AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT Sample Clauses

AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT. With respect to Sections 1.01, 1.02, 1.03 and 1.04 below, Ramius, Alpine Cayman and CEAKSCH hereby agree that the Investment Management Agreement shall be amended as follows:
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AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT. (1) The Investment Guidelines attached as Exhibits B-1, B-2 and B-3 with respect to the Excess Account Portfolio, the Economic Account Portfolio and the Surplus Account Portfolio, respectively, and the related Exhibit B-4 (Weighted Average Rating Factor), Exhibit B-5 (Maximum Target Duration) and Exhibit C (Servicer Concentration Limits) shall be amended to reflect the following: (i) ABS limited to AAA/Aaa rated. (ii) Credit card, MBS and auto aggregate limited to 30% each (currently 50%). (iii) Auto dealer floor plan receivables (a sub group of auto loan ABS) with 5% bucket at AAA/Aaa. (iv) New servicer concentration limits to be agreed upon by the parties after execution of the Forbearance Agreement. (v) No CDO’s; increase bucket of AAA/Aaa rated cash CLO’s to 10%. (vi) No Alt-A. (vii) Reduce the cure period for duration breach from 6 months to 1 month. (viii) Increase the legal final maturity permitted for AAA/Aaa rated CMBS to 50 years. (ix) No auction rate securities permitted.
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AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT. The parenthetical phrase in the first sentence of Section 1(a) of the Investment Management Agreement is hereby amended by and replaced its entirety with the following: "(or shall cause (x) ▇▇▇▇▇ Credit Advisors, LLC or its Affiliates as investment advisor to the Investment Manager or (y) Guggenheim Partners Investment Management, LLC or its Affiliates as the investment sub-advisor of the Investment Manager or as the investment advisor of the Investment Manager, each an "Advisor" and collectively, the "Advisors", subject to Section 12(c))"
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Related to AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT

  • Amendments to the Purchase Agreement (a) Section 1.6 of the Purchase Agreement is hereby amended and restated in its entirety as follows:

  • Amendments to the Merger Agreement The Merger Agreement is hereby amended as follows:

  • Amendments to the Trust Agreement (a) The Sponsor may, without the approval of the Limited Shareholders, amend or supplement this Trust Agreement; provided, however, that the Limited Shareholders shall have the right to vote on any amendment (i) if expressly required under Delaware or federal law or regulations or rules of any exchange, (ii) submitted to them by the Sponsor in its sole discretion, or (iii) if it would impair the right of a Limited Shareholders to surrender baskets of Shares and receive the amount of Trust property represented. The Sponsor shall provide notice of any amendment to the Limited Shareholders setting forth the substance of the amendment and its effective date. (b) Upon amendment of this Trust Agreement, the Certificate of Trust shall also be amended, if required by the Delaware Trust Statute, to reflect such change. (c) No amendment shall be made to this Trust Agreement without the consent of the Trustee if it reasonably believes that such amendment adversely affects any of the rights, duties or liabilities of the Trustee. At the expense of the Sponsor, the Trustee shall execute and file any amendment to the Certificate of Trust if so directed by the Sponsor or if such amendment is required in the opinion of the Trustee. (d) The Trustee shall be under no obligation to execute any amendment to the Trust Agreement or to any agreement to which the Trust is a party until it has received an instruction letter from the Sponsor, in form and substance reasonably satisfactory to the Trustee (i) directing the Trustee to execute such amendment, (ii) representing and warranting to the Trustee that such execution is authorized and permitted by the terms of the Trust Agreement and (if applicable) such other agreement to which the Trust is a party and does not conflict with or violate any other agreement to which the Trust is a party and (iii) confirming that such execution and acts related thereto are covered by the indemnity provisions of the Trust Agreement in favor of the Trustee; provided that the Trustee shall in no circumstance be obligated to execute any agreement to which the Trust is a party if the Sponsor may execute such Agreement on behalf of the Trust. (e) No provision of this Trust Agreement may be amended, waived or otherwise modified orally but only by a written instrument adopted in accordance with this Section.

  • Amendments to the Loan Agreement As of the date of this Amendment, the Loan Agreement is hereby amended to delete the stricken text (indicated textually in the same manner as the following example: stricken text) and to add the bold and double-underlined text (indicated textually in the same manner as the following example: bold and double-underlined text) as set forth on the pages of the Loan Agreement attached as Appendix A hereto.

  • Amendments to this Sub-Advisory Agreement This Sub-Advisory Agreement may be amended only by a written instrument approved in writing by all parties hereto.