Common use of Conduct Rules Clause in Contracts

Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.

Appears in 25 contracts

Sources: Call Option Transaction Confirmation (Mirion Technologies, Inc.), Call Option Transaction Confirmation (Mirion Technologies, Inc.), Call Option Transaction (Wix.com Ltd.)

Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]16

Appears in 1 contract

Sources: Call Option Transaction (Hubspot Inc)