Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to: (a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder; (b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 Act; (c) the provisions of the Articles of Incorporation; (d) the provisions of the By-laws; and (e) any other applicable provisions of Federal and State law.
Appears in 7 contracts
Sources: Investment Advisory Agreement (Flag Investors Value Builder Fund Inc), Investment Advisory Agreement (Flag Investors Equity Partners Fund Inc), Investment Advisory Agreement (Flag Investors Real Estate Securities Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of a Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of Incorporation;
(d) the provisions of the By-lawsTrust; and
(ed) any other applicable provisions of Federal state and State federal law.
Appears in 7 contracts
Sources: Investment Advisory Agreement (Scudder Investment Portfolios), Investment Advisory Agreement (Scudder Investment Portfolios), Investment Advisory Agreement (Bt Investment Portfolios)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 ActStatement;
(c) the provisions of the Articles Agreement and Declaration of IncorporationTrust of the Trust, as amended;
(d) the provisions of the By-lawsLaws of the Trust, as amended; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 6 contracts
Sources: Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of a Portfolio under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of Incorporation;
(d) the provisions of the By-lawsTrust; and
(ed) any other applicable provisions of Federal state and State federal law.
Appears in 6 contracts
Sources: Investment Advisory Agreement (Scudder Equity 500 Index Portfolio), Investment Advisory Agreement (Bt Pyramid Mutual Funds), Investment Advisory Agreement (Equity 500 Index Portfolio)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of a Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 5 contracts
Sources: Investment Advisory Agreement (Bt Investment Funds), Investment Management Agreement (Deutsche Asset Management Vit Funds), Investment Advisory Agreement (Bt Pyramid Mutual Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
: (a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
; (b) the provisions of the Registration Statement of the Fund under the Securities Act of 1933 Act and the 1940 Act;
; (c) the provisions of the Articles of Incorporation;
, as amended; (d) the provisions of the By-lawslaws of the Fund, as amended; and
and (e) any other applicable provisions of Federal state and State federal law.
Appears in 3 contracts
Sources: Investment Advisory Agreement (Deutsche Banc Alex Brown Cash Reserve Fund Inc), Investment Advisory Agreement (Deutsche Banc Alex Brown Cash Reserve Fund Inc), Investment Advisory Agreement (Deutsche Banc Alex Brown Cash Reserve Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of a Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) [the provisions of the By-lawsTrust Agreement; and]
(e) any other applicable provisions of Federal state and State federal law.
Appears in 3 contracts
Sources: Investment Advisory Agreement (Scudder Advisor Funds), Investment Advisory Agreement (Morgan Grenfell Investment Trust /Ny/), Investment Advisory Agreement (Bt Investment Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust Portfolio under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 3 contracts
Sources: Investment Advisory Agreement (Bt Pyramid Mutual Funds), Investment Advisory Agreement (Bt Investment Funds), Investment Advisory Agreement (Bt Investment Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of a Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 3 contracts
Sources: Investment Advisory Agreement (Scudder Institutional Funds), Investment Advisory Agreement (Scudder Institutional Funds), Investment Advisory Agreement (Bt Institutional Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of a Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-lawsTrust Agreement; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 3 contracts
Sources: Investment Advisory Agreement (Scudder Mg Investments Trust), Investment Advisory Agreement (DWS Investments Trust), Investment Advisory Agreement (Scudder Mg Investments Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust under the Securities Act of 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-lawsLaws; and
(e) any other applicable provisions of Federal and State law.
Appears in 3 contracts
Sources: Investment Advisory Agreement (Scudder Rreef Securities Trust), Investment Advisory Agreement (Rreef Securities Trust), Investment Advisory Agreement (Scudder Rreef Securities Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of the Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 2 contracts
Sources: Investment Advisory Agreement (Scudder Advisor Funds), Investment Advisory Agreement (Scudder Advisor Funds Iii)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund on behalf of a Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-lawsLaws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 2 contracts
Sources: Investment Advisory Agreement (Flag Investors Funds Inc), Investment Advisory Agreement (Flag Investors Funds Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal and State state law.
Appears in 2 contracts
Sources: Investment Advisory Agreement (Isi Strategy Fund Inc), Investment Advisory Agreement (Isi Strategy Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 ActStatement;
(c) the provisions of the Articles Declaration of IncorporationTrust of the Trust, as amended;
(d) the provisions of the By-lawsLaws of the Trust, as amended; and
(e) any other applicable provisions of state and Federal and State law.
Appears in 2 contracts
Sources: Investment Advisory Agreement (Arbitrage Funds), Investment Advisory Agreement (Arbitrage Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) a. all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) b. the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 Act;
(c) c. the provisions of the Articles of Incorporation;
(d) d. the provisions of the By-lawsLaws; and
(e) e. any other applicable provisions of Federal state and State federal law.
Appears in 2 contracts
Sources: Investment Advisory Agreement (Flag Investors Short Intermediate Income Fund Inc), Investment Advisory Agreement (Flag Investors Short Intermediate Income Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
2 3 (a) all applicable provisions of the 1940 Act and the Advisers Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal and State law.
Appears in 2 contracts
Sources: Master Investment Advisory Agreement (Aim Investment Securities Funds Inc), Master Investment Advisory Agreement (Aim International Funds Inc /Md/)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;thereunder as amended; and
(b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 Act;; and
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-lawsFund's Charter; and
(ed) any other applicable provisions of Federal state and State lawfederal law and applicable rules of any registered national securities organization.
Appears in 2 contracts
Sources: Investment Advisory Agreement (Managed Municipal Fund Inc), Investment Advisory Agreement (Total Return U S Treasury Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor Adviser shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement Statements of the Fund Trust under the Securities Act of 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of Incorporation;Trust of the Trust, as amended; and
(d) the provisions of the By-lawsLaws of the Trust, as amended; and
(e) any other applicable provisions of state and Federal and State law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Lepercq Istel Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of the Portfolio under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Bt Pyramid Mutual Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-lawsLaws; and
(e) any other applicable provisions of Federal and State law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Flag Investors Equity Partners Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Portfolio under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Bt Investment Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of the Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of Incorporation;
(d) the provisions of the By-lawsTrust; and
(ed) any other applicable provisions of Federal state and State federal law.
Appears in 1 contract
Sources: Investment Advisory Agreement (DWS Advisor Funds Ii)
Compliance with Applicable Requirements. In carrying out performing its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and the Advisers Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement registration statement of the Fund Fund, as the same may be amended from time to time, under the Securities Act of 1933 Act and the 1940 Act;
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal and State law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Aim Summit Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Trust on behalf of the Portfolio under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust;
(d) the provisions of the By-laws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Bt Institutional Funds)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund Series Funds on behalf of a Series under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-lawsLaws; and
(e) any other applicable provisions of Federal state and State federal law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Flag Investors Series Funds Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement Statements of the Fund Trust under the Securities Act of 1933 Act and the 1940 Act;
(c) the provisions of the Articles Declaration of IncorporationTrust of the Trust, as amended;
(d) the provisions of the By-lawslaws of the Trust, as amended; and
(e) any other applicable provisions of state and Federal and State law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Lepercq Istel Trust)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Fund under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles of Incorporation;
(d) the provisions of the By-lawsBylaws; and
(e) any other applicable provisions of Federal and State law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Flag Investors International Fund Inc)
Compliance with Applicable Requirements. In carrying out its obligations under this Agreement, the Advisor shall at all times conform to:
(a) all applicable provisions of the 1940 Act and any rules and regulations adopted thereunder;
(b) the provisions of the Registration Statement of the Trust on behalf of the Fund under the 1933 Act and the 1940 Act;
(c) the provisions of the Articles Amended and Restated Declaration of Incorporation;
(d) the provisions of the By-lawsTrust; and
(ed) any other applicable provisions of Federal state and State federal law.
Appears in 1 contract
Sources: Investment Advisory Agreement (Scudder Institutional Funds)