CONTRACT NOTES AND STATEMENTS Clause Samples

CONTRACT NOTES AND STATEMENTS. 17.1 CAL shall in accordance with applicable regulatory requirements send to the Client contract notes relating to any Transactions in Securities and statement of account relating to the Account. 17.2 Contract notes or other confirmation in writing of the execution of the Client’s Instructions and statements of Account shall be conclusive of the matters stated therein (save in the case of manifest error) and shall be deemed to have been accepted by the Client if not objected to in writing by the Client within seven (7) Business Days after dispatch thereof to the Client. The Client agrees that CAL is not liable for any damages or market fluctuations resulting from any delay or failure in reporting an error to CAL which the Client is aware of.
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CONTRACT NOTES AND STATEMENTS. 15.1 A confirmation will be shown on the Trading Platform immediately after a Trade has been executed. Your statements will be available on the Trading Platform and the Client Portal. We will not post statements to you. You confirm that you have regular access to the internet to facilitate the above. 15.2 It is your responsibility to check your trading statements regularly for accuracy. Please tell us immediately if you think anything is wrong or missing. 15.3 You can also contact us via Client Services or the Dealing Desk to ask for further information in relation to your Account or the status of any Open Positions or Orders.
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CONTRACT NOTES AND STATEMENTS. 12.1 Unless we have agreed otherwise we will send you a contract note in respect of each Trade that we execute on your behalf. The absence of a contract note will not affect the validity of any Trade. 12.2 Contract notes will be sent to you as soon as reasonably practicable and no later than the next Business Day after a Trade is executed. Other than on your specific request, contract notes and statements will be sent to 12.3 It is your responsibility to review all contract notes and statements received to ensure that they are accurate. If you believe that a contract note or statement received by you is incorrect, because it refers to a Trade which you have not placed or for any other reason, you must tell us immediately. Contract notes and statements will be, in the absence of a Manifest Error, conclusive and binding unless we receive an objection from you in writing within 48 hours of receipt or we notify you of an error in the contract note or statement in the same period. If you do not receive a contract note for any Trade you have executed, please 12.4 Periodic statements, including statements of your Balance, Open Positions and any charges made to your Account will ordinarily be sent to you no less than monthly. We will send you a statement of your Balance no less than annually.
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CONTRACT NOTES AND STATEMENTS. 13.1 We will promptly provide you with confirmation of all transactions carried out on your behalf in accordance with the FSA Rules unless confirmation is provided to you by a third party, for example by a broker through whom we deal. You agree that we may send confirmations, contract notes and other statements electronically and, subject to legal, regulatory and market requirements we may send you a single confirmation or contract note in respect of a series of transactions unless agreed otherwise. In the absence of manifest error, all confirmations, contract notes and other statements which we send to you will be conclusive and binding on you unless you notify us in writing within 5 days of the date of the confirmation or statement that you disagree with its contents.
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CONTRACT NOTES AND STATEMENTS. A confirmation will be shown on the Trading Platform immediately after a Trade has been executed. Your statements will be available on the Trading Platform and the Client Portal. We will not post statements to you. You confirm that you have regular access to the internet to facilitatethe above.
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Related to CONTRACT NOTES AND STATEMENTS

  • Confirmations and Statements The Transfer Agent shall confirm each transaction either at the time of the transaction or through periodic reports as may be legally permitted.

  • Confirmation and Statements Promptly after the close of business on each day, the Custodian shall furnish the Fund with confirmations and a summary of all transfers to or from the account of the Fund during the day. Where securities purchased by the Fund are in a fungible bulk of securities registered in the name of the Custodian (or its nominee) or shown in the Custodian's account on the books of a Securities Depository, the Custodian shall by book-entry or otherwise identify the quantity of those securities belonging to the Fund. At least monthly, the Custodian shall furnish the Fund with a detailed statement of the Securities and monies held for the Fund under this Agreement.

  • Other Financing Statements and Liens Except as otherwise permitted under Section 9.06 of the Credit Agreement, without the prior written consent of the Administrative Agent (granted with the authorization of the Lenders as specified in Section 11.09 of the Credit Agreement), no Securing Party shall file or suffer to be on file, or authorize or permit to be filed or to be on file, in any jurisdiction, any financing statement or like instrument with respect to the Collateral in which the Administrative Agent is not named as the sole secured party for the benefit of the Lenders.

  • Reports and Statements The Lending Agent shall furnish the Client with the reports and statements set forth in the Securities Lending Guidelines or as otherwise agreed from time to time.

  • Authorization of Financing Statements Each Grantor authorizes the Administrative Agent and its Affiliates, counsel and other representatives, at any time and from time to time, to file or record financing statements, amendments to financing statements, and other filing or recording documents or instruments with respect to the Collateral in such form and in such offices as the Administrative Agent reasonably determines appropriate to perfect the security interests of the Administrative Agent under this Agreement, and such financing statements and amendments may described the Collateral covered thereby as “all assets of the debtor”, “all personal property of the debtor” or words of similar effect. Each Grantor hereby also authorizes the Administrative Agent and its Affiliates, counsel and other representatives, at any time and from time to time, to file continuation statements with respect to previously filed financing statements. A photographic or other reproduction of this Agreement shall be sufficient as a financing statement or other filing or recording document or instrument for filing or recording in any jurisdiction.