Adviser Information Sample Clauses

Adviser Information. None of the information supplied or to be supplied by Adviser for inclusion or incorporation by reference in the Proxy Statement will, at the date the Proxy Statement or any amendment or supplement is first mailed to stockholders of SLIC or, if applicable, at the time of delivery of the Stockholder Written Consent to SLIC stockholders or at the time of the SLIC Stockholders Meeting contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in light of the circumstances in which they are made, not misleading, except that no representation or warranty is made by Advisers with respect to information supplied by SLIC, PIF or Merger Sub for inclusion or incorporation by reference in the Proxy Statement.

Adviser Information. None of the information supplied or to be supplied by such Adviser for inclusion or incorporation by reference in (i) the Registration Statement will, at the time the Registration Statement is filed with the SEC, at any time the Registration Statement is amended or supplemented or at the time the Registration Statement becomes effective under the Securities Act, or (ii) the Joint Proxy Statement/Prospectus will, at the date the Joint Proxy Statement/Prospectus or any amendment or supplement is first mailed to stockholders of OTF II or stockholders of OTF or at the time of the OTF II Stockholders Meeting or the OTF Stockholders Meeting, in each case, contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, and in the case of the Joint Proxy Statement/Prospectus in light of the circumstances in which they are made, not misleading, except that no representation or warranty is made by such Adviser with respect to information supplied by the other Adviser, OTF II, OTF or Merger Sub for inclusion or incorporation by reference in the Registration Statement or the Joint Proxy Statement/Prospectus.

Adviser Information. For the purposes of complying with the laws of the State of California, the Adviser hereby consents to the disclosure to third parties of (i) the identity of the Portfolio as part of a representative list of other clients of the Sub-Adviser, (ii) investment results and other data of the Portfolio (other than the identity of the Adviser) in connection with providing composite investment results of the Sub-Adviser and (iii) investments and transactions of the Portfolio (other than the identity of the Adviser) in connection with proving composite information of the Sub-Adviser. A copy of the Declaration of Trust is on file with the Secretary of State of the Commonwealth of Massachusetts, and notice is hereby given that the obligations of this instrument are not binding upon any of the Trustees, officers or shareholders of the Portfolio or the Trust. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is altered by a rule, regulation or order of the Commission, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Adviser Information. None of the information supplied or to be supplied by Adviser for inclusion or incorporation by reference in the Proxy Statement will, at the date the Proxy Statement or any amendment or supplement is first distributed to stockholders of MMLC II or at the time of the MMLC II Stockholders Meeting contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in light of the circumstances in which they are made, not misleading, except that no representation or warranty is made by Adviser with respect to information supplied by MMLC II or GSCR for inclusion or incorporation by reference in the Proxy Statement.

Adviser Information. 2.1. Adviser represents and warrants that all information Adviser provides to Altruist in this Agreement, in any other document or communication to Altruist, and on Adviserʼs Form ADV is true, accurate, and complete. If any information Adviser furnishes to Altruist becomes materially inaccurate, false, or otherwise misleading, Adviser shall promptly notify Altruist in writing and take necessary action to revise it. 2.2. Adviser authorizes Altruist to conduct due diligence inquiries regarding Adviser as Altruist determines necessary. Adviser shall promptly provide to Altruist any information reasonably requested by Altruist, including information concerning Adviserʼs business, Adviserʼs use of Altruist products and services, the custody and management of Client Accounts on the Altruist platform, and Adviserʼs compliance with Altruistʼs policies and procedures, operational procedures, manuals and Applicable Law. For purposes of this Agreement, Applicable Law means: (i) applicable federal laws and regulations, including, without limitation, the Internal Revenue Code of 1986, as amended (the “Codeˮ), and, where applicable, the Employee Retirement Income Security Act of 1974, as amended (“ERISAˮ); (ii) the applicable laws and regulations of any state or jurisdiction to which the Adviser and/or Adviser representatives are subject; (iii) the rules of any applicable self-regulatory organization to which the Adviser and/or Adviser representatives are subject; (iv) the applicable laws, rules and regulations of any non-U.S. jurisdiction to which the Adviser and/or Adviser representatives are subject; and (v) the rules, regulations, customs and usages of any exchange or market, and its clearing house, if any, where the transactions in Client Accounts are executed ( “Applicable Lawˮ).

Adviser Information. 40.1 In this Clause 40, “Adviser Information” means the information which the Contractor must give DFAT in accordance with Clause 40.2 below, if requested to do so by DFAT. Adviser information may be Personal Information. 40.2 The Contractor must give DFAT the following information about each Adviser on

Adviser Information. None of the information supplied or to be supplied by the Adviser for inclusion or incorporation by reference in (a) the Registration Statement will, at the time the Registration Statement is filed with the SEC, at any time the Registration Statement is amended or supplemented or at the time the Registration Statement becomes effective under the Exchange Act, or (b) the Consent Solicitation Statement will, at the date the Consent Solicitation Statement or any amendment or supplement is first mailed to members of the Company or at the time of the Consent Deadline, in each case, contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in light of the circumstances in which they are made, not misleading, except that no representation or warranty is made by the Adviser with respect to information supplied by the Company or the Acquiror for inclusion or incorporation by reference in the Registration Statement or the Consent Solicitation Statement.

Adviser Information. 14.1 You agree that we give our Donor, upon request, a copy of this Agreement and/or the following information about your Personnel or your subcontractors’ personnel: (a) position title; (b) adviser name (c) adviser date of birth; (d) nature of engagement; (e) discipline category; (f) job level; (g) gender;