Client Representation and Warranties. I am a natural person of legal age with the ability to enter into this Supplement or the representative of an entity with the authority to enter into this Supplement. The information I have provided to ▇▇▇▇▇▇ ▇▇▇▇▇ in connection with my Account is current, accurate, truthful and complete. Unless I have notified ▇▇▇▇▇▇ ▇▇▇▇▇ to the contrary, I am not an employee of: (a) the Financial Industry Regulatory Authority, Inc. (“FINRA”); (b) any stock exchange; (c) any member firm of any exchange; (d) a bank; (e) a trust company; or (f) any member firm of FINRA. If I become so employed, I agree to notify ▇▇▇▇▇▇ ▇▇▇▇▇ of that employment promptly after becoming so employed.
Appears in 12 contracts
Sources: Client Services Agreement, Client Services Agreement, Client Services Agreement
Client Representation and Warranties. I am a natural person of legal age with the ability to enter into this Supplement or the representative of an entity with the authority to enter into this Supplement. The information I have provided to ▇▇▇▇▇▇ ▇▇▇▇▇ in connection with my Account is current, accurate, truthful truthful, and complete. Unless I have notified ▇▇▇▇▇▇ ▇▇▇▇▇ to the contrary, I am not an employee of: (a) the Financial Industry Regulatory Authority, Inc. (“FINRA”); (b) any stock exchange; (c) any member firm of any exchange; (d) a bank; (e) a trust company; or (f) any member firm of FINRA. If I become so employed, I agree to notify ▇▇▇▇▇▇ ▇▇▇▇▇ of that employment promptly after becoming so employed.
Appears in 1 contract
Sources: Client Services Agreement