Churning. Excessively buying and selling securities in a client's account primarily to generate commissions without regard to the client’s investment objectives.
Appears in 3 contracts
Sources: Service Agreement, Service Agreement, Service Agreement
Churning. Excessively buying and selling securities in a client's account primarily to generate commissions without regard to the client’s investment objectives.
Appears in 3 contracts
Sources: Service Agreement, Service Agreement, Service Agreement