Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times comply with: (a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder; (b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act; (c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time; (d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and (e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 90 contracts
Sources: Investment Advisory Agreement (Wells Fargo Funds Trust), Investment Advisory Agreement (Wells Fargo Funds Trust), Investment Advisory Agreement (Wells Fargo Variable Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Sub-Adviser shall at all times comply with:
(a) investment guidelines, policies and restrictions established by the Board that have been communicated in writing to the Sub-Adviser;
(b) all applicable provisions of the 1940 Act and the Advisers Act, and any rules and regulations adopted thereunder;
(bc) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(cd) the provisions of the Declaration of Trust of the Trust, as it may be amended or supplemented from time to time;
(de) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and
(ef) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 43 contracts
Sources: Sub Advisory Agreement (Allspring Master Trust), Sub Advisory Agreement (Allspring Funds Trust), Sub Advisory Agreement (Allspring Master Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times comply with:
(a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder;
(b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 32 contracts
Sources: Investment Advisory Agreement (Wells Fargo Master Trust), Investment Advisory Agreement (Wells Fargo Master Trust), Investment Advisory Agreement (Wells Fargo Master Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser Manager shall at all times comply with:
(a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder;
(b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 30 contracts
Sources: Interim Investment Management Agreement (Wells Fargo Funds Trust), Investment Management Agreement (Wells Fargo Funds Trust), Investment Management Agreement (Wells Fargo Funds Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser Manager shall at all times comply with:
(a) all applicable provisions of the 1940 Act, the Advisers Act and any rules and regulations adopted thereunder;
(b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 17 contracts
Sources: Investment Management Agreement (Allspring Funds Trust), Investment Management Agreement (Allspring Funds Trust), Investment Management Agreement (Allspring Funds Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser Manager shall at all times comply with:
(a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder;
(b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundsFund, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 10 contracts
Sources: Investment Management Agreement (Wells Fargo Funds Trust), Interim Investment Management Agreement (Wells Fargo Funds Trust), Investment Management Agreement (Wells Fargo Funds Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times comply with:
(a) all applicable provisions of the 1940 Act, the Advisers Act and any rules and regulations adopted thereunder;
(b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 6 contracts
Sources: Investment Advisory Agreement (Allspring Master Trust), Investment Advisory Agreement (Allspring Master Trust), Investment Advisory Agreement (Allspring Master Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times comply with:
(a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder;
(b) the Registration Statement of the [Corporation/Trust], as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Declaration [Articles of Incorporation/Trust Instrument] of the [Corporation/Trust], as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust [Corporation/Trust] or the Funds, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 4 contracts
Sources: Investment Advisory Agreement (Wells Fargo Funds Trust), Interim Investment Advisory Agreement (Wells Fargo Variable Trust), Investment Advisory Agreement (Strong Income Funds Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser Manager shall at all times comply with:
(a) all applicable provisions of the 1940 Act, the Advisers Act and any rules and regulations adopted thereunder;
(b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Amended and Restated Declaration of Trust of the Trust, as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 2 contracts
Sources: Investment Management Agreement (Allspring Exchange-Traded Funds Trust), Investment Management Agreement (Allspring Exchange-Traded Funds Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times comply with:
(a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder;
(b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
(c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time;
(d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the FundsFund, and any rules and regulations adopted thereunder; and
(e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 2 contracts
Sources: Investment Advisory Agreement (Wells Fargo Funds Trust), Investment Advisory Agreement (Wells Fargo Funds Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Adviser shall at all times comply with:
(a) all applicable provisions of the 1940 Act, and any rules and regulations adopted thereunder;
; (b) the Registration Statement of the Trust, as it may be amended from time to time, filed with the Commission under the Securities Act and the 1940 Act;
; (c) the provisions of the Declaration of Trust of the Trust, as it may be amended from time to time;
; (d) the provisions of the Internal Revenue Code of 1986, as amended, applicable to the Trust or the Funds, and any rules and regulations adopted thereunder; and
and (e) any other applicable provisions of state or federal law, and any rules and regulations adopted thereunder.
Appears in 1 contract
Sources: Investment Advisory Agreement (Wells Fargo Master Trust)