Common use of Certain Regulatory Matters (FCA Rules) Clause in Contracts

Certain Regulatory Matters (FCA Rules). (a) This Section 8 covers certain matters as required by the FCA Handbook of Rules and Guidance (the “FCA Rules”) and Commission Delegated Regulation (EU) 2017/565 (the “MiFID II Organisational Regulation”). Terms and expressions used in this Section 8 but not defined herein shall have the same meaning given to them in the FCA Rules.

Appears in 3 contracts

Sources: Investment Management Agreement (Aspen Insurance Holdings LTD), Investment Management Agreement (Aspen Insurance Holdings LTD), Investment Management Agreement (Aspen Insurance Holdings LTD)