Common use of Advisor Responsibilities Clause in Contracts

Advisor Responsibilities. Altruist’s performance of the Services is subject to Advisor’s performance of the following tasks and functions: 2.1 Advisor shall provide Altruist with the list of its Authorized Persons on such form as Altruist may prescribe and shall promptly notify Altruist in writing of any changes to such list. Altruist shall be entitled to rely on such list until it receives written notice of a change. 2.2 Advisor shall designate in writing one of its Authorized Persons to be Advisor’s single point of contact for the designated Altruist service team via phone or email. If such single point of contact is to change, then Advisor will provide Altruist at least one business day’s written notice. 2.3 Advisor shall be solely responsible for the use and protection of its Platform Logins. Advisor shall provide invitations to the Platform only to Clients for whom it recommends the Platform. 2.4 Advisor shall be fully responsible for configuring the Platform, building custom models on the Platform, building custom portfolios on the Platform, and assigning custom models, custom portfolios, and Model Portfolios to Clients. 2.5 Advisor shall notify Clients of any modification or replacement of any Model Portfolio for the Client’s Account. Advisor shall notify Clients as to how to notify Advisor of any change in the Client’s investment objectives, financial situation or investment risk profile, which information shall be promptly updated on the Platform by Advisor. 2.6 Advisor shall review the Client and Platform Account activity and other information presented on the Advisor Dashboard on a timely basis and promptly take any actions called for by that information. Advisor shall immediately notify Altruist of any unauthorized, inaccurate or incomplete activity or other information, whether displayed on the Advisor Dashboard or the Client Dashboard, by contacting Altruist.

Advisor Responsibilities. Altruist’s Altruistʼs performance of the Services is subject to Advisor’s Advisorʼs performance of the following tasks and functions: 2.1 2.1. Advisor shall provide Altruist with the list of its Authorized Persons on such form as Altruist may prescribe and shall promptly notify Altruist in writing of any changes to such list. Altruist shall be entitled to rely on such list until it receives written notice of a change. 2.2 2.2. Advisor shall designate in writing one of its Authorized Persons to be Advisor’s Advisorʼs single point of contact for the designated Altruist service team via phone or email. If such single point of contact is to change, then Advisor will provide Altruist at least one business day’s dayʼs written notice. 2.3 2.3. Advisor shall be solely responsible for the use and protection of its Platform Logins. Advisor shall provide invitations to the Platform only to Clients for whom it recommends the Platform. 2.4 2.4. Advisor shall be fully responsible for configuring the Platform, building custom models on the Platform, building custom portfolios on the Platform, and assigning custom models, custom portfolios, and Model Portfolios to Clients. 2.5 2.5. Advisor shall notify Clients of any modification or replacement of any Model Portfolio for the Client’s Clientʼs Account. Advisor shall notify Clients as to how to notify Advisor of any change in the Client’s Clientʼs investment objectives, financial situation or investment risk profile, which information shall be promptly updated on the Platform by Advisor. 2.6 2.6. Advisor shall review the Client and Platform Account activity and other information presented on the Advisor Dashboard on a timely basis and promptly take any actions called for by that information. Advisor shall immediately notify Altruist of any unauthorized, inaccurate or incomplete activity or other information, whether displayed on the Advisor Dashboard or the Client Dashboard, by contacting Altruist. Altruist Corp 22 Altruist charges a fee to Advisor based on which Model Portfolio(s) Advisor selects on behalf of its Client Account(s) (the “Model Portfolio Feeˮ). The Model Portfolio Fee is charged on a pro-rata annualized basis monthly in arrears based on the value of an Account on the last day of the previous month. The fees are set forth in the Altruist LLC Fee Schedule (“the “Fee Scheduleˮ). The Model Portfolio Fees are generally based on a percentage of the market value of the assets in the Account. Altruistʼs fee can range from 0% to 1%. In addition, if an Advisor chooses to utilize TaxIQ Tools on behalf of a Client Account, Altruist may charge a TaxIQ Fee as outlined in the Fee Schedule. Any TaxIQ Fee is charged on a pro-rata annualized basis monthly in arrears, based on the average daily balance of eligible assets in an Account during the time TaxIQ Tools were utilized, and for the portion of the Account that is eligible for rebalancing and/or is eligible for the TaxIQ Fees, based on the Fee Schedule. Altruist will instruct the applicable Participating Broker-Dealer to deduct the applicable Model Portfolio Fees and/or the Tax IQ Fees for the Platform from Advisorʼs fee (house) account at the Participating Broker-Dealer, or if Advisor instructs, from Client Accounts. If Altruist is unable to deduct its fee from Clientʼs Account according to an instruction from Advisor, then Advisor hereby agrees to be responsible for such fees. Please refer to the Fee Schedule, which Fee Schedule is incorporated herein, at ▇▇▇▇▇▇▇▇.▇▇▇/▇▇▇▇▇ for further details. Separately, Advisors may charge their Clients an advisory fee for their services, which is separate from the fees charged by Altruist to Advisor for use of the Platform. Any fee(s) charged by Advisor are not set or supervised by ▇▇▇▇▇▇▇▇. Advisor can instruct a Participating Broker-Dealer to deduct their advisory fee from the Accounts. Altruist Corp 23

Advisor Responsibilities. Altruist’s performance of the Services is subject to Advisor’s performance of the following tasks and functions: 2.1 Advisor shall provide Altruist with the list of its Authorized Persons on such form as Altruist may prescribe and shall promptly notify Altruist in writing of any changes to such list. Altruist shall be entitled to rely on such list until it receives written notice of a change. 2.2 Advisor shall designate in writing one of its Authorized Persons to be Advisor’s single point of contact for the designated Altruist service team via phone or email. If such single point of contact is to change, then Advisor will provide Altruist at least one business day’s written notice. 2.3 Advisor shall be solely responsible for the use and protection of its Advisor Platform Logins. Advisor shall provide invitations to the Advisor Platform only to Clients for whom it recommends the Advisor’s Platform. 2.4 Advisor shall be fully responsible for configuring the Platform, building custom models on the Platform, building custom portfolios frameworks on the Platform, and assigning custom models, custom portfolios, and Model Portfolios models to Clients. 2.5 Advisor shall notify Clients of any modification or replacement of any Model the Portfolio for the Client’s Platform Account. Advisor shall notify Clients as to how to of the means by which Clients should notify Advisor of any change in the Client’s investment objectives, financial situation or investment risk profile, which information shall be promptly updated on the Platform conveyed by AdvisorAdvisor to Altruist. 2.6 Advisor shall review the Client and Platform Account activity and other information presented on the Advisor Dashboard on a timely basis and promptly take any actions called for by that information. Advisor shall immediately notify Altruist of any unauthorized, inaccurate or incomplete activity or other information, whether displayed on the Advisor Dashboard or the Client Dashboard, by contacting Altruist.

Advisor Responsibilities. Altruist’s performance of the Services is subject to Advisor’s performance of the following tasks and functions: 2.1 Advisor shall provide Altruist with the list of its Authorized Persons on such form as Altruist may prescribe and shall promptly notify Altruist in writing of any changes to such list. Altruist shall be entitled to rely on such list until it receives written notice of a change. 2.2 Advisor shall designate in writing one of its Authorized Persons to be Advisor’s single point of contact for the designated Altruist service team via phone or email. If such single point of contact is to change, then Advisor will provide Altruist at least one business day’s written notice. 2.3 Advisor shall be solely responsible for the use and protection of its Advisor Platform Logins. Advisor shall provide invitations to the Advisor’s Platform only to Clients for whom it recommends the Advisor’s Platform. 2.4 Advisor shall be fully responsible for configuring the Platform, building custom models on the Platform, building custom portfolios frameworks on the Platform, and assigning custom models, custom portfolios, and Model Portfolios models to Clients. 2.5 Advisor shall notify Clients of any modification or replacement of any Model the Portfolio for the Client’s Platform Account. Advisor shall notify Clients as to how to of the means by which Clients should notify Advisor of any change in the Client’s investment objectives, financial situation or investment risk profile, which information shall be promptly updated on the Platform by AdvisorPlatform. 2.6 Advisor shall review the Client and Platform Account activity and other information presented on the Advisor Dashboard on a timely basis and promptly take any actions called for by that information. Advisor shall immediately notify Altruist of any unauthorized, inaccurate or incomplete activity or other information, whether displayed on the Advisor Dashboard or the Client Dashboard, by contacting Altruist.