CERTIFICATE OF EXCHANGE Clause Samples

A Certificate of Exchange clause outlines the process and requirements for exchanging one form of security or instrument for another, typically within the context of financial agreements or bond issuances. This clause specifies the conditions under which holders can surrender their existing certificates and receive new ones, often detailing the procedures, documentation, and timing involved in the exchange. Its core practical function is to facilitate the orderly and documented replacement or conversion of securities, ensuring clarity and proper record-keeping for both issuers and holders.
CERTIFICATE OF EXCHANGE. The Owner owns and proposes to exchange the following:
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CERTIFICATE OF EXCHANGE. To DST Rights Exchange Trust (the “Trust”): The undersigned hereby requests distribution of [ ] shares of common stock, par value $.0001 per share (the “Common Stock”), of DST Systems, Inc. (the “Company”), distributable to the undersigned pursuant to the exchange declared on [ ] (the “Exchange”) pursuant to the terms of the Rights Agreement between the Company and Computershare Trust Company, N.A. as successor rights agent (as amended and restated, the “Rights Agreement”). The undersigned further requests that certificates representing such shares of Common Stock be issued in the name of: The undersigned hereby certifies as of the date hereof that he/she/it (a) was the holder of record of that number of shares indicated above as of the Close of Business (as defined in the Rights Agreement) on [ ] and is entitled to distribution of such number of shares pursuant to the Exchange, (b) is a “Beneficiary” under the Trust Agreement, dated as of [ ], between the Company and [ ], as Trustee (the “Trust Agreement”), (c) is not, and immediately prior to the declaration of the Exchange was not, an Acquiring Person or an Affiliate or Associate of an Acquiring Person (as such terms are defined in the Rights Agreement) (d) shall cease to be a Beneficiary of the Trust upon distribution of the shares identified herein. Signature Date:
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CERTIFICATE OF EXCHANGE. To SWK 20[__] Rights Exchange Trust (the “Trust”):
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CERTIFICATE OF EXCHANGE. The Certificate of Exchange shall have been filed with the New York Department of State pursuant to Section913(d) of the BCL.
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CERTIFICATE OF EXCHANGE. To DST Rights Exchange Trust (the “Trust”):
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CERTIFICATE OF EXCHANGE. To Ballantyne Strong Rights Exchange Trust (the "Trust"):
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CERTIFICATE OF EXCHANGE. To Euronet Worldwide Rights Exchange Trust (the "Trust"):
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CERTIFICATE OF EXCHANGE. The Owner owns and proposes to exchange the following: [CHECK ONE OF (a) OR (b)]
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Related to CERTIFICATE OF EXCHANGE

  • Certificate of Parent The Company shall have received a certificate, validly executed on behalf of Parent by a duly authorized officer of Parent to the effect that, as of the Closing, (i) the conditions to the obligations of the Company set forth in Section 6.3(a) have been satisfied and (ii) each and every one of the other conditions to the obligations of the Company set forth in this Section 6.3 have been duly satisfied (unless otherwise waived in accordance with the terms hereof).

  • Certificate of Amendment A successor Owner Trustee appointed under this Agreement will promptly file a certificate of amendment to the Certificate of Trust with the Secretary of State of the State of Delaware identifying the name and principal place of business of the successor Owner Trustee in the State of Delaware. The successor Owner Trustee will promptly deliver a file-stamped copy of the certificate of amendment to the Administrator.

  • Certificate of Good Standing Legal Existence; and

  • Certificate of Merger or Conversion Upon the required approval by the Manager of a Merger Agreement or a Plan of Conversion, as the case may be, a certificate of merger or certificate of conversion, as applicable, shall be executed and filed with the Secretary of State of the State of Delaware in conformity with the requirements of the Delaware Act.

  • Certificate of the Company Parent shall have received a certificate, validly executed by the Chief Executive Officer of the Company for and on the Company's behalf, to the effect that the conditions to the obligations of Parent and Sub I set forth in SECTION 6.2(a) and SECTION 6.2(e) hereof have been satisfied.