Common use of BACKGROUND EXPERIENCE Clause in Contracts

BACKGROUND EXPERIENCE. In the past seven(7) years, have you been fined,suspended, placed onprobation, or hada license revoked, paidadministrative penalties, entered into a consent order or beenissued a restricted license or otherwise been disciplined reprimanded, or are youcurrently under investigation by anyinsurance department, the SEC, or anyotherregulatoryauthority? Yes No

Appears in 2 contracts

Sources: Representative Agreement, Representative Agreement