Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been in compliance with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 43 contracts
Sources: Underwriting Agreement (Youxin Technology LTD), Underwriting Agreement (Youxin Technology LTD), Placement Agent Agreement (Lixte Biotechnology Holdings, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof that are in effect and with which the Company is required to comply.
Appears in 9 contracts
Sources: Securities Purchase Agreement (KALA BIO, Inc.), Securities Purchase Agreement (KALA BIO, Inc.), Securities Purchase Agreement (KALA BIO, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, has taken all necessary actions to ensure that the knowledge of the Company, Company and its officers and directors, in their capacities as such, subsidiaries are and have been in compliance with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) that are in effect and with which the Company is required to comply as of the date of this Agreement, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act not currently in effect, upon the effectiveness of such provisions, or which will become applicable to the Company.
Appears in 8 contracts
Sources: Equity Distribution Agreement (Farmland Partners Inc.), Equity Distribution Agreement (Farmland Partners Inc.), Equity Distribution Agreement (Farmland Partners Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct of 2002 and the rules and regulations promulgated in connection therewith applicable to the Company and its directors and officers.
Appears in 7 contracts
Sources: Sales Agreement (Senseonics Holdings, Inc.), Underwriting Agreement (Senseonics Holdings, Inc.), Open Market Sale Agreement (Senseonics, Inc)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act not currently in effect, upon the effectiveness of such provisions.
Appears in 5 contracts
Sources: Underwriting Agreement (Intercept Pharmaceuticals Inc), Underwriting Agreement (Intercept Pharmaceuticals Inc), Underwriting Agreement (Intercept Pharmaceuticals Inc)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, will comply in their capacities as such, are and have been in compliance all material respects with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct that are in effect.
Appears in 3 contracts
Sources: Underwriting Agreement (1347 Property Insurance Holdings, Inc.), Underwriting Agreement (1347 Property Insurance Holdings, Inc.), Underwriting Agreement (1347 Property Insurance Holdings, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company’s Knowledge, its officers and directors, in their capacities as such, are and have been in compliance with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Curative Biotechnology Inc), Underwriting Agreement (Curative Biotechnology Inc), Underwriting Agreement (Curative Biotechnology Inc)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof.
Appears in 3 contracts
Sources: Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, and its officers and directors, in their capacities as such, subsidiaries are and have been in compliance in all material respects with all applicable the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) that are in effect as of the date hereof and which the Company and its subsidiaries are required to comply with.
Appears in 3 contracts
Sources: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder and the implementing provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”).
Appears in 3 contracts
Sources: Underwriting Agreement (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all the applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct and the rules and regulations promulgated in connection therewith.
Appears in 2 contracts
Sources: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, each of its officers and directorsdirectors are in compliance with, in their capacities as such, are and have been complied in compliance with all material respects with, all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”).
Appears in 2 contracts
Sources: Merger Agreement (King Luther Capital Management Corp), Merger Agreement (Industrial Distribution Group Inc)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company andCompany, to the knowledge executive officers and directors of the Company, its officers and directors, in their capacities as such, are and have been in compliance in all material respects with all the applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct of 2002 and the applicable rules and regulations promulgated thereunder.
Appears in 1 contract
Sources: Underwriting Agreement (Focus Financial Partners Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been in compliance in all material respects with all of the applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, and its officers directors and directorsofficers, in their capacities as such, are and have been in compliance with all applicable provisions any provision of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct with which any of them are required to comply.
Appears in 1 contract
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, have taken all necessary actions to ensure that they are and have been in compliance with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 1 contract