Common use of CFTC Status Clause in Contracts

CFTC Status. In order to ensure compliance with applicable regulations of the National Futures Association (“NFA”) and the CFTC, the Fund must ensure that each Subscriber that is required to register with the CFTC and to become a member of the NFA has done so. Accordingly, the Subscriber has checked the statement(s) below that apply to the Subscriber (or if the Subscriber is a commodity pool, to the operator thereof): The Subscriber hereby certifies that: The Subscriber (or if the Subscriber is a commodity pool, the operator thereof) is a member of the NFA and is registered with the CFTC as a: ___ futures commission merchant ___ introducing broker ___ commodity pool operator ___ commodity trading advisor ___ leverage transaction merchant ___ The Subscriber (or if the Subscriber is a commodity pool, the operator thereof) represents that it is not required to be a member of the NFA or to be registered with the CFTC in any of the above capacities. Please indicate basis of such exemption:

CFTC Status. In order to ensure compliance with applicable regulations of the National Futures Association (“"NFA”") and the CFTC, the Fund must ensure that each Subscriber that is required to register with the CFTC and to become a member of the NFA has done so. Accordingly, the Subscriber has checked the statement(s) below that apply to the Subscriber (or if the Subscriber is a commodity pool, to the operator thereof): The Subscriber hereby certifies that: The Subscriber (or if the Subscriber is a commodity pool, the operator thereof) is a member of the NFA and is registered with the CFTC as a: ___ o futures commission merchant ___ o introducing broker ___ o commodity pool operator ___ o commodity trading advisor ___ o leverage transaction merchant ___ o The Subscriber (or if the Subscriber is a commodity pool, the operator thereof) represents that it is not required to be a member of the NFA or to be registered with the CFTC in any of the above capacities. Please indicate basis of such exemption:: __________________ ___________________________________________________