Common use of Client Representation and Warranties Clause in Contracts

Client Representation and Warranties. I am a natural person of legal age with the ability to enter into this Agreement. The information I have provided to ▇▇▇▇▇▇ ▇▇▇▇▇ in connection with this Account is current, accurate, truthful and complete. Unless I have notified ▇▇▇▇▇▇ ▇▇▇▇▇ to the contrary, I am not an employee of: (1) the Financial Industry Regulatory Authority, Inc. (“FINRA”); (2) any stock exchange; (3) any member firm of any exchange; (4) a bank; (5) a trust company; or (6) any member firm of FINRA. If I become so employed, I agree to notify ▇▇▇▇▇▇ ▇▇▇▇▇ of that employment promptly after becoming so employed.

Appears in 2 contracts

Sources: Roth Individual Retirement Account Custodial Agreement, Roth Individual Retirement Account Custodial Agreement

Client Representation and Warranties. I am a natural person of legal age with the ability to enter into this Agreement or the representative of an entity with the authority to enter into this Agreement. The information I have provided to ▇▇▇▇▇▇ ▇▇▇▇▇ in connection with this Account my account(s) is current, accurate, truthful and complete. Unless I have notified ▇▇▇▇▇▇ ▇▇▇▇▇ to the contrary, I am not an employee of: (1) the Financial Industry Regulatory Authority, Inc. (“FINRA”); (2) any stock exchange; (3) any member firm of any exchange; (4) a bank; (5) a trust company; or (6) any member firm of FINRA. If I become so employed, I agree to notify ▇▇▇▇▇▇ ▇▇▇▇▇ of that employment promptly after becoming so employed.

Appears in 1 contract

Sources: Account Agreement

Client Representation and Warranties. I am a natural person of legal age with the ability to enter into this Agreement. The information I have provided to ▇▇▇▇▇▇ ▇▇▇▇▇ in connection with this Account is current, accurate, truthful truthful, and complete. Unless I have notified ▇▇▇▇▇▇ ▇▇▇▇▇ to the contrary, I am not an employee of: (1) the Financial Industry Regulatory Authority, Inc. (“FINRA”); (2) any stock exchange; (3) any member firm of any exchange; (4) a bank; (5) a trust company; or (6) any member firm of FINRA. If I become so employed, I agree to notify ▇▇▇▇▇▇ ▇▇▇▇▇ of that employment promptly after becoming so employed.

Appears in 1 contract

Sources: Retirement Account Agreement

Client Representation and Warranties. I am a natural person of legal age with the ability to enter into this Agreement or the representative of an entity with the authority to enter into this Agreement. The information I have provided to ▇▇▇▇▇▇ ▇▇▇▇▇ in connection with this Account my Account(s) is current, accurate, truthful and complete. Unless I have notified ▇▇▇▇▇▇ ▇▇▇▇▇ to the contrary, I am not an employee of: (1) the Financial Industry Regulatory Authority, Inc. (“FINRA”); (2) any stock exchange; (3) any member firm of any exchange; (4) a bank; (5) a trust company; or (6) any member firm of FINRA. If I become so employed, I agree to notify ▇▇▇▇▇▇ ▇▇▇▇▇ of that employment promptly after becoming so employed.

Appears in 1 contract

Sources: Account Agreement