Cooperation with. investigations 7.1 Upon notice from FPA, you agree to provide to FPA within 14 days, any documentation requested by us pursuant to a compliance review, complaint, or disciplinary investigation concerning your conduct. 7.2 Where requested by us, any advice or other documentation provided for review, complaint or investigation must deidentify the your client’s personal information (▇.▇.▇▇ removing, or rendering illegible, the client’s name, address, employer, TFN, account details etc.) without preventing FPA from identifying each client’s relevant circumstances, objectives and needs relevant in providing the advice (e.g. details of age, occupation, type of account and account balances etc. should be retained). 7.3 You agree that FPA may at its absolute discretion advise the outcome of each review, complaint, or investigation to your current AFS licensee, FPA Professional Practice and any former AFS licensee, or FPA Professional Practice we consider relevant, and we may advise each or any of them of your termination from the Register, or of any corrective action the FPA requires you to undertake. 7.4 You agree that FPA may require you, at your own expense, to attend, on reasonable notice, a compliance review meeting with the FPA with, or without, a representative of your AFS licensee. 7.5 You agree your failure to fully co- operate with a compliance review may result in us terminating you from the Register and in you losing the benefit of the relief from the requirement to comply with s962K of the Corporations Act. 7.6 You will have no Claim against FPA arising out of or in connection with the Register, our notification, or non-notification of your AFS licensee(s) and FPA Professional Practices, or any exercise or non-exercise of FPA's rights under this clause 7.
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Sources: Fpa Professional Ongoing Fees Code Participating Member Registration Agreement, Fpa Professional Ongoing Fees Code Participating Member Registration Agreement