Common use of Concerning the Warrant Agent Clause in Contracts

Concerning the Warrant Agent. Trust Indenture Legislation 44 Section 9.2 Rights and Duties of Warrant Agent 44 Section 9.3 Evidence, Experts and Advisers 45 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 Section 9.5 Actions by Warrant Agent to Protect Interest 46 Section 9.6 Warrant Agent Not Required to Give Security 47 Section 9.7 Protection of Warrant Agent 47 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 Section 9.9 Conflict of Interest 49 Section 9.10 Acceptance of Agency 49 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 Section 9.13 Anti-Money Laundering 50 Section 9.14 Compliance with Privacy Code 51 Section 9.15 Securities Exchange Commission Certification 51

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 44 43 Section 9.2 Rights and Duties of Warrant Agent 44 43 Section 9.3 Evidence, Experts and Advisers 45 44 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 45 Section 9.5 Actions by Warrant Agent to Protect Interest 46 45 Section 9.6 Warrant Agent Not Required to Give Security 47 46 Section 9.7 Protection of Warrant Agent 47 46 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 47 Section 9.9 Conflict of Interest 49 48 Section 9.10 Acceptance of Agency 49 48 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 49 Section 9.13 Anti-Money Laundering 50 49 Section 9.14 Compliance with Privacy Code 51 50 Section 9.15 Securities Exchange Commission Certification 5150

Concerning the Warrant Agent. Trust Indenture Legislation 44 46 Section 9.2 Rights and Duties of Warrant Agent 44 46 Section 9.3 Evidence, Experts and Advisers 45 47 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 48 Section 9.5 Actions by Warrant Agent to Protect Interest 46 48 Section 9.6 Warrant Agent Not Required to Give Security 47 48 Section 9.7 Protection of Warrant Agent 47 48 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 50 Section 9.9 Conflict of Interest 49 51 Section 9.10 Acceptance of Agency 49 51 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 51 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 52 Section 9.13 Anti-Money Laundering 50 52 Section 9.14 Compliance with Privacy Code 51 53 Section 9.15 Securities Exchange Commission Certification 5153

Concerning the Warrant Agent. Trust Section 9.1 Indenture Legislation 44 30 Section 9.2 Rights and Duties of Warrant Agent 44 30 Section 9.3 Evidence, Experts and Advisers 45 30 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 31 Section 9.5 Actions by Warrant Agent to Protect Interest 46 31 Section 9.6 Warrant Agent Not Required to Give Security 47 31 Section 9.7 Protection of Warrant Agent 47 31 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 ▇▇▇▇▇▇ 32 Section 9.9 Conflict of Interest 49 33 Section 9.10 Acceptance of Agency 49 33 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 33 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 33 Section 9.13 Anti-Money Laundering 50 33 Section 9.14 Compliance with Privacy Code 51 34 Section 9.15 Securities Exchange Commission Certification 5134

Concerning the Warrant Agent. Trust Indenture Legislation 44 43 Section 9.2 Rights and Duties of Warrant Agent 44 43 Section 9.3 Evidence, Experts and Advisers 45 44 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 45 Section 9.5 Actions by Warrant Agent to Protect Interest 46 45 Section 9.6 Warrant Agent Not Required to Give Security 47 45 Section 9.7 Protection of Warrant Agent 47 46 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 47 Section 9.9 Conflict of Interest 49 48 Section 9.10 Acceptance of Agency 49 48 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 48 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 48 Section 9.13 Anti-Money Laundering 50 48 Section 9.14 Compliance with Privacy Code 51 49 Section 9.15 Securities Exchange Commission Certification 5149

Concerning the Warrant Agent. Trust Section 9.1 Indenture Legislation 44 Legislation. 43 Section 9.2 Rights and Duties of Warrant Agent 44 43 Section 9.3 Evidence, Experts and Advisers 45 Advisers. 44 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 Agent. 45 Section 9.5 Actions by Warrant Agent to Protect Interest 46 Interest. 45 Section 9.6 Warrant Agent Not Required to Give Security 47 Security. 46 Section 9.7 Protection of Warrant Agent 47 Agent. 46 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 ▇▇▇▇▇▇ 47 Section 9.9 Conflict of Interest 49 48 Section 9.10 Acceptance of Agency 49 Agency. 48 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 Receiver. 48 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 Default. 48 Section 9.13 Anti-Money Laundering 50 Laundering. 49 Section 9.14 Compliance with Privacy Code 51 Code. 49 Section 9.15 Securities Exchange Commission Certification 51Certification. 50

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 44 Legislation. 36 Section 9.2 Rights and Duties of Warrant Agent 44 Agent. 36 Section 9.3 Evidence, Experts and Advisers 45 Advisers. 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 Agent. 37 Section 9.5 Actions by Warrant Agent to Protect Interest 46 Interest. 38 Section 9.6 Warrant Agent Not Required to Give Security 47 Security. 38 Section 9.7 Protection of Warrant Agent 47 Agent. 38 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 39 Section 9.9 Conflict of Interest 49 39 Section 9.10 Acceptance of Agency 49 40 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 Receiver. 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 Default. 40 Section 9.13 Anti-Money Laundering 50 Laundering. 40 Section 9.14 Compliance with Privacy Code 51 Code. 41 Section 9.15 Securities Exchange Commission Certification 51Certification. 41

Concerning the Warrant Agent. Trust Indenture Legislation 44 32 Section 9.2 Rights and Duties of Warrant Agent 44 32 Section 9.3 Evidence, Experts and Advisers 45 32 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 33 Section 9.5 Actions by Warrant Agent to Protect Interest 46 33 Section 9.6 Warrant Agent Not Required to Give Security 47 33 Section 9.7 Protection of Warrant Agent 47 34 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 ▇▇▇▇▇▇ 35 Section 9.9 Conflict of Interest 49 Section 9.10 Acceptance of Agency 49 35 Section 9.11 9.10 Warrant Agent Not to be Appointed Receiver 49 35 Section 9.12 9.11 Warrant Agent Not Required to Give Notice of Default 50 35 Section 9.13 9.12 Anti-Money Laundering 50 36 Section 9.14 9.13 Compliance with Privacy Code 51 36 Section 9.15 9.14 Securities Exchange Commission Certification 5137

Concerning the Warrant Agent. Trust Section 9.1 Warrant Indenture Legislation 44 34 Section 9.2 Rights and Duties of Warrant Agent 44 35 Section 9.3 Evidence, Experts and Advisers 45 35 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 36 Section 9.5 Actions by Warrant Agent to Protect Interest 46 37 Section 9.6 Warrant Agent Not Required to Give Security 47 37 Section 9.7 Protection of Warrant Agent 47 37 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 38 Section 9.9 Conflict of Interest 49 39 Section 9.10 Acceptance of Agency 49 40 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 40 Section 9.13 Anti-Money Laundering 50 40 Section 9.14 Compliance with Privacy Code 51 Section 9.15 Securities Exchange Commission Certification 5141

Concerning the Warrant Agent. Trust Section 9.1 Warrant Indenture Legislation 44 37 Section 9.2 Rights and Duties of Warrant Agent 44 37 Section 9.3 Evidence, Experts and Advisers 45 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 39 Section 9.5 Actions by Warrant Agent to Protect Interest 46 39 Section 9.6 Warrant Agent Not Required to Give Security 47 39 Section 9.7 Protection of Warrant Agent 47 39 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 ▇▇▇▇▇▇ 40 Section 9.9 Conflict of Interest 49 Section 9.10 Acceptance of Agency 49 41 Section 9.11 9.10 Warrant Agent Not to be Appointed Receiver 49 41 Section 9.12 9.11 Warrant Agent Not Required to Give Notice of Default 50 41 Section 9.13 9.12 Anti-Money Laundering 50 41 Section 9.14 9.13 Compliance with Privacy Code 51 41 Section 9.15 9.14 Securities Exchange Commission Certification 5142

Concerning the Warrant Agent. Trust Indenture Legislation 44 35 Section 9.2 Rights and Duties of Warrant Agent 44 35 Section 9.3 Evidence, Experts and Advisers 45 36 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 36 Section 9.5 Actions by Warrant Agent to Protect Interest 46 37 Section 9.6 Warrant Agent Not Required to Give Security 47 37 Section 9.7 Protection of Warrant Agent 47 37 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 ▇▇▇▇▇▇ 38 Section 9.9 Conflict of Interest 49 38 Section 9.10 Acceptance of Agency 49 39 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 39 Section 9.12 Authorization to Carry on Business 39 Section 9.13 Warrant Agent Not Required to Give Notice of Default 50 39 Section 9.13 9.14 Anti-Money Laundering 50 39 Section 9.14 9.15 Compliance with Privacy Code 51 40 Section 9.15 9.16 Securities Exchange Commission Certification 51Certification. 40

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 44 37 Section 9.2 Rights and Duties of Warrant Agent 44 37 Section 9.3 Evidence, Experts and Advisers 45 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 38 Section 9.5 Actions by Warrant Agent to Protect Interest 46 39 Section 9.6 Warrant Agent Not Required to Give Security 47 39 Section 9.7 Protection of Warrant Agent 47 39 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 40 Section 9.9 Conflict of Interest 49 40 Section 9.10 Acceptance of Agency 49 41 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 41 Section 9.12 Authorization to Carry on Business 41 Section 9.13 Warrant Agent Not Required to Give Notice of Default 50 41 Section 9.13 9.14 Anti-Money Laundering 50 41 Section 9.14 9.15 Compliance with Privacy Code 51 42 Section 9.15 9.16 Securities Exchange Commission Certification 5142

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 44 37 Section 9.2 Rights and Duties of Warrant Agent 44 37 Section 9.3 Evidence, Experts and Advisers 45 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 38 Section 9.5 Actions by Warrant Agent to Protect Interest 46 38 Section 9.6 Warrant Agent Not Required to Give Security 47 39 Section 9.7 Protection of Warrant Agent 47 39 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 39 Section 9.9 Conflict of Interest 49 40 Section 9.10 Acceptance of Agency 49 41 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 41 Section 9.12 Authorization to Carry on Business 41 Section 9.13 Warrant Agent Not Required to Give Notice of Default 50 41 Section 9.13 9.14 Anti-Money Laundering 50 41 Section 9.14 9.15 Compliance with Privacy Code 51 42 Section 9.15 9.16 Securities Exchange Commission Certification 51Certification. 42

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 44 41 Section 9.2 Rights and Duties of Warrant Agent 44 42 Section 9.3 Evidence, Experts and Advisers 45 42 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 44 Section 9.5 Actions by Warrant Agent to Protect Interest 46 44 Section 9.6 Warrant Agent Not Required to Give Security 47 44 Section 9.7 Protection of Warrant Agent 47 44 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 ▇▇▇▇▇▇ 46 Section 9.9 Conflict of Interest 49 47 Section 9.10 Acceptance of Agency 49 47 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 47 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 47 Section 9.13 Anti-Money Laundering 50 48 Section 9.14 Compliance with Privacy Code 51 48 Section 9.15 Securities Exchange Commission Certification 5149

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 44 37 Section 9.2 Rights and Duties of Warrant Agent 44 38 Section 9.3 Evidence, Experts and Advisers 45 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 39 Section 9.5 Actions by Warrant Agent to Protect Interest 46 39 Section 9.6 Warrant Agent Not Required to Give Security 47 39 Section 9.7 Protection of Warrant Agent 47 39 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 ▇▇▇▇▇▇ 40 Section 9.9 Conflict of Interest 49 41 Section 9.10 Acceptance of Agency 49 41 Section 9.11 Warrant Agent Not to be Appointed Receiver 49 41 Section 9.12 Authorization to Carry on Business 42 Section 9.13 Warrant Agent Not Required to Give Notice of Default 50 42 Section 9.13 9.14 Anti-Money Laundering 50 42 Section 9.14 9.15 Compliance with Privacy Code 51 42 Section 9.15 9.16 Securities Exchange Commission Certification 5143

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 44 Legislation. 36 Section 9.2 Rights and Duties of Warrant Agent 44 Agent. 36 Section 9.3 Evidence, Experts and Advisers 45 Advisers. 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent 46 Agent. 38 Section 9.5 Actions by Warrant Agent to Protect Interest 46 Interest. 38 Section 9.6 Warrant Agent Not Required to Give Security 47 Security. 38 Section 9.7 Protection of Warrant Agent 47 Agent. 38 Section 9.8 Replacement of Warrant Agent; Successor by Merger 48 Merger. 39 Section 9.9 Conflict of Interest 49 Section 9.10 Acceptance of Agency 49 40 Section 9.11 9.10 Warrant Agent Not to be Appointed Receiver 49 Receiver. 40 Section 9.11 Authorization to Carry on Business 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default 50 Default. 40 Section 9.13 Conflict of Interest 41 Section 9.14 Anti-Money Laundering 50 Laundering. 41 Section 9.14 9.15 Compliance with Privacy Code 51 Code. 41 Section 9.15 9.16 Securities Exchange Commission Certification 51Certification. 42