Common use of APPROPRIATENESS AND SUITABILITY Clause in Contracts

APPROPRIATENESS AND SUITABILITY. In accordance with the Applicable Regulations, Finalto Asia is entitled to assume that an Accredited/Institutional client has the necessary experience and knowledge in order to understand the risks involved in relation to those particular investment services or Transactions, or types of Transactions and products, for which the client is classified as an Accredited/Institutional Client. As such no appropriateness assessments will be conducted in respect of an accredited/ institutional clients. As no investment advice is provided to such clients, no suitability assessments will be conducted in respect of Accredited/ Institutional clients. Please note that we will not be able to take your borrowing or leverage into account in assessing your investment risk appetite or capacity. You should be aware that leverage and Margined Transactions dramatically increase the risk of investments in Financial Instruments, particularly where large Transactions can be taken in reliance on a small amount of Margin as is common when dealing with Margined Transactions. Any decision on whether or not to open an Account and whether or not you understand the risks is yours. We do not monitor on your behalf whether the amount of money you have transferred to us or whether your profits and losses are consistent with your financial assets and earnings. It is left up to you to assess whether your financial resources are adequate and what level of risk to take

APPROPRIATENESS AND SUITABILITY. In accordance with the Applicable Regulations, Finalto Asia is entitled to assume that an Accredited/Institutional eligible counterparty or a professional client has the necessary experience and knowledge in order to understand the risks involved in relation to those particular investment services or Transactions, or types of Transactions and products, for which the client is classified as an Accredited/Institutional Clienteligible counterparty or a professional client. As such no appropriateness assessments will be conducted in respect of an accredited/ institutional eligible counterparties or professional clients. As no investment advice is provided to such professional clients, no suitability assessments will be conducted in respect of Accredited/ Institutional eligible counterparties or professional clients. Please note that we will not be able to take your borrowing or leverage into account in assessing your investment risk appetite or capacity. You should be aware that leverage and Margined Transactions dramatically increase the risk of investments in Financial Instruments, particularly where large Transactions can be taken in reliance on a small amount of Margin as is common when dealing with Margined Transactions. Any decision on whether or not to open an Account and whether or not you understand the risks is yours. We do not monitor on your behalf whether the amount of money you have transferred to us or whether your profits and losses are consistent with your financial assets and earnings. It is left up to you to assess whether your financial resources are adequate and what level of risk to take.