CONSULTATION WITH OTHER SUB-ADVISERS Clause Samples
The "Consultation with Other Sub-Advisers" clause establishes the right or obligation for a party, typically an investment adviser or manager, to consult with other sub-advisers involved in managing a portfolio or fund. In practice, this means that the primary adviser may seek input, share information, or coordinate strategies with other sub-advisers to ensure cohesive management of assets. This clause helps facilitate communication and collaboration among multiple advisers, reducing the risk of conflicting strategies and promoting more effective and consistent investment management.
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CONSULTATION WITH OTHER SUB-ADVISERS. In performance of its duties and obligations under this Agreement, the Sub-Adviser shall not consult with any other sub-adviser to the Fund or a sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund, except as permitted by the policies and procedures of the Fund. The Sub-Adviser shall not provide investment advice to any assets of the Fund other than the assets managed by the Sub-Adviser.
CONSULTATION WITH OTHER SUB-ADVISERS. In performance of its duties and obligations under this Agreement, the Sub-Adviser shall not consult with any other sub-adviser to the Fund or a sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund, except as permitted by the Fund Procedures; provided that the Investment Manager has provided a list of such sub-advisers to the Sub-Adviser and will promptly provide any updates to such list to the Sub-Adviser. For the avoidance of doubt, the Sub-Adviser may consult with any other sub-adviser to the Fund or a sub-adviser to a portfolio that is under common control with the Fund on any and all transactions, or potential transactions, without providing any notice to the Investment Manager so long as such consultations do not concern transactions for the Fund in securities or other assets. The Sub-Adviser shall not provide investment advice to any assets of the Fund other than the Allocated Portion.
CONSULTATION WITH OTHER SUB-ADVISERS. In performance of its duties and obligations under this Agreement, the Sub-adviser shall not consult with any other sub-adviser to the Series or a sub-adviser to a portfolio that is under common control with the Series concerning transactions for the Series, except as permitted by the Series Procedures. The Sub-adviser shall not provide investment advice to any assets of the Series other than the assets managed by the Sub-adviser.
CONSULTATION WITH OTHER SUB-ADVISERS. The Sub-Adviser shall not consult with any other sub-adviser to the Portfolio or any sub-adviser to any other portfolio of the Trust, or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Portfolio in securities or other assets.
CONSULTATION WITH OTHER SUB-ADVISERS. In performance of its duties and obligations under this Agreement, the Sub-Adviser shall not consult with any other sub-adviser to the Fund or a sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund, except as permitted by the Fund Procedures, except that such consultations are permitted between the current and successor sub-investment advisers of the Fund in order to effect an orderly transition of sub-advisory duties so long as such consultations are not transactions prohibited by Section 17(a) of the 1940 Act. The Sub-Adviser shall not provide investment advice to any assets of the Fund other than the Allocated Portion.
CONSULTATION WITH OTHER SUB-ADVISERS. In performance of its duties and obligations under this Agreement, the Sub-Adviser shall not consult with any other sub-adviser to the Fund or a sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund, except as permitted by the policies and procedures of the Fund. The Sub-Adviser shall not provide investment advice to any assets of the Fund other than the assets managed by the Sub-Adviser. For the avoidance of doubt, the foregoing shall not apply to any investment advice provided by the Sub-Adviser to any third party funds that own the same assets as any assets of the Fund.
CONSULTATION WITH OTHER SUB-ADVISERS. The Overlay Manager shall not consult with any Model Portfolio Provider to the Fund or a sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund. The Overlay Manager shall not provide investment advice to any Assets of the Fund other than as provided in this Agreement.
CONSULTATION WITH OTHER SUB-ADVISERS. In performance of its duties and obligations under this Agreement, the Sub-Adviser shall not consult with any other sub-adviser to the Fund or a sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund, except as permitted by the Fund Procedures. The Sub-Adviser shall not provide investment advice to any assets of the Fund other than the assets managed by the Sub-Adviser. (Nothing in this paragraph shall be deemed to prohibit the Sub-Adviser from consulting with any of the other sub-advisers concerning compliance with paragraphs (a) and (b) of Rule 12d3-1 under the 1940 Act. In addition, nothing herein shall be deemed to prohibit the Adviser and the Sub-Adviser from consulting with each other concerning transactions for the Allocated Portion in securities or other assets.)
CONSULTATION WITH OTHER SUB-ADVISERS. In performance of its duties and obligations under this Agreement, the Sub-Adviser shall not consult with the Overlay Manager or any other sub-adviser to the Fund or a sub-adviser to a portfolio that is under common control with the Fund concerning transactions for the Fund. The Sub-Adviser shall not provide investment advice to any assets of the Fund other than the assets in the Allocated Portion. The Adviser agrees that it will provide the Sub-Adviser with a written list of the other sub-advisers to the Fund and sub-advisers to portfolios that are under common control with the Fund and will from time to time update such list as necessary.