Common use of Certain Operational Matters Clause in Contracts

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund. (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds. (c) Assist the Client's transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client. (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider. (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC. (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client. (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. provided that such compliance must be determinable by reference to the Fund's accounting records. (h) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's 15% illiquid holdings maximum; and (iv) monthly liquidity classification of portfolio securities on Form N-PORT (i) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations.

Appears in 1 contract

Sources: Services Agreement (Boston Trust Walden Funds)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund. (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fundFund-related plans, policies and procedures or amendment thereto for existing Funds. (c) Assist the Client's ’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client. (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider. (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC. (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client. (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's ’s accounting records. (h) Monitor and advise the client and the Funds on their regulated investment company status under the Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder. (i) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's ’s established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's ’s 15% illiquid holdings maximum; and; (iv) monthly liquidity classification of portfolio securities on Form N-PORTPORT effective March 1, 2020; (iv) prepare and file Form N-LIQUID as required. (j) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations. (k) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of Fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time. (l) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires. (m) Monitor wash sales annually. (n) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns (o) Coordinate with independent auditors concerning the Client’s regular annual audit.

Appears in 1 contract

Sources: Services Agreement (Mirae Asset Discovery Funds)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.; (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds.; (c) Assist the Client's transfer agent Assistance, as appropriate with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.; (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.; (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC.; (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client.; (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's ’s accounting records; (h) Monitor and advise the client and the Funds on their regulated investment company status under the Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder. (hi) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's ’s established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's ’s 15% illiquid holdings maximum; and; (iv) monthly liquidity classification of portfolio securities on Form N-PORTPORT effective June 1, 2019; (iv) prepare and file Form N-LIQUID as required. (j) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations; (k) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time; (l) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires; (k) Monitor wash sales annually; (I) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns; (m) Coordinate with independent auditors concerning the Client’s regular annual audit; (n) Provide the assurance binder on a quarterly basis just prior to the quarterly N-CSR; and (o) Provide a sub-certification pertaining to Service Provider’s Administration services consistent with the requirements of the ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002.

Appears in 1 contract

Sources: Services Agreement (Hc Capital Trust)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.; (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds.; (c) Assist the Client's transfer agent Assistance, as appropriate with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.; (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.; (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC.; (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client.; (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's ’s accounting records.; (h) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's 15% illiquid holdings maximum; and (iv) monthly liquidity classification of portfolio securities on Form N-PORT (i) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations; (i) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time; (j) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires; (k) Monitor wash sales annually; (I) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns; (m) Coordinate with independent auditors concerning the Client’s regular annual audit; (n) Provide the assurance binder on a quarterly basis just prior to the quarterly N-CSR; and (o) Provide a sub-certification pertaining to Service Provider’s Administration services consistent with the requirements of the ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002.

Appears in 1 contract

Sources: Services Agreement (Hc Capital Trust)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund. (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds. (c) Assist the Client's transfer agent Assistance, as appropriate with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client. (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider. (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC. (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client. (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's ’s accounting records. (h) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's 15% illiquid holdings maximum; and (iv) monthly liquidity classification of portfolio securities on Form N-PORT (i) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations. (i) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time. (j) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires. (k) Monitor wash sales annually. (l) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns. (m) Coordinate with independent auditors concerning the Client’s regular annual audit. (n) Provide the assurance binder on a quarterly basis just prior to the quarterly N-CSR and N-Q filings. (o) Provide a sub-certification pertaining to Service Provider’s Administration services consistent with the requirements of the ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002

Appears in 1 contract

Sources: Services Agreement (Hc Capital Trust)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.; (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds.; (c) Assist the Client's transfer agent Assistance, as appropriate with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.; (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.; (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC.; (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client.; (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's ’s accounting records; (h) Monitor and advise the client and the Funds on their regulated investment company status under the Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder. (hi) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's ’s established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's ’s 15% illiquid holdings maximum; and; (iv) monthly liquidity classification of portfolio securities on Form N-PORTPORT effective June 1, 2019; (iv) prepare and file Form N-LIQUID as required. (j) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations; (k) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time; (l) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires; (m) Monitor wash sales annually; (n) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns; (o) Coordinate with independent auditors concerning the Client’s regular annual audit; (p) Provide the assurance binder on a quarterly basis just prior to the quarterly N-CSR; and (q) Provide a sub-certification pertaining to Service Provider’s Administration services consistent with the requirements of the ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002.

Appears in 1 contract

Sources: Services Agreement (Hc Capital Trust)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund. (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fundFund-related plans, policies and procedures or amendment thereto for existing Funds. (c) Assist the Client's ’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client. (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider. (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC. (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client. (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's ’s accounting records. (h) Monitor and advise the client and the Funds on their regulated investment company status under the Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder. (i) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's ’s established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's ’s 15% illiquid holdings maximum; and; (iv) monthly liquidity classification of portfolio securities on Form N-PORTPORT effective June 1, 2019; (iv) prepare and file Form N-LIQUID as required. (j) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations. (k) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of Fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time. (l) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires. (m) Monitor wash sales annually. (n) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns (o) Coordinate with independent auditors concerning the Client’s regular annual audit.

Appears in 1 contract

Sources: Services Agreement (Mirae Asset Discovery Funds)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.; (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds.; (c) Assist the Client's transfer agent Assistance, as appropriate with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.; (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.; (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC.; (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client.; (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's accounting records; (h) Monitor and advise the client and the Funds on their regulated investment company status under the Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder. (hi) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's ’s established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's ’s 15% illiquid holdings maximum; and; (iv) monthly liquidity classification of portfolio securities on Form N-PORT; (iv) prepare and file Form N-LIQUID as required. (j) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations; (k) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time; (l) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires; (m) Monitor wash sales annually; (n) Prepare informational schedules for use by the Client's auditors in connection with such auditor's preparation of the Client's tax returns; (o) Coordinate with independent auditors concerning the Client's regular annual audit; (p) Provide the assurance binder on a quarterly basis just prior to the quarterly N-CSR; and (q) Provide a sub-certification pertaining to Service Provider's Administration services consistent with the requirements of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002.

Appears in 1 contract

Sources: Services Agreement (Hc Capital Trust)

Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund. (b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fundFund-related plans, policies and procedures or amendment thereto for existing Funds. (c) Assist the Client's ’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client. (d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider. (e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the "1940 Act') rules and file such fidelity bonds and any applicable, related notices with the SEC. (f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client. (g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client. , provided that such compliance must be determinable by reference to the Fund's ’s accounting records. (h) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including: (i) daily liquidity classifications of portfolio securities held by the Fund; (ii) daily monitoring of compliance with the Fund's established Highly Liquid Investment Minimum (HLIM); (iii) daily monitoring of compliance with the Fund's 15% illiquid holdings maximum; and (iv) monthly liquidity classification of portfolio securities on Form N-PORT (i) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations. (i) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of Fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time. (j) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires. (k) Monitor wash sales annually. (l) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns (m) Coordinate with independent auditors concerning the Client’s regular annual audit.

Appears in 1 contract

Sources: Services Agreement (Mirae Asset Discovery Funds)