Brokerage Statements Clause Samples

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Brokerage Statements. Not later than 30 days after the end of each fiscal quarter, account statements from Investment/Brokerage Account and/or such other broker(s) or investment adviser(s) as may be designated by Bank pertaining to such investment/brokerage accounts.
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Brokerage Statements. Borrower shall deliver or cause to be delivered, within ten (10) days after the end of each month, copies of the most recent statements relating to investment accounts of ▇▇▇ ▇. ▇▇▇▇▇▇▇, whether such investment accounts are held at a financial institution, brokerage firm or otherwise, which statements shall evidence a minimum aggregate balance of not less than $250,000.00 at all times. (e) by amending and restating Section 9.1 in its entirety to read as follows:
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Brokerage Statements. As soon as available and in any event within THIRTY (30) days after the end of each month, Debtor shall or shall cause Securities Intermediary to provide Lender with copies of the all account, valuation, and brokerage statements for the Collateral Account.
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Brokerage Statements. Detailed information related to forward in-the-money positions by counterparty.
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Brokerage Statements. As soon as available, and in any event, within thirty (30) days following the end of each calendar month, Borrower shall furnish to Lender a copy of the brokerage statements for Wachovia Account #4143-6667.
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Brokerage Statements. As soon as practicable, and in any event within forty-five (45) days after the close of each Fiscal Quarter of the Borrowers, the Borrowers shall furnish to the Bank copies of monthly brokerage statements issued with respect to the calendar months comprising such Fiscal Quarter.
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Brokerage Statements. Borrower to submit brokerage statements as soon as available, but in no event later than 45 days after the end of each fiscal quarter. All financial reports required to be provided under this Agreement shall be prepared in accordance with GAAP, applied on a consistent basis, and certified by Borrower as being true and correct.
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Brokerage Statements. As soon as available, but in no event later than 15 days after the end of each fiscal semi-annual period, a current Brokerage Statement. * Maximum LTV of 75% - The Borrower will be allowed to fund the lesser of (i) 75% of the value of the investment account, or (ii) the $700,000 commitment. In the event the Borrower funds above 75%, the Borrower will have 15 days to either pay down the line or increase the value of the collateral, to bring the facility back into compliance. Covenant compliance certificate due within 30 days of month/quarter end (add if any financial covenants are on the deal).
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Brokerage Statements. Within forty-five (45) days after the close of the second quarterly accounting period in each fiscal year, provided that at such time the market value of the Borrower's marketable securities portfolio is greater than $750,000, brokerage statements from each and every broker of Borrower, certified by Borrower to be true, correct and in compliance with the terms and conditions of the Loan Documents during any such period and on the date thereof, by Borrower's chief financial officer or president.
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Related to Brokerage Statements

  • False Statements Contractor represents and warrants that all statements and information prepared and submitted by Contractor in this Contract and any related Solicitation Response are current, complete, true, and accurate. Contractor acknowledges any false statement or material misrepresentation made by Contractor during the performance of this Contract or any related Solicitation is a material breach of contract and may void this Contract. Further, Contractor understands, acknowledges, and agrees that any false representation or any failure to comply with a representation, warranty, or certification made by Contractor is subject to all civil and criminal consequences provided at law or in equity including, but not limited to, immediate termination of this Contract.

  • Brokerage Commissions All brokers' commissions and other charges incident to the purchase, sale or lending of the Fund 's portfolio securities.

  • Operating Statements In the case of each Mortgage Loan, the related Mortgage or another Mortgage Loan document requires the related Mortgagor, in some cases at the request of the lender, to provide the holder of such Mortgage Loan with at least quarterly operating statements and rent rolls (if there is more than one tenant) for the related Mortgaged Property and annual financial statements of the related Mortgagor, and with such other information as may be required therein.

  • Brokerage Fees and Commissions Buyer has not incurred any obligation or entered into any agreement for any investment banking, brokerage, or finder's fee or commission in respect of the transactions contemplated by this Agreement for which Seller or the Company shall incur any liability.

  • Closing Statements Buyer’s Closing Statement, and a certificate confirming the truth of Buyer’s representations and warranties hereunder as of the Closing Date.