Changes; Amendments. Except as specifically provided in this Section XX, this Agreement may be changed or amended only by written instrument signed by all parties, except that this Agreement may be amended at any time by the Intermediary Manager by written notice to the Broker, and any such amendment shall be deemed accepted by the Broker upon placement of an order for sale of Shares by such ▇▇▇▇▇▇’s customer after the Broker has received such notice. In the event of a change in law, regulation or other regulatory guidance which affects this Agreement, Broker authorizes the Intermediary Manager to amend this Agreement in order to comply with the requirements of any such law, regulation or other regulatory guidance. Broker agrees that such amendment shall automatically become effective upon the execution of the first transaction Broker or its customer executes with the Company thirty (30) calendar days after receipt of the amendment (or sooner, if required to comply with applicable law and that the amendment shall not require the signature of Broker in order to be effective).
Appears in 2 contracts
Sources: Intermediary Agreement (TPG Twin Brook Capital Income Fund), Intermediary Agreement (AG Twin Brook Capital Income Fund)
Changes; Amendments. Except as specifically provided in this Section XX23, this Agreement may be changed or amended only by written instrument signed by all parties, except that this . This Agreement may be amended at any time by the Intermediary Dealer-Manager by written notice to the Broker, and any such amendment shall be deemed accepted by the Broker upon placement of an order for sale of Shares Units by such ▇B▇▇▇▇▇’s customer after the Broker has received such notice. In the event of a change in law, regulation or other regulatory guidance which affects this Agreement, the Broker authorizes the Intermediary Dealer-Manager to amend this Agreement in order to comply with the requirements of any such law, regulation or other regulatory guidance. The Broker agrees that such amendment shall automatically become effective upon the execution of the first transaction by the Broker or its customer executes with the Company Partnership within thirty (30) calendar days after receipt of the amendment (or sooner, if required to comply with applicable law and that the amendment shall not require the signature of the Broker in order to be effective).
Appears in 1 contract
Sources: Dealer Manager Agreement (Brookfield Private Equity Fund LP)
Changes; Amendments. Except as specifically provided in this Section XX, this Agreement may be changed or amended only by written instrument signed by all parties, except that this . This Agreement may be amended at any time by the Intermediary Distribution Manager by written notice to the Broker, and any such amendment shall be deemed accepted by the Broker upon placement of an order for sale of Shares by such ▇▇▇▇▇▇’s customer after the Broker has received such notice. In the event of a change in law, regulation or other regulatory guidance which affects this Agreement, the Broker authorizes the Intermediary Distribution Manager to amend this Agreement in order to comply with the requirements of any such law, regulation or other regulatory guidance. The Broker agrees that such amendment shall automatically become effective upon the execution of the first transaction by the Broker or its customer executes with the Company within thirty (30) calendar days after receipt of the amendment (or sooner, if required to comply with applicable law and that the amendment shall not require the signature of the Broker in order to be effective).
Appears in 1 contract
Sources: Selected Intermediary Agreement (Oaktree Strategic Credit Fund)
Changes; Amendments. Except as specifically provided in this Section XX, this Agreement may be changed or amended only by written instrument signed by all parties, except that this . This Agreement may be amended at any time by the Intermediary Distribution Manager by written notice to the Broker, and any such amendment shall be deemed accepted by the Broker upon placement of an order for sale of Shares by such ▇▇▇▇▇▇Broker’s customer after the Broker has received such notice. In the event of a change in law, regulation or other regulatory guidance which affects this Agreement, the Broker authorizes the Intermediary Distribution Manager to amend this Agreement in order to comply with the requirements of any such law, regulation or other regulatory guidance. The Broker agrees that such amendment shall automatically become effective upon the execution of the first transaction by the Broker or its customer executes with the Company within thirty (30) calendar days after receipt of the amendment (or sooner, if required to comply with applicable law and that the amendment shall not require the signature of the Broker in order to be effective).
Appears in 1 contract
Sources: Selected Intermediary Agreement (Oaktree Strategic Credit Fund)