CONFIRMATIONS AND ACCOUNT STATEMENTS. On 1 February 2007, SEC granted COL exemptive relief from SRC Rules 30.2-2 and 52.1-8. Accordingly, COL shall furnish account statements and confirmations of all executed transactions by electronic mail sent to the email address appearing in COL’s records. These shall be binding if no written objection is made by the next business day. The Client acknowledges that the validity of any objection to any such confirmation of transaction or account statement shall be determined solely by COL.
Appears in 2 contracts
Sources: Online Securities Trading Agreement, Online Securities Trading Agreement
CONFIRMATIONS AND ACCOUNT STATEMENTS. On 1 February 2007, SEC granted COL exemptive relief from SRC Securities Regulation Code (SRC) Rules 30.2-30.2- 2 and 52.1-8. Accordingly, COL shall furnish account statements and confirmations of all executed transactions on the day these are made by electronic mail sent to the email address appearing in COL’s records. These shall be binding if no written objection is made by the next business day. The Client acknowledges that the validity of any his objection to any such confirmation of transaction or account statement shall be determined solely by COL.
Appears in 2 contracts
Sources: Online Securities Trading Agreement, Online Securities Trading Agreement
CONFIRMATIONS AND ACCOUNT STATEMENTS. On 1 February 1, 2007, the SEC granted COL exemptive relief from SRC Securities Regulation Code (SRC) Rules 30.2-30.2- 2 and 52.1-8. Accordingly, COL shall furnish account statements and confirmations of all executed transactions on the day these are made by electronic mail sent to the email address appearing in COL’s records. These shall be binding if no written objection is made by no later than 12 noon of the next business day. The Client acknowledges that the validity of any his objection to any such confirmation of transaction or account statement shall be determined solely by COL.
Appears in 1 contract
Sources: Online Securities Trading Agreement