Assessing Appropriateness Sample Clauses

Assessing Appropriateness. 6.1. In providing the Services of Reception and Transmission and Execution of Client Orders, the Company is obliged under Applicable Regulations to seek information from a Client or potential Client regarding his knowledge, experience in the investment field relevant to the specific type of service or Financial Instrument offered or demanded, ability to bear losses and risk tolerance, so as to enable the Company to assess whether the service or Financial Instrument is appropriate for the Client. Where the Client or potential Client elects not to provide the information regarding his knowledge, experience, ability to bear losses and risk tolerance or where he provides insufficient information regarding his knowledge, experience, ability to bear losses and risk tolerance, the Company will not be able to determine whether the service or Financial Instrument is appropriate for him. The Company is entitled, at its sole discretion, to request additional information regarding the Client and/or to request an update of the data notified by the Client, whenever it deems necessary. The Company shall assume that information about his knowledge, experience, ability to bear losses and risk tolerance provided from the Client to the Company is accurate and complete and the Company shall have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes.

Assessing Appropriateness. 6.1. Part of the Registration Data you provide allows us to assess whether the Service or Financial Instrument is appropriate for you, in accordance with CySEC Rules. 6.2. We are entitled to rely on the information you provide to us unless we are aware that such information is manifestly out of date, inaccurate or incomplete. We have no responsibility for the information which you provide to us and we may assess your appropriateness on the basis of the information you give to us. 6.3. We will assess your knowledge and experience on the basis of the information received from you to enable a decision to be made on appropriateness. If we determine that the Service or Financial Instrument is not appropriate for your level of experience and/or knowledge we will notify you and we may not be able to open a Trading Account for you. 6.4. If you elect not to provide the information required to allow us to assess appropriateness, or if you provide insufficient information regarding your knowledge or experience, we may be unable to determine whether the Service or Financial Instrument is appropriate for you and therefore may decline your application to open a Trading Account. 6.5. If you ask us to complete your registration or any Transaction, despite being provided with a notification, we reserve the right to refuse to complete your registration or any Transaction. In making such a decision we will have regard to the circumstances. 6.6. Depending on your knowledge and experience, some characteristics and features of your Trading Account may differ from others or may even not be available for you (for example different trading limits, Leverage, etc.). We reserve the right to change the characteristics and features of your Trading Account, if, acting reasonably, we determine different characteristics and features are more appropriate for you.

Assessing Appropriateness. 6.1. Part of the Registration Data you provide, allows us to assess whether the Service or Financial Instrument is appropriate for you. 6.2. We are entitled to rely on the information you provide to us unless we are aware that such information is manifestly out of date, inaccurate or incomplete. We have no responsibility for the information which you provide to us and we may assess your appropriateness on the basis of the information you give to us. 6.3. We will assess your knowledge and experience on the basis of the information received from you to enable a decision to be made on appropriateness. If we determine that the Service or Financial Instrument is not suitable for your level of experience and/or knowledge we will notify you and we may not be able to open a Trading Account for you. 6.4. If you elect not to provide the information required to allow us to assess appropriateness, or if you provide insufficient information regarding your knowledge or experience, we may be unable to determine whether the Service or Financial Instrument is appropriate for you and therefore may decline your application to open a Trading Account. 6.5. We reserve the right to refuse to approve your registration or any Transaction should you deny and/or omit to provide us with all the requested information. In making such a decision we will have regard to the circumstances.

Assessing Appropriateness. 6.1 Part of the Registration Data you provide allows us to assess whether trading in our products on the Trading Platform is suitable for you, in accordance with the rules of the Financial Services Regulator. 6.2 We are entitled to rely on the information you provide to us unless we are aware that such information is manifestly out of date, inaccurate or incomplete. We will assess your suitability on the basis of the information you give to us. 6.3 We will assess your knowledge and experience on the basis of the information received from you to enable a decision to be made on suitableness to trade in our products. If we determine that the Trading Platform is not suitable for your level of experience and/or knowledge of CFDs we will notify you and we may not be able to open a Trading Account for you. 6.4 If you elect not to provide the information required to allow us to assess suitability, or if you provide insufficient information regarding your knowledge or experience, we may be unable to determine whether the Trading Platform is appropriate for you and therefore may decline your application to open a Trading Account. 6.5 If you ask us to complete your registration or any Transaction, despite being provided with a notification that the product we provide might not be suitable for you, we reserve the right to refuse to complete your registration or any Transaction. In making such a decision we will have regard to the circumstances.

Assessing Appropriateness. 6.1. Part of the Registration Data you provide allows us to assess whether our investment Services hereunder are appropriate for you, in accordance with the rules of the CySEC. 6.2. We are entitled to rely on the information you provide us with unless we are aware that such information is manifestly out of date, inaccurate or incomplete. We have no responsibility for the information which you provide to us and we may assess your knowledge, experience and appropriateness on the basis of the information you provide to us. 6.3. You will be asked to provide information to allow us to assess appropriateness as part of the account opening process. If we determine that our Services are not appropriate for your level of experience and/or knowledge of CFDs we will notify you and we may not be able to offer you a Trading Account with us. 6.4. If you elect not to provide the information required to allow us to assess appropriateness, or if you provide insufficient information, we may be unable to determine whether the Trading Platform is appropriate for you and therefore may decline your application to open a Trading Account.

Assessing Appropriateness. 5.1. In providing the Services of Reception and Transmission and Execution of Client Orders, the Company is obliged under Applicable Regulations to seek information from a Client or potential Client regarding his knowledge, experience in the investment field relevant to the specific type of service or Financial Instrument offered or demanded, ability to bear losses and risk tolerance, so as to enable the Company to assess whether the service or Financial Instrument is appropriate for the Client. Where the Client or potential Client elects not to provide the information regarding his knowledge, experience, ability to bear losses and risk tolerance or where he provides insufficient information regardinghis knowledge, experience, abilityto bear lossesand risk tolerance, the Company will not be able to determine whether the service or Financial Instrument is appropriate for him. The Company is entitled, at its sole discretion, to request additional information regarding the Client and/or to request an update of the data notified by the Client, whenever it deems necessary. The Company shall assume that information about his knowledge, experience, ability to bear losses and risk tolerance provided from the Client to the Company is accurate and complete andthe Company shall haveno responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes. 5.2. In providing the Investment Services of Portfolio Management, the Company is obliged under Applicable Regulations toseek information from a Client orpotential Client (forexample via the Client Account Application Form) regarding the Client’s knowledge, experience in the investment field relevant to the specific type of Financial Instrument or service, as well as his financial situation including his ability to bear losses and his investment objectives including his risk tolerance, so as to beable, based on this information, to recommend to the Client the investment services andthe Financial Instruments that are suitable for him/her (suitability test) and, in particular, that are in accordance with his risk tolerance and ability to bear losses. If the Company will provide the Investment Services of Investment Advice by recommending a package of bundled services or products,itwillensurethattheoverallbundled packageissuitabl...

Assessing Appropriateness. As a retail Client we are required to assess your knowledge and experience of trading in our Products and to assess whether these complex financial instruments are appropriate for you. It is your responsibility to ensure you provide complete and accurate information in the Application Form to enable us to carry out this assessment. If we consider, in our sole discretion, that the responses are insufficient, inconsistent or conflicting we may require further clarification or even reject your Account. We reserve the right, at any time, to require more information for the purposes of the appropriateness assessment, even after we have confirmed successful completion.

Assessing Appropriateness. 7.1. In providing its Services, the Company is obliged under Applicable Regulations to seek information from a Client or potential Client regarding his knowledge, experience in the investment field relevant to the specific type of service or Financial Instrument offered or demanded, ability to bear losses and risk tolerance, so as to enable the Company to assess whether the client falls within the Company’s/ product’s positive target market and whether the service and/or Financial Instrument is appropriate for the Client. 7.2. Where the Client or potential Client elects not to provide the information regarding his knowledge, experience, ability to bear losses and risk tolerance or where he provides insufficient information regarding his knowledge, experience, ability to bear losses and risk tolerance, the Company will not be able to determine whether the service or Financial Instrument is appropriate for him. Klips SC Ltd. (the “Company”, "we" or "us") is authorized and regulated by the Financial Services Authority of Seychelles (License No. SD071). 7.3. The Company is entitled, at its sole discretion, to request additional information regarding the Client and/or to request an update of the data notified by the Client, whenever it deems necessary. 7.4. The Company shall assume that information about his knowledge, experience, ability to bear losses and risk tolerance provided from the Client to the Company is accurate and complete and the Company shall have no responsibility to the Client if such information is incomplete or misleading or changes or becomes inaccurate and the Company will be deemed to have performed its obligations under Applicable Regulations, unless the Client has informed the Company of such changes.

Assessing Appropriateness. 5.1. The Company encourages that its Online Trading Facility be used by persons with experience and therefore will be relying on the information the client provides in the Questionnaire to assess/accept/approve clients for the use of the same. 5.2. In accordance with the foregoing, you hereby represent, warrant and covenant, without prejudice to any other representations, warranties and/or covenants made under this Agreement: (a) that you have sufficient experience and knowledge in financial matters to be capable of evaluating the merits and risks of entering into Transactions and/or Contracts via our Online Trading Facility; (b) that you have done so without relying on any information contained on or in our Online Trading Facility and/or otherwise provided by us in relation thereto: (c) that you act as Principal and sole beneficial owner (but NOT as trustee) in entering into this Agreement and/or any Transactions and/or Contracts via our Online Trading Facility; (d) that, regardless of any subsequent determination to the contrary, trading in financial contracts, Transactions and/or Contracts via our Online Trading Facility (and in such other investments as we may from time to time agree) that you are aware of all risks involved with such Transactions and/or Contracts; (e) that you are willing and financially able to sustain a total loss of funds resulting from any Transactions and/or Contracts entered into via our Online Trading Facility; and (f) that you have read, and fully understood, the “Risk Disclosure Notice” on our Online Trading Facility. 5.3. Without prejudice to any of the foregoing, in case the client has provided misleading information and/or has declared in his questionnaire at any stage during the onboarding process or at any point during the business relationship that he possesses sufficient knowledge and experience the Company shall not be responsible for the client accessing and/or using our Online Trading Facility and/or entering into financial contracts via our Online Trading Facility, nor shall we be responsible for any damages and/or losses incurred by you as a result of insufficient knowledge and/or experience. 5.4. We shall not have an obligation to treat our clients in different classes depending on their knowledge and expertise.