CONCENTRATION GUIDELINES. 1. There shall be no concentration limitation on (j), and (k). See section A. 2. For purposes of these guidelines, the term “issuer” means a given entity and its affiliates and an “affiliate” of an issuer means an entity controlling, controlled by, or under common control with, the issuer.
Appears in 3 contracts
Sources: Securities Lending Agreement (Eq Advisors Trust), Securities Lending Agreement (1290 Funds), Securities Lending Agreement (Eq Advisors Trust)