As to Investment Property Etc Sample Clauses

The "As to Investment Property, etc" clause defines the specific terms and conditions that apply to investment property within the context of an agreement. This clause typically outlines how investment property—such as stocks, bonds, or other financial assets—should be handled, managed, or transferred, and may specify the rights and obligations of the parties regarding these assets. By clearly delineating the treatment of investment property, the clause helps prevent disputes and ensures that all parties understand their responsibilities and entitlements concerning these types of assets.
As to Investment Property Etc. Capital Securities of Subsidiaries. No Grantor will allow any of its Subsidiaries: (a) that is a corporation, business trust, joint stock company or similar Person, to issue Uncertificated Securities; (b) that is a partnership or limited liability company, to (i) issue Capital Securities that are to be dealt in or traded on securities exchanges or in securities markets, expressly provide in its Organic Documents that its Capital Securities are securities governed by Article 8 of the UCC, or (ii) place such Subsidiary’s Capital Securities in a Securities Account; and (c) to issue Capital Securities in addition to or in substitution for the Capital Securities pledged hereunder, except to such Grantor (and such Capital Securities are immediately pledged and delivered to the Secured Party pursuant to the terms of this Security Agreement).
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As to Investment Property Etc. SECTION 4.1.1. Capital Securities of Subsidiaries. No Grantor will allow any of its Subsidiaries: (a) that is a corporation, business trust, joint stock company or similar Person, to issue Uncertificated Securities after the date hereof; (b) that is a partnership or limited liability company, to (i) issue Capital Securities that are to be dealt in or traded on securities exchanges or in securities markets, (ii) expressly provide in its Organic Documents that its Capital Securities are securities governed by Article 8 of the UCC, or (iii) place such Subsidiary’s Capital Securities in a Securities Account; and (c) to issue Capital Securities in addition to or in substitution for the Capital Securities pledged hereunder, except to such Grantor (and such Capital Securities are immediately pledged and delivered to the Administrative Agent pursuant to the terms of this Security Agreement).
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As to Investment Property Etc. SECTION 4.1.1 Capital Securities of the Subsidiary Guarantor. No Pledgor will allow any of its Material Subsidiaries: (a) that is a corporation, business trust, joint stock company or similar Person, to issue Uncertificated Securities; (b) that is a partnership or limited liability company, to (i) issue Capital Securities that are to be dealt in or traded on securities exchanges or in securities markets, (ii) expressly provide in its Organic Documents that its Capital Securities are securities governed by Article 8 of the UCC, or (iii) place such Subsidiary’s Capital Securities in a Securities Account, except, with respect to this clause (b), Capital Securities (x) for which the Administrative Agent is the registered owner or (y) with respect to which the issuer has agreed in an authenticated record with such Pledgor and the Administrative Agent to comply with any instructions of the Administrative Agent without consent of such Pledgor; and (c) to issue Capital Securities in addition to or in substitution for the Capital Securities pledged hereunder, except to such Pledgor (and such Capital Securities are immediately pledged and delivered to the Administrative Agent pursuant to the terms of this Pledge Agreement).
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As to Investment Property Etc 
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Related to As to Investment Property Etc

  • Investment Related Property Each Grantor recognizes that, by reason of certain prohibitions contained in the Securities Act and applicable state securities laws, the Collateral Agent may be compelled, with respect to any sale of all or any part of the Investment Related Property conducted without prior registration or qualification of such Investment Related Property under the Securities Act and/or such state securities laws, to limit purchasers to those who will agree, among other things, to acquire the Investment Related Property for their own account, for investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges that any such private sale may be at prices and on terms less favorable than those obtainable through a public sale without such restrictions (including a public offering made pursuant to a registration statement under the Securities Act) and, notwithstanding such circumstances, each Grantor agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner and that the Collateral Agent shall have no obligation to engage in public sales and no obligation to delay the sale of any Investment Related Property for the period of time necessary to permit the issuer thereof to register it for a form of public sale requiring registration under the Securities Act or under applicable state securities laws, even if such issuer would, or should, agree to so register it. If the Collateral Agent determines to exercise its right to sell any or all of the Investment Related Property, upon written request, each Grantor shall and shall cause each issuer of any Pledged Stock to be sold hereunder, each partnership and each limited liability company from time to time to furnish to the Collateral Agent all such information as the Collateral Agent may request in order to determine the number and nature of interest, shares or other instruments included in the Investment Related Property which may be sold by the Collateral Agent in exempt transactions under the Securities Act and the rules and regulations of the Securities and Exchange Commission thereunder, as the same are from time to time in effect.