Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent. (b) In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 hereof.
Appears in 10 contracts
Sources: Warrant Agreement (Mawson Infrastructure Group Inc.), Warrant Agency Agreement (Fat Brands, Inc), Warrant Agency Agreement (Fat Brands, Inc)
Cost Basis Information. (a) 3.5.1 In the event of a cash exercise, the Company hereby instructs shall instruct the Warrant Agent to record cost basis for newly issued shares in a manner reasonably determined by the Company to be subsequently communicated by the Company in writing to the Warrant Agent. In the absence of basis information provided by the Company, securities will be recorded by the Warrant Agent as noncovered.
(b) 3.5.2 In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise Cashless Exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise Net Number to the Warrant Agent pursuant to Section 3.3.3 3.3.2 hereof.
Appears in 9 contracts
Sources: Warrant Agreement (Seanergy Maritime Holdings Corp.), Warrant Agreement (Seanergy Maritime Holdings Corp.), Warrant Agreement (Seanergy Maritime Holdings Corp.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares of Common Stock in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) . In the event of a cashless exercise, the Company shall provide cost basis for the shares of Common Stock issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 hereof.
Appears in 5 contracts
Sources: Warrant Agreement (Gaucho Group Holdings, Inc.), Warrant Agreement (Vislink Technologies, Inc.), Warrant Agreement (Vislink Technologies, Inc.)
Cost Basis Information. (a1) In the event of a cash exerciseexercise of the Warrants, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner Warrant Shares to be subsequently communicated by the Company in writing equal to the Warrant AgentExercise Price.
(b2) In the event of a cashless exercise, the Company shall provide cost basis for shares Warrant Shares issued pursuant to a cashless exercise at the time that the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 7(b) hereof.
Appears in 4 contracts
Sources: Warrant Agency Agreement (Guided Therapeutics Inc), Warrant Agency Agreement (Ascent Solar Technologies, Inc.), Warrant Agency Agreement (Lexaria Bioscience Corp.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Common Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.1 hereof.
Appears in 4 contracts
Sources: Warrant Agreement (Greenfire Resources Ltd.), Warrant Agreement (Greenfire Resources Ltd.), Warrant Agreement (Greenfire Resources Ltd.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exerciseRegistration Failure Cashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise Registration Failure Cashless Exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise Registration Failure Cashless Exercise to the Warrant Agent pursuant to Section 3.3.3 hereof3.3.1.
Appears in 4 contracts
Sources: Warrant Agent Agreement (FGI Industries Ltd.), Warrant Agent Agreement (Direct Digital Holdings, Inc.), Warrant Agent Agreement (Direct Digital Holdings, Inc.)
Cost Basis Information. (ai) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(bii) In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 7 hereof.
Appears in 4 contracts
Sources: Warrant Agency Agreement (Ascent Solar Technologies, Inc.), Warrant Agency Agreement (Ascent Solar Technologies, Inc.), Warrant Agency Agreement (Ascent Solar Technologies, Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.1 hereof.
Appears in 4 contracts
Sources: Warrant Agent Agreement (NutriBand Inc.), Warrant Agent Agreement (Lixte Biotechnology Holdings, Inc.), Warrant Agent Agreement (Lixte Biotechnology Holdings, Inc.)
Cost Basis Information. (ai) In the event of a cash exerciseexercise of Warrants, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares Common Shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(bii) In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares the Common Shares issued pursuant to a cashless exercise at the time the Company confirms provides the number of Warrant Common Shares issuable in connection with the cashless exercise to the Warrant Agent be issued pursuant to a Cashless Exercise using the formula set forth in Section 3.3.3 hereof10.
Appears in 3 contracts
Sources: Warrant Agreement (Ur-Energy Inc), Warrant Agreement (Ur-Energy Inc), Warrant Agreement (Ur-Energy Inc)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.1 hereof.
Appears in 3 contracts
Sources: Warrant Agent Agreement (Biofrontera Inc.), Warrant Agent Agreement (Biofrontera Inc.), Warrant Agent Agreement (Biofrontera Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs shall instruct the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated as reasonably determined by the Company in writing prior to processing. In the absence of basis information provided by the Company, securities will be recorded by the Warrant AgentAgent as noncovered.
(b) In the event of a cashless exercise, : the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.7 hereof.
Appears in 3 contracts
Sources: Warrant Agency Agreement (Rennova Health, Inc.), Warrant Agency Agreement (VistaGen Therapeutics, Inc.), Warrant Agency Agreement (VistaGen Therapeutics, Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exercise, : the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 hereof.
Appears in 3 contracts
Sources: Warrant Agreement (Galena Biopharma, Inc.), Warrant Agreement (Galena Biopharma, Inc.), Warrant Agreement (Galena Biopharma, Inc.)
Cost Basis Information. (a1) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(ba) In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 hereof.
Appears in 3 contracts
Sources: Warrant Agreement (Tonix Pharmaceuticals Holding Corp.), Warrant Agreement (SELLAS Life Sciences Group, Inc.), Warrant Agreement (SELLAS Life Sciences Group, Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated as reasonably determined by the Company in writing prior to the Warrant Agent.
(b) processing. In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms provides the number of Warrant Shares issuable in connection with the cashless exercise Cashless Exercise Ratio to the Warrant Agent pursuant to Section 3.3.3 hereof.3.3.1
Appears in 3 contracts
Sources: Warrant Agreement, Warrant Agreement (Walter Investment Management Corp), Warrant Agreement (Walter Investment Management Corp)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) . In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 hereof.
Appears in 3 contracts
Sources: Warrant Agreement (Medlab Clinical Ltd.), Warrant Agreement (Vislink Technologies, Inc.), Warrant Agreement (Vislink Technologies, Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.1 hereof.
Appears in 2 contracts
Sources: Warrant Agreement (Hammerhead Energy Inc.), Warrant Agency Agreement (Athenex, Inc.)
Cost Basis Information. (a1) In the event of a cash exerciseexercise of the Warrants, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner Warrant Shares to be subsequently communicated by the Company in writing equal to the Warrant AgentExercise Price.
(b2) In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares Warrant Shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 7(b) hereof.
Appears in 2 contracts
Sources: Warrant Agency Agreement (Imperalis Holding Corp.), Warrant Agency Agreement (Fresh Vine Wine, Inc.)
Cost Basis Information. (a1) In the event of a cash exerciseexercise of the Warrants, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner Warrant Shares to be subsequently communicated by the Company in writing equal to the Warrant AgentExercise Price.
(b2) In the event of a cashless exercise, the Company shall provide cost basis for shares Warrant Shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 7(b) hereof.
Appears in 2 contracts
Sources: Warrant Agency Agreement (Sonoma Pharmaceuticals, Inc.), Warrant Agency Agreement (Sonoma Pharmaceuticals, Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.as follows: ______________________
(b) In the event of a cashless exercise, : the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.7 hereof.
Appears in 1 contract
Cost Basis Information. (ai) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares as follows: [issuer to fill in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.calculation method]
(bii) In the event of a cashless exercise, : the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 (c)(2)(ii) hereof.
Appears in 1 contract
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Ordinary Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.2 hereof.
Appears in 1 contract
Sources: Warrant Agreement (TNL Mediagene)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Company Common Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.1(b) hereof.β
Appears in 1 contract
Sources: Warrant Assignment, Assumption and Amendment Agreement (Rumble Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exerciseRegistration Failure Cashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise Registration Failure Cashless Exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise Registration Failure Cashless Exercise to the Warrant Agent pursuant to Section 3.3.3 hereof3.3.1(b).
Appears in 1 contract
Cost Basis Information. (ai) In the event of a cash exerciseexercise of the Warrants, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner Warrant Shares to be subsequently communicated by the Company in writing equal to the Warrant AgentExercise Price.
(bii) In the event of a cashless exercise, the Company shall provide cost basis for shares Warrant Shares issued pursuant to a cashless exercise at the time that the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 7(b) hereof.
Appears in 1 contract
Cost Basis Information. (a) In the event of a cash exerciseexercise of the Warrants, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner Warrant Shares to be subsequently communicated by the Company in writing equal to the Warrant AgentExercise Price.
(b) In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares Warrant Shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 4.01(c) hereof.
Appears in 1 contract
Sources: Warrant Agreement (SM Energy Co)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant New SPAC Class A Common Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.1 hereof.
Appears in 1 contract
Cost Basis Information. (a) 3.5.1 In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) 3.5.2 In the event of a cashless exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 hereof.
Appears in 1 contract
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exerciseCashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise Cashless Exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 β3.3.1 hereof.
Appears in 1 contract
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record the cost basis for newly issued shares in a manner to be subsequently communicated as reasonably determined by the Company in writing prior to the Warrant Agent.
(b) processing. In the event of a cashless exercise, the Company shall provide the cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms provides the number of Warrant Shares issuable in connection with the cashless exercise Cashless Exercise Ratio to the Warrant Agent pursuant to Section 3.3.3 hereof3.3.1.
Appears in 1 contract
Sources: Warrant Agreement (Unit Corp)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated by the Company in writing to the Warrant Agent.
(b) In the event of a cashless exerciseRegistration Failure Cashless Exercise, the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.1 hereof.
Appears in 1 contract
Sources: Warrant Agent Agreement (Intensity Therapeutics, Inc.)
Cost Basis Information. (a) In the event of a cash exercise, the Company hereby instructs shall instruct the Warrant Agent to record cost basis for newly issued shares in a manner to be subsequently communicated as reasonably determined by the Company in writing prior to processing. In the absence of basis information provided by the Company, securities will be recorded by the Warrant AgentAgent as noncovered.
(b) In the event of a cashless exercise, : the Company shall provide cost basis for shares issued pursuant to a cashless exercise at the time the Company confirms the number of Warrant Shares issuable in connection with the cashless exercise to the Warrant Agent pursuant to Section 3.3.3 3.3.7 hereof.
Appears in 1 contract