Commission or Other Transaction Based Fees Clause Samples

Commission or Other Transaction Based Fees. Dealer may charge a commission or other transaction based fee on purchases and sales of Institutional Class I or Advisory Class D Shares on such Dealer’s brokerage platform. To the extent such a fee is charged, Dealer represents that Dealer is acting solely as an agent for its Client with respect to their purchase or sale of Institutional Class I or Advisory Class D Shares. Any such commission will be charged in a manner consistent with applicable FINRA rules. Purchases and sales of Institutional Class I or Advisory Class D Shares may only be executed as purchases or redemptions between the Client and the Fund. Dealer shall not execute trades of Institutional Class I or Advisory Class D Shares between Clients.
View Source
Commission or Other Transaction Based Fees. Intermediary may charge a commission or other transaction based fee on purchases and sales of Shares on such Intermediary’s brokerage platform to the extent the Prospectus discloses that such commissions or fees may be charged for the relevant class of Shares. To the extent such a fee is charged, Intermediary represents that Intermediary is acting solely as an agent for its Client with respect to their purchase or sale of Shares. Any such commission or other transaction based fee will be charged in a manner consistent with the Prospectus and applicable law and FINRA rules. Purchases and sales of such Shares may only be executed as purchases or redemptions between the Client and the Fund. Intermediary shall not execute trades of Shares between Clients.
View Source

Related to Commission or Other Transaction Based Fees

  • Other Transactions Nothing contained herein shall preclude the Agent or any other Lender from engaging in any transaction, in addition to those contemplated by this Agreement or any other Loan Document, with the Borrower or any of its Affiliates in which the Borrower or such Affiliate is not restricted hereby from engaging with any other Person.

  • Transaction Fees The State of Florida, through the Department of Management Services, has instituted MyFloridaMarketPlace, a statewide eProcurement system pursuant to section 287.057(22), F.S. All payments issued by Customers to registered Vendors for purchases of commodities or contractual services will be assessed Transaction Fees as prescribed by rule 60A-1.031, F.A.C., or as may otherwise be established by law. Vendors must pay the Transaction Fees and agree to automatic deduction of the Transaction Fees when automatic deduction becomes available. Vendors will submit any monthly reports required pursuant to the rule. All such reports and payments will be subject to audit. Failure to comply with the payment of the Transaction Fees or reporting of transactions will constitute grounds for declaring the Vendor in default and subject the Vendor to exclusion from business with the State of Florida.

  • Other Transaction Documents Each representation and warranty made by the Servicer under each other Transaction Document to which it is a party (including, without limitation, the Purchase and Sale Agreement) is true and correct in all material respects as of the date when made.

  • Broker’s or Finder’s Fees No broker, finder, investment banker or other Person is entitled to any brokerage, finder’s or other fee or commission from the Company in connection with the transactions contemplated by the Transaction Agreements.

  • MFMP Transaction Fee Reports The Contractor shall submit complete monthly MFMP Transaction Fee Reports to the Department. Reports are due 15 calendar days after the end of each month. Information on how to submit MFMP Transaction Fee Reports online can be located at ▇▇▇▇▇://▇▇▇.▇▇▇.▇▇▇▇▇▇▇▇▇.▇▇▇/business_operations/state_/myfloridamarketplace/ mfmp_vendors/transaction_fee_and_reporting. Assistance with transaction fee reporting is also available by email at ▇▇▇▇▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇ or telephone at 866-FLA-EPRO (866-352-3776) from 8:00 a.m. to 6:00 p.m. Eastern Time.