Applicability of other rules. Any person who is located outside of the United States, its territories or posses- sions, and who, in accordance with the provisions of paragraph (a) of this sec- tion, is exempt from registration as an introducing broker, commodity pool operator or commodity trading advisor under this part, shall nonetheless com- ply with the provisions of § 30.6 of this part and §§ 1.37 and 1.57 of this chapter as if registered in such capacity.
Appears in 3 contracts
Sources: Agency Agreement, Commodity Trading Advisor Registration, Agency Agreement