Common use of Conversion of Securities Exchange of Certificates Clause in Contracts

Conversion of Securities Exchange of Certificates. Section 3.1 Conversion of Securities 17 Section 3.2 Exchange of Certificates 18 Section 3.3 Dissenters' Rights 20 Section 3.4 Stock Transfer Books 21 Section 3.5 Company Options, Company Restricted Stock, Company Performance Share Units and Company Phantom Share Awards. 21 ARTICLE IV Representations and Warranties of the Company Section 4.1 Organization and Qualification 23 Section 4.2 Capitalization 23 Section 4.3 Corporate Authority; Approval 26 Section 4.4 No Conflict; Required Filings and Consents 26 Section 4.5 Permits and Licenses; Compliance with Laws 27 Section 4.6 SEC Filings; Financial Statements 28 Section 4.7 No Undisclosed Liabilities 30 Section 4.8 Absence of Certain Changes or Events 30 Section 4.9 Affiliate Transactions 31 Section 4.10 Employee Benefit Plans 31 Section 4.11 Labor Matters 34 Section 4.12 Contracts 35 Section 4.13 Litigation 37 Section 4.14 Environmental Matters 38 Section 4.15 Intellectual Property 38 Section 4.16 Taxes 39 Section 4.17 Insurance 40 Section 4.18 Real Estate 41 Section 4.19 Takeover Statutes 41 Section 4.20 Proxy Statement 42 Section 4.21 Brokers 42 Section 4.22 Opinion of the Financial Advisor 42 Section 4.23 Vote Required 42 Section 4.24 NRC Matters and other Radiological Licenses 42 Section 4.25 Regulation as a Utility 43 Section 4.26 Government Contracts 43 Section 4.27 Foreign Corrupt Practices Act 46 ARTICLE V Representations and Warranties of Parent and Merger Sub Section 5.1 Organization and Qualification 46 Section 5.2 Authority 46 Section 5.3 No Conflict; Required Filings and Consents 47 Section 5.4 Litigation 47 Section 5.5 Ownership of Merger Sub; No Prior Activities 47 Section 5.6 Financing 48 Section 5.7 Brokers 49 Section 5.8 Guarantee 49 Section 5.9 Ownership of Company Common Stock 49 Section 5.10 Information Supplied 49 Section 5.11 Solvency 49 Section 5.12 Foreign Ownership 50 Section 5.13 Parent Ownership of Company Securities 50 Section 5.14 No Other Representations or Warranties 50 ARTICLE VI Covenants Section 6.1 Conduct of Business 51 Section 6.2 Proxy Statement; Company Stockholders Meeting 55 Section 6.3 Access to Information; Confidentiality 56 Section 6.4 No Solicitation of Transactions 57 Section 6.5 Reasonable Best Efforts 61 Section 6.6 Financing 64 Section 6.7 Financing Assistance 66 Section 6.8 Notices of Certain Events 69 Section 6.9 Publicity 69 Section 6.10 Employee Matters 69 Section 6.11 Resignation of Directors 70 Section 6.12 Directors' and Officers' Indemnification and Insurance 70 Section 6.13 Section 16 Matters 72 Section 6.14 Merger Sub 72 Section 6.15 Termination of Company Stock Plan 72 Section 6.16 Termination of 401(k) Plan 72 Section 6.17 Subsequent Filings 72

Appears in 1 contract

Sources: Merger Agreement (EnergySolutions, Inc.)

Conversion of Securities Exchange of Certificates. Section 2.1 Effect on Capital Stock 3 Section 2.2 Certain Adjustments 3 Section 2.3 Dissenting Shares 4 Section 2.4 Exchange of Company Common Stock 4 Section 2.5 Treatment of Company Stock Plans 7 Section 2.6 Treatment of Employee Stock Purchase Plan 8 Section 3.1 Conversion of Securities 17 Corporate Organization 9 Section 3.2 Exchange of Certificates 18 Capitalization 10 Section 3.3 Dissenters' Rights 20 Corporate Authorization 11 Section 3.4 Stock Transfer Books 21 No Conflicts 12 Section 3.5 Governmental Approvals 13 Section 3.6 Company Options, Company Restricted Stock, Company Performance Share Units and Company Phantom Share Awards. 21 ARTICLE IV Representations and Warranties of the Company Section 4.1 Organization and Qualification 23 Section 4.2 Capitalization 23 Section 4.3 Corporate Authority; Approval 26 Section 4.4 No Conflict; Required Filings and Consents 26 Section 4.5 Permits and Licenses; Compliance with Laws 27 Section 4.6 SEC Filings; Financial Statements 28 Statements; Controls 13 Section 4.7 3.7 No Undisclosed Liabilities 30 14 Section 4.8 3.8 Absence of Certain Changes or Events 30 15 Section 4.9 Affiliate Transactions 31 3.9 Compliance with Laws; Permits 15 Section 4.10 3.10 Litigation 16 Section 3.11 Taxes 17 Section 3.12 Employee Benefit Plans 31 and Related Matters; ERISA 18 Section 4.11 Labor Matters 34 3.13 Material Contracts 21 Section 4.12 Contracts 35 3.14 Intellectual Property 23 Section 4.13 Litigation 37 3.15 Properties 24 Section 4.14 3.16 Environmental Matters 38 24 Section 4.15 Intellectual Property 38 3.17 Insurance 25 Section 4.16 Taxes 39 3.18 Labor and Employment Matters 25 Section 4.17 Insurance 40 3.19 Affiliate Transactions 26 Section 4.18 Real Estate 41 3.20 Customers and Suppliers 26 Section 4.19 3.21 Product Liability 27 Section 3.22 Takeover Statutes 41 27 Section 4.20 Proxy Statement 42 3.23 Brokers and Finders’ Fees 27 Section 4.21 Brokers 42 Section 4.22 3.24 Opinion of the Financial Advisor 42 27 Section 4.23 Vote Required 42 Section 4.24 NRC Matters and other Radiological Licenses 42 Section 4.25 Regulation as a Utility 43 Section 4.26 Government Contracts 43 Section 4.27 Foreign Corrupt Practices Act 46 ARTICLE V Representations and Warranties of Parent and Merger Sub Section 5.1 Organization and Qualification 46 Section 5.2 Authority 46 Section 5.3 No Conflict; Required Filings and Consents 47 Section 5.4 Litigation 47 Section 5.5 Ownership of Merger Sub; No Prior Activities 47 Section 5.6 Financing 48 Section 5.7 Brokers 49 Section 5.8 Guarantee 49 Section 5.9 Ownership of Company Common Stock 49 Section 5.10 Information Supplied 49 Section 5.11 Solvency 49 Section 5.12 Foreign Ownership 50 Section 5.13 Parent Ownership of Company Securities 50 Section 5.14 3.25 No Other Representations or Warranties 50 ARTICLE VI Covenants Section 6.1 Conduct of Business 51 Section 6.2 Proxy Statementand Warranties; Company Stockholders Meeting 55 Section 6.3 Access to Information; Confidentiality 56 Section 6.4 No Solicitation of Transactions 57 Section 6.5 Reasonable Best Efforts 61 Section 6.6 Financing 64 Section 6.7 Financing Assistance 66 Section 6.8 Notices of Certain Events 69 Section 6.9 Publicity 69 Section 6.10 Employee Matters 69 Section 6.11 Resignation of Directors 70 Section 6.12 Directors' and Officers' Indemnification and Insurance 70 Section 6.13 Section 16 Matters 72 Section 6.14 Merger Sub 72 Section 6.15 Termination of Company Stock Plan 72 Section 6.16 Termination of 401(k) Plan 72 Section 6.17 Subsequent Filings 72Disclaimers 27

Appears in 1 contract

Sources: Merger Agreement (Parker Hannifin Corp)

Conversion of Securities Exchange of Certificates. Section 2.1 Effect on Capital Stock 2 Section 2.2 Certain Adjustments 3 Section 2.3 Dissenting Shares 3 Section 2.4 Exchange of Company Common Stock 3 Section 2.5 Treatment of Company Stock Plans 6 Section 2.6 Treatment of Employee Stock Purchase Plan 7 Section 3.1 Conversion of Securities 17 Corporate Organization 7 Section 3.2 Exchange of Certificates 18 Capitalization 8 Section 3.3 Dissenters' Rights 20 Corporate Authorization 9 Section 3.4 Stock Transfer Books 21 No Conflicts 10 Section 3.5 Governmental Approvals 10 Section 3.6 Company Options, Company Restricted Stock, Company Performance Share Units and Company Phantom Share Awards. 21 ARTICLE IV Representations and Warranties of the Company Section 4.1 Organization and Qualification 23 Section 4.2 Capitalization 23 Section 4.3 Corporate Authority; Approval 26 Section 4.4 No Conflict; Required Filings and Consents 26 Section 4.5 Permits and Licenses; Compliance with Laws 27 Section 4.6 SEC Filings; Financial Statements 28 Statements; Controls 10 Section 4.7 3.7 No Undisclosed Liabilities 30 11 Section 4.8 3.8 Absence of Certain Changes or Events 30 12 Section 4.9 Affiliate Transactions 31 3.9 Compliance with Laws; Permits 12 Section 4.10 3.10 Litigation 13 Section 3.11 Taxes 13 Section 3.12 Employee Benefit Plans 31 and Related Matters; ERISA 14 Section 4.11 Labor Matters 34 3.13 Material Contracts 16 Section 4.12 Contracts 35 3.14 Intellectual Property 18 Section 4.13 Litigation 37 3.15 Properties 19 Section 4.14 3.16 Environmental Matters 38 19 Section 4.15 Intellectual Property 38 3.17 Insurance 19 Section 4.16 Taxes 39 3.18 Labor and Employment Matters 20 Section 4.17 Insurance 40 3.19 Affiliate Transactions 20 Section 4.18 Real Estate 41 3.20 Customers and Suppliers 20 Section 4.19 3.21 Product Liability 20 Section 3.22 Takeover Statutes 41 21 Section 4.20 Proxy Statement 42 3.23 Brokers and Finders’ Fees 21 Section 4.21 Brokers 42 Section 4.22 3.24 Opinion of the Financial Advisor 42 21 Section 4.23 Vote Required 42 Section 4.24 NRC Matters and other Radiological Licenses 42 Section 4.25 Regulation as a Utility 43 Section 4.26 Government Contracts 43 Section 4.27 Foreign Corrupt Practices Act 46 ARTICLE V Representations and Warranties of Parent and Merger Sub Section 5.1 Organization and Qualification 46 Section 5.2 Authority 46 Section 5.3 No Conflict; Required Filings and Consents 47 Section 5.4 Litigation 47 Section 5.5 Ownership of Merger Sub; No Prior Activities 47 Section 5.6 Financing 48 Section 5.7 Brokers 49 Section 5.8 Guarantee 49 Section 5.9 Ownership of Company Common Stock 49 Section 5.10 Information Supplied 49 Section 5.11 Solvency 49 Section 5.12 Foreign Ownership 50 Section 5.13 Parent Ownership of Company Securities 50 Section 5.14 3.25 No Other Representations or Warranties 50 ARTICLE VI Covenants Section 6.1 Conduct of Business 51 Section 6.2 Proxy Statementand Warranties; Company Stockholders Meeting 55 Section 6.3 Access to Information; Confidentiality 56 Section 6.4 No Solicitation of Transactions 57 Section 6.5 Reasonable Best Efforts 61 Section 6.6 Financing 64 Section 6.7 Financing Assistance 66 Section 6.8 Notices of Certain Events 69 Section 6.9 Publicity 69 Section 6.10 Employee Matters 69 Section 6.11 Resignation of Directors 70 Section 6.12 Directors' and Officers' Indemnification and Insurance 70 Section 6.13 Section 16 Matters 72 Section 6.14 Merger Sub 72 Section 6.15 Termination of Company Stock Plan 72 Section 6.16 Termination of 401(k) Plan 72 Section 6.17 Subsequent Filings 72Disclaimers 21

Appears in 1 contract

Sources: Merger Agreement (Clarcor Inc.)