AML Program. ALPS agrees to (i) maintain an anti-money laundering program in compliance with applicable laws and regulations; and (ii) with respect to the beneficial ownership of shares in the Fund for which ALPS maintains the applicable shareholder information, comply with all applicable laws and regulations designed to guard against money laundering activities set out in such program. ALPS confirms that, as soon as possible, following the request from the Fund, ALPS will supply the Fund with copies of ALPS' anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund may reasonably request from time to time.
Appears in 2 contracts
Sources: Transfer Agency and Service Agreement (Agile Funds Inc), Transfer Agency and Service Agreement (Ameristock Mutual Fund Inc)
AML Program. ALPS agrees to (i) maintain an anti-money laundering program in compliance with applicable laws and regulations; and (ii) with respect to the beneficial ownership of shares in the Fund Trust for which ALPS maintains the applicable shareholder information, comply with all applicable laws and regulations designed to guard against money laundering activities set out in such program. ALPS confirms that, as soon as possible, following the request from the FundTrust, ALPS will supply the Fund Trust with copies of ALPS' anti-money laundering policy and procedures, and such other relevant certifications and representations regarding such policy and procedures as the Fund Trust may reasonably request from time to time.
Appears in 1 contract
Sources: Transfer Agency and Service Agreement (Davis Park Series Trust)