Common use of Approval for Listing Clause in Contracts

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 245 contracts

Sources: Equity Distribution Agreement (Whitestone REIT), Equity Distribution Agreement (Terreno Realty Corp), Equity Distribution Agreement (Velocity Financial, Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 79 contracts

Sources: Equity Distribution Agreement (Wolfspeed, Inc.), Equity Distribution Agreement (Equity Lifestyle Properties Inc), Equity Distribution Agreement (Arbor Realty Trust Inc)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 58 contracts

Sources: Equity Distribution Agreement (PennyMac Mortgage Investment Trust), Sales Agreement (Watsco Inc), Sales Agreement (Watsco Inc)

Approval for Listing. The Placement Securities and the Confirmation Securities shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities and the Confirmation Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 28 contracts

Sources: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 26 contracts

Sources: Equity Distribution Agreement (Urban Edge Properties LP), Equity Distribution Agreement (Healthcare Trust of America Holdings, LP), Equity Distribution Agreement (Urban Edge Properties LP)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 22 contracts

Sources: Equity Distribution Agreement (Apple Hospitality REIT, Inc.), Equity Distribution Agreement (Farmland Partners Inc.), Equity Distribution Agreement (Farmland Partners Inc.)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 18 contracts

Sources: Sales Agreement (BOSTON OMAHA Corp), Sales Agreement (Aspen Aerogels Inc), Sales Agreement (Aspen Aerogels Inc)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NYSEthe Exchange, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 17 contracts

Sources: Sales Agreement (Summit Hotel Properties, Inc.), Sales Agreement (Summit Hotel Properties, Inc.), Sales Agreement (Summit Hotel Properties, Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE atNYSE, or prior to, to the issuance of any the Company’s initial Placement Notice.

Appears in 12 contracts

Sources: Equity Distribution Agreement (Kite Realty Group Trust), Equity Distribution Agreement (Kite Realty Group Trust), Equity Distribution Agreement (Kite Realty Group Trust)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 9 contracts

Sources: At Market Issuance Sales Agreement (Umh Properties, Inc.), At Market Issuance Sales Agreement (Umh Properties, Inc.), At Market Issuance Sales Agreement (Monmouth Real Estate Investment Corp)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to official notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 6 contracts

Sources: Equity Distribution Agreement (Ashford Hospitality Trust Inc), Equity Distribution Agreement (Ashford Hospitality Trust Inc), Equity Distribution Agreement (Braemar Hotels & Resorts Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 6 contracts

Sources: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp)

Approval for Listing. The Placement Shares and Purchased Securities (as defined in the relevant Terms Agreement) shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Shares or Purchased Securities on NYSE at, or prior to, the issuance of any Placement NoticeNotice or the date of any Terms Agreement.

Appears in 5 contracts

Sources: Equity Distribution Agreement (Essex Portfolio Lp), Equity Distribution Agreement (Essex Portfolio Lp), Equity Distribution Agreement (Essex Portfolio Lp)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSEthe NYSE MKT, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NYSE MKT at, or prior to, the issuance of any Placement Notice.

Appears in 5 contracts

Sources: Equity Distribution Agreement (Ladenburg Thalmann Financial Services Inc.), Equity Distribution Agreement (Ladenburg Thalmann Financial Services Inc), Equity Distribution Agreement (Ladenburg Thalmann Financial Services Inc)

Approval for Listing. The Placement Securities and the Confirmation Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities and the Confirmation Securities on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 4 contracts

Sources: Equity Distribution Agreement (Federal Realty OP LP), Equity Distribution Agreement (Federal Realty OP LP), Equity Distribution Agreement (Federal Realty OP LP)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, NYSE or (ii) the Company shall have filed an application submitted to the NYSE a Supplemental Listing Application for listing of the Placement Securities on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 3 contracts

Sources: Equity Distribution Agreement (Saratoga Investment Corp.), Equity Distribution Agreement (Saratoga Investment Corp.), Debt Distribution Agreement (Saratoga Investment Corp.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company Partnership shall have filed an application for listing of the Placement Securities on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 3 contracts

Sources: Atm Sales Agreement (Dynagas LNG Partners LP), Atm Sales Agreement (Dynagas LNG Partners LP), At the Market Issuance Sales Agreement (LRR Energy, L.P.)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 3 contracts

Sources: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company Partnership shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 2 contracts

Sources: Equity Distribution Agreement (Suburban Propane Partners Lp), Equity Distribution Agreement (Suburban Propane Partners Lp)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSEthe NYSE MKT, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NYSE MKT at, or prior to, the issuance of any Placement NoticeNotice and the Exchange shall have approved such application.

Appears in 2 contracts

Sources: Equity Distribution Agreement (Impac Mortgage Holdings Inc), Sales Agreement (Impac Mortgage Holdings Inc)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NYSE at, at or prior to, to the issuance of any Placement Notice.

Appears in 2 contracts

Sources: Equity Distribution Agreement (Two Harbors Investment Corp.), Equity Distribution Agreement (Two Harbors Investment Corp.)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NYSEthe NYSE American, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE American at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Sales Agreement (Senseonics Holdings, Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Equity Distribution Agreement (Buckeye Partners, L.P.)

Approval for Listing. The Placement Securities shall either have been (i) The Placement Shares shall have been approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Sales Agreement (ESS Tech, Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on the NYSE at, or prior to, the issuance of any Placement Notice or (if needed) any Forward Instruction Notice.

Appears in 1 contract

Sources: Equity Sales Agreement (Lexington Realty Trust)

Approval for Listing. The Placement Securities Shares shall either have been (ibeen(i) approved for listing on NYSEthe Exchange, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: At Market Issuance Sales Agreement (Armour Residential REIT, Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company Fund shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Equity Distribution Agreement (DNP Select Income Fund Inc)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Issuance Placement Notice or Forward Placement Notice, as applicable.

Appears in 1 contract

Sources: Equity Distribution Agreement (Sunstone Hotel Investors, Inc.)

Approval for Listing. The To the extent required by the rules of the NYSE, the Placement Securities Shares shall either have been (i) approved for listing on NYSE, the NYSE subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Sales Agreement (Vicarious Surgical Inc.)

Approval for Listing. The Placement Securities shall either have been Either (i) the Placement Shares shall have been approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of First Placement Notice Date and the NYSE shall have reviewed such application and not provided any Placement Noticeobjections thereto.

Appears in 1 contract

Sources: Sales Agreement (Alto Neuroscience, Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSEthe New York Stock Exchange, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE the New York Stock Exchange at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Equity Distribution Agreement (Ashford Hospitality Trust Inc)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, issuance or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Sales Agreement (Carbo Ceramics Inc)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NYSEthe NYSE Amex, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE Amex at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Sales Agreement (Franklin Street Properties Corp /Ma/)

Approval for Listing. The Placement Securities Shares shall either have been (i) approved for listing on NYSE, the NYSE subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities Shares on the NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Sales Agreement (Romeo Power, Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on NYSEthe NYSE American, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE at, or prior to, the issuance of any Placement Notice.

Appears in 1 contract

Sources: Equity Distribution Agreement (Ladenburg Thalmann Financial Services Inc.)

Approval for Listing. The Placement Securities shall either have been (i) approved for listing on the NYSE, subject only to notice of issuance, or (ii) the Company shall have filed an application for listing of the Placement Securities on NYSE atthe NYSE, or prior to, to the issuance of any the Company’s initial Placement Notice.

Appears in 1 contract

Sources: Equity Distribution Agreement (Kite Realty Group, L.P.)