Consultation and Co-operation Clause Samples

Consultation and Co-operation. (1) The Commission shall consult and co-operate with the Central Bank or any other agency in any member country that exercises regulatory authority under any enactment over a financial institution, insurance company or other body in order to minimise duplication of effort, to maximise the protection of investors and the interest of the public; (2) On the request of a foreign regulatory authority, the Commission may provide assistance in accordance with this Article— (a.) if the authority making the request states that the purpose for the request is to assist the authority in conducting an investigation in order to determine whether any person or entity has violated, is violating, or is about to violate, any laws or rules relating to securities matters that the authority administers or enforces; and (b.) whether or not the facts stated in the request disclose a violation of any of the laws of a member country; (3) Any assistance provided by the Commission under this Article shall be without prejudice to any investigation or examination which the Commission may carry out under securities laws, regardless of whether the Commission utilised any power given to it for the purposes of providing such assistance; (4) The provisions of this Article shall have effect notwithstanding anything contained in any other law providing for assistance by a member country, or any Government department or agency, to a foreign State or agency; (5) The assistance which may be provided for the purposes of this Article is the disclosure of any information which the Commission has in its possession or is able to obtain under any of the powers given to it by securities laws; (6) Any request for assistance received under securities laws from a foreign regulatory authority and the information or other assistance obtained or provided pursuant to such a request is subject to the confidentiality requirements of Article 24; (7) Paragraph (6) shall not apply to any disclosure ordered by a court— (a.) for the purpose of any civil proceedings in relation to any matter under securities laws; or (b.) for the purpose of any criminal proceedings; (8) Upon being ordered to make a disclosure referred to in paragraph (7), the Commission shall forthwith notify the foreign regulatory authority concerned, of the order; (9) The Commission may co-operate in the work of national, regional or international organisations on matters involving the regulation of securities markets.
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Consultation and Co-operation. (1) The Commission shall consult and co-operate with the Central Bank or any other agency in any member country that exercises regulatory authority under any enactment over a financial institution, insurance company or other body in order to minimise duplication of effort, to maximise the protection of investors and the interest of the public; (2) On the request of a foreign regulatory authority, the Commission may provide assistance in accordance with this Article—
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Consultation and Co-operation. The Company: (a) shall consult with the Facility Agent regarding the P.Os as required by the Finance Documents and, where not so required, pursuant to any request of the Facility Agent (acting reasonably if no Default shall then have occurred and be continuing); (b) agrees to co-operate in all reasonable respects with the Facility Agent and any consultant retained by either of them in the administration of the Finance Documents; and (c) shall ensure that the Facility Agent and any such consultant will be provided in a timely manner with all information reasonably requested and reasonably required by any such Person.
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Consultation and Co-operation. 8.1.1 The parties agree to maintain open and honest communication throughout the Agreement. 8.1.2 The parties agree to consult and co‐operate with each other in the furtherance of the Services and the resolution of problems or differences that may arise.
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Consultation and Co-operation 
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Related to Consultation and Co-operation

  • Consultation Services The company hereby employs the consultant to perform the following services in accordance with the terms and conditions set forth in this agreement: The consultant will consult with the officers and employees of the company concerning matters relating to the management and organization of the company, their financial policies, the terms and conditions of employment, and generally any matter arising out of the business affairs of the company.

  • Cooperation and Coordination The Parties acknowledge and agree that it is their mutual objective and intent to minimize, to the extent feasible and legal, taxes payable with respect to their collaborative efforts under this Agreement and that they shall use all commercially reasonable efforts to cooperate and coordinate with each other to achieve such objective.

  • Consultation 10.1 The Employer agrees to consult the Employee timeously where the exercising of its powers will have amongst others- 10.1.1 A direct effect on the performance of any of the Employee’s functions; 10.1.2 Commit the Employee to implement or to give effect to a decision made by the Employer; and 10.1.3 A substantial financial effect on the Employer. 10.2 The Employer agrees to inform the Employee of the outcome of any decisions taken pursuant to the exercise of powers contemplated in clause 12.1 as soon as is practicable to enable the Employee to take any necessary action with delay.

  • Notification and Consultation 1. A Party shall promptly notify the other Party in writing upon: (a) initiating a bilateral safeguard proceeding under this Section; (b) applying a provisional bilateral safeguard measure; and (c) taking a final decision to apply or extend a bilateral safeguard measure. 2. A Party shall provide to the other Party a copy of the public version of the report of its competent investigating authority in accordance with Article 8.4.1. 3. Upon request of a Party whose good is subject to a bilateral safeguard proceeding under this Section, the Party conducting that proceeding shall enter into consultations with the requesting Party to review a notification under paragraph 1 or any public notice or report that the competent investigating authority has issued in connection with the proceeding. 4. All notifications during any bilateral safeguard investigation shall be exchanged in English.

  • Consultation Between the Parties ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.