CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 63 contracts
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Advisors Series Trust), Investment Sub Advisory Agreement (Series Portfolios Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the each Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the each Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 18 contracts
Sources: Investment Sub Advisory Agreement (Total Fund Solution), Investment Sub Advisory Agreement (Total Fund Solution), Investment Sub Advisory Agreement (Total Fund Solution)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 16 contracts
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 12 contracts
Sources: Investment Sub Advisory Agreement (Horizon Funds), Investment Sub Advisory Agreement (Horizon Funds), Investment Sub Advisory Agreement (Horizon Funds)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the each Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the each Fund in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 11 contracts
Sources: Investment Sub Advisory Agreement (Managed Portfolio Series), Investment Sub Advisory Agreement (Managed Portfolio Series), Investment Sub Advisory Agreement (Managed Portfolio Series)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its commercially reasonable best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 7 contracts
Sources: Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 5 contracts
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Investment Managers Series Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 4 contracts
Sources: Investment Sub Advisory Agreement (Investment Managers Series Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser reasonably believes is relevant to the Fund’s Funds’ certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (TCW Alternative Funds)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇-▇- ▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Investment Sub Advisory Agreement (Managed Portfolio Series), Investment Sub Advisory Agreement (Managed Portfolio Series), Investment Sub Advisory Agreement (Managed Portfolio Series)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its commercially reasonable best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Sub- Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Investment Sub Advisory Agreement, Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the each Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the each Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Investment Sub Advisory Agreement (Managed Portfolio Series), Investment Sub Advisory Agreement (Managed Portfolio Series)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Investment Sub Advisory Agreement (Northern Lights Fund Trust), Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S"▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”"), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser reasonably believes is relevant to the Fund’s Funds' certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust), Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser advisor acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund Funds are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser advisor agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser advisor agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser advisor reasonably believes is relevant to the Fund’s Funds’ certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Sub Advisory Agreement (Usa Mutuals), Sub Advisory Agreement (Usa Mutuals)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the each Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the each Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser reasonably believes is relevant to the Fund’s Funds’ certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund Funds in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and proceduresAct. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Funds that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the Sthe. ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Sub Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s 's disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s 's certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Advisors Series Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best reasonable efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Series Portfolios Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and proceduresprocedures provided that such compliance standards, controls and procedures are provided in writing to the Sub-Adviser. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best commercially reasonable efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and proceduresprocedures to the extent relevant to the services provided by the Sub-Adviser hereunder. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees , and to inform the Trust of any material development related to the Fund that the Sub-Adviser adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its commercially reasonable best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Northern Lights Fund Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”’’), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust)
CERTIFICATIONS; DISCLOSURE CONTROLS AND PROCEDURES. The Sub-Adviser acknowledges that, in compliance with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act”), and the implementing regulations promulgated thereunder, the Trust and the Fund are required to make certain certifications and have adopted disclosure controls and procedures. To the extent reasonably requested by the Trust, the Sub-Adviser agrees to use its best efforts to assist the Trust and the Fund in complying with the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act and implementing the Trust’s disclosure controls and procedures. The Sub-Adviser agrees to inform the Trust of any material development related to the Fund Allocated Portion that the Sub-Adviser reasonably believes is relevant to the Fund’s certification obligations under the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Sources: Investment Sub Advisory Agreement (Bridge Builder Trust)