 /month administration • $5.00 /received email correspondence Dealer Reclaim Services - Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. • $1,000 /fund group per month • Account Management • $300 /month • Inbound Teleservicing Only • Account Management – $250 /month • Call Servicing – $1.25 /minute • Lead Source Reporting • $250 /month • Closed Loop Reporting • Account Management – $500 /month • Database Installation, Setup – $1,500 /fund group • Miscellaneous Expenses • Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting - Integrated custom detailed call reporting $250 /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: • $15.00 /qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 /SSN) • $25.00 /transfer to successor trustee • $25.00 /refund of excess contribution • $15.00 /outgoing wire transfer or overnight delivery • $5.00 /telephone exchange • $25.00 /return check or ACH or stop payment • $10.00 /research request per account (This fee applies to requests for statements older than the prior year) Physical Certificate Processing - Services to support the setup and processing of physical certificated shares for a fund family: • $750 setup/fund group • $10.00 /certificate transaction • Implementation (one time charge) & Recurring Charges (monthly) • 5 Users – $3,750 • 10 Users – $6,375 • 20 Users – $10,500 • 30 Users – $12,375 • 40 Users – $13,500 • 50 Users – $15,000 • Training • WebEx – $500 /user • On Site at USBFS – $1,500 /day • At Client Location – $2,500 /day plus travel and out-of-pocket expenses if required • Real Time Data Feeds • Implementation (per feed) – $225 /hour (8 hour estimate) • Recurring (per feed) – $375 /month Recurring per Image Storage Fee Quantity Rate Total 1MM images $ 5,000 $ 5,000 MARS v7i Product and Services MARS System Setup and Implementation Fees One-time fee One-time Cost System Implementation Cost - Historical Sales and Compliance and Contact Data from DST TA2000 or up to 2 years of data for MARS Lite. $25,000*$10,000 *$10,000 Standard MARS Interface $ 2,500 Omni/SERV Interface Setup $1,800 MARS Omni\SERV Module Setup Fee $2,500 MARS Training per Day $2,500 Data Conversion ▇▇▇▇▇▇ – Historical sales from ▇▇▇▇▇▇ for up to 2 years of sales history $2,500 Data Conversion Fidelity – Historical sales from Fidelity for up to 2 years of sales history. $2,500 Data Conversion TD Ameritrade – Historical sales from TD Ameritrade for up to 2 vears of sales history. $2,500 Data Conversion DataLynx – Historical sales from DataLynx for up to 2 years of sales history. $2,500 Custom Data lnterfaceSetup Cost per interface Number of interfaces $ 7,500 Total One-time Cost: *$10,000 one-time Cost MARS v7i Product and Services MARS System Setup and Implementation Fees MARS Lite Sales & Compliance Modules1 $ $ *$ 7,500 10,000 6,000 *$ 6,000 Notes: 1. MARS Lite includes ▇▇▇▇▇▇, Fidelity and OmniServ Interfaces. Does not provide user access or CRM functionality. Total Monthly Cost: *$ 6,000 Where the price is marked with a “*” this is a discounted price if signed by 12/31/2014 Exhibit E to the Sub-Transfer Agent Servicing Agreement

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee Amended Exhibit B (continued) to the Trust for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Advised Portfolios - Transfer Agent Servicing Agreement Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 __open accounts) − Implementation - $____ per fund /fund group – includes up to 25 __hours of technical/BSA support − Annual Base Fee - $____ per year 000 /year § FAN Web Select (Fund Groups under 50,000 __open accounts) − Implementation - $____ per fund /fund group – includes up to 10 __hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account v /event - Maintenance - $____ per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − /event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month /fund group Amended Exhibit B (continued) to the Trust for Advised Portfolios - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - Transfer Agent Servicing Agreement § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__ per Email _/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $___ /user - Support: $__ /user per user month § Ad Hoc/ PowerSelect File Development - Setup: $__ /request (Includes up to 2 hours of programming. If beyond, additional time will be $__ / hour consultation and development.) - Support: $__/file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__ per user /file per month § ReportSource Internet VPN – Report Infrastructure to allow for application accessibility to host systems and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - file transfers − $__implementation − $__/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__ per user implementation − $__ /ID per month beyond 2 users included as part of setup§ TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__implementation − $__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Agreement

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email e-mail services, dealer reclaim services, literature fulfillmentshareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund 15,000 /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year 36,000 /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund 5,000 /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year 12,000 /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) 165 /hour § Activity (Session) Fees: − Inquiry - $____ per event 0.15 /event − Account Maintenance - $____ per event 0.25 /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event 0.50 /event − New Account Setup Set-up - $____ per event 3.00 /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year 6,000 /year § Per Record Charge − Rep/Branch/ID - $____ .018 − Dealer - $____ 0.012 § Price Files - $____ per record 0.002 or $____ per user 1.75 /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event 0.05 /event − Per broker ID - $____ per month 5.00 /month per ID § Transaction Processing − Implementation - $____ per management 5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event 0.50 /event − New Account Setup – $____ per event 3.00 /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access 500 /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. 24,000 /fund group − Code Print Software - $____ per Email 10,000 /fund group § Load charges − $0.05 /image § Archive charge (for any image stored beyond 2 years) − $0.015 /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $3,000 § Service - $200 /user per month § Access to the following systems included: − BDS – Statement Storage & and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - Setup: $____ per user 2,500 one time setup fee - Support: $____ per user 100 /file per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupmaintenance fee

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in § CUSIP Setup beyond the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - initial CUSIP – $____ per fund group CUSIP § Expedited CUSIP Setup – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select CUSIP (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $____ per year § Customization - – $____ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $____ per event − - Account Maintenance - – $____ per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $____ per event − - New Account Set-up - – $____ per event (Not available with FAN Web Select) § Strong Authentication: − - $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $____ per year § Per Record Charge − - Rep/Branch/ID - – $____ − - Dealer - – $____ § Price Files - – $____ per record or $____ per user per month, whichever is less Permits broker Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $____ per event − Per broker - Vision ID - $____ per month per ID § Transaction Processing − Processing* - Implementation Fee - $____ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $____ per month Fund Source – § Electronic Statements* - Implementation- $____ per fund group - Load charges-$____ per image - Archive charge (for any image stored beyond 2 years)-$ ____ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - – Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupUsers

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour [ ] /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access [ ] /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms [ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond [ ] years) − $[ ] /document *Normal Vision ID and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupactivity charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § • FAN Web Premium (Fund Groups over 50,000 __ open accounts) − – Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − – Annual Base Fee - $____ per year § /year • FAN Web Select (Fund Groups under 50,000 __ open accounts) − – Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − – Annual Base Fee - $____ per year § /year • FAN Web Direct (API) – Quoted Separately § • Customization - $____ per hour – (subject to change at prevailing rates of vendor) § /hour • Activity (Session) Fees: − – Inquiry - $____ per event − /event – Account Maintenance - $____ per event − /event – Transaction – Financial financial transactions, reorder statements, etc. - $____ per event − /event – New Account Setup - $____ per event /event (Not available with FAN Web Select) § • Strong Authentication: − – $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activitiesexchanges. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § • Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual • Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) • Transaction Fees: − • Inquiry - $____ per event − Account /event • Maintenance - $____ per event − /event • Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − /event • New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – file generation and delivery - $____ per year § /year • Per Record Charge − – Rep/Branch/ID - $____ − – Dealer - $____ § • Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − – Inquiry - $____ per event − /event – Per broker ID - $____ per month /month per ID § • Transaction Processing − – Implementation - $____ per management 5,000 /management company − – Transaction – purchase, redeem, exchange, literature order - $____ per event − 0.50 /event – New Account Setup – $____ per event − 3.00 /event – Monthly Minimum Charge - $__500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees – $__ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. /fund group • Load charges - $____ per Month - Unlimited Users eConnect /image • Archive charge (for any image stored beyond 2 years) – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § • BDS – Statement Storage & Retrieval - • Setup: $____ per user - 0 /user • Support: $__/user per month • Ad Hoc/ PowerSelect File Development • Setup: $__ per user /request (Includes up to 2 hours of programming. If beyond, additional time will be $165 / hour • Support: $__ /file per month § ReportSource – • Files can be scheduled for delivery via Report and Data Source. • Custom Electronic File Storage & Retrieval - Exchange (DDS delivery of standard TIP files) • Setup: Included in initial $__ one-time fee • Support: $__ /file per month • Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers – $__ implementation – $__ /month • Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers – Cost varies depending upon location and bandwidth • TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. – $__ implementation – $__ /ID per month • TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. – $__ implementation – $__ /ID per month • TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. – $__ implementation – $__ /ID per month • Automated Work Distributor (AWD) – Image and workflow application. – $__ implementation – $__/ID per month • Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. – $__ implementation – $__ /ID per month • PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. - $__ /month • $__ /hour • Charges incurred for customized services based upon fund family requirements including but not limited to: • Fund setup programming (transfer agent system, statements, options, etc.) • Conversion programming • Customized service development • Voice response system setup (menu selections, shareholder system integration, testing, etc.) • All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on Transfer Agent system project requirements. • On-site at USBFS - $__ /day • At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. • $__ /direct open account per user year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: • $__setup /fund group • $__ /month administration • $__ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. • $__ /fund group per month beyond 2 users included as part of setup• Account Management – $__/month • Inbound Teleservicing Only – Account Management - $__/month – Call Servicing - $__ /minute • Lead Conversion Reporting – $__ /month • Closed Loop Reporting – Account Management - $__ /month – Database Installation, Setup - $__ /fund group • Out-of-Pocket Expenses – Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $__­­__ per fund /fund group – includes up to 25 ­­__ hours of technical/BSA support − Annual Base Fee - $__­­__ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $__­­__ per fund /fund group – includes up to 10 ­­__ hours of technical/BSA support − Annual Base Fee - $__­­__ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $__­­__ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $__­­__ per event /event − Account Maintenance - $__­­__ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $__­­__ per event /event − New Account Setup - $__­­__ per event /event (Not available with FAN Web Select) § Strong Authentication: − $__­­__ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $__­­__ per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $__­­__ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $__­­__ per event − Account /event - Maintenance - $__­­__ per event − /event - Transaction – financial transactions, duplicate statement requests, etc. - $__­­__ per event − /event - New Account Set-up Establishment Setup - $__­­__ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $__­­__ per year /year § Per Record Charge − Rep/Branch/ID - $__­­__ − Dealer - $__­­__ § Price Files - $__­­__ per record /record or $__­­__ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $__­­__ per event /event − Per broker ID - $__­­__ per month /month per ID § Transaction Processing − Implementation - $__­­__ per management /management company − Transaction – purchase, redeem, exchange, literature order - $__­­__ per event /event − New Account Setup – $__­­__ per event /event − Monthly Minimum Charge - $__­­__ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $__­­__ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - /fund group § Load charges − $__­­__ per Email /image § Archive charge (for any image stored beyond 2 years) − $­­__ /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $__­­__ per user /user - Support: $__­­__ per user 0 /user per month § ReportSource – Report and Data Ad Hoc/ PowerSelect File Storage & Retrieval Development - Setup: $­­__ /request (Includes up to 2 hours of programming. If beyond, additional time will be $­­__ / hour consultation and development.) - Support: $­­__ /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $­­__ one-time fee - Support: $­­__ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $­­__ implementation − $­­__ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $­­__ implementation − $­­__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $­­__ implementation − $­­__ 0 /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $­­__ implementation − $­­__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $­­__ implementation − $­­__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $­­__ implementation − $­­__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $­­__ /month § $­­__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. AMI 4 § On-site at USBFS - $­­__ /day § At Client Location - $­­__ /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $­­__ /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $­­__ setup /fund group § $­­__ /month administration § $­­__ /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $­­__ /fund group per month § Account Management − $­­__ /month § Inbound Teleservicing Only − Account Management - $­­__ /month − Call Servicing - $­­__ /minute § Lead Conversion Reporting − $­­__ /month § Closed Loop Reporting − Account Management - $­­__ /month − Database Installation, Setup - $­­__ /fund group § Out-of-Pocket Expenses − Included in initial fund setup on but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $­­__ /monthly report § $­­__ /money market share class per year § Out-of-pocket expenses (see Transfer Agent system - Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__­­__ /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $­­__ /SSN) § $­­__ /transfer to successor trustee § $­­__ /participant distribution (Excluding SWPs) § $­­__ /refund of excess contribution § $­­__ /reconversion/recharacterization § $­­__ /outgoing wire transfer or overnight delivery § $­­__ /telephone exchange § $­­__ /return check or ACH or stop payment § $­­__ /research request per user per month beyond 2 users included as part of setupaccount (Cap at $25.00 /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * *Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Average Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in § CUSIP Setup beyond the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - initial CUSIP – $____ per fund group CUSIP § Expedited CUSIP Setup – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select CUSIP (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 ___ open accounts) § - Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $____ per year § FAN Web Select (Fund Groups under 50,000 ___ open accounts) − - Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $____ per year § Customization - – $____ per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $____ per event − - Account Maintenance - – $____ per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $____ per event − - New Account Set-up - – $____ per event (Not available with FAN Web Select) § Strong Authentication: − - $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $____ per year § Per Record Charge − - Rep/Branch/ID - – $____ − - Dealer - – $____ § Price Files - – $____ per record or $____ per user per month, whichever is less Permits broker Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $____ per event − Per broker - Vision ID - $____ per month per ID § Transaction Processing − Processing* - Implementation Fee - $____ per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $___ per month § Electronic Statements* - Implementation- $__ per month Fund Source – fund group - Load charges-$__ per image - Archive charge (for any image stored beyond 2 years)-$__ per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - – Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupUsers

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at [ ], 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 __open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 __hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Exhibit N (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at [ ], 2016 Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users Exhibit N (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at [ ], 2016 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 __ users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Exhibit D (continued) – Transfer Agent & Shareholder Services; E-Commerce Services Fee Schedule at September, 2016 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user 1.75 /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup/month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) transaction and maintenance functionality. ▪ Digital Investor − Implementation – $____ [ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $____ [ ] per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. ▪ Activity (Session) Fees: − Inquiry - – $____ [ ] per event − Login Challenge – $[ ] per event − Account Maintenance - – $____ [ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - – $____ [ ] per event − New Account Set-up - – $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − Bank Verification Attempt – $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § ▪ Base Fee Per Management Company – file generation and delivery - $____ per year § [ ] /year ▪ Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ § [ ] ▪ Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ▪ Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § ▪ Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup[ ] /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour [ ] /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines[ ] /month § Implementation Fees − $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond 2 years) − $[ ] /document *Normal Vision ID and activity charges also apply. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user [ ] /user - Support: $____ per user [ ] /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per [ ]/ user per month beyond 2 users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] /month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. H▇▇▇▇ 4 § On-site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ] /month administration § $[ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month § Account Management − $[ ] /month § Inbound Teleservicing Only − Account Management - $[ ] /month OR − Call Servicing - $[ ] per call − Call Servicing - $[ ] /minute § Lead Source Reporting − $[ ] /month § Closed Loop Reporting − Account Management - $[ ] /month − Database Installation, Setup - $[ ] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[ ] /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization § $[ ] /outgoing wire transfer or overnight delivery § $[ ] /telephone exchange § $[ ] /return check or ACH or stop payment § $[ ] /research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but Additional services not included above are shall be mutually agreed upon at the following services - FAN Web time of the service being added. Digital Investor shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing, voluntary state withholdings and additional services mutually agreed upon. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly Cove Advisor’s Signature below acknowledges approval of the five (5) fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account informationschedules on this Exhibit E.Cove Street Capital, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $LLC By:_____________________________ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $Printed Name:_______________________ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $Title:____________________________ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $Date:_______________ Cove Cove TRANSFER AGENT & SHAREHOLDER SERVICESSUPPLEMENTAL SERVICES - E-COMMERCE SERVICESFEE SCHEDULE at August 14, 2019 Shareholder accounts will be charged based upon the type of activity and type of account, including the following: ▪ $[…] per year § FAN Web Direct qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (API) – Quoted Separately § Customization - Cap at $____ […]per hour – (subject to change at prevailing rates of vendorSSN) § Activity $[…]per transfer to successor trustee § $[…]per participant distribution (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web SelectExcluding SWPs) § Strong Authentication: − $____ […]per month refund of excess contribution § $[…]0 per active FAN Web ID reconversion/recharacterization § $[…]per outgoing wire transfer or overnight delivery § $[…]er telephone exchange § $[…] per return check or ACH or stop payment § $[…]per statement year requested per account (Any ID that has had activity within This fee applies to research requests for statements older than the 180-day period prior to year) § CUSIP Setup beyond the billing cycleinitial CUSIP – $[…]per CUSIP § Expedited CUSIP Setup – $[…]per CUSIP (Less than 35 days) § Fund Name Change – $[…] per fund/ per change § Fund CUSIP Change – $[…] per fund/ per change Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. ▪ Digital Investor • Implementation – - $____ […]per fund group – includes up to 90 hours of technical/BSA support § • Annual Base Fee - – $____ […]per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. ▪ Activity (Session) Fees: − • Inquiry - – $____ […]per event − • Login Challenge – $[…]per event • Account Maintenance - – $____ […]per event − • Transaction – financial transactions, duplicate statement requests, etc. - – $____ […]per event − • New Account Set-up - – $____ […] per event (Not available with FAN Web Select) § Strong Authentication: − • Bank Verification Attempt – $____ […] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $____ […]per year § Per Record Charge − • Rep/Branch/ID – […] - $____ − Dealer - $____ – […] § Price Files - $____ – […]per record or $____ […] per user per month, whichever is less Permits broker Cove Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $____ […]per event − Per broker - Vision ID - $____ […]per month per ID § Transaction Processing − Processing* - Implementation Fee - $____ […]per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ […]per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $____ […]per month Fund Source – § Electronic Statements* - Implementation- […]per fund group - Load charges[…]per image - Archive charge (for any image stored beyond 2 years)- […]per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ […]per Month - – Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupUsers

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * upon Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Exhibit C (continued) to the Series Portfolios Trust - Transfer Agent Servicing Agreement Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ 15,000 per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ 36,000 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ 5,000 per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ 12,000 per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ 200 per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ 0.15 per event − Account Maintenance - $____ 0.25 per event − Transaction – Financial transactions, reorder statements, etc. - $____ 0.50 per event − New Account Setup - $____ 3.00 per event (Not available with FAN Web Select) § Strong Authentication: − $____ 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ 25,000 per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ 39,000 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per 12,000per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ 15,000 per year § Customization - $____ 200 per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ 0.15 per event − Account Maintenance - $____ 0.25 per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ 0.50 per event − New Account Set-up - $____ 3.00 per event (Not available with FAN Web Select) § Strong Authentication: − $____ 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ 6,000 per year § Per Record Charge − Rep/Branch/ID - $____ .018 − Dealer - $____ 0.012 § Price Files - $____ 0.002 per record or $____ 1.75 per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupless

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, —Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive traderwarehouse, investor email services, dealer reclaim e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)Jumbo Pricing, and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City AverageDaily Valuation/Manual 401K Trade. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § • FAN Web Direct (API) – Quoted API)—Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § • Customization—$165 /hour • Activity (Session) Fees: − Inquiry - $____ per event − • Inquiry—$0.15 /event • Account Maintenance - $____ per event − Transaction – Financial Maintenance—$0.25 /event • Transaction—financial transactions, reorder statements, etc. - $____ per event − etc.—$0.50 /event • New Account Setup - $____ per event Set-up—$3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $____ 0.045 /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technicalPermits broker/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − Inquiry - $____ per event − • Inquiry—$0.05 /event • Per broker ID - $____ per month ID—$5.00 /month per ID § • Transaction Processing − Implementation - $____ per management • Implementation—$5,000 /management company − Transaction – • Transaction—purchase, redeem, exchange, literature order - $____ per event − order—$0.50 /event • New Account Setup – $____ per event − Setup—may contain multiple fund/accounts—$3.00 /event • Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email Charge—$500 /month For USBFS client clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $7,000 /year per workstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. • 90 days or less—$0.08 /open account • 91-180 days—$0.14 /open account • 181-270 days—$0.20 /open account • 271 days – 1 year—$0.26 /open account • 1 year – 2 years—$0.38 /open account Cost Basis Reporting—Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. • $1.00 /direct open account per year Excessive Trader—Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and investor data through USBFS technology applications automatically prevents trades in excess of the fund family parameters. • $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds • $0.12 /account per year 12b-1 Distribution Fee Aging—Aging shareholder account share lots in order to monitor and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: begin assessing 12b-1 fees after a certain share lot age will be charged at $____ 1.50 per user - Support: $____ open account per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupyear.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in Exhibit D (continued) to the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent Servicing Agreement – FundX Investment Trust Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ per fund [ ]/fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ]/year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ]/fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ]/year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – [ ]/hour- (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ]/event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ]/event − New Account Setup - $____ per event [ ]/event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ]/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ]/year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ]/record or $____ per user [ ]/user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ]/event − Per broker ID - $____ per month [ ]/month per ID § Transaction Processing − Implementation - $____ per management [ ]/management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ]/event − New Account Setup – $____ per event [ ]/event − Monthly Minimum Charge - $____ per month Fund Source [ ]/month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[ ]/fund group § Load charges − $[ ]/image § Archive charge (for any image stored beyond [ ] years) − $[ ]/document *Normal Vision ID and activity charges also apply. Exhibit D (continued) to the Transfer Agent Servicing Agreement – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email FundX Investment Trust USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user [ ]/user - Support: $____ per user [ ]/user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per [ ]/ user per month beyond 2 [ ] users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ]/file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ]/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ]/ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ]/ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ]/ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ]/ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ]/ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ]/month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ]/hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust § On-site at USBFS - $[ ]/day § At Client Location - $[ ]/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ]/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ]/month administration § $[ ]/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ]/fund group per month § Account Management − $[ ]/month § Inbound Teleservicing Only − Account Management - $[ ]/month − Call Servicing - $[ ]/minute § Lead Source Reporting − $[ ]/month § Closed Loop Reporting − Account Management - $[ ]/month − Database Installation, Setup - $[ ]/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $[ ]/monthly report Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $15.00 /qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 /SSN) § $25.00 /transfer to successor trustee § $25.00 /participant distribution (Excluding SWPs) § $25.00 /refund of excess contribution § $25.00 /reconversion/recharacterization § $[ ]/outgoing wire transfer or overnight delivery § $[ ]/telephone exchange § $[ ]/return check or ACH or stop payment § $[ ]/research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - services—FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive traderEWS, 12b-1 aging, investor email services, dealer reclaim services, literature fulfillmentshareholder performance statements, Real Time Cash Flow, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Same Day Cash FlowManagement, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Praxis 2 Shareholder internet access to account information Information and transaction capabilities through a hyperlink at the fund group web site. , Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § • FAN Web Premium (Fund Groups over 50,000 open accounts) − • Implementation - $____ per fund 15,000 /fund group – includes up to 25 hours of technical/BSA support − • Annual Base Fee - $____ per year § 36,000 /year • FAN Web Select (Fund Groups under 50,000 open accounts) − • Implementation - $____ per fund 5,000 /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § • FAN Web Direct (API) – Quoted Separately § • Customization - $____ per hour – (subject to change at prevailing rates of vendor) § 165 /hour • Activity (Session) Fees: − • Inquiry - $____ per event − 0.15 /event • Account Maintenance - $____ per event − 0.25 /event • Transaction – Financial financial transactions, reorder statements, etc. - $____ per event − 0.50 /event • New Account Setup - $____ per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § • FAN Web Premium (Fund Groups over 50,000 open accounts) § • Implementation – - $____ 25,000 per fund group – - includes up to 90 hours of technical/BSA support § • Annual Base Fee - $____ 39,000 per year § • FAN Web Select (Fund Groups under 50,000 open accounts) − • Implementation – - $____ 12,000 per fund group – includes up to 45 hours of technical/BSA support − • Annual Base Fee - $____ 15,000 per year § • Customization - $____ 200 per hour - (subject to change at prevailing rates of vendor) § • Activity (Session) Fees: − • Inquiry - $____ 0.15 per event − • Account Maintenance - $____ 0.25 per event − • Transaction – - financial transactions, duplicate statement requests, etc. - $____ 0.50 per event − • New Account Set-up - $____ 3.00 per event (Not available with FAN Web Select) § • Strong Authentication: − • $____ 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – - file generation and delivery - $____ per year § 6,000 /year • Per Record Charge − • Rep/Branch/ID - $____ − .018 • Dealer - $____ § 0.012 • Price Files - $____ per record 0.002 /record or $____ per user 1,75 /use per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - $____ per event − 0.05 /event • Per broker ID - $____ per month 5.00 /month per ID § • Transaction Processing − • Implementation - $____ per management 5,000 /management company − • Transaction – - purchase, redeem, exchange, literature order - $____ per event − 0.50 /event • New Account Setup – - $____ per event − 3.00 /event Monthly Minimum Charge - $____ per month Fund Source – Client Access 500 /month Praxis 3 Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. access electronic statements via the Vision application.* • Implementation Fees • Develop eBusiness Solutions Software - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. 24,000 /fund group • Code Print Software - $____ per Email 10,000 /fund group • Load charges • $0.05 /image • Archive charge (for any image stored beyond 2 years) • $0.015 /document * Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § • Report Source • Setup: $3,000 (Includes access to Fund Source) • Service: $200 /user per month • BDS – Statement Storage & Retrieval - • Setup: $____ per user - Support250 /user • Service: $____ per user 100 /user per month § ReportSource – Report and Data • Ad Hoc/ PowerSelect File Storage & Retrieval - Development • Setup: Included in initial fund setup on Transfer Agent system - $____ per user 250 /request (Includes up to 2 hours of programming. If beyond, additional time will be $200 /hour consultation and development.) • Service: $100 /file per month beyond • Custom Electronic File Exchange (MFS delivery of standard TIP files) • $2,500 one time setup fee • $100 /file per month maintenance fee • Mall File (DDS mailbox in which clients can pull information): $150 /file setup • TIP File Setup • Setup & Delivery of Standard TIP Files: $250 /request (Unlimited files per request) • Custom TIP File Development: $250 /request (Includes up to 2 users included as part hours of setupprogramming. If beyond, additional time will be $200 /hour consultation and development.)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - access electronic statements via the Vision application.* § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - /fund group § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__ per Email _/document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user /user - Support: $____ per user /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per / user per month beyond 2 users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $__per file - Custom coded data for recurring, scheduled delivery: $__ per hour consultation and programming development - Support: $__ /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $__implementation − $__/month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__ implementation − $__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__ /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__implementation − $__/ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month Programming Charges- (subject to change at prevailing rate of vendor) § $__ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $__/day § At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $__/direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $__setup /fund group § $__ /month administration § $__/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $__/fund group per month § Account Management − $__ /month § Inbound Teleservicing Only − Account Management - $__ /month − Call Servicing - $__/minute § Lead Source Reporting − $__ /month § Closed Loop Reporting − Account Management - $__ /month − Database Installation, Setup - $__/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Execution Copy Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ [ ] per fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ [ ] per fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ [ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – Financial transactions, reorder statements, etc. - $____ [ ] per event − New Account Setup - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) § Implementation – - $____ [ ] per fund group – includes up to 90 [ ] hours of technical/BSA support § Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation – $____ [ ] per fund group – includes up to 45 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § Customization - $____ [ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ [ ] per event − New Account Set-up - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ [ ] per year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ [ ] per record or $____ [ ] per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ [ ] per event − Per broker ID - $____ [ ] per month per ID § Transaction Processing − Implementation - $____ [ ] per management company − Transaction – purchase, redeem, exchange, literature order - $____ [ ] per event − New Account Setup – $____ [ ] per event − Monthly Minimum Charge - $____ [ ] per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ [ ] per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ [ ] per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ [ ] per user - Support: $____ [ ] per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ [ ] per user per month beyond 2 [ ] users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - ; $____ per Per Month - –Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email e-mail services, dealer reclaim services, literature fulfillmentshareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § · FAN Web Premium (Fund Groups over 50,000 open accounts) − · Implementation - $____ per fund 15,000 /fund group – includes up to 25 hours of technical/BSA support − · Annual Base Fee - $____ per year § 36,000 /year · FAN Web Select (Fund Groups under 50,000 open accounts) − · Implementation - $____ per fund 5,000 /fund group – includes up to 10 hours of technical/BSA support − · Annual Base Fee - $____ per year § 12,000 /year · FAN Web Direct (API) – Quoted Separately § · Customization - $____ per hour – (subject to change at prevailing rates of vendor) § 165 /hour · Activity (Session) Fees: − · Inquiry - $____ per event − 0.15 /event · Account Maintenance - $____ per event − 0.25 /event · Transaction – Financial financial transactions, reorder statements, etc. - $____ per event − 0.50 /event · New Account Setup Set-up - $____ per event 3.00 /event (Not available with FAN Web Select) § · Strong Authentication: − · $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § · Base Fee Per Management Company – file generation and delivery - $____ per year § 6,000 /year · Per Record Charge − · Rep/Branch/ID - $____ − .018 · Dealer - $____ § 0.012 · Price Files - $____ per record 0.002 or $____ per user 1.75 /user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupless

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund $ xxxx /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year $ xxxx /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund $ xxxx /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year $ xxxx /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour $ xxxx /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event $ xxxx /event − Account Maintenance - $____ per event $ xxxx /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event $ xxxx /event − New Account Setup - $____ per event $ xxxx /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month $ xxxx /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year $ xxxx /year § Per Record Charge − Rep/Branch/ID - $____ $ xxxx − Dealer - $____ $ xxxx § Price Files - $____ per record $ xxxx /record or $____ per user $ xxxx /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event $ xxxx /event − Per broker ID - $____ per month $ xxxx /month per ID § Transaction Processing − Implementation - $____ per management $ xxxx /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event $ xxxx /event − New Account Setup – $____ per event $ xxxx /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup$ xxxx /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ 15,000 per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ 36,000 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ 5,000 per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ 12,000 per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ 200 per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ 0.15 per event − Account Maintenance - $____ 0.25 per event − Transaction – Financial transactions, reorder statements, etc. - $____ 0.50 per event − New Account Setup - $____ 3.00 per event (Not available with FAN Web Select) § Strong Authentication: − $____ 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ 25,000 per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ 39,000 per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per 12,000per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ 15,000 per year § Customization - $____ 200 per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ 0.15 per event − Account Maintenance - $____ 0.25 per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ 0.50 per event − New Account Set-up - $____ 3.00 per event (Not available with FAN Web Select) § Strong Authentication: − $____ 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ 6,000 per year § Per Record Charge − Rep/Branch/ID - $____ .018 − Dealer - $____ 0.012 § Price Files - $____ 0.002 per record or $____ 1.75 per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ 0.05 per event − Per broker ID - $____ 5.00 per month per ID § Transaction Processing − Implementation - $____ 5,000 per management company − Transaction – purchase, redeem, exchange, literature order - $____ 0.50 per event − New Account Setup – $____ 3.00 per event − Monthly Minimum Charge - $____ 500 per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - .; $____ 250 per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ 5 per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ 250 per user - Support: $____ 100 per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ 200 per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in Exhibit D (continued) to the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent Servicing Agreement – FundX Investment Trust Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – [ ] /hour- (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source [ ] /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond 2 years) − $[ ] /document *Normal Vision ID and activity charges also apply. Exhibit D (continued) to the Transfer Agent Servicing Agreement – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email FundX Investment Trust USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user [ ] /user - Support: $____ per user [ ] /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per [ ]/ user per month beyond 2 [ ] users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $[ ] per file - Custom coded data for recurring, scheduled delivery: $[ ] per hour consultation and programming development - Support: $[ ] /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] /month Programming Charges- (subject to change at prevailing rate of vendor) § $[ ] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust § On-site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[ ] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ] /month administration § $[ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month § Account Management − $[ ] /month § Inbound Teleservicing Only − Account Management - $[ ] /month − Call Servicing - $[ ] /minute § Lead Source Reporting − $[ ] /month § Closed Loop Reporting − Account Management - $[ ] /month − Database Installation, Setup - $[ ] /fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $[ ] /monthly report Exhibit D (continued) to the Transfer Agent Servicing Agreement – FundX Investment Trust Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $[ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization § $[ ] /outgoing wire transfer or overnight delivery § $[ ] /telephone exchange § $[ ] /return check or ACH or stop payment § $[ ] /research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in § CUSIP Setup beyond the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. initial CUSIP – $[…] per CUSIP § FAN Web Premium Expedited CUSIP Setup – $[…] per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $____ […] per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $____ […] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $____ […] per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $____ […] per year § Customization - – $____ […] per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − - Inquiry - – $____ […] […] per event − - Account Maintenance - – $____ […] per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $____ […] per event − - New Account Set-up - – $____ […] per event (Not available with FAN Web Select) § Strong Authentication: − - $____ […] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $____ […] per year § Per Record Charge − - Rep/Branch/ID – $[…] - Dealer – $____ − Dealer - $____ […] § Price Files - – $____ […] per record or $____ […] per user per month, whichever is less Permits broker Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $____ […] per event − Per broker - Vision ID - $____ […] per month per ID § Transaction Processing − Processing* - Implementation Fee - $____ […] per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ […] per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user […] per month § ReportSource – Report and Data File Storage & Retrieval Electronic Statements* - Setup: Included in initial Implementation- $[…] per fund setup on Transfer Agent system group - $____ Load charges-$[…] per user per month image - Archive charge (for any image stored beyond 2 users included as part of setupyears)-$[…] per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email e-mail services, dealer reclaim services, literature fulfillmentshareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund 15,000 /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) 36,000 /year ● − Implementation - $____ per fund 5,000 /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § 12,000 /year ● FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § 165 /hour ● Activity (Session) Fees: − Inquiry - $____ per event 0.15 /event − Account Maintenance - $____ per event 0.25 /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event 0.50 /event − New Account Setup Set-up - $____ per event 3.00 /event (Not available with FAN Web Select) § ● Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § ● Base Fee Per Management Company – file generation and delivery - $____ per year § 6,000 /year ● Per Record Charge − Rep/Branch/ID - $____ .018 − Dealer - $____ § 0.012 ● Price Files - $____ per record 0.002 or $____ per user 1.75 /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ● Inquiry Only − Inquiry - $____ per event 0.05 /event − Per broker ID - $____ per month 5.00 /month per ID § ● Transaction Processing − Implementation - $____ per management 5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event 0.50 /event − New Account Setup – $____ per event 3.00 /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access 500 /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. access electronic statements via the Vision application.* ● Implementation Fees − Develop eBusiness Solutions Software - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. 24,000 /fund group − Code Print Software - $____ per Email 10,000 /fund group ● Load charges − $0.05 /image ● − $0.015 /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § ● Setup: MFx Portal - $3,000 ● Service - $200 /user per month ● Access to the following systems included: − BDS – Statement Storage & and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access ● Custom Electronic File Exchange (DDS of delivery of TIP files) - Setup$2,500 one time setup fee − $100 /file per month maintenance fee For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: ● $7,000 /year per workstation for TA2000 AWD access ● Plus data communications setup and monthly charges based upon location and bandwidth ● Plus training billed at hourly rates plus out-of-pocket expenses ● $165 /hour ● Charges incurred for customized services based upon fund family requirements including but not limited to: − Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP − Select reports – shareholder system queries for customized reporting, mailings, etc. − File transmissions of client requested shareholder data file extracts − Conversion programming − Customized service development − Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family − All other client specific customization and/or development services ● On-site at USBFS - $300 /day ● At client location - $300 /day plus travel and out-of-pocket expenses Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. ● 90 days or less: $____ per user - Support0.08 /open account ● 91-180 days: $____ 0.14 /open account ● 181-270 days: $0.20 /open account ● 271 days – 1 year: $0.26 /open account ● 1 year – 2 years: $0.38 /open account Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. $1.00 /direct open account per user year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ● $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ● $0.12 /account per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupyear

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, —Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive traderwarehouse, investor email services, dealer reclaim e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)Jumbo Pricing, and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City AverageDaily Valuation/Manual 401K Trade. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § • FAN Web Direct (API) – Quoted API)—Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § • Customization—$ xxx /hour • Activity (Session) Fees: − Inquiry - $____ per event − • Inquiry—$ xxx /event • Account Maintenance - $____ per event − Transaction – Financial Maintenance—$ xxx /event • Transaction—financial transactions, reorder statements, etc. - $____ per event − etc.—$ xxx /event • New Account Setup - $____ per event Set-up—$ xxx /event (Not available with FAN Web Select) § • Strong Authentication: − $____ • $ xxx /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technicalPermits broker/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − Inquiry - $____ per event − • Inquiry—$ xxx /event • Per broker ID - $____ per month ID—$ xxx /month per ID § • Transaction Processing − Implementation - $____ per management • Implementation—$ xxx /management company − Transaction – • Transaction—purchase, redeem, exchange, literature order - $____ per event − order—$ xxx /event • New Account Setup – $____ per event − Setup—may contain multiple fund/accounts—$ xxx /event • Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email Charge—$ xxx /month For USBFS client clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $ xxx /year per workstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader—Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. • 90 days or less—$ xxx /open account • 91-180 days—$ xxx /open account • 181-270 days—$ xxx /open account • 271 days - 1 year—$ xxx /open account • 1 year - 2 years—$ xxx /open account Cost Basis Reporting—Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. • $ xxx /direct open account per year Excessive Trader—Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and investor data through USBFS technology applications automatically prevents trades in excess of the fund family parameters. • $ xxx setup /fund group of 1-5 funds, $ xxx setup /fund group of over 5 funds • $ xxx /account per year 12b-1 Distribution Fee Aging—Aging shareholder account share lots in order to monitor and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ begin assessing 12b-1 fees after a certain share lot age will be charged at $ xxx per user - Support: $____ open account per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupyear.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) Digital Investor − Implementation – $____ […] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $____ […] per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request. § Activity (Session) Fees: − Inquiry - – $____ […] per event − Login Challenge – $[…] per event − Account Maintenance - – $____ […] per event − Transaction – financial transactions, duplicate statement requests, etc. - – $____ […] per event − New Account Set-up - – $____ […] per event (Not available with FAN Web Select) § Strong Authentication: − Bank Verification Attempt – $____ […] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year […] /year § Per Record Charge − Rep/Branch/ID - $____ […] − Dealer - $____ […] § Price Files - $____ per record […] /record or $____ per user […] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event […] /event − Per broker ID - $____ per month […] /month per ID § Transaction Processing − Implementation - $____ per management […] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event […] /event − New Account Setup – $____ per event […] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup[…] /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund [---]/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year [---] /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund [---]/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year [---]/year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour [---] /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event [---]/event − Account Maintenance - $____ per event [---]/event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [---]/event − New Account Setup - $____ per event [---]/event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [---]/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [---] /year § Per Record Charge − Rep/Branch/ID - $____ [---] − Dealer - $____ [---] § Price Files - $____ per record [---]/record or $____ per user [---]/user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [---]/event − Per broker ID - $____ per month [---]/month per ID § Transaction Processing − Implementation - $____ per management [---]/management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [---]/event − New Account Setup – $____ per event [---]/event − Monthly Minimum Charge - $____ per month Fund Source [---] /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $[---]/fund group § Load charges − $[---]/image § Archive charge (for any image stored beyond 2 years) − $[---]/document *Normal Vision ID and activity charges also apply. Cost Basis Reporting – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from Annual reporting of shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client oncost basis for non-line access to fund and investor data through USBFS technology applications and data delivery and security softwarefiduciary direct accounts. § BDS $[---]/direct open account per year Email Services – Statement Storage & Retrieval - SetupServices to capture, queue, monitor, service and archive shareholder email correspondence: § $____ per user - Support: [---]setup /fund group § $____ per user [---] /month administration § $[---]/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[---]/fund group per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system Account Management − $[---] /month § Inbound Teleservicing Only − Account Management - $____ per user per month beyond 2 users included as part of setup[---]/month − Call Servicing - $[---]/minute § Lead Source Reporting − $[---]/month § Closed Loop Reporting − Account Management - $[---] /month − Database Installation, Setup - $[---]/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour /hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year 6,000 /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - /month § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - /fund group § Load charges − $__/image § Archive charge (for any image stored beyond 2 years) − $__ per Email _/document *Normal Vision ID and activity charges also apply. Exhibit G (continued) to the Trust for Advised Portfolios Transfer Agent Servicing Agreement USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user /user - Support: $__­­__ per user /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per / user per month beyond 2 users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $__per file - Custom coded data for recurring, scheduled delivery: $__ per hour consultation and programming development - Support: $__ /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $__one-time fee - Support: $__ /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $__implementation − $__ /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $__ implementation − $__ /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $__implementation − $__ /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $__implementation − $__ /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $__implementation − $__/ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $__implementation − $__ /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $__/month Programming Charges- (subject to change at prevailing rate of vendor) § $__/hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $__/day § At Client Location - $__/day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $v /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $__setup /fund group § $__/month administration § $__/received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $__/fund group per month § Account Management − $__/month § Inbound Teleservicing Only − Account Management - $__ /month − Call Servicing - $__/minute § Lead Source Reporting − $vmonth § Closed Loop Reporting − Account Management - $__ /month − Database Installation, Setup - $__/fund group § Out-of-Pocket Expenses − Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $__ /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $__/qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $__/SSN) § $__ /transfer to successor trustee § $__ /participant distribution (Excluding SWPs) § $__/refund of excess contribution § $__/reconversion/recharacterization § $__/outgoing wire transfer or overnight delivery § $__/telephone exchange § $__/return check or ACH or stop payment § $__/research request per account (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund __/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year __/year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund __/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year __/year § FAN Web Direct (API) – Quoted Separately § Customization - $_____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $____ per event __/event − Account Maintenance - $____ per event __/event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event __/event − New Account Setup - $____ per event __/event (Not available with FAN Web Select) § Strong Authentication: − $____ per month __/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $_____ per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account __/event - Maintenance - $____ per event − __/event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − __/event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year __/year § Per Record Charge − Rep/Branch/ID - $_____ − Dealer - $_____ § Price Files - $____ per record __/record or $____ per user __/user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event __/event − Per broker ID - $____ per month __/month per ID § Transaction Processing − Implementation - $____ per management __/management company − Transaction – purchase, redeem, exchange, literature order - $____ per event __/event − New Account Setup – $____ per event __/event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - __/month § Implementation Fees − $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - __/fund group § Load charges − $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. __/image § BDS – Statement Storage & Retrieval - Setup: Archive charge (for any image stored beyond 2 years) − $____ per user - Support: $____ per user per month § ReportSource – Report /document *Normal Vision ID and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupactivity charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. S▇▇▇▇ Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund […] /fund group – includes up to 25 […] hours of technical/BSA support − Annual Base Fee - $____ per year […] /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund […] /fund group – includes up to 10 […] hours of technical/BSA support − Annual Base Fee - $____ per year […] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) […] /hour § Activity (Session) Fees: − Inquiry - $____ per event […] /event − Account Maintenance - $____ per event […] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event […] /event − New Account Setup - $____ per event […] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month […] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support […] § Annual Monthly Base Fee - $____ per year […] § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account […] /event - Maintenance - $____ per event − […] /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − […] /event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) […] /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year […] /year § Per Record Charge − Rep/Branch/ID - $____ […] − Dealer - $____ […] § Price Files - $____ per record […] /record or $____ per user […] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event […] /event − Per broker ID - $____ per month […] /month per ID § Transaction Processing − Implementation - $____ per management […] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event […] /event − New Account Setup – $____ per event […] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access […] /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. access electronic statements via the Vision application.* § Implementation Fees − $[…] /fund group § Load charges - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. […] /image § Archive charge (for any image stored beyond 2 years) - $____ per Email USBFS client on-line access to fund […] /document *Normal Vision ID and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupactivity charges also apply.

Additional Services. Available but Additional services not included above are shall be mutually agreed upon and documented on the following services - Additional Services fee schedule: FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, Mutual Fund Profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. In addition to the fees described above, additional fees may be charged to the extent that changes to applicable laws, rules or regulations require additional work or expenses related to services provided (e.g., compliance with new liquidity risk management and reporting requirements). * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at January, 2018 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ [ ] per fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ [ ] per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ [ ] per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – Financial transactions, reorder statements, etc. - $____ [ ] per event − New Account Setup - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) § Implementation – - $____ [ ] per fund group – includes up to 90 [ ] hours of technical/BSA support § Annual Base Fee - $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ [ ] per fund group – includes up to 45 [ ] hours of technical/BSA support − Annual Base Fee - $____ [ ] per year § Customization - $____ [ ] per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ [ ] per event − Account Maintenance - $____ [ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ [ ] per event − New Account Set-up - $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ 6,000 per year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ [ ] per record or $____ [ ] per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ [ ] per event − Per broker ID - $____ [ ] per month per ID § Transaction Processing − Implementation - $____ [ ] per management company − Transaction – purchase, redeem, exchange, literature order - $____ [ ] per event − New Account Setup – $____ [ ] per event − Monthly Minimum Charge - $____ [ ] per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ [ ] per Month - Unlimited Users Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (Continued) at January, 2018 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ [ ] per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ [ ] per user - Support: $____ [ ] per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ [ ] per user per month beyond 2 [ ] users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web sales reporting data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive traderwarehouse, investor email services, dealer reclaim e-mail services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI lead conversion reporting, sales reporting & 22c-2 reporting (MARS)12b-1 aging, electronic statements (Informa)Same Day Cash Flow System, Fund SourceShort-Term Trader reporting, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)Jumbo Pricing, and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City AverageDaily Valuation/Manual 401K Trade. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. 11/2011 2 Shareholder internet access to account information and transaction capabilities through a hyperlink transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § • FAN Web Direct (API) – Quoted API)—Quoted Separately § • Customization - $____ per hour – (subject to change at prevailing rates of vendor) § 165 /hour • Activity (Session) Fees: − • Inquiry - $____ per event − 0.15 /event • Account Maintenance - $____ per event − Transaction – Financial 0.25 /event • Transaction—financial transactions, reorder statements, etc. - $____ per event − 0.50 /event • New Account Setup Set-up - $____ per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $____ 0.045 /month per month per active active* FAN Web ID (* Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technicalPermits broker/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - $____ per event − 0.05 /event • Per broker ID - $____ per month 5.00 /month per ID § • Transaction Processing − • Implementation - $____ per management 5,000 /management company − Transaction – • Transaction—purchase, redeem, exchange, literature order - $____ per event − 0.50 /event • New Account Setup – Setup—may contain multiple fund/accounts - $____ per event − 3.00 /event • Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email 500 /month For USBFS client clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: • $7,000 /year per workstation for TA2000 AWD access • Plus data communications setup and monthly charges based upon location and bandwidth • Plus training billed at hourly rates plus out-of-pocket expenses Short-Term Trader—Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund and investor data through USBFS technology applications and data delivery and security softwarefamily. § BDS • 90 days or less – Statement Storage & Retrieval - Setup: $____ per user - Support: 0.08 /open account • 91-180 days – $____ per user per month § ReportSource 0.14 /open account • 181-270 days – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system $0.20 /open account • 271 days – 1 year - $____ 0.26 /open account • 1 year – 2 years - $0.38 /open account Cost Basis Reporting—Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. • $1.00 /direct open account per user year Excessive Trader—Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. • $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds • $0.12 /account per month beyond 2 users included as part of setupyear 12b-l Distribution Fee Aging—Aging shareholder account share lots in order to monitor and begin assessing 12b-l fees after a certain share lot age will be charged at $1.50 per open account per year.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at November, 2016 CUSIP Setup beyond the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium initial CUSIP – $[…] per CUSIP Expedited CUSIP Setup – $[…] per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ […] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - – $____ […] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ […] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $____ […] per year § Customization - – $____ […] per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - – $____ […] per event − Account Maintenance - – $____ […] per event − Transaction – financial transactions, duplicate statement requests, etc. - – $____ […] per event − New Account Set-up - – $____ […] per event (Not available with FAN Web Select) § Strong Authentication: − $____ […] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $____ […] per year § Per Record Charge − Rep/Branch/ID - – $____ − […] Dealer - – $____ § […] Price Files - – $____ […] per record or $____ […] per user per month, whichever is less Permits broker Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $____ […] per event − Per broker - Vision ID - $____ […] per month per ID § Transaction Processing − Processing* - Implementation Fee - $____ […] per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ […] per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user […] per month § ReportSource – Report and Data File Storage & Retrieval Electronic Statements* - Setup: Included in initial Implementation- $[…] per fund setup on Transfer Agent system group - $____ Load charges-$[…] per user per month image - Archive charge (for any image stored beyond 2 users included as part of setupyears)-$[…] per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund __/fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year __/year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund __/fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year __/year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) __/hour § Activity (Session) Fees: − Inquiry - $____ per event __/event − Account Maintenance - $____ per event __/event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event __/event − New Account Setup - $____ per event __/event (Not available with FAN Web Select) § Strong Authentication: − $____ per month __/month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $_____ per fund group – includes up to 90 hours of technical/BSA support § Annual Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account __/event - Maintenance - $____ per event − __/event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − __/event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year __/year § Per Record Charge − Rep/Branch/ID - $_____ − Dealer - $_____ § Price Files - $____ per record __/record or $____ per user __/user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event __/event − Per broker ID - $____ per month __/month per ID § Transaction Processing − Implementation - $____ per management __/management company − Transaction – purchase, redeem, exchange, literature order - $____ per event __/event − New Account Setup – $____ per event __/event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup/month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ]open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) [ ] /hour § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support [ ] § Annual Monthly Base Fee - $____ per year [ ] § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account [ ] /event - Maintenance - $____ per event − [ ] /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − [ ] /event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) [ ] /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup[ ] /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) [ ] /hour § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support [ ] § Annual Monthly Base Fee - $____ per year [ ] § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account [ ] /event - Maintenance - $____ per event − [ ] /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − [ ] /event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) [ ] /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access [ ] /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelinesaccess electronic statements via the Vision application.* § Implementation Fees $[ ] /fund group § Load charges − $[ ] /image § Archive charge (for any image stored beyond [ ] years) − $[ ] /document *Normal Vision ID and activity charges also apply. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user [ ] /user - Support: $____ per user [ ] /user per month § ReportSource – Report and Data Ad Hoc/ PowerSelect File Storage & Retrieval Development - Setup: $[ ] /request (Includes up to [ ] hours of programming. If beyond, additional time will be $[ ] / hour consultation and development.) - Support: $[ ] /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[ ] one-time fee - Support: $[ ] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[ ] implementation − $[ ] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[ ] implementation − $[ ] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[ ] implementation − $[ ] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[ ] implementation − $[ ] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[ ] implementation − $[ ] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[ ] implementation − $[ ] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[ ] /month § $[ ] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $[ ] /day § At Client Location - $[ ] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. o $[ ] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[ ] setup /fund group § $[ ] /month administration § $[ ] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[ ] /fund group per month § Account Management − $[ ] /month § Inbound Teleservicing Only − Account Management - $[ ] /month − Call Servicing - $[ ] /minute § Lead Conversion Reporting − $[ ] /month § Closed Loop Reporting − Account Management - $[ ] /month − Database Installation, Setup - $[ ] /fund group § Out-of-Pocket Expenses − Included in initial fund setup on but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting § $[ ] /monthly report § $[ ] /money market share class per year § Out-of-pocket expenses (see Transfer Agent system - Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $____ [ ] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[ ] /SSN) § $[ ] /transfer to successor trustee § $[ ] /participant distribution (Excluding SWPs) § $[ ] /refund of excess contribution § $[ ] /reconversion/recharacterization § $[ ] /outgoing wire transfer or overnight delivery § $[ ] /telephone exchange § $[ ] /return check or ACH or stop payment § $[ ] /research request per user per month beyond 2 users included as part of setupaccount (Cap at $[ ] /request) (This fee applies to requests for statements older than the prior year)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) [ ] /hour § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support [ ] § Annual Monthly Base Fee - $____ per year [ ] § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account [ ] /event - Maintenance - $____ per event − [ ] /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − [ ] /event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) [ ] /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ – [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ] /month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event [ ] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup[ ] /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at April, 2017 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule at April, 2017 Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users Transfer Agent & Shareholder Services Supplemental Services – E-Commerce Services Fee Schedule (continued) at April, 2017 eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email services, dealer reclaim services, shareholder performance statements, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Jumbo pricing, Same Day Cash Management, Real Time Cash Flow, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution solutions (eCONNECTeConnect), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly Advisor’s Signature below acknowledges approval of the 8 (eight) fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closedschedules on this Exhibit BB. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Title: COO/CCO Date: 12/13/11 S▇▇▇▇▇ – 12/2011 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 [ ] open accounts) − Implementation - $____ per fund [ ]/fund group – includes up to 25 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Select (Fund Groups under 50,000 [ ] open accounts) − Implementation - $____ per fund [ ] /fund group – includes up to 10 [ ] hours of technical/BSA support − Annual Base Fee - $____ per year [ ] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) [ ] /hour § Activity (Session) Fees: − Inquiry - $____ per event [ ] /event − Account Maintenance - $____ per event [ ] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event [ ] /event − New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day [ ]-day period prior to the billing cycle) Shareholder FAN Web Mobile Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support [ ] § Annual Monthly Base Fee - $____ per year [ ] § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account [ ] /event - Maintenance - $____ per event − [ ] /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − [ ] /event - New Account Set-up Establishment Setup - $____ per event (Not available with [ ] /event FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year [ ] /year § Per Record Charge − Rep/Branch/ID - $____ [ ] − Dealer - $____ [ ] § Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Vision Mutual Fund Gateway Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event [ ] /event − Per broker ID - $____ per month [ ]/month per ID § Transaction Processing − Implementation - $____ per management [ ] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event [ ] /event − New Account Setup – $____ per event − [ ] /event Monthly Minimum Charge - $____ per month Fund Source [ ]/month S▇▇▇▇▇ – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup12/2011

Additional Services. Available but not included above are the following services - services—FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaigns, training, Short-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive traderEWS, 12b-1 aging, investor email services, dealer reclaim services, literature fulfillmentshareholder performance statements, Real Time Cash Flow, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Same Day Cash FlowManagement, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Praxis 11/1/12 15 Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § • FAN Web Premium (Fund Groups over 50,000 open accounts) − • Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − • Annual Base Fee - $____ per year § /year • FAN Web Select (Fund Groups under 50,000 open accounts) − • Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § • FAN Web Direct (API) – Quoted Separately § • Customization - $____ per hour – (subject to change at prevailing rates of vendor) § /hour • Activity (Session) Fees: − • Inquiry - $____ per event − /event • Account Maintenance - $____ per event − /event • Transaction – Financial financial transactions, reorder statements, etc. - $____ per event − /event • New Account Setup - $____ per event /event (Not available with FAN Web Select) § • Strong Authentication: − • $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activitiesexchanges. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § • Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual $ • Monthly Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) $ • Transaction Fees: − • Inquiry - $____ per event − Account /event • Maintenance - $____ per event − /event • Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − /event • New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – file generation and delivery - $____ per year § delivery—$/year • Per Record Charge − • Rep/Branch/ID - $____ − $ • Dealer - $____ § $ • Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - $____ per event − /event • Per broker ID - $____ per month $ /month per ID § • Transaction Processing − • Implementation - $____ per management /management company − • Transaction – purchase, redeem, exchange, literature order - $____ per event − /event • New Account Setup – $____ per event − /event Monthly Minimum Charge - $____ per month Fund Source – Client Access $ /month Praxis 11/1/12 16 Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. access electronic statements via the Vision application.* • Implementation Fees • Develop eBusiness Solutions Software - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. /fund group • Code Print Software - $____ per Email /fund group • Load charges • $/image • Archive charge (for any image stored beyond 2 years) • $/document * Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § • Report Source • Setup: $ (Includes access to Fund Source) • Service: $/user per month • BDS – Statement Storage & Retrieval - • Setup: $____ per user - Support$ /user • Service: $____ per user $ /user per month § ReportSource – Report and Data • Ad Hoc/ PowerSelect File Storage & Retrieval - Development • Setup: Included in initial fund setup on Transfer Agent system - $____ per user $ /request (Includes up to 2 hours of programming. If beyond, additional time will be $ / hour consultation and development.) • Service: $ /file per month beyond • Custom Electronic File Exchange (DDS delivery of standard TIP files) • $one time setup fee • $ /file per month maintenance fee • Mail File (DDS mailbox in which clients can pull information): $ /file setup • TIP File Setup • Setup & Delivery of Standard TIP Files: $ /request (Unlimited files per request) • Custom TIP File Development: $ /request (Includes up to 2 users included as part hours of setupprogramming. If beyond, additional time will be $ /hour consultation and development.)

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data accessaccess (MFx Portal), recordkeeping application client dedicated line data access, programming charges, outbound calling & marketing campaignstraining, trainingShort-Term Trader reporting, cost basis reporting, short-term trader reportingExcessive Trader, excessive trader12b-1 aging, investor email e-mail services, dealer reclaim services, literature fulfillmentshareholder performance statements, Same Day Cash Flow System, money market fund service organizations, charges paid by investors, literature fulfillment, physical certificate processing, Real Time Cash FlowJumbo pricing, expedited CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Fees at April, 2012 FAN Web Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) /hour § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup Set-up - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user /user per month, whichever is less Vision Mutual Fund Gateway Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management _/management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Vision Electronic Statements Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. /fund group − Code Print Software - $____ per Email /fund group § Load charges − $____ /image § Archive charge (for any image stored beyond 2 years) − $____ /document *Normal Vision ID and activity charges also apply. Client Web Data Access USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $____ § Service - $____ /user per month § Access to the following systems included: − BDS – Statement Storage & and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information − 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - Setup$____ one time setup fee - $____ /file per month maintenance fee For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $____ /year per workstation for TA2000 AWD access § Plus data communications setup and monthly charges based upon location and bandwidth § Plus training billed at hourly rates plus out-of-pocket expenses Programming Charges § $____ /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Select reports – shareholder system queries for customized reporting, mailings, etc. - File transmissions of client requested shareholder data file extracts - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Short-Term Trader – Software application used to track and/or assess transaction fees that are determined to be short-term trades. Service can be applied to some or all funds within a fund family. Fees will be applied if the fund(s) have a redemption fee. § 90 days or less: $____ per user - Support/open account § 91-180 days: $____ /open account § 181-270 days: $____ /open account § 271 days – 1 year: $____ /open account § 1 year – 2 years: $____ /open account Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. § $____ setup /fund group of 1-5 funds, $____ setup /fund group of over 5 funds § $____ /account per user year Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. § $____ /direct open account per month year Shareholder Performance Statements – We have a variety of features available for providing account or portfolio level performance information on investor statements. Actual costs will depend upon specific client requirements. § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system Setup - $____ /fund group § Annual Fee - $____ /open and closed account 12b-1 Distribution Fee Aging – Aging shareholder account share lots in order to monitor and begin assessing 12b-1 fees after a certain share lot age will be charged at $____ per user open account per year. Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $____ /fund group per month beyond 2 users included as part Jumbo Pricing – allows grouping of setupaccounts for calculating the advanced commission paid to a dealer. § $____ /account group per year Same Day Cash Flow § Implementation (one time charge) & Recurring Charges (monthly) - 5 Users – $____ § Training - Webex - $____ /user - On Site - $____ /day § Real Time Data Feeds - Implementation (per feed) - $____ /hour (8 hour estimate) - Recurring (per feed) - $____ /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * upon Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in Exhibit C (continued) to the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Series Portfolios Trust - Transfer Agent Servicing Agreement Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record or $____ per user per month, whichever is less Permits broker dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event − Per broker ID - $____ per month per ID § Transaction Processing − Implementation - $____ per management company − Transaction – purchase, redeem, exchange, literature order - $____ per event Vision – (continued) − New Account Setup – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - guidelines $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month $ § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − • Annual Base Fee - – $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § 36,000 /year • FAN Web Direct (API) – Quoted Separately § • Customization - – $____ per hour 200 /hour – (subject to change at prevailing rates of vendor) § • Activity (Session) Fees: − • Inquiry - – $____ per event − 0.15 /event • Account Maintenance - – $____ per event − 0.25 /event • Transaction – Financial financial transactions, reorder statements, etc. - – $____ per event − 0.50 /event • New Account Setup - – $____ per event 3.00 /event (Not available with FAN Web Select) § • Strong Authentication: − • $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § • Base Fee Per Management Company – - file generation and delivery - $____ per year § 6,000 /year • Per Record Charge − • Rep/Branch/ID - – $____ − .018 • Dealer - – $____ § 0.012 • Price Files - – $____ per record 0.002 /record or $____ per user 1.75 /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § • Inquiry Only − • Inquiry - – $____ per event − 0.05 /event • Per broker ID - – $____ per month 5.00 /month per ID § • Transaction Processing − • Implementation - – $____ per management 5,000 /management company − • Transaction – purchase, redeem, exchange, literature order - $____ per event − 0.50 /event • New Account Setup – $____ per event − 3.00 /event • Monthly Minimum Charge - – $____ per month Fund Source 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* • Implementation Fees • $5,000 /fund group • Load charges • $0.05 /image • Archive charge (for any image stored beyond 2 years) • $0.015 /document *Normal Vision ID and activity charges also apply. Supplemental Services – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email E-Commerce Services Fee Schedule USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § • BDS – Statement Storage & Retrieval - • Setup: $____ per user - 250 /user • Support: $____ per user 100 /user per month § • ReportSource – Report and Data File Storage & Retrieval - • Setup: Included in initial intial fund setup on Transfer Agent system - • $____ per 200/ user per month beyond 2 users included as part of setup Additional Data Delivery Services • Ad Hoc/ PowerSelect File Development • Standard ad-hoc select: $300 per file • Custom coded data for recurring, scheduled delivery: $165 per hour consultation and programming development • Support: $100 /file per month • Recurring files/ reports scheduled for delivery via Report Source. • Custom Electronic File Exchange (DDS delivery of standard TIP files) • Setup: $2,500 one-time fee • Support: $100 /file per month Recordkeeping Application Access • Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers • $1,500 implementation • $500 /month • Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers • Cost varies depending upon location and bandwidth • TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. • $500 implementation • $200 /ID per month • TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. • $2,500 implementation • $350 /ID per month • TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. • $1,000 implementation • $200 /ID per month • Automated Work Distributor (AWD) – Image and workflow application. • $13,500 implementation • $400 /ID per month • Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. • $1,500 implementation • $200 /ID per month • PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. • $3,000 /month Programming Charges – (subject to change at prevailing rate of vendor) • $200 /hour • Charges incurred for customized services based upon fund family requirements including but not limited to: • Fund setup programming (transfer agent system, statements, options, etc.) • Conversion programming • Customized service development • Voice response system setup (menu selections, shareholder system integration, testing, etc.) • All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. • On-site at USBFS - $1,500 /day • At Client Location - $2,500 /day plus travel and out-of-pocket expenses if required Cost Basis Reporting - Annual reporting of shareholder cost basis for non-fiduciary direct accounts. • $1.00 /direct open account per year Contact Center Call Servicing - Services to answer shareholder calls through a dedicated toll-free number. • $1,500 /month • 1.50 /minute/Shareholder Call • $0.40 Voice Response Calls • Plus Miscellaneous Charges related to toll-free lines, call transfers, etc. Email Services - Services to capture, queue, monitor, service and archive shareholder email correspondence: • $1,500 setup /fund group • $500 /month administration • $5.00 /received email correspondence Dealer Reclaim Services - Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. • $1,000 /fund group per month • Account Management • $300 /month • Inbound Teleservicing Only • Account Management – $250 /month • Call Servicing – $1.25 /minute • Lead Source Reporting • $250 /month • Closed Loop Reporting • Account Management – $500 /month • Database Installation, Setup – $1,500 /fund group • Miscellaneous Expenses • Included but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting - Integrated custom detailed call reporting $250 /monthly report Shareholder accounts will be charged based upon the type of activity and type of account, including the following: • $15.00 /qualified plan account or ▇▇▇▇▇▇▇▇▇ ESA account (Cap at $30.00 /SSN) • $25.00 /transfer to successor trustee • $25.00 /refund of excess contribution • $15.00 /outgoing wire transfer or overnight delivery • $5.00 /telephone exchange • $25.00 /return check or ACH or stop payment • $10.00 /research request per account (This fee applies to requests for statements older than the prior year) Physical Certificate Processing - Services to support the setup and processing of physical certificated shares for a fund family: • $750 setup/fund group • $10.00 /certificate transaction • Implementation (one time charge) & Recurring Charges (monthly) • 5 Users – $3,750 • 10 Users – $6,375 • 20 Users – $10,500 • 30 Users – $12,375 • 40 Users – $13,500 • 50 Users – $15,000 • Training • WebEx – $500 /user • On Site at USBFS – $1,500 /day • At Client Location – $2,500 /day plus travel and out-of-pocket expenses if required • Real Time Data Feeds • Implementation (per feed) – $225 /hour (8 hour estimate) • Recurring (per feed) – $375 /month Recurring per Image Storage Fee Quantity Rate Total 1MM images $ 5,000 $ 5,000 MARS v7i Product and Services MARS System Setup and Implementation Fees One-time fee One-time Cost System Implementation Cost – Historical Sales and Compliance and Contact Data from DST TA2000 or up to 2 years of data for MARS Lite. $25,000 *$10,000 *$ 10,000 Standard MARS Interface $ 2,500 Omni/SERV Interface Setup $ 1,800 MARS Omni\SERV Module Setup Fee $ 2,500 MARS Training per Day $ 2,500 Data Conversion ▇▇▇▇▇▇ – Historical sales from ▇▇▇▇▇▇ for up to 2 years of sales history $ 2,500 Data Conversion Fidelity – Historical sales from Fidelity for up to 2 years of sales history. $ 2,500 Data Conversion TD Ameritrade – Historical sales from TD Ameritrade for up to 2 vears of sales history. $ 2,500 Data Conversion DataLynx – Historical sales from DataLynx for up to 2 years of sales history. $ 2,500 Custom Data lnterfaceSetup Cost per interface Number of interfaces Total One-time Cost: *$10,000 one-time Cost MARS v7i Product and Services MARS System Setup and Implementation Fees Monthly Cost MARS Lite Sales & Compliance Modules1 $7,500 $10,000 *$6,000 *$6,000 Notes: 1. MARS Lite includes ▇▇▇▇▇▇, Fidelity and OmniServ Interfaces. Does not provide user access or CRM functionality. Total Monthly Cost: *$6,000 Where the price is marked with a “*” this is a discounted price if signed by 12/31/2014 Exhibit E to the Sub-Transfer Agent Servicing Agreement

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in Title: Director Date: January 24, 2017 First State Transfer Agent & Shareholder Services Supplemental Services Fee Schedule at December, 2016 CUSIP Setup beyond the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium initial CUSIP – $[ ] per CUSIP Expedited CUSIP Setup – $[ ] per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ [ ] per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - – $____ [ ] per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ [ ] per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - – $____ [ ] per year § Customization - – $____ [ ] per hour - – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - – $____ [ ] per event − Account Maintenance - – $____ [ ] per event − Transaction – financial transactions, duplicate statement requests, etc. - – $____ [ ] per event − New Account Set-up - – $____ [ ] per event (Not available with FAN Web Select) § Strong Authentication: − $____ [ ] per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - – $____ [ ] per year § Per Record Charge − Rep/Branch/ID - – $____ − [ ] Dealer - – $____ § [ ] Price Files - – $____ [ ] per record or $____ [ ] per user per month, whichever is less Permits broker Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − Account inquiry - Inquiry - $____ [ ] per event − Per broker - Vision ID - $____ [ ] per month per ID § Transaction Processing − Processing* - Implementation Fee - $____ [ ] per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ [ ] per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user [ ] per month § ReportSource – Report and Data File Storage & Retrieval Electronic Statements* - Setup: Included in initial Implementation- $[ ] per fund setup on Transfer Agent system group - $____ Load charges-$[ ] per user per month image - Archive charge (for any image stored beyond 2 users included as part of setupyears)- $[ ] per document *Vision ID and event charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund SourceFundSource, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT)statement support, mutual fund profile II services, dealer/fund merger events, NAV reprocessing and additional services mutually agreed upon. * *Subject to annual CPI increase - – All Urban Consumers - – U.S. City Average. Average Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in ■ CUSIP Setup beyond the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium initial CUSIP – $1,500 per CUSIP ■ Expedited CUSIP Setup – $3,000 per CUSIP (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – Financial transactions, reorder statements, etc. - $____ per event − New Account Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycleLess than 35 days) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § ■ FAN Web Premium (Fund Groups over 50,000 open accounts) § - Implementation – - $____ 25,000 per fund group – includes up to 90 hours of technical/BSA support § - Annual Base Fee - – $____ 39,000 per year § ■ FAN Web Select (Fund Groups under 50,000 open accounts) − - Implementation – $____ 12,000 per fund group – includes up to 45 hours of technical/BSA support − - Annual Base Fee - – $____ 15,000 per year § ■ Customization - – $____ 200 per hour - – (subject to change at prevailing rates of vendor) § ■ Activity (Session) Fees: − - Inquiry - – $____ 0.15 per event − - Account Maintenance - – $____ 0.25 per event − - Transaction – financial transactions, duplicate statement requests, etc. - – $____ 0.50 per event − - New Account Set-up - – $____ 3.00 per event (Not available with FAN Web Select) § ■ Strong Authentication: − - $____ 0.045 per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § ■ Base Fee Per Management Company – file generation and delivery - – $____ 6,000 per year § ■ Per Record Charge − - Rep/Branch/ID – $.018 - Dealer – $____ − Dealer - $____ § 0.012 ■ Price Files - – $____ 0.002 per record or $____ 1.75 per user per month, whichever is less Permits broker Online account access for broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accountsRIAs. § Inquiry Only − ■ Account inquiry - Inquiry - $____ 0.05 per event − Per broker - Vision ID - $____ 5.00 per month per ID § ■ Transaction Processing − Processing* - Implementation Fee - $____ 5,000 per management company − Management Company - Transaction – purchase, redeem, exchange, literature order and exchange - $____ 0.50 per event − New Account Setup – $____ per event − - Monthly Minimum Charge - $____ 500 per month Fund Source – ■ Electronic Statements* - Implementation- $5,000 per fund group - Load charges-$0.05 per image - Archive charge (for any image stored beyond 2 years)-$0.015 per document *Vision ID and event charges also apply. Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ 250 per Month - – Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupUsers

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year 36,000 /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – 200 /hour- (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event 0.15 /event − Account Maintenance - $____ per event 0.25 /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event 0.50 /event − New Account Setup - $____ per event 3.00 /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month 0.045 /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year 6,000 /year § Per Record Charge − Rep/Branch/ID - $____ .018 − Dealer - $____ 0.012 § Price Files - $____ per record 0.002 /record or $____ per user 1.75 /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event 0.05 /event − Per broker ID - $____ per month 5.00 /month per ID § Transaction Processing − Implementation - $____ per management 5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event 0.50 /event − New Account Setup – $____ per event 3.00 /event − Monthly Minimum Charge - $____ per month Fund Source 500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − $5,000 /fund group § Load charges − $0.05 /image § Archive charge (for any image stored beyond 2 years) − $0.015 /document *Normal Vision ID and activity charges also apply. Transfer Agent & Shareholder Services Supplemental Services – Client Access to audited fund informationE-Commerce Services Fee Schedule at August 31, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email 2015 USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user 250 /user - Support: $____ per user 100 /user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial intial fund setup on Transfer Agent system - $____ per 200/ user per month beyond 2 users included as part of setupsetup § Ad Hoc/ PowerSelect File Development - Standard ad-hoc select: $300 per file - Custom coded data for recurring, scheduled delivery: $165 per hour consultation and programming development - Support: $100 /file per month - Recurring files/ reports scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $2,500 one-time fee - Support: $100 /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $1,500 implementation − $500 /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $500 implementation − $200 /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $2,500 implementation − $350 /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $1,000 implementation − $200 /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $13,500 implementation − $400 /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $1,500 implementation − $200 /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $3,000 /month Programming Charges- (subject to change at prevailing rate of vendor) § $200 /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $1,500 /day § At Client Location - $2,500 /day plus travel and out-of-pocket expenses if required

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee Amended Exhibit B (continued) to the Trust for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Advised Portfolios - Transfer Agent Servicing Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 __open accounts) − Implementation - $____ per fund /fund group – includes up to 25 __ hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Select (Fund Groups under 50,000 __open accounts) − Implementation - $____ per fund /fund group – includes up to 10 __hours of technical/BSA support − Annual Base Fee - $____ per year /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event /event − Account Maintenance - $____ per event /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event /event − New Account Setup - $____ per event /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) Initial Implementation Site Setup Fee __ § Implementation – Monthly Base Fee __ § Transaction Fees: - $Inquiry - ____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee /event - $Maintenance - ____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $/event - Transaction - ____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee /event - $New Account Establishment Setup - ____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year /year § Per Record Charge − Rep/Branch/ID - $____ − Dealer - $____ § Price Files - $____ per record /record or $____ per user /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event /event − Per broker ID - $____ per month /month per ID § Transaction Processing − Implementation - $____ per management /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event /event − New Account Setup – $____ per event /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelines. - $access electronic statements via the Vision application.* § Implementation Fees − ____ per Month /fund group Amended Exhibit B (continued) to the Trust for Advised Portfolios - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $Transfer Agent Servicing § Load charges − ____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. /image § BDS – Statement Storage & Retrieval - Setup: $Archive charge (for any image stored beyond 2 years) − ____ per user - Support: $____ per user per month § ReportSource – Report /document *Normal Vision ID and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setupactivity charges also apply.

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § ■ FAN Web Premium (Fund Groups over 50,000 open accounts) − – Implementation - $____ per fund [ ]/fund group – includes up to 25 hours of technical/BSA support − – Annual Base Fee - $____ per year § [ ] /year ■ FAN Web Select (Fund Groups under 50,000 open accounts) − – Implementation - $____ per fund [ ] /fund group – includes up to 10 hours of technical/BSA support − – Annual Base Fee - $____ per year § [ ] /year ■ FAN Web Direct (API) – Quoted Separately § ■ Customization - $____ per hour [ ] /hour – (subject to change at prevailing rates of vendor) § ■ Activity (Session) Fees: − – Inquiry - $____ per event − [ ] /event – Account Maintenance - $____ per event − [ ] /event – Transaction – Financial financial transactions, reorder statements, etc. - $____ per event − [ ] /event – New Account Setup - $____ per event [ ] /event (Not available with FAN Web Select) § ■ Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phones. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Implementation – - $____ per fund group – includes up to 90 hours of technical/BSA support § Annual Base Fee - $____ per year § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Fees: − Inquiry - $____ per event − Account Maintenance - $____ per event − Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − New Account Set-up - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month [ ] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § ■ Base Fee Per Management Company – file generation and delivery - $____ per year § [ ] /year ■ Per Record Charge − – Rep/Branch/ID - $____ − [ ] – Dealer - $____ § [ ] ■ Price Files - $____ per record [ ] /record or $____ per user [ ] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § ■ Inquiry Only − – Inquiry - $____ per event − [ ] /event – Per broker ID - $____ per month [ ]/month per ID § ■ Transaction Processing − – Implementation - $____ per management [ ] /management company − – Transaction – purchase, redeem, exchange, literature order - $____ per event − [ ] /event – New Account Setup - $[ ] /event – $____ per event − Monthly Minimum Charge - $____ per month Fund Source – Client Access to audited fund information, pricing, performance, literature, processing guidelines. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user - Support: $____ per user per month § ReportSource – Report and Data File Storage & Retrieval - Setup: Included in initial fund setup on Transfer Agent system - $____ per user per month beyond 2 users included as part of setup[ ] /month

Additional Services. Available but not included above are the following services - FAN Web shareholder e-commerce, FAN Mail electronic data delivery, Vision intermediary e-commerce, client Web data access, recordkeeping application access, programming charges, outbound calling & marketing campaigns, training, cost basis reporting, short-term trader reporting, excessive trader, investor email services, dealer reclaim services, literature fulfillment, money market fund service organizations, charges paid by investors, physical certificate processing, Real Time Cash Flow, CUSIP setup, CTI reporting, sales reporting & 22c-2 reporting (MARS), electronic statements (Informa), Fund Source, EConnect Delivery, Shareholder Call review analysis, marketing and fulfillment solution (eCONNECT), and additional services mutually agreed upon. * *Subject to annual CPI increase - All Urban Consumers - U.S. City Averageincrease, Milwaukee MSA. Fees are calculated pro rata and billed monthly. The monthly fee for an open account shall be charged in the month during which an account is opened through the month in which such account is closed. The monthly fee for a closed account shall be charged in the month following the month during which such account is closed. Shareholder internet access to account information and transaction capabilities through a hyperlink at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 […] open accounts) − Implementation - $____ per fund […] /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $____ per year […] /year § FAN Web Select (Fund Groups under 50,000 […] open accounts) − Implementation - $____ per fund […] /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $____ per year […] /year § FAN Web Direct (API) – Quoted Separately § Customization - $____ per hour – (subject to change at prevailing rates of vendor) […] /hour § Activity (Session) Fees: − Inquiry - $____ per event […] /event − Account Maintenance - $____ per event […] /event − Transaction – Financial financial transactions, reorder statements, etc. - $____ per event […] /event − New Account Setup - $____ per event […] /event (Not available with FAN Web Select) § Strong Authentication: − $____ per month […] /month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) Shareholder Access to account access information and transaction capabilities through the internetmobile internet devices. Shareholders can securely access portfolio summary, account informationbalances, account history, and conduct financial transactionstransaction requests such as purchases, redemptions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. This version of FAN Web has a completely redesigned, modern user interface which caters to a full range of connected devices, including tablets and smart phonesexchanges. § FAN Web Premium (Fund Groups over 50,000 open accounts) § Initial Implementation – Site Setup Fee - $____ per fund group – includes up to 90 hours of technical/BSA support […] § Annual Monthly Base Fee - $____ per year […] § FAN Web Select (Fund Groups under 50,000 open accounts) − Implementation – $____ per fund group – includes up to 45 hours of technical/BSA support − Annual Base Fee - $____ per year § Customization - $____ per hour - (subject to change at prevailing rates of vendor) § Activity (Session) Transaction Fees: − - Inquiry - $____ per event − Account […] /event - Maintenance - $____ per event − […] /event - Transaction – financial transactions, duplicate statement requests, etc. - $____ per event − […] /event - New Account Set-up Establishment Setup - $____ per event (Not available with FAN Web Select) § Strong Authentication: − $____ per month per active FAN Web ID (Any ID that has had activity within the 180-day period prior to the billing cycle) […] /event Financial planner mailbox provides transaction, account and price information to financial planners and small broker broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $____ per year […] /year § Per Record Charge − Rep/Branch/ID - $____ […] − Dealer - $____ […] § Price Files - $____ per record […] /record or $____ per user […] /user per month, whichever is less Permits broker broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $____ per event […] /event − Per broker ID - $____ per month […] /month per ID § Transaction Processing − Implementation - $____ per management […] /management company − Transaction – purchase, redeem, exchange, literature order - $____ per event […] /event − New Account Setup – $____ per event […] /event − Monthly Minimum Charge - $____ per month Fund Source – Client Access […] /month Provides the capability for financial intermediaries to audited fund information, pricing, performance, literature, processing guidelinesaccess electronic statements via the Vision application.* § Implementation Fees − $[…] /fund group § Load charges − $[…] /image § Archive charge (for any image stored beyond 2 years) − $[…] /document *Normal Vision ID and activity charges also apply. - $____ per Month - Unlimited Users eConnect – Upon consent from shareholder caller, forms and fulfillment pieces can be sent via email through a secured service rather than mailed. - $____ per Email USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § BDS – Statement Storage & Retrieval - Setup: $____ per user […] /user - Support: $____ per user […] /user per month § ReportSource – Report and Data Ad Hoc/ PowerSelect File Storage & Retrieval Development - Setup: $[…] /request (Includes up to 2 hours of programming. If beyond, additional time will be $[…] / hour consultation and development.) - Support: $[…] /file per month - Files can be scheduled for delivery via Report Source. § Custom Electronic File Exchange (DDS delivery of standard TIP files) - Setup: $[…] one-time fee - Support: $[…] /file per month § Internet VPN – Infrastructure to allow for application accessibility to host systems and file transfers − $[…] implementation − $[…] /month § Physical Network – Infrastructure to allow for application accessibility to host systems and file transfers − Cost varies depending upon location and bandwidth § TA2000 3270 Emulation (Mainframe Green Screen) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access. − $[…] implementation − $[…] /ID per month § TA2000 Desktop (Graphic User Interface to the TA2000 Mainframe) – Account inquiry and ability to perform financial transactions or account maintenance depending upon user access provisioning. − $[…] implementation − $[…] /ID per month § TA2000 SmartDesk (Web Application to TA2000 Mainframe) – Account inquiry only. − $[…] implementation − $[…] /ID per month § Automated Work Distributor (AWD) – Image and workflow application. − $[…] implementation − $[…] /ID per month § Same Day Cash Management (SDCM) – Fund level transaction and cash reporting. − $[…] implementation − $[…] /ID per month § PowerSelect – SQL database used for ad hoc reporting from the shareholder recordkeeping system. − $[…] /month § $[…] /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. § On-site at USBFS - $[…] /day § At Client Location - $[…] /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts. § $[…] /direct open account per year Email Services – Services to capture, queue, monitor, service and archive shareholder email correspondence: § $[…] setup /fund group § $[…] /month administration § $[…] /received email correspondence Dealer Reclaim Services – Services reclaim fund losses due to the pricing differences for dealer trade adjustments such as between dealer placed trades and cancellations. There will be no correspondence charges related to this service. § $[…] /fund group per month § Account Management − $[…] /month § Inbound Teleservicing Only − Account Management - $[…] /month − Call Servicing - $[…] /minute § Lead Conversion Reporting − $[…] /month § Closed Loop Reporting − Account Management - $[…] /month − Database Installation, Setup - $[…] /fund group § Out-of-Pocket Expenses − Included in initial fund setup on but not limited to specialized programming, kit and order processing expenses, postage, and printing. CTI Reporting – Integrated custom detailed call reporting $[…] /monthly report § $[…] /money market share class per year § Out-of-pocket expenses (see Transfer Agent system - Fee Schedule) Shareholder accounts will be charged based upon the type of activity and type of account, including the following: § $____ […] /qualified plan account or C▇▇▇▇▇▇▇▇ ESA account (Cap at $[…] /SSN) § $[…] /transfer to successor trustee § $[…] /participant distribution (Excluding SWPs) § $[…] /refund of excess contribution § $[…] /reconversion/recharacterization § $[…] /outgoing wire transfer or overnight delivery § $[…] /telephone exchange § $[…] /return check or ACH or stop payment § $[…] /research request per user per month beyond 2 users included as part of setupaccount (Cap at $[…] /request) (This fee applies to requests for statements older than the prior year)