Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statement.
Appears in 3 contracts
Sources: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementthereof.
Appears in 3 contracts
Sources: Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or and the implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statement).
Appears in 3 contracts
Sources: Underwriting Agreement (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementdate hereof.
Appears in 2 contracts
Sources: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (Garrison Capital Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently that are in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementcomply.
Appears in 1 contract
Sources: Securities Purchase Agreement (Intercept Pharmaceuticals Inc)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently that are in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementcomply.
Appears in 1 contract
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and 2002, all rules and regulations promulgated thereunder or and the implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statement.
Appears in 1 contract
Sources: Atm Equity Offering Sales Agreement (Colony Starwood Homes)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in material compliance with all the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof in connection therewith (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect and with which the Company is required applicable to comply as of the date hereofit, and is actively taking has implemented or will implement such programs and taken reasonable steps to ensure that it will be in the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with other all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration StatementAct.
Appears in 1 contract
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that that, as of the date of this Agreement, it is in material compliance with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 that are then in effect, and all rules and regulations promulgated thereunder or implementing only to the extent that such provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect and with which are applicable to the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementthis Agreement.
Appears in 1 contract
Sources: Underwriting Agreement (Convey Holding Parent, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 2002, and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently in effect thereunder, including Section 402 related to loans and with which the Company is required Sections 302 and 906 related to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementcertifications.
Appears in 1 contract
Sources: Underwriting Agreement (MultiSensor AI Holdings, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance with all provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “"S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”") presently that are in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementcomply.
Appears in 1 contract
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance and will be in compliance in all material respects with all the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all rules and regulations promulgated thereunder or of implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently that are currently in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after the effectiveness of the Registration Statementeffect.
Appears in 1 contract
Sources: Sales Agreement (Akouos, Inc.)
Compliance with the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act. The Company has taken all necessary actions to ensure that it is in compliance with all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof (the “S▇▇▇▇▇▇▇-▇▇▇▇▇ Act”) presently that are in effect and with which the Company is required to comply as of the date hereofcomply, and is actively taking steps to ensure that it will be in compliance with other provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act which will become applicable to the Company at all times after not currently in effect, upon the effectiveness of the Registration Statementsuch provisions.
Appears in 1 contract