Collective Investment Scheme Clause Samples

A Collective Investment Scheme clause defines the framework under which multiple investors pool their funds to invest in a portfolio of assets managed by a professional manager. This clause typically outlines the rights and obligations of participants, the management structure, and the rules governing contributions, withdrawals, and distributions. By establishing clear guidelines for collective investment, the clause ensures transparency, protects investor interests, and facilitates efficient management of pooled resources.
Collective Investment Scheme to the best of CSL’s knowledge and belief, and on the basis of appropriate legal advice and in the absence of any contradictory notices from the Financial Services Authority, CSL does not constitute a “collective investment scheme” or an “open-ended investment company” for the purposes of the Financial Services and Markets Act 2000 and any applicable secondary legislation made under it
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Collective Investment Scheme to the best of HCSL’s knowledge and belief, and on the basis of appropriate legal advice and in the absence of any contradictory notices from the Financial Services Authority, HCSL does not constitute a “collective investment scheme” or an “open-ended investment company” for the purposes of the Financial Services and Markets Act 2000 and any applicable secondary legislation made under it
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Collective Investment Scheme. Where the applicant is a Collective Investment Scheme (‘CIS’) regulated as a designated person or listed on a regulated financial market in one of the above referenced Equivalent Jurisdictions, please provide the following:
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Collective Investment Scheme to the best of GBS’s knowledge and belief, and on the basis of appropriate legal advice and in the absence of any contradictory notices from the Financial Conduct Authority, GBS does not constitute a “collective investment scheme” or an “open-ended investment company” for the purposes of the FSMA and any applicable secondary legislation made under it
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Collective Investment Scheme to the best of MSL’s knowledge and belief, and on the basis of appropriate legal advice and in the absence of any contradictory notices from the Financial Conduct Authority or the Financial Services Authority, MSL does not constitute a “collective investment scheme” or an “open-ended investment company” for the purposes of the Financial Services and Markets Act 2000 and any applicable secondary legislation made under it; and
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Related to Collective Investment Scheme

  • PIPE Investment (a) Following the Original Agreement Date and until the date of the mailing of the Proxy Statement to the stockholders of Acquiror may enter into subscription agreements (each, a “Subscription Agreement”) with investors (a “PIPE Investor”) relating to an investment in convertible preferred stock of Acquiror (“PIPE Securities”) pursuant to a private placement to be consummated immediately prior to the consummation of the Business Combination (the “PIPE”), in either case, on terms mutually agreeable to Acquiror and the Company acting reasonably and in good faith (a “PIPE Investment”), provided that, unless otherwise agreed by Acquiror and the Company, the aggregate gross proceeds under the Subscription Agreements shall not exceed $100,000,000 (the “PIPE Investment Amount”), provided further that, such PIPE Investment Amount shall be increased to account for any fees paid by the Company in connection with the negotiation, execution and/or consummation of the PIPE Investment Amount. In connection with Acquiror seeking a PIPE Investment, Acquiror and the Company shall, and shall cause their respective Representatives to, cooperate with each other and their respective Representatives in connection with such PIPE Investment and use their respective commercially reasonable efforts to cause such PIPE Investment to occur (including having the Company’s senior management participate in any investor meetings and roadshows as reasonably requested by Acquiror). In connection with a PIPE Investment, to the extent necessary to address the treatment of the PIPE Securities underlying such PIPE Investment hereunder, Acquiror and the Company shall negotiate in good faith to amend or otherwise modify this Agreement to reflect such PIPE Securities. (b) Acquiror shall not reduce the PIPE Investment Amount or the subscription amount under any Subscription Agreement or reduce or impair the rights of Acquiror under any Subscription Agreement, permit any amendment or modification to be made to, any waiver (in whole or in part) of, or provide consent to modify (including consent to terminate), any provision or remedy under, or any replacements of, any of the Subscription Agreements, in each case, other than any assignment or transfer contemplated therein or expressly permitted thereby (without any further amendment, modification or waiver to such assignment or transfer provision); provided, that, in the case of any such assignment or transfer, the initial party to such Subscription Agreement remains bound by its obligations with respect thereto in the event that the transferee or assignee, as applicable, does not comply with its obligations to consummate the purchase of the PIPE Securities contemplated thereby, unless otherwise approved in writing by the other Party (which approval shall not be unreasonably withheld, conditioned or delayed), and except for any of the foregoing actions that would not increase conditionality or impose any new obligation on Acquiror. (c) Acquiror shall use its reasonable best efforts to take, or cause to be taken, all actions and do, or cause to be done, all things necessary, proper or advisable to consummate the transactions contemplated by any Subscription Agreement to which it is a party on the terms and conditions described therein, including maintaining in effect such Subscription Agreement and to use its reasonable best efforts to: (i) satisfy in all material respects on a timely basis all conditions and covenants applicable to Acquiror in such Subscription Agreement and otherwise comply with its obligations thereunder, (ii) confer with the Company regarding timing for delivery of any closing notice pursuant to such Subscription Agreement, and (iii) enforce its rights under such Subscription Agreement in the event that all conditions in such Subscription Agreement (other than conditions that Acquiror, the Company or any of their respective Affiliates control the satisfaction of and other than those conditions that by their nature are to be satisfied at the Closing) have been satisfied, to cause the applicable PIPE Investor to pay to (or as directed by) Acquiror the consideration set forth in such Subscription Agreement and consummate the transactions contemplated by such Subscription Agreement at or prior to Closing, in accordance with its terms. (d) Without limiting the generality of the foregoing, Acquiror shall give the Company prompt written notice: (i) of any breach or default (or any event or circumstance that, with or without notice, lapse of time or both, could give rise to any breach or default) by any party to any Subscription Agreement known to Acquiror; (ii) of the receipt of any written notice or other written communication from any party to any Subscription Agreement with respect to any actual, potential, threatened or claimed expiration, lapse, withdrawal, breach, default, termination or repudiation by any party to any Subscription Agreement or any provisions of any Subscription Agreement; (iii) of any amendment, waiver or modification to any Subscription Agreement entered into by Acquiror that such Party was permitted to make without the prior written consent of the Company in accordance with this Section 8.04(d), it being understood that such amendment, waiver or modification is not conditioned on delivery of such notice and (iv) if Acquiror does not expect to receive all or any portion of financing proceeds on the terms, in the manner or from the applicable PIPE Investors as contemplated by the Subscription Agreements.

  • Sub-Investment Advisers The Adviser may employ one or more sub-investment advisers from time to time to perform such of the acts and services of the Adviser, including the selection of brokers or dealers to execute the Trust's portfolio security transactions, and upon such terms and conditions as may be agreed upon between the Adviser and such sub-investment adviser and approved by the Trustees of the Trust, all as permitted by the Investment Company Act of 1940.

  • Investment of Exchange Fund The Exchange Agent shall invest any cash included in the Exchange Fund, as directed by Parent, on a daily basis. Any interest and other income resulting from such investments shall be paid to Parent.

  • Price Emerging Europe Fund  T Rowe Price Emerging Markets Bond Fund T. Rowe Price Emerging Markets Corporate Bond Fund T. Rowe Price Emerging Markets Local Currency Bond Fund T. Rowe Price Emerging Markets Stock Fund T. Rowe Price European Stock Fund T. Rowe Price Global Growth Stock Fund T. Rowe Price Global Industrials Fund T. Rowe Price Global Infrastructure Fund T. Rowe Price Global Stock Fund T. Rowe Price International Bond Fund T. Rowe Price International Concentrated Equity Fund T. Rowe Price International Discovery Fund T. Rowe Price International Growth & Income Fund T. Rowe Price International Stock Fund T. Rowe Price Japan Fund T. Rowe Price Latin America Fund T. Rowe Price New Asia Fund T. Rowe Price Overseas Stock Fund T. ROWE PRICE INTERNATIONAL INDEX FUND, INC. T. Rowe Price International Equity Index Fund T. ROWE PRICE INTERNATIONAL SERIES, INC. T. Rowe Price International Stock Portfolio T. ROWE PRICE MEDIA & TELECOMMUNICATIONS FUND, INC. T. ROWE PRICE MID-CAP GROWTH FUND, INC. T. ROWE PRICE MID-CAP VALUE FUND, INC. T. ROWE PRICE MULTI-SECTOR ACCOUNT PORTFOLIOS, INC. T. Rowe Price Emerging Markets Corporate Multi-Sector Account Portfolio T. Rowe Price Emerging Markets Local Multi-Sector Account Portfolio T. Rowe Price Floating Rate Multi-Sector Account Portfolio T. Rowe Price High Yield Multi-Sector Account Portfolio T. Rowe Price Investment-Grade Corporate Multi-Sector Account Portfolio T. Rowe Price Mortgage-Backed Securities Multi-Sector Account Portfolio T. ROWE PRICE NEW AMERICA GROWTH FUND T. ROWE PRICE NEW ERA FUND, INC. T. ROWE PRICE NEW HORIZONS FUNDS, INC. WF NHF I, LLC T. ROWE PRICE NEW INCOME FUND, INC. T. ROWE PRICE PERSONAL STRATEGY FUNDS, INC. T. Rowe Price Personal Strategy Balanced Fund T. Rowe Price Personal Strategy Growth Fund T. Rowe Price Personal Strategy Income Fund T. ROWE PRICE PRIME RESERVE FUND, INC. T. ROWE PRICE REAL ASSETS FUND, INC. T. ROWE PRICE REAL ESTATE FUND, INC. T. ROWE PRICE RESERVE INVESTMENT FUNDS, INC. T. Rowe Price Government Reserve Investment Fund T. Rowe Price Reserve Investment Fund T. Rowe Price Short-Term Government Reserve Fund T. Rowe Price Short-Term Reserve Fund T. ROWE PRICE RETIREMENT FUNDS, INC. T. Rowe Price Retirement 2005 Fund T. Rowe Price Retirement 2010 Fund T. Rowe Price Retirement 2015 Fund T. Rowe Price Retirement 2020 Fund T. Rowe Price Retirement 2025 Fund T. Rowe Price Retirement 2030 Fund T. Rowe Price Retirement 2035 Fund T. Rowe Price Retirement 2040 Fund T. Rowe Price Retirement 2045 Fund T. Rowe Price Retirement 2050 Fund T. Rowe Price Retirement 2055 Fund T. Rowe Price Retirement 2060 Fund T. Rowe Price Retirement Income Fund T. Rowe Price Target Retirement 2005 Fund T. Rowe Price Target Retirement 2010 Fund T. Rowe Price Target Retirement 2015 Fund T. Rowe Price Target Retirement 2020 Fund T. Rowe Price Target Retirement 2025 Fund T. Rowe Price Target Retirement 2030 Fund T. Rowe Price Target Retirement 2035 Fund T. Rowe Price Target Retirement 2040 Fund T. Rowe Price Target Retirement 2045 Fund T. Rowe Price Target Retirement 2050 Fund T. Rowe Price Target Retirement 2055 Fund T. Rowe Price Target Retirement 2060 Fund T. ROWE PRICE SCIENCE & TECHNOLOGY FUND, INC. T. ROWE PRICE SHORT-TERM BOND FUND, INC. T. Rowe Price Ultra Short-Term Bond Fund T. ROWE PRICE SMALL-CAP STOCK FUND, INC. T. ROWE PRICE SMALL-CAP VALUE FUND, INC. T. ROWE PRICE SPECTRUM FUND, INC. Spectrum Growth Fund Spectrum Income Fund Spectrum International Fund T. ROWE PRICE STATE TAX-FREE INCOME TRUST Georgia Tax-Free Bond Fund Maryland Short-Term Tax-Free Bond Fund Maryland Tax-Free Bond Fund Maryland Tax-Free Money Fund New Jersey Tax-Free Bond Fund New York Tax-Free Bond Fund New York Tax-Free Money Fund Virginia Tax-Free Bond Fund T. ROWE PRICE STRATEGIC INCOME FUND, INC. T. ROWE PRICE SUMMIT FUNDS, INC. T. Rowe Price Summit Cash Reserves Fund T. Rowe Price Summit GNMA Fund T. ROWE PRICE SUMMIT MUNICIPAL FUNDS, INC. T. Rowe Price Summit Municipal Income Fund T. Rowe Price Summit Municipal Intermediate Fund T. Rowe Price Summit Municipal Money Market Fund T. ROWE PRICE TAX-EFFICIENT FUNDS, INC. T. Rowe Price Tax-Efficient Equity Fund T. ROWE PRICE TAX-EXEMPT MONEY FUND, INC. T. ROWE PRICE TAX-FREE HIGH YIELD FUND, INC. T. ROWE PRICE TAX-FREE INCOME FUND, INC. T. ROWE PRICE TAX-FREE SHORT-INTERMEDIATE FUND, INC. T. Rowe Price Tax-Free Ultra Short-Term Bond Fund T. ROWE PRICE U.S. BOND ENHANCED INDEX FUND, INC. T. ROWE PRICE U.S. LARGE-CAP CORE FUND, INC. T. ROWE PRICE U.S. TREASURY FUNDS, INC. U.S. Treasury Intermediate Fund U.S. Treasury Long-Term Fund U.S. Treasury Money Fund T. ROWE PRICE VALUE FUND, INC. /s/David Oestreicher By:_____________________________________ David Oestreicher, Vice President STATE STREET BANK AND TRUST COMPANY /s/Michael F. Rogers By:_____________________________________ Michael F. Rogers, Executive Vice President The Custodian Contract of January 28, 1998, as amended November 4, 1998, April 21, 1999, February 9, 2000, April 19, 2000, July 18, 2000, October 25, 2000, February 7, 2001, July 24, 2001, April 24, 2002, July 24, 2002, September 4, 2002, July 23, 2003, October 22, 2003, February 4, 2004, September 20, 2004, March 2, 2005, April 19, 2006, July 19, 2006, October 18, 2006, April 24, 2007, June 12, 2007, July 24, 2007, October 23, 2007, February 6, 2008, July 22, 2008, October 21, 2008, April 22, 2009, August 28, 2009, October 20, 2009, February 10, 2009, April 29, 2010, July 6, 2010, July 21, 2010, October 21, 2010, April 15, 2011, April 20, 2011, October 17, 2011, February 9, 2012, April 24, 2012, September 9, 2012, November 7, 2012, March 14, 2013, April 4, 2013, April 22, 2013, July 1, 2013, July 24, 2013, February 4, 2014, March 19, 2014, May 14, 2014, and June 5, 2014 between State Street Bank and Trust Company and each of the Parties listed on Appendix A thereto is hereby further amended, as of, August 5, 2014 by adding thereto T. Rowe Price New Horizons Fund, Inc. on behalf of CHEWY NHF, LLC and T. Rowe Price Small-Cap Value Fund, Inc. on behalf of CHEWY SCVF, LLC. T. ROWE PRICE BALANCED FUND, INC. T. ROWE PRICE BLUE CHIP GROWTH FUND, INC. T. ROWE PRICE CALIFORNIA TAX-FREE INCOME TRUST California Tax-Free Bond Fund California Tax-Free Money Fund T. ROWE PRICE CAPITAL APPRECIATION FUND T. ROWE PRICE CAPITAL OPPORTUNITY FUND, INC. T. ROWE PRICE CORPORATE INCOME FUND, INC. T. ROWE PRICE CREDIT OPPORTUNITIES FUND, INC. T. ROWE PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC. T. ROWE PRICE DIVERSIFIED SMALL-CAP GROWTH FUND, INC. T. ROWE PRICE DIVIDEND GROWTH FUND, INC. T. ROWE PRICE EQUITY INCOME FUND T. ROWE PRICE EQUITY SERIES, INC. T. Rowe Price Blue Chip Growth Portfolio T. Rowe Price Equity Income Portfolio T. Rowe Price Equity Index 500 Portfolio T. Rowe Price Health Sciences Portfolio T. Rowe Price Mid-Cap Growth Portfolio T. Rowe Price New America Growth Portfolio T. Rowe Price Personal Strategy Balanced Portfolio T. ROWE PRICE FINANCIAL SERVICES FUND, INC. T. ROWE PRICE FIXED INCOME SERIES, INC. T. Rowe Price Limited-Term Bond Portfolio T. Rowe Price Prime Reserve Portfolio T. ROWE PRICE FLOATING RATE FUND, INC. T. ROWE PRICE GLOBAL ALLOCATION FUND, INC. T. ROWE PRICE GLOBAL REAL ESTATE FUND, INC. T. ROWE PRICE GLOBAL TECHNOLOGY FUND, INC. T. ROWE PRICE GNMA FUND T. ROWE PRICE GROWTH & INCOME FUND, INC. T. ROWE PRICE GROWTH STOCK FUND, INC. T. ROWE PRICE HEALTH SCIENCES FUND, INC. T. ROWE PRICE HIGH YIELD FUND, INC. T. ROWE PRICE INDEX TRUST, INC. T. Rowe Price Equity Index 500 Fund T. Rowe Price Extended Equity Market Index Fund T. Rowe Price Total Equity Market Index Fund T. ROWE PRICE INFLATION FOCUSED BOND FUND, INC. T. ROWE PRICE INFLATION PROTECTED BOND FUND, INC. T. ROWE PRICE INSTITUTIONAL EQUITY FUNDS, INC. T. Rowe Price Institutional Large-Cap Core Growth Fund T. Rowe Price Institutional Large-Cap Growth Fund T. Rowe Price Institutional Large-Cap Value Fund T. Rowe Price Institutional Mid-Cap Equity Growth Fund T. Rowe Price Institutional Small-Cap Stock Fund T. Rowe Price Institutional U.S. Structured Research Fund T. ROWE PRICE INSTITUTIONAL INCOME FUNDS, INC. T. Rowe Price Institutional Core Plus Fund T. Rowe Price Institutional Credit Opportunities Fund T. Rowe Price Institutional Floating Rate Fund T. Rowe Price Institutional Global Multi-Sector Bond Fund T. Rowe Price Institutional High Yield Fund T. Rowe Price Institutional Long Duration Credit Fund T. ROWE PRICE INSTITUTIONAL INTERNATIONAL FUNDS, INC. T. Rowe Price Institutional Africa & Middle East Fund T. Rowe Price Institutional Concentrated International Equity Fund T. Rowe Price Institutional Emerging Markets Bond Fund T. Rowe Price Institutional Emerging Markets Equity Fund T. Rowe Price Institutional Frontier Markets Equity Fund T. Rowe Price Institutional Global Focused Growth Equity Fund T. Rowe Price Institutional Global Growth Equity Fund T. Rowe Price Institutional Global Value Equity Fund T. Rowe Price Institutional International Bond Fund T. Rowe Price Institutional International Core Equity Fund T. Rowe Price Institutional International Growth Equity Fund T. ROWE PRICE INTERMEDIATE TAX-FREE HIGH YIELD FUND, INC.

  • Price Emerging Europe Fund  ▇ ▇▇▇▇ Price Emerging Markets Bond Fund ▇. ▇▇▇▇ Price Emerging Markets Corporate Bond Fund ▇. ▇▇▇▇ Price Emerging Markets Local Currency Bond Fund ▇. ▇▇▇▇ Price Emerging Markets Stock Fund ▇. ▇▇▇▇ Price Emerging Markets Value Stock Fund ▇. ▇▇▇▇ Price European Stock Fund ▇. ▇▇▇▇ Price Global Growth Stock Fund ▇. ▇▇▇▇ Price Global High Income Bond Fund ▇. ▇▇▇▇ Price Global Industrials Fund ▇. ▇▇▇▇ Price Global Stock Fund ▇. ▇▇▇▇ Price Global Unconstrained Bond Fund ▇. ▇▇▇▇ Price International Bond Fund ▇. ▇▇▇▇ Price International Concentrated Equity Fund ▇. ▇▇▇▇ Price International Discovery Fund ▇. ▇▇▇▇ Price International Growth & Income Fund ▇. ▇▇▇▇ Price International Stock Fund ▇. ▇▇▇▇ Price Japan Fund ▇. ▇▇▇▇ Price Latin America Fund ▇. ▇▇▇▇ Price New Asia Fund ▇. ▇▇▇▇ Price Overseas Stock Fund ▇. ▇▇▇▇ PRICE INTERNATIONAL INDEX FUND, INC. ▇. ▇▇▇▇ Price International Equity Index Fund ▇. ▇▇▇▇ PRICE INTERNATIONAL SERIES, INC. ▇. ▇▇▇▇ Price International Stock Portfolio ▇. ▇▇▇▇ PRICE MEDIA & TELECOMMUNICATIONS FUND, INC. ▇. ▇▇▇▇ PRICE MID-CAP GROWTH FUND, INC. ▇. ▇▇▇▇ PRICE MID-CAP VALUE FUND, INC. ▇. ▇▇▇▇ PRICE MULTI-SECTOR ACCOUNT PORTFOLIOS, INC. ▇. ▇▇▇▇ Price Emerging Markets Corporate Multi-Sector Account Portfolio ▇. ▇▇▇▇ Price Emerging Markets Local Multi-Sector Account Portfolio ▇. ▇▇▇▇ Price Floating Rate Multi-Sector Account Portfolio ▇. ▇▇▇▇ Price High Yield Multi-Sector Account Portfolio ▇. ▇▇▇▇ Price Investment-Grade Corporate Multi-Sector Account Portfolio ▇. ▇▇▇▇ Price Mortgage-Backed Securities Multi-Sector Account Portfolio ▇. ▇▇▇▇ PRICE NEW AMERICA GROWTH FUND ▇. ▇▇▇▇ PRICE NEW ERA FUND, INC. ▇. ▇▇▇▇ PRICE NEW HORIZONS FUND, INC. CHEWY NHF, LLC Encapsys NHF, LLC WF NHF I, LLC ▇. ▇▇▇▇ PRICE NEW INCOME FUND, INC. ▇. ▇▇▇▇ PRICE PERSONAL STRATEGY FUNDS, INC. ▇. ▇▇▇▇ Price Personal Strategy Balanced Fund ▇. ▇▇▇▇ Price Personal Strategy Growth Fund ▇. ▇▇▇▇ Price Personal Strategy Income Fund ▇. ▇▇▇▇ PRICE PRIME RESERVE FUND, INC. ▇. ▇▇▇▇ PRICE REAL ASSETS FUND, INC. ▇. ▇▇▇▇ PRICE REAL ESTATE FUND, INC. ▇. ▇▇▇▇ PRICE RESERVE INVESTMENT FUNDS, INC. ▇. ▇▇▇▇ Price Government Reserve Investment Fund ▇. ▇▇▇▇ Price Reserve Investment Fund ▇. ▇▇▇▇ Price Short-Term Government Reserve Fund ▇. ▇▇▇▇ Price Short-Term Reserve Fund ▇. ▇▇▇▇ PRICE RETIREMENT FUNDS, INC. ▇. ▇▇▇▇ Price Retirement 2005 Fund ▇. ▇▇▇▇ Price Retirement 2010 Fund ▇. ▇▇▇▇ Price Retirement 2015 Fund ▇. ▇▇▇▇ Price Retirement 2020 Fund ▇. ▇▇▇▇ Price Retirement 2025 Fund ▇. ▇▇▇▇ Price Retirement 2030 Fund ▇. ▇▇▇▇ Price Retirement 2035 Fund ▇. ▇▇▇▇ Price Retirement 2040 Fund ▇. ▇▇▇▇ Price Retirement 2045 Fund ▇. ▇▇▇▇ Price Retirement 2050 Fund ▇. ▇▇▇▇ Price Retirement 2055 Fund ▇. ▇▇▇▇ Price Retirement 2060 Fund ▇. ▇▇▇▇ Price Retirement Balanced Fund ▇. ▇▇▇▇ Price Target 2005 Fund ▇. ▇▇▇▇ Price Target 2010 Fund ▇. ▇▇▇▇ Price Target 2015 Fund ▇. ▇▇▇▇ Price Target 2020 Fund ▇. ▇▇▇▇ Price Target 2025 Fund ▇. ▇▇▇▇ Price Target 2030 Fund ▇. ▇▇▇▇ Price Target 2035 Fund ▇. ▇▇▇▇ Price Target 2040 Fund ▇. ▇▇▇▇ Price Target 2045 Fund ▇. ▇▇▇▇ Price Target 2050 Fund ▇. ▇▇▇▇ Price Target 2055 Fund ▇. ▇▇▇▇ Price Target 2060 Fund ▇. ▇▇▇▇ PRICE SCIENCE & TECHNOLOGY FUND, INC. ▇. ▇▇▇▇ PRICE SHORT-TERM BOND FUND, INC. ▇. ▇▇▇▇ Price Ultra Short-Term Bond Fund ▇. ▇▇▇▇ PRICE SMALL-CAP STOCK FUND, INC. ▇. ▇▇▇▇ PRICE SMALL-CAP VALUE FUND, INC. CHEWY SCVF, LLC