Client Acknowledgement Clause Samples
POPULAR SAMPLE Copied 5 times
Client Acknowledgement. Client acknowledges by applying for a Margin Account, that Client has carefully considered all of the factors set forth in this Margin Agreement, the Margin Risks Disclosure Statement, which is attached hereto, and the Client Relationship Agreement and agrees that the use of margin borrowing is suitable for Client given Client’s financial condition, tolerance for risk and investment objectives. Client acknowledges that borrowing on margin involves a high degree of risk. Client should discuss the use of margin with Client’s Baird Financial Advisor before engaging in margin transactions.
Client Acknowledgement. The Client acknowledges that it is the Client's responsibility to:
(i) ensure the Client knows the current Minimum Trading Size and Maximum Trading Size applicable to any trade the Client wishes to place; and
(ii) ensure the Client understands how to calculate the Minimum Trading Size and Maximum Trading Size.
Client Acknowledgement. 4.1 You acknowledge that:
4.1.1 You have been urged to seek such independent advice as You consider necessary before signing The Agreement.
4.1.2 CFSL source funding from a panel of lenders. Details of the funders on this panel will be provided on request. In this role, CFSL are doing no more than effecting an introduction between You and the Lender(s) to enable You to choose a Finance Product which, in your sole opinion, is suitable for You. CFSL is not Your agent or otherwise acting on Your behalf, and there is no duty upon CFSL to provide you with impartial advice, information, or recommendation.
4.1.3 We may receive Commission from the Lender as well as receiving Fees separately from You pursuant to clause 3.1, 3.2 and 5.1 of The Agreement; for the avoidance of doubt these sums are subject to the terms of Our arrangements with the Lender who pays that Commission and will not be refundable unless agreed as per clause 3.2
4.1.4 You have read The Brokers terms and conditions set out below and agree that they form part of this agreement.
4.2 You consent that; You agree to pay the Fees.
4.2.1 You are aware that CFSL may receive Commission from a Lender for introducing You to them, and You have no objections to CFSL receiving this amount. If you wish to receive any further information concerning Commission paid to CFSL by the Lender, please let CFSL know in writing.
4.2.2 You are aware that CFSL are required to disclose the nature of Commission in Our communications, as well as when making a recommendation to You. The existence and nature of Commission arrangements where the Commission varies depending on the Lender, product or other permissible factors will always be disclosed. The disclosure will also cover how the arrangements could affect CFSL’s recommendations to You. Such disclosures will be made in Our Suitability Letter issued to You.
Client Acknowledgement. We acknowledge and confirm that I/we have been provided with a copy of the Terms of Business of Wealth Alliance Ltd and that I/we have read, understand and agree to these terms.
Client Acknowledgement. By accepting to be categorized as a Professional or Eligible Counterparty, I confirm that:
Client Acknowledgement. Client acknowledges receipt of Part 2 of Form ADV; a disclosure statement containing at least the information required by Part 2A Appendix 1 of Form ADV. If the appropriate disclosure statement was not delivered to the client at least 48 hours prior to the client entering into any written advisory contract with this investment adviser, then the client has the right to terminate the contract without penalty within five business days after entering into the contract. For the purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract, or, in the case of a contract, otherwise signified their acceptance, any other provision of his contract notwithstanding. Client also acknowledges receiving and reviewing the Advisor’s Privacy Policy included on this Agreement and Client agrees to allow Advisor to make such limited disclosures of Client information as are permitted under its Privacy Policy.
Client Acknowledgement. Client acknowledges and agrees as follows:
a. The ultimate responsibility for all claims submitted is that of the Client and Client shall remain responsible for subsequent correction, adjustment, or repayment of any payment regardless of reason or cause.
b. The submission of false, fraudulent or misleading data, information, or statements to the government and/or commercial third party payors in connection with health insurance coding, billing and claims submission is a crime and can subject the violator to imprisonment and fines. Client shall indemnify and hold MPMS and its owners, directors, and employees harmless from and against any claims submitted on behalf of and in the name of the Client for which client has provided MPMS false, fraudulent, incomplete, misleading, or otherwise incorrect information or data, including but not limited to, the coding of claims pursuant to Section 2 above.
c. Client shall be responsible for maintaining all original source documents to enable it to verify and document the claims submitted to their party payors (whether such claims are submitted in paper or electronic form).
Client Acknowledgement. 7.1 This summary policy and process will take effect on the date on which you enter an Agreement for the receipt of investment management services from Deutsche Bank Wealth Management. By continuing to receive investment management services and/or carrying out transactions with Deutsche Bank Wealth Management after that date you consent to the provisions of this summary policy and process.
Client Acknowledgement. You acknowledge that:
Client Acknowledgement. The Client acknowledges that the internet is an inherently unstable and insecure environment. While GLO will make reasonable efforts to ensure the delivery and security of its services, it cannot guarantee uninterrupted service or protection from malicious actors. The Client further acknowledges that marketing and advertising returns are subject to various external factors, and GLO offers no guarantees on specific outcomes or returns on investment.