Common use of Contract Owner Information Clause in Contracts

Contract Owner Information. (a) Company agrees to provide the Fund, upon written request, the taxpayer identification number ("TIN'1the Individual/International Taxpayer Identification Number ("ITIN"), or other government-issues identifier ("Gil") and the Contract Owner number or participant account number associated with the Contract Owner, if known, of any or all Contract Owner(s) and the amount, date, and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Portfolio shares ("Shares'') held through an Account maintained by the Company during the period covered by the request. Unless otherwise specifically requested by the Fund, the Company shall only be required to provide information relating to Contract Owner-Initiated Transfer Purchases or Contract Owner­ Initiated Transfer Redemptions. (i) Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. (ii) Company agrees to transmit the requested information that is on its books and records to the Fund or its designee promptly, but in any event not later than 10 business days, after receipt of a request. If the requested information is not on the Company's books and records, Company agrees to: (i) provide or arrange to provide to the fund the requested information from Contract Owners who hold a Contract with an indirect intermediary; or (ii) if directed by the Fund, block further purchases of Fund Shares from such indirect intermediary. In such instance, Company agrees to inform the Fund whether it plans to perform (i) or (ii). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format. For purposes of this provision, an "indirect intermediary" has the same meaning as in SEC Rule 22c-2 under the Investment Company Act. (b) The Fund agrees not to use the information received pursuant to this Agreement for any purpose other than as necessary to comply with the provisions of Rule 22c-2 or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the ▇▇▇▇▇-▇▇▇▇▇ ▇▇▇▇▇▇ Act (Public Law 106-102) and comparable state laws. (c) Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of division units by a Contract Owner that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Company's Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Contract Owner-Initiated Transfer Purchases or Contract Owner-Initiated Transfer Redemptions that are affected directly or indirectly through Company. Instructions will be transmitted to Company through a mutually agreed upon format. (d) Instructions must include the TIN, ITIN or Gil if known, and the specific restriction(s) to be executed. If the TIN, ITIN or Gil is not known, the instructions must include an equivalent identifying number of the Contract Owner(s) or Contracts or Account(s) or other agreed upon information to which the instruction relates. (e) Company agrees to execute instructions as soon as reasonably practicable, but not later than ten business days after receipt of the instructions by the Company. (f) Company will provide written confirmation to the Fund that instructions have been executed. Company agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed. (g) For purposes of this section 1.7: (i) The term "Fund" includes the fund's principal underwriter and transfer agent. The term not does include any "excepted funds" as defined in SEC Rule 22c-2(b) under the Investment Company Act of 1940.

Contract Owner Information. (a) Company agrees to provide the Fund, upon written request, the taxpayer identification number ("TIN'1the “TIN”) the Individual/International Taxpayer Identification Number ("“ITIN"”), or other government-issues identifier ("Gil"“GII”) and the Contract Owner number or participant account number associated with the Contract Owner, if known, of any or all Contract Owner(s) and the amount, date, and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Portfolio shares ("“Shares''”) held through an Account maintained by the Company during the period covered by the request. Unless otherwise specifically requested by the Fund, the Company shall only be required to provide information relating to Contract Owner-Initiated Transfer Purchases or Contract Owner­ Owner-Initiated Transfer Redemptions. (i) Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. (ii) Company agrees to transmit the requested information that is on its books and records to the Fund or its designee promptly, but in any event not later than 10 business days, after receipt of a request. If the requested information is not on the Company's ’s books and records, Company agrees to: (i) provide or arrange to provide to the fund the requested information from Contract Owners who hold a Contract with an indirect intermediary; or (ii) if directed by the Fund, block further purchases of Fund Shares from such indirect intermediary. In such instance, Company agrees to inform the Fund whether it plans to perform (i) or (ii). Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties. To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format. For purposes of this provision, an "“indirect intermediary" ” has the same meaning as in SEC Rule 22c-2 under the Investment Company Act. (b) The Fund agrees not to use the information received pursuant to this Agreement for any purpose other than as necessary to comply with the provisions of Rule 22c-2 or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the ▇▇▇▇▇-▇▇▇▇▇ ▇▇▇▇▇▇ Act (Public Law 106-102) and comparable state laws. (c) Company agrees to execute written instructions from the Fund to restrict or prohibit further purchases or exchanges of division units by a Contract Owner that has been identified by the Fund as having engaged in transactions of the Fund's ’s Shares (directly or indirectly through the Company's ’s Account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such restrictions or prohibitions shall only apply to Contract Owner-Initiated Transfer Purchases or Contract Owner-Initiated Transfer Redemptions that are affected directly or indirectly through Company. Instructions will be transmitted to Company through a mutually agreed upon format. (d) Instructions must include the TIN, ITIN or Gil GII if known, and the specific restriction(s) to be executed. If the TIN, ITIN or Gil GII is not known, the instructions must include an equivalent identifying number of the Contract Owner(s) or Contracts or Account(s) or other agreed upon information to which the instruction relates. (e) Company agrees to execute instructions as soon as reasonably practicable, but not later than ten business days after receipt of the instructions by the Company. (f) Company will provide written confirmation to the Fund that instructions have been executed. Company agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed. (g) For purposes of this section 1.7: (i) The term "Fund" includes the fund's principal underwriter and transfer agent. The term not does include any "excepted funds" as defined in SEC Rule 22c-2(b) under the Investment Company Act of 1940.