Authorized Representations. The Corporation is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation to give on behalf of the Funds any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus filed or contained in shareholder reports or other material that may be prepared by or on behalf of the Funds. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amended) for the Corporation.
Appears in 10 contracts
Sources: Underwriting Agreement (T. Rowe Price Exchange-Traded Funds, Inc.), Underwriting Agreement (T. Rowe Price Exchange-Traded Funds, Inc.), Underwriting Agreement (T. Rowe Price Exchange-Traded Funds, Inc.)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Fund to give on behalf of the Funds Fund any information or of to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement of prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 Act and/or the '40 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe '40 Act) for the CorporationFund.
Appears in 8 contracts
Sources: Distribution Agreement (Citizens Investment Trust), Distribution Agreement (Citizens Funds), Distribution Agreement (Citizens Investment Trust)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Trust to give on behalf of the Funds Trust any information or of to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement of prospectus filed with the Securities and Exchange Commission (“SEC”) under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsTrust for the Distributor’s use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads advertisements and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe ▇▇▇▇ ▇▇▇) for the CorporationTrust.
Appears in 4 contracts
Sources: Distribution Agreement (Parnassus Income Funds), Distribution Agreement (Parnassus Funds), Distribution Agreement (Parnassus Funds)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Fund to give on behalf of the Funds Fund any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe 1▇▇▇ ▇▇▇) for the CorporationFund.
Appears in 3 contracts
Sources: Distribution Agreement (Rochdale High Yield Advances Fund LLC), Distribution Agreement (Rochdale Alternative Total Return Fund LLC), Distribution Agreement (Rochdale Structured Claims Fixed Income Fund LLC)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Trust to give on behalf of the Funds Trust any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsTrust for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe 1▇▇▇ ▇▇▇) for the CorporationFund.
Appears in 3 contracts
Sources: Distribution Agreement (Professionally Managed Portfolios), Distribution Agreement (Rochdale Investment Insurance Trust), Distribution Agreement (Rochdale Investment Trust)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Trust to give on behalf of the Funds Trust any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsTrust for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe 1940 Act) for the CorporationFund.
Appears in 3 contracts
Sources: Distribution Agreement (Professionally Managed Portfolios), Distribution Agreement (Professionally Managed Portfolios), Distribution Agreement (Professionally Managed Portfolios)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Trust to give on behalf of the Funds Trust any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsTrust for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe 1▇▇▇ ▇▇▇) for the CorporationFunds.
Appears in 2 contracts
Sources: Distribution Agreement (Professionally Managed Portfolios), Distribution Agreement (Professionally Managed Portfolios)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Funds to give on behalf of the Funds any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFunds for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe ▇▇▇▇ ▇▇▇) for the CorporationFunds.
Appears in 1 contract
Sources: Distribution Agreement (Rochdale Core Alternative Strategies Fund LLC)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Trust to give on behalf of the Funds Trust any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsTrust for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe 1▇▇▇ ▇▇▇) for the Corporationeach Fund.
Appears in 1 contract
Sources: Distribution Agreement (Professionally Managed Portfolios)
Authorized Representations. The Corporation Distributor is not authorized by -------------------------- the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Fund to give on behalf of the Funds Fund any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Registration Statement or Prospectus filed with the SEC under the 1933 Act and/or the 1940 Act, covering Shares, as such Registration Statement and Prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe ▇▇▇▇ ▇▇▇) for the CorporationFund.
Appears in 1 contract
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Fund to give on behalf of the Funds Fund any information or of to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement of prospectus filed with the Securities and Exchange Commission (“SEC”) under the ’33 Act and/or the ’40 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFund for the Distributor’s use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe ’40 Act) for the CorporationFund.
Appears in 1 contract
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Fund to give on behalf of the Funds Fund any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission (“SEC”) under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFund for the Distributor’s use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe ▇▇▇▇ ▇▇▇) for the CorporationFund.
Appears in 1 contract
Sources: Distribution Agreement (City National Rochdale Structured Claims Fixed Income Fund LLC)
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Funds to give on behalf of the Funds any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Registration Statement or Prospectus filed with the SEC under the 1933 Act and/or the 1940 Act, covering Shares, as such Registration Statement and Prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFunds for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe 1940 A▇▇) for ▇▇▇ the CorporationFunds.
Appears in 1 contract
Authorized Representations. The Corporation Distributor is not authorized by the Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation Fund Company to give on behalf of the Funds Fund Company any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a Prospectus registration statement or prospectus filed with the Securities and Exchange Commission ("SEC") under the 1933 Act and/or the 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the FundsFund Company for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in ICA-40, as amendedthe 1940 Act) for the CorporationFund Company.
Appears in 1 contract