Certificates and Transfer of Interests Clause Samples
The "Certificates and Transfer of Interests" clause governs how ownership interests in an entity can be evidenced and transferred. It typically outlines the issuance of certificates to represent ownership stakes and sets forth the procedures and restrictions for transferring those interests, such as requiring approval from other members or compliance with certain legal requirements. This clause ensures that ownership changes are properly documented and controlled, thereby maintaining accurate records and protecting the entity from unauthorized or problematic transfers.
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Certificates and Transfer of Interests. Section 4.01. Initial Ownership 12 Section 4.02. The Certificates 12 Section 4.03. Execution, Authentication and Delivery of Certificates 12 Section 4.04. Registration of Transfer and Exchange of Certificates 12 Section 4.05. Mutilated, Destroyed, Lost or Stolen Certificates 13 Section 4.06. Persons Deemed Owners 14 Section 4.07. Access to List of Certificateholders’ Names and Addresses 14 Section 4.08. Maintenance of Office or Agency 14 Section 4.09. Restrictions on Transfers of Certificates 14
Certificates and Transfer of Interests. 6 SECTION 3.01. Initial Ownership......................................6 SECTION 3.02. Form of Certificates...................................7 SECTION 3.03. Authentication of the Certificate......................7 SECTION 3.04. Registration of Transfer of the Certificate............7 SECTION 3.05. Mutilated, Destroyed, Lost or Stolen Certificate.......8 SECTION 3.06. Persons Deemed Owner...................................8 SECTION 3.07. Access to List of Certificateholder's Names and Addresses..............................................8 SECTION 3.08. Maintenance of Office or Agency........................8 SECTION 3.09. Appointment of Paying Agents...........................9
Certificates and Transfer of Interests. SECTION 3.1. Initial Ownership...............................................7 SECTION 3.2. The Certificate.................................................7 SECTION 3.3. Execution, Authentication and Delivery of Certificates..........8 SECTION 3.4. Restrictions on Transfer........................................8 SECTION 3.5. Mutilated, Destroyed, Lost or Stolen Certificate................8 SECTION 3.6.
Certificates and Transfer of Interests. Section 5.01.
Certificates and Transfer of Interests. 55 Section 5.1. Terms............................................................ 55 Section 5.2. Forms............................................................ 55 Section 5.3. Execution, Authentication and Delivery........................... 55 Section 5.4. Registration and Transfer of Certificates........................ 56 Section 5.5. Mutilated, Destroyed, Lost or Stolen Certificates................ 58 Section 5.6. Persons Deemed Owners............................................ 58
Certificates and Transfer of Interests. Section 3.01. The Certificates. The Certificates, evidencing a beneficial interest in the Trust, shall be executed on behalf of the Trust by manual or facsimile signature of an Authorized Officer of the Owner Trustee and authenticated on behalf of the Owner Trustee by the manual or facsimile signature of an Authorized Officer of the Owner Trustee. Certificates bearing the manual or facsimile signatures of individuals who were, at the time when such signatures shall have been affixed, authorized to sign on behalf of the Trust, shall be valid and binding obligations of the Trust, notwithstanding that such individuals or any of them shall have ceased to be so authorized prior to the authentication and delivery of such Certificates or did not hold such offices at the date of authentication and delivery of such Certificates. The Certificates may be printed, lithographed, typewritten, mimeographed or otherwise produced, in any authorized denomination in the form of Exhibit A hereto. The Certificates shall be issued in minimum denominations of a Percentage Interest of 5.00% and integral multiples of 5.00% in excess thereof. A transferee of a Certificate shall become a Certificateholder, and shall be entitled to the rights and subject to the obligations of a Certificateholder hereunder, upon such transferee’s acceptance of a Certificate duly registered in such transferee’s name pursuant to Section 3.03.
Certificates and Transfer of Interests. 46 5.1. Terms..........................................................................................46 5.2. Forms..........................................................................................46 5.3. Execution, Authentication and Delivery.........................................................47
Certificates and Transfer of Interests. 55 Section 5.01 Terms............................................................................55 Section 5.02 Forms............................................................................55 Section 5.03 Execution, Authentication and Delivery...........................................55 Section 5.04 Registration and Transfer of Certificates........................................56
Certificates and Transfer of Interests. SECTION 3.1. Initial Ownership . . . . . . . . . . . . . 6 SECTION 3.2. The Certificate . . . . . . . . . . . . . . 6 SECTION 3.3. Execution, Authentication and Delivery of Certificates . . . . . . . . . . . . . 7 SECTION 3.4. Restrictions on Transfer . . . . . . . . . . 7 SECTION 3.5. Mutilated, Destroyed, Lost or Stolen Certificate . . . . . . . . . . . . . . . 7 SECTION 3.6. Authenticating Agent . . . . . . . . . . . . 7 SECTION 3.7. Actions of Certificateholder . . . .
Certificates and Transfer of Interests. 17 Section 5.01 TERMS .................................................. 17 Section 5.02 FORMS .................................................. 17 Section 5.03 EXECUTION, AUTHENTICATION AND DELIVERY ................. 17