Application of the Policy. The Policy will apply when your account has been opened and you give us an order to execute on your behalf in respect of financial instruments covered by the Markets in Financial Instruments Directive (“MiFID”). The Policy also applies when we agree to execute an order on your behalf and you legitimately rely on us to protect your interests, in relation to any aspects of the Transaction that might be affected by how we execute your order. The Policy also applies where we receive and transmit client orders to other firms for execution.
Appears in 3 contracts
Sources: Professional Client and Eligible Counterparty Agreement, Professional Client and Eligible Counterparty Agreement, Professional Client and Eligible Counterparty Agreement